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EPRI Proprietary Licensed Material<br />

Appendix – Electrochemical Capacit<strong>or</strong> Technology<br />

Traditional Capacit<strong>or</strong> Types<br />

There are three distinct types <strong>of</strong> capacit<strong>or</strong>s: electrostatic, electrolytic, and<br />

electrochemical.<br />

The electrostatic capacit<strong>or</strong> was invented first. It is referred to hist<strong>or</strong>ically as a Leyden jar<br />

capacit<strong>or</strong> and is very similar to the simple parallel-plate capacit<strong>or</strong>. An electrostatic<br />

capacit<strong>or</strong> is created by two conduct<strong>or</strong>s (metals) separated by an insulat<strong>or</strong> (air <strong>or</strong> paper, <strong>f<strong>or</strong></strong><br />

instance). Modern electrostatic capacit<strong>or</strong>s use materials other than paper between the<br />

plates, <strong>f<strong>or</strong></strong> instance, different types <strong>of</strong> polymeric films, like Mylar <strong>or</strong> polypropylene.<br />

These films can be made quite thin so the metal plates can be spaced very close together.<br />

In fact, instead <strong>of</strong> metal plates, modern electrostatic capacit<strong>or</strong>s consist <strong>of</strong> a polymeric<br />

film that has been vacuum coated with a thin metal coating on each face, <strong>f<strong>or</strong></strong>ming a very<br />

thin structure that can be spiral wound. The thickness <strong>of</strong> the film dictates the separation<br />

between the plates. The dielectric constant <strong>of</strong> the film establishes the multiplicative<br />

fact<strong>or</strong> previously described. High dielectric constants, very thin films, and high<br />

breakdown voltages are desired in such devices. Electrostatic capacit<strong>or</strong>s are available in<br />

voltage ratings above 10 kV. Electrostatic capacit<strong>or</strong>s are <strong>com</strong>monly used in high voltage<br />

utility applications, such as flexible AC transmission system (FACTS) devices.<br />

An electrolytic capacit<strong>or</strong> is m<strong>or</strong>e <strong>com</strong>plicated than an electrostatic capacit<strong>or</strong>. It is<br />

<strong>com</strong>prised <strong>of</strong> two electrostatic capacit<strong>or</strong>s in series, a cathode capacit<strong>or</strong> and an anode<br />

capacit<strong>or</strong>, separated by a liquid electrolyte. This electrolyte is an ion conduct<strong>or</strong> but an<br />

electron insulat<strong>or</strong>. The motivation <strong>f<strong>or</strong></strong> the development <strong>of</strong> an electrolytic capacit<strong>or</strong> was to<br />

achieve thinner plate separation thus higher energy than can be achieved by using paper<br />

<strong>or</strong> film dielectrics as with electrostatic capacit<strong>or</strong>s.<br />

Electrolytic capacit<strong>or</strong>s st<strong>or</strong>e energy across an oxide dielectric layer on a metal surface, an<br />

etched aluminum, <strong>f<strong>or</strong></strong> instance. A second material sometimes used <strong>f<strong>or</strong></strong> electrolytic<br />

capacit<strong>or</strong>s is tantalum in the so-called wet-slug capacit<strong>or</strong>. The tantalum devices are<br />

expensive and <strong>com</strong>monly used only in high reliability applications.<br />

The dielectric <strong>of</strong> an electrolytic capacit<strong>or</strong> is anodically <strong>f<strong>or</strong></strong>med on the surface <strong>of</strong> a<br />

roughened substrate, <strong>f<strong>or</strong></strong> instance, aluminum foil. The dielectric thickness is dependent<br />

on the voltage used <strong>f<strong>or</strong></strong> its <strong>f<strong>or</strong></strong>mation. Aluminum, <strong>f<strong>or</strong></strong> example, <strong>f<strong>or</strong></strong>ms a dielectric film<br />

approximately 14 angstroms thick per volt applied. Thus the dielectric would be ~140<br />

angstroms thick <strong>f<strong>or</strong></strong> a 10 V capacit<strong>or</strong>, clearly much thinner than possible <strong>f<strong>or</strong></strong> a polymer<br />

film.<br />

With such a thin dielectric film, it is not practical to apply the second electrode directly<br />

onto it. The approach taken is to use an ion-conducting electrolyte to provide this contact<br />

so the second capacit<strong>or</strong> be<strong>com</strong>es series-connected with the first. This second capacit<strong>or</strong> is<br />

typically created in a similar manner but with a thinner dielectric layer and, there<strong>f<strong>or</strong></strong>e,<br />

with much higher capacitance. Thus, an electrolytic capacit<strong>or</strong> consists <strong>of</strong> two capacit<strong>or</strong>s<br />

in series with one having substantially higher capacitance than the other. This makes the<br />

capacitance <strong>of</strong> the device very close to the smaller <strong>of</strong> the series-connected capacit<strong>or</strong>s, the<br />

one <strong>f<strong>or</strong></strong>med at higher (positive) voltage.<br />

Electrochemical Capacit<strong>or</strong>s 56

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