Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
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David M. Coiro (Year <strong>of</strong> birth – 1946)<br />
<strong>Item</strong> 2 Educational Background and Business Experience<br />
Mr. Coiro received his Bachelor <strong>of</strong> Science degree from Boston College and studied developmental economics at<br />
Georgetown University's graduate school.<br />
In July 1986, Mr. Coiro became Vice President and Senior Portfolio Manager at Rochdale. Mr. Coiro joined<br />
Rochdale in 1983. He has thirty-six years <strong>of</strong> diversified investment management experience.<br />
Mr. Coiro began his career in 1973 in Washington, D.C., with the New York Stock Exchange member firm Folger,<br />
Nolan Fleming, Douglas, where he gained valuable experience trading municipal bonds and working with<br />
substantial institutional investors. In 1979, he joined R.W. Corby & Co., a prominent Washington investment<br />
banking and institutional municipal bond firm, where he expanded his interests and experience in private and limited<br />
partnership investments. He led and participated in the organization and financing <strong>of</strong> several private investments.<br />
<strong>Item</strong> 3 Disciplinary Information<br />
Registered investment advisers are required to disclose all material facts regarding any legal or disciplinary events<br />
that would be material to your evaluation <strong>of</strong> each supervised person providing investment advice.<br />
There are no legal or disciplinary events to report relative to Mr. Coiro.<br />
<strong>Item</strong> 4 Other Business Activities<br />
Mr. Coiro is a part owner <strong>of</strong> a holding company Rochdale Corporation that is a part owner <strong>of</strong> an institutional trading<br />
firm where the holding company receives earnings as well as a consultant fee.<br />
<strong>Item</strong> 5 Additional Compensation<br />
In addition to salary, Mr. Coiro may receive additional compensation from the firm based on the assets he brings to<br />
the firm and the fees collected by the firm on those assets. Mr. Coiro may also receive compensation from fees<br />
collected from Rochdale products.<br />
<strong>Item</strong> 6 Supervision<br />
Rochdale’s Chief Executive Officer Garrett D’ Alessandro and Chief Compliance Officer, Barbara Hawkesworth,<br />
Esq. supervise and monitor the activities <strong>of</strong> Mr. Coiro as it relates to the <strong>Firm</strong> and its clients. Such is done through<br />
various channels including the review <strong>of</strong> documents related to his clients and monitoring <strong>of</strong> accounts through<br />
automated reports generated directly to the Compliance Department. The <strong>Firm</strong>’s Chief Compliance Officer, Barbara<br />
Hawkesworth may be contacted at 212-702-3500.
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