Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...

Neal Rubin (Year of birth – 1956)
Item 2 Educational Background and Business Experience
Mr. Rubin received his Bachelor of Arts degree in Economics from Brandeis University and his Master’s of
Business Administration from Harvard Business School.
Mr. Rubin is a Managing Director of Rochdale Offshore Investment Management ("ROIM"), a division of
Rochdale. Mr. Rubin joined Rochdale in 2004.
Prior to joining Rochdale, Mr. Rubin was employed by Credit Suisse Private Advisors as Director National Sales
Manager North America.
Item 3 Disciplinary Information
Registered investment advisers are required to disclose all material facts regarding any legal or disciplinary events
that would be material to your evaluation of each supervised person providing investment advice.
There are no legal or disciplinary events to report relative to Mr. Rubin.
Item 4 Other Business Activities
Mr. Rubin is an owner of Acebes, D’Alessandro and Associates (“ADA”), the controlling member of Rochdale and
affiliates, thus Mr. Rubin receives a portion of ADA’s earnings.
Item 5 Additional Compensation
Mr. Rubin may receive compensation based on the total assets he manages or generates and the management fees
generated by those accounts. In addition, Mr. Rubin may also receive compensation from fees collected from
Rochdale products.
As an owner, Mr. Ruben also receives a portion of profits earned by the firm.
Item 6 Supervision
Rochdale’s Chief Executive Officer Garrett D’ Alessandro and Chief Compliance Officer, Barbara Hawkesworth,
Esq. supervise and monitor the activities of Mr. Rubin as it relates to the Firm and its clients. Such is done through
various channels including the review of documents related to his clients and monitoring of accounts through
automated reports generated directly to the Compliance Department. The Firm’s Chief Compliance Officer, Barbara
Hawkesworth may be contacted at 212-702-3500.