A Holistic Approach to Risk Management - The Council of ...
A Holistic Approach to Risk Management - The Council of ... A Holistic Approach to Risk Management - The Council of ...
Sample Cost Analysis With Revenue Sharing It’s imperative to create an “apples to apples” comparison of all the competing alternatives. 18
Identified In The Risk Planning Process Risk: Retirement Plan Cost Oversight • Potential Allegations – Excessive fees – Failure to disclose – Prohibited transaction – Loss of investment return – Failure to monitor appointed fiduciaries prudence & loyalty • Possible Financial Ramifications – Cost of investigation – Cost of defense – Penalties and fines (DOL) – Participant investment losses – Reputational 19
- Page 1 and 2: A Holistic Approach to Risk Managem
- Page 3 and 4: Holistic Risk Management The Experi
- Page 5 and 6: Current Risk Transfer Analysis •
- Page 7 and 8: Business Risk Analysis • Event Ri
- Page 9 and 10: Holistic Risk Plan • Funding risk
- Page 11 and 12: Legal Responsibilities of the Trust
- Page 13 and 14: The Process: Comprehensive, Measura
- Page 15 and 16: Total Plan Cost The vast majority o
- Page 17: Share Classes Defined Many mutual f
- Page 21 and 22: Overall Takeaways • Holistic Risk
Sample Cost Analysis With Revenue Sharing<br />
It’s imperative <strong>to</strong> create an “apples <strong>to</strong> apples” comparison <strong>of</strong> all the<br />
competing alternatives.<br />
18
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