Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
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Esq. supervise and monitor the activities <strong>of</strong> Mr. Alberton as it relates to the <strong>Firm</strong> and its clients. Such is done<br />
through various channels including the review <strong>of</strong> documents related to his clients and monitoring <strong>of</strong> accounts<br />
through automated reports generated directly to the Compliance Department. The <strong>Firm</strong>’s Chief Compliance Officer,<br />
Barbara Hawkesworth may be contacted at 212-702-3500.