Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ... Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Robert DeLong (Year of birth – 1965) Item 2 Educational Background and Business Experience Mr. DeLong received his Bachelor of Sciences degree from the University of Virginia’s McIntire School of Commerce and earned his Master’s of Business Administration from the Kellogg Graduate School of Management at Northwestern University where he specialized in finance and management strategy. Mr. DeLong joined Rochdale in 2011 as a Portfolio Manager. Mr. DeLong’s financial career began over 20 years ago as an investment banker with Morgan Stanley where he worked for eight years in both Mergers and Acquisitions and Corporate Finance. He later worked with Banc of America Securities where he specialized in debt and equity financing and provided strategic transaction advice to his clients. Additionally, Mr. DeLong spent five years working with high net worth clients as a Portfolio Manager & Research Analyst at Grand-Jean Capital Management where he was responsible for due diligence, security selection and portfolio performance analysis. Mr. DeLong did some proprietary trading and provided some consultant work for Vulcan Capital from 2006-2010. Item 3 Disciplinary Information Registered investment advisers are required to disclose all material facts regarding any legal or disciplinary events that would be material to your evaluation of each supervised person providing investment advice. There are no legal or disciplinary events to report relative to Mr. DeLong. Item 4 Other Business Activities Mr. DeLong is not actively engaged in any other investment-related business or occupation. Item 5 Additional Compensation In addition to salary, Mr. DeLong may receive additional compensation from the firm based on the assets he brings to the firm and the fees collected by the firm on those assets. Mr. DeLong may also receive compensation from fees collected from Rochdale products. Item 6 Supervision Rochdale’s Chief Executive Officer Garrett D’ Alessandro and Chief Compliance Officer, Barbara Hawkesworth, Esq. supervise and monitor the activities of Mr. DeLong as it relates to the Firm and its clients. Such is done through various channels including the review of documents related to his clients and monitoring of accounts through automated reports generated directly to the Compliance Department. The Firm’s Chief Compliance Officer, Barbara Hawkesworth may be contacted at 212-702-3500.
Item 1 Cover Page Adam Elover March 31, 2012 Rochdale Investment Management 570 Lexington Avenue, 9 th Floor New York, NY 10022 (212) 702-3500 www.rochdale.com This brochure supplement provides information about Adam Elover that supplements Rochdale Investment Management LLC’s (“Rochdale”) brochure. You should have received a copy of that brochure. Please contact Rochdale’s Compliance Department by calling (212) 702-3500 if you did not receive Rochdale’s disclosure brochure or if you have any questions about the contents of this supplement. Additional information about Adam Elover is available on the SEC’s website at www.adviserinfo.sec.gov
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- Page 45 and 46: well as the month-end market value,
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- Page 57 and 58: Neal Rubin (Year of birth - 1956) I
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- Page 61 and 62: Ted Cox, CFA (Year of birth - 1966)
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- Page 81 and 82: Item 1 Cover Page Elizabeth T. Dool
- Page 83 and 84: Item 1 Cover Page Sheldon C. Branda
- Page 85 and 86: Item 1 Cover Page John Geraghty Mar
- Page 87: Item 1 Cover Page Robert DeLong Roc
- Page 91 and 92: Item 1 Cover Page Thomas A. Galvin
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Robert DeLong (Year <strong>of</strong> birth – 1965)<br />
<strong>Item</strong> 2 Educational Background and Business Experience<br />
Mr. DeLong received his Bachelor <strong>of</strong> Sciences degree from the University <strong>of</strong> Virginia’s McIntire School <strong>of</strong><br />
Commerce and earned his Master’s <strong>of</strong> Business Administration from the Kellogg Graduate School <strong>of</strong> Management<br />
at Northwestern University where he specialized in finance and management strategy.<br />
Mr. DeLong joined Rochdale in 2011 as a Portfolio Manager.<br />
Mr. DeLong’s financial career began over 20 years ago as an investment banker with Morgan Stanley where he<br />
worked for eight years in both Mergers and Acquisitions and Corporate Finance. He later worked with Banc <strong>of</strong><br />
America Securities where he specialized in debt and equity financing and provided strategic transaction advice to his<br />
clients. Additionally, Mr. DeLong spent five years working with high net worth clients as a Portfolio Manager &<br />
Research Analyst at Grand-Jean Capital Management where he was responsible for due diligence, security selection<br />
and portfolio performance analysis. Mr. DeLong did some proprietary trading and provided some consultant work<br />
for Vulcan Capital from 2006-2010.<br />
<strong>Item</strong> 3 Disciplinary Information<br />
Registered investment advisers are required to disclose all material facts regarding any legal or disciplinary events<br />
that would be material to your evaluation <strong>of</strong> each supervised person providing investment advice.<br />
There are no legal or disciplinary events to report relative to Mr. DeLong.<br />
<strong>Item</strong> 4 Other Business Activities<br />
Mr. DeLong is not actively engaged in any other investment-related business or occupation.<br />
<strong>Item</strong> 5 Additional Compensation<br />
In addition to salary, Mr. DeLong may receive additional compensation from the firm based on the assets he brings<br />
to the firm and the fees collected by the firm on those assets. Mr. DeLong may also receive compensation from fees<br />
collected from Rochdale products.<br />
<strong>Item</strong> 6 Supervision<br />
Rochdale’s Chief Executive Officer Garrett D’ Alessandro and Chief Compliance Officer, Barbara Hawkesworth,<br />
Esq. supervise and monitor the activities <strong>of</strong> Mr. DeLong as it relates to the <strong>Firm</strong> and its clients. Such is done<br />
through various channels including the review <strong>of</strong> documents related to his clients and monitoring <strong>of</strong> accounts<br />
through automated reports generated directly to the Compliance Department. The <strong>Firm</strong>’s Chief Compliance Officer,<br />
Barbara Hawkesworth may be contacted at 212-702-3500.
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