Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ... Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...
Item 10 Requirements for State-Registered Advisers Not applicable 15
Item 1 Cover Page Part 2B of Form ADV: Brochure Supplement Carl Acebes March 31, 2012 Rochdale Investment Management 570 Lexington Avenue, 9 th Floor New York, NY 10022 (212) 702-3500 www.rochdale.com This brochure supplement provides information about Carl Acebes that supplements Rochdale Investment Management LLC’s (“Rochdale”) brochure. You should have received a copy of that brochure. Please contact Rochdale’s Compliance Department by calling (212) 702-3500 if you did not receive Rochdale’s disclosure brochure or if you have any questions about the contents of this supplement. Additional information about Carl Acebes is available on the SEC’s website at www.adviserinfo.sec.gov
- Page 1 and 2: Part 2A of Form ADV: Firm Brochure
- Page 3 and 4: Item 3 Table of Contents Item 1 Cov
- Page 5 and 6: RATROF and RRROF (“Alternative Fu
- Page 7 and 8: Item 5 Fees and Compensation A. Adv
- Page 9 and 10: Item 6 Performance-Based Fees and S
- Page 11 and 12: Item 8 Methods of Analysis, Investm
- Page 13 and 14: additional risks such as limited li
- Page 15 and 16: Item 10 Other Financial Industry Ac
- Page 17 and 18: agency cross transaction, there is
- Page 19 and 20: client accounts. Rochdale does not
- Page 21 and 22: Item 13 Review of Accounts A. Frequ
- Page 23 and 24: Item 15 Custody Custody of all Acco
- Page 25 and 26: RIM executes transactions for the m
- Page 27 and 28: Item 18 Financial Information This
- Page 29 and 30: Part 2A Appendix 1 of Form ADV: Wra
- Page 31 and 32: Item 3 Table of Contents Item 1 Cov
- Page 33 and 34: Next $1,000,000 to 1.00% $1,000,000
- Page 35 and 36: above, securities transactions will
- Page 37 and 38: Item 6 Portfolio Manager Selection
- Page 39 and 40: fees for such services. Rochdale ma
- Page 41 and 42: Item 7 Client Information Provided
- Page 43 and 44: Item 9 Additional Information Disci
- Page 45: well as the month-end market value,
- Page 49 and 50: Item 1 Cover Page Garrett R. D’Al
- Page 51 and 52: Item 5 Additional Compensation As a
- Page 53 and 54: John T. Buckley, CFA (Year of birth
- Page 55 and 56: David M. Coiro (Year of birth - 194
- Page 57 and 58: Neal Rubin (Year of birth - 1956) I
- Page 59 and 60: Jeffrey L. Gage, AIF® (Year of bir
- Page 61 and 62: Ted Cox, CFA (Year of birth - 1966)
- Page 63 and 64: John T. Fulgham, AIF® (Year of bir
- Page 65 and 66: Kashif S. Ahmad, CFA (Year of birth
- Page 67 and 68: Harry Martin, AIF® (Year of birth
- Page 69 and 70: Derek A. Roy, AIF® (Year of birth
- Page 71 and 72: Jonathan Doyle, CIMA® (Year of bir
- Page 73 and 74: Kevin Barlow (Year of birth - 1982)
- Page 75 and 76: Paul Guerney, CFA (Year of birth -
- Page 77 and 78: Poul Erik Olsen, CFA (Year of birth
- Page 79 and 80: Charles P. Alberton, CFA, CAIA (Yea
- Page 81 and 82: Item 1 Cover Page Elizabeth T. Dool
- Page 83 and 84: Item 1 Cover Page Sheldon C. Branda
- Page 85 and 86: Item 1 Cover Page John Geraghty Mar
- Page 87 and 88: Item 1 Cover Page Robert DeLong Roc
- Page 89 and 90: Item 1 Cover Page Adam Elover March
- Page 91 and 92: Item 1 Cover Page Thomas A. Galvin
- Page 93 and 94: Item 1 Cover Page Lindsey Cook Marc
<strong>Item</strong> 1 <strong>Cover</strong> <strong>Page</strong><br />
<strong>Part</strong> 2B <strong>of</strong> <strong>Form</strong> <strong>ADV</strong>: <strong>Brochure</strong> Supplement<br />
Carl Acebes<br />
March 31, 2012<br />
Rochdale Investment Management<br />
570 Lexington Avenue, 9 th Floor<br />
New York, NY 10022<br />
(212) 702-3500<br />
www.rochdale.com<br />
This brochure supplement provides information about Carl Acebes that supplements Rochdale Investment<br />
Management LLC’s (“Rochdale”) brochure. You should have received a copy <strong>of</strong> that brochure. Please<br />
contact Rochdale’s Compliance Department by calling (212) 702-3500 if you did not receive Rochdale’s<br />
disclosure brochure or if you have any questions about the contents <strong>of</strong> this supplement.<br />
Additional information about Carl Acebes is available on the SEC’s website at www.adviserinfo.sec.gov
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