Part 2A of Form ADV: Firm Brochure Item 1 Cover Page ROCHDALE ...

Item 10
Other Financial Industry Activities and Affiliations
Certain officers and/or directors associated with Rochdale serve as officers, directors, analysts and/or
portfolio managers of one or more the following entities: Symphonic Financial Advisors LLC, an SEC
registered investment adviser, Symphonic Securities LLC, a FINRA registered broker/dealer, Symphonic
Insurance LLC, a state registered insurance agency, RIM Securities LLC, a FINRA registered
broker/dealer, Rochdale Capital Management LLC, an SEC registered investment adviser, and Rochdale
Securities LLC, a FINRA registered broker/dealer. Please take note, Rochdale’s only affiliation with
Rochdale Capital Management LLC and Rochdale Securities LLC is through the common ownership
of Carl Acebes, Founder. Rochdale does not, follow or endorse the decisions, positions, analyses,
opinions, research or recommendations made by Rochdale Capital Management LLC or Rochdale
Securities LLC. Rochdale is a clear and distinct entity from both Rochdale Capital Management LLC
and Rochdale Securities LLC. There is no overlap of personnel, systems, services, etc., nor is there any
business arrangement or dealings between the entities. Rochdale’s relationship as an investment advisor
to the several Alternative Funds and to RIT Funds is material to Rochdale’s advisory business. As
described above, clients may invest in RIT Funds and/or Alternative Funds. Rochdale and/or its officers,
employees and directors may also be investors in these vehicles. Although there is some potential for
conflict of interest, Rochdale believes these are not material in light of the requirements of the Code of
Ethics adopted by Rochdale and in light of the fact that, to the extent that Rochdale or any employee,
director or officer is an investor in RIT Funds or Alternative fund, each shares in any gains or losses
proportionally with all other investors.
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