FORM 10-K/A GAMCO Investors, Inc. - Gabelli

Net Assets as of
December 31,
Fund Advisory 12b-1 Initial 2006
(Morningstar Overall Primary Investment Fund Fees Fees Offer (all classes)
Rating) (1) Objective Characteristics (%) (%) Date ($ in millions)
CLOSED-END FUNDS:
The Gabelli Equity Long-term growth of Closed-end, 1.00 (9) n/a 08/14/86 $ 2,115
Trust Inc. capital by investing Non-diversified
(not rated) (7) in equity securities. NYSE Symbol: GAB
The Gabelli High total return Closed-end, 1.00 (9) n/a 07/03/89 $ 152
Convertible and Income from investing diversified
Securities Fund Inc. (4) primarily in NYSE Symbol: GCV
««« convertible
instruments.
The Gabelli Global Long-term capital Closed-end, 1.00 (9) n/a 11/15/94 $ 247
Multimedia Trust Inc. (3) appreciation from Non-diversified
(not rated) (7) equity investments in NYSE Symbol: GGT
global telecommunications,
media, publishing and
entertainment holdings.
The Gabelli High total return from Closed-end, 1.00 (9) n/a 07/09/99 $ 298
Utility Trust (5) investments primarily in Non-diversified
«««« securities of companies NYSE Symbol: GUT
involved in gas, electricity
and water industries.
The Gabelli Qualified dividend income Closed-end, 1.00 (9) n/a 11/24/03 $ 2,486
Dividend & Income and capital appreciation Non-diversified
Trust potential. NYSE Symbol: GDV
(not rated) (7)
The Gabelli A consistent level of after-tax Closed-end, 1.00 n/a 5/28/04 $ 75
Global Utility & Income total return with an emphasis Non-diversified
Trust on tax-advantaged dividend AMEX Symbol: GLU
(not rated) (7) income.
The Gabelli High level of current income Closed-end, 1.00 n/a 3/29/05 $ 432
Global Gold, Natural through an option writing strategy Non-diversified
Resources & Income Trust on equity securities owned in the AMEX Symbol: GGN
(not rated) (7) gold and natural resources
industries
(1) Morningstar Rating TM as of December 31, 2006. For each fund with at least a three-year history, Morningstar calculates a Morningstar Rating TM based on a Morningstar
risk-adjusted return measure that accounts for variation in a fund’s monthly performance (including the effects of sales charges, loads and redemption fees) placing more
emphasis on downward variations and rewarding consistent performance. The top 10% of the funds in an investment category receive five stars, the next 22.5% receive four
stars, the next 35% receive three stars, the next 22.5% receive two stars and the bottom 10% receive one star. The Overall Morningstar Rating for a fund is derived from a
weighted average of the performance figures associated with its three, five, and ten -year (if applicable) Morningstar Rating metrics. Morningstar Ratings are shown for the
respective class shown; other classes may have different performance characteristics. There were 334 Conservative Allocation funds rated for three years, 178 funds for five
years and 95 funds for ten years (GAMCO Mathers Fund). There were 370 Mid-Cap Blend funds rated for three years, 304 funds for five years and 118 funds for ten years
(The Gabelli Asset Fund, The Gabelli ABC Fund, The Gabelli Value Fund). There were 1,075 Large Value funds rated for three years, 812 funds for five years and 394 funds
for ten years (The Gabelli Blue Chip Value Fund, Westwood Equity Fund, The Gabelli Equity Income Fund). There were 72 Convertibles funds rated for three years, 61 funds
for five years and 45 funds for ten years (The GAMCO Global Convertible Securities Fund). There were 402 World Stock funds rated for three years, 316 funds for five
years and 158 funds for ten years (The GAMCO Global Growth Fund, The GAMCO Global Opportunity Fund). There were 40 Specialty-Communications funds rated for
three years, 40 funds for five years and 11 funds for ten years (The GAMCO Global Telecommunications Fund). There were 57 Specialty-Precious Metals funds rated for
three years, 44 funds for five years and 30 funds for ten years (GAMCO Gold Fund).
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