Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...

Ted Cox, CFA (Year of birth – 1966)
Item 2 Educational Background and Business Experience
Mr. Cox received his Bachelor of Arts degree from Cornell University and his Master’s of Business Administration
from Columbia University.
Mr. Cox, currently a Senior Vice President – Investment Consulting, joined Rochdale in 2001 and has 20 years of
diversified financial industry experience. Located in Richmond, VA, he is responsible for business development
throughout the Southeast.
Prior to Rochdale, Mr. Cox spent twelve years at Marsh & McLennan as a managing account executive in the
reinsurance division. In this role, Mr. Cox was an advisor to senior executives of client insurance companies on
financial management strategies.
Mr. Cox holds the Chartered Financial Analyst (“CFA”) designation. This designation is issued by the CFA
Institute. The prerequisites or experience required is an undergraduate degree, 4 years of professional experience
involving investment decision making or 4 years of full-time qualified non-investment related work experience. It is
a self-study program, approximately 250 recommended hours of study for each of the 3 levels. All three levels are
then achieved through a course exam. There are no continuing education requirements.
Item 3 Disciplinary Information
Registered investment advisers are required to disclose all material facts regarding any legal or disciplinary events
that would be material to your evaluation of each supervised person providing investment advice.
There are no legal or disciplinary events to report relative to Mr. Cox.
Item 4 Other Business Activities
Mr. Cox is an owner of Acebes, D’Alessandro and Associates (“ADA”), the controlling member of Rochdale and
affiliates, thus Mr. Cox receives a portion of ADA’s earnings.
Item 5 Additional Compensation
In addition to salary, Mr. Cox may receive additional compensation from the firm based on the assets he brings to
the firm and the fees collected by the firm on those assets. Mr. Cox may also receive compensation from fees
collected from Rochdale products.
As an owner, Mr. Cox also receives a portion of profits earned by the firm.
Item 6 Supervision
Rochdale’s Chief Executive Officer Garrett D’ Alessandro and Chief Compliance Officer, Barbara Hawkesworth,
Esq. supervise and monitor the activities of Mr. Cox as it relates to the Firm and its clients. Such is done through
various channels including the review of documents related to his clients and monitoring of accounts through
automated reports generated directly to the Compliance Department. The Firm’s Chief Compliance Officer, Barbara
Hawkesworth may be contacted at 212-702-3500.