FORM 10-K/A GAMCO Investors, Inc. - Gabelli
FORM 10-K/A GAMCO Investors, Inc. - Gabelli
FORM 10-K/A GAMCO Investors, Inc. - Gabelli
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Net Assets as of<br />
December 31,<br />
Fund Advisory 12b-1 Initial 2006<br />
(Morningstar Overall Primary Investment Fund Fees Fees Offer (all classes)<br />
Rating) (1) Objective Characteristics (%) (%) Date ($ in millions)<br />
SPECIALTY EQUITY:<br />
The <strong>GAMCO</strong> Global High level of capital Class AAA: 1.00 (8) .25 05/11/98 $ 24<br />
Opportunity Fund appreciation through No-load,<br />
«««« worldwide investments Open-end,<br />
in equity securities.<br />
Non-diversified<br />
Multi-class shares (2)<br />
The <strong>GAMCO</strong> Global High level of total return Class AAA: 1.00 (8) .25 02/03/94 $ 11<br />
Convertible through a combination of No-load,<br />
Securities Fund current income and capital Open-end,<br />
««« Appreciation through Non-diversified<br />
investment in convertible Multi-class shares (2)<br />
securities of U.S. and<br />
non-U.S. issuers.<br />
The <strong>Gabelli</strong> Capital Asset Capital appreciation from No-load, .75 n/a 05/01/95 $ 234<br />
Fund equity securities of companies Open-end,<br />
(not rated) (7) selling at a significant Diversified,<br />
discount to their private Variable Annuity<br />
market value.<br />
SECTOR:<br />
The <strong>Gabelli</strong> Utilities High level of total return through Class AAA: 1.00 .25 08/31/99 $ 568<br />
Fund a combination of capital No-load,<br />
«« appreciation and current income Open-end,<br />
from investments in utility Diversified<br />
companies. Multi-class shares (2)<br />
The <strong>GAMCO</strong> Global High level of capital Class AAA: 1.00 .25 11/01/93 $ 216<br />
Telecommunications appreciation through No-load,<br />
Fund worldwide investments Open-end,<br />
«««« in equity securities, Non-diversified<br />
including the U.S., Multi-class shares (2)<br />
primarily in the<br />
telecommunications<br />
industry.<br />
<strong>GAMCO</strong> Gold Seeks capital Class AAA: 1.00 .25 07/11/94 $ 449<br />
Fund appreciation and No-load,<br />
««« employs a value Open-end,<br />
approach to investing Diversified<br />
primarily in equity Multi-class shares (2)<br />
securities of goldrelated<br />
companies<br />
worldwide.<br />
ABSOLUTE RETURN:<br />
The <strong>Gabelli</strong> ABC Fund Total returns that are No-load, .50 (6) n/a (6) 5/14/93 $ 155<br />
attractive to investors Open-end,<br />
«« in various market conditions Non-diversified<br />
without excessive risk<br />
of capital loss, utilizing<br />
certain arbitrage strategies<br />
and investing in value<br />
orientated common stocks<br />
at a significant discount to<br />
their PMV.<br />
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