FORM 10-K/A GAMCO Investors, Inc. - Gabelli

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Exhibit 32.1 Certification of CEO Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report on Form 10-K/A of GAMCO Investors, Inc. (the “Company”) for the year ended December 31, 2006 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), Mario J. Gabelli, as Chief Executive Officer of the Company, hereby certifies, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that, to the best of his knowledge: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Name: Title: /s/ Mario J. Gabelli Mario J. Gabelli Chief Executive Officer Date: November 9, 2007 This certification accompanies the Report pursuant to § 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of §18 of the Securities Exchange Act of 1934, as amended.
Exhibit 32.2 Certification of Acting co-CFOs Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 In connection with the Annual Report on Form 10-K/A of GAMCO Investors, Inc. (the “Company”) for the year ended December 31, 2006 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), Kieran Caterina and Diane M. LaPointe, as Acting Co-Chief Financial Officers of the Company, hereby certifies, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that, to the best of their knowledge: (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. By:/s/ Kieran Caterina Name: Kieran Caterina Title: Acting Co-Chief Financial Officer By:/s/ Diane M. LaPointe Name: Diane M. LaPointe Title: Acting Co-Chief Financial Officer Date: November 9, 2007 Date: November 9, 2007 This certification accompanies the Report pursuant to § 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of §18 of the Securities Exchange Act of 1934, as amended.
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UNITED STATES SECURITIES AND EXCHAN
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The aggregate market value of the c
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Our assets under management are org
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- GAM GAMCO Equity Fund, managed by
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As in prior years, we experienced c
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To further extend “value investin
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· Diversified Product Offerings: S
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Open-end Funds On December 31, 2006
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Assets Under Management The followi
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The following table lists the Mutua
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Net Assets as of December 31, Fund
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Net Assets as of December 31, Fund
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Shareholders of the open-end Funds
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Gabelli & Company also offers our o
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Investments by GBL on behalf of our
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ITEM 1A: RISK FACTORS Business Risk
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Catastrophic and unpredictable even
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During 2006, as in prior years, we
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Our businesses are subject to exten
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PART II ITEM 5: MARKET FOR THE REGI
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The following table shows informati
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December 31, 2002 (a) 2003 (a) 2004
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As a result of the first material w
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Consolidated Statements of Income I
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Our liquid balance sheet, coupled w
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For the three years ended December
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Expenses Compensation: Compensation
Page 55 and 56: Mutual fund revenues increased $3.9
Page 57 and 58: Liquidity and Capital Resources Our
Page 59 and 60: Our revenues are primarily driven b
Page 61 and 62: Critical Accounting Policies In the
Page 63 and 64: Recent Accounting Developments In F
Page 65 and 66: ITEM 8: FINANCIAL STATEMENTS AND SU
Page 67 and 68: REPORT OF INDEPENDENT REGISTERED PU
Page 69 and 70: GAMCO INVESTORS, INC. AND SUBSIDIAR
Page 71 and 72: (In thousands) See accompanying not
Page 73 and 74: GAMCO INVESTORS, INC. AND SUBSIDIAR
Page 75 and 76: Gabelli Direct, Inc. (“Gabelli Di
Page 77 and 78: Goodwill Goodwill pertains to the c
Page 79 and 80: Restatement As discussed within the
Page 81 and 82: In February 2007, the FASB issued F
Page 83 and 84: We were not required to consolidate
Page 85 and 86: E. Debt Debt consists of the follow
Page 87 and 88: The table below represents for vari
Page 89 and 90: Shelf Registration On December 28,
Page 91 and 92: We serve as the investment advisor
Page 93 and 94: N. Goodwill In accordance with SFAS
Page 95 and 96: As a result of the first material w
Page 97 and 98: ITEM 14: PRINCIPAL ACCOUNTANT FEES
Page 99 and 100: POWER OF ATTORNEY Each person whose
Page 101 and 102: Exhibit 21.1 Subsidiaries of GAMCO
Page 103 and 104: Exhibit 31.1 Certifications I, Mari
Page 105: Certifications Exhibit 31.3 I, Dian
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FORM 10-K/A GAMCO Investors, Inc. - Gabelli

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