Maternity Policy and Procedure - Homerton University Hospital

Maternity Policy and Procedure - Homerton University Hospital Maternity Policy and Procedure - Homerton University Hospital

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HOMERTON UNIVERSITY HOSPITAL NHS TRUST HUMAN RESOURCES POLICIES & PROCEURES MATERNITY POLICY & PROCEDURE Maternity Policy and Procedure Contents 1. Policy Statement 2. Maternity Pay and Leave 2.2 Ordinary Maternity Leave 2.3 Additional Maternity Leave 2.4 Statutory Maternity Pay 2.5 Occupational Maternity Pay 2.6 Maternity Allowance 3. Notification of Maternity Leave 3.2 Change of Leave Dates 3.3 Notification of End of Leave 4. Return to Work 5. Early Return to Work 6. Postponement of Return 7. Contract of Employment 8. Detrimental Treatment 9. Accrual of Annual Leave 10. Antenatal Care 11. Health and Safety 12. Sickness Absence 13. Maternity Rights in the Event of the Hospitalisation of a Baby 14. Maternity Rights in the Event of a Stillbirth or Miscarriage 15. Employees on Fixed Term or Training Contracts Maternity Leave Planning Forms - Page 1 of 10 -

HOMERTON UNIVERSITY HOSPITAL NHS TRUST<br />

HUMAN RESOURCES POLICIES & PROCEURES<br />

MATERNITY POLICY & PROCEDURE<br />

<strong>Maternity</strong> <strong>Policy</strong> <strong>and</strong> <strong>Procedure</strong><br />

Contents<br />

1. <strong>Policy</strong> Statement<br />

2. <strong>Maternity</strong> Pay <strong>and</strong> Leave<br />

2.2 Ordinary <strong>Maternity</strong> Leave<br />

2.3 Additional <strong>Maternity</strong> Leave<br />

2.4 Statutory <strong>Maternity</strong> Pay<br />

2.5 Occupational <strong>Maternity</strong> Pay<br />

2.6 <strong>Maternity</strong> Allowance<br />

3. Notification of <strong>Maternity</strong> Leave<br />

3.2 Change of Leave Dates<br />

3.3 Notification of End of Leave<br />

4. Return to Work<br />

5. Early Return to Work<br />

6. Postponement of Return<br />

7. Contract of Employment<br />

8. Detrimental Treatment<br />

9. Accrual of Annual Leave<br />

10. Antenatal Care<br />

11. Health <strong>and</strong> Safety<br />

12. Sickness Absence<br />

13. <strong>Maternity</strong> Rights in the Event of the <strong>Hospital</strong>isation of a Baby<br />

14. <strong>Maternity</strong> Rights in the Event of a Stillbirth or Miscarriage<br />

15. Employees on Fixed Term or Training Contracts<br />

<strong>Maternity</strong> Leave Planning Forms<br />

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MATERNITY POLICY & PROCEDURE<br />

1. <strong>Policy</strong> Statement<br />

1.1 New rules governing <strong>Maternity</strong> Leave <strong>and</strong> Pay were brought into effect by the<br />

Employment Rights Act 1996, as amended by the Employment Relations Act<br />

1999 <strong>and</strong> the Employment Act 2002, <strong>and</strong> detailed in the <strong>Maternity</strong> <strong>and</strong> Parental<br />

Leave Regulations 1999 <strong>and</strong> the <strong>Maternity</strong> <strong>and</strong> Parental Leave (Amendment)<br />

Regulations 2002. The aim of this package of legislation is to ensure that there<br />

are family friendly policies in place that can enable individuals to balance<br />

properly work <strong>and</strong> home life. The Trust <strong>Maternity</strong> <strong>Policy</strong> <strong>and</strong> <strong>Procedure</strong><br />

incorporates the new rules plus additional rules expressed within the General<br />

Whitley Council Conditions of Service.<br />

2. <strong>Maternity</strong> Pay <strong>and</strong> Leave<br />

2.1 There are five separate categories for <strong>Maternity</strong> Leave/Pay provisions as follows:<br />

2.2 Ordinary <strong>Maternity</strong> Leave<br />

2.2.1 The basic right to maternity leave, which is not dependent on a qualifying<br />

period of employment or number of hours worked per week, is known as<br />

Ordinary <strong>Maternity</strong> Leave. This is 26 weeks’ leave from work for any<br />

woman who is employed while she is pregnant, with a right to return to<br />

the same job on the same terms <strong>and</strong> conditions at the end of the period.<br />

A pregnant employee may begin her maternity leave at any time she<br />

chooses after the beginning of the 11 th week before her expected week of<br />

childbirth (EWC), provided that she has told her line manager in writing by<br />

the 15 th week before her EWC of:<br />

•<br />

•<br />

•<br />

the fact that she is pregnant<br />

the date of the EWC<br />

the date when she intends her maternity leave to start.<br />

2.2.2 A copy of the maternity certificate (MAT B1) which is provided by the<br />

midwife or GP when the woman is 26 weeks pregnant must be forwarded<br />

to the Human Resources Department with her application for maternity<br />

leave.<br />

2.2.3 Ordinary <strong>Maternity</strong> Leave must be applied for using the <strong>Maternity</strong> Leave<br />

Planning Form – Commencement of <strong>Maternity</strong> Leave.<br />

2.3 Additional <strong>Maternity</strong> Leave<br />

2.3.1 An employee who has completed 26 weeks’ continuous employment in the<br />

NHS by the beginning of the 14 th week before the EWC is also entitled to<br />

Additional <strong>Maternity</strong> Leave, which begins at the end of Ordinary <strong>Maternity</strong><br />

Leave <strong>and</strong> runs for up to a further 26 weeks. An employee is entitled to<br />

return to work after Additional <strong>Maternity</strong> Leave to the same job on the<br />

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MATERNITY POLICY & PROCEDURE<br />

same terms <strong>and</strong> conditions as if she had not been absent, unless it is not<br />

reasonably practicable for her to do so (see section 4.1).<br />

2.3.2 Additional <strong>Maternity</strong> Leave must be applied for using the <strong>Maternity</strong> Leave<br />

Planning Form – Commencement of <strong>Maternity</strong> Leave.<br />

2.4 Statutory <strong>Maternity</strong> Pay (SMP)<br />

2.4.1 All employees who are pregnant or who have just given birth are entitled<br />

to a maximum of 26 weeks’ SMP if they have been continuously employed<br />

with the Trust for at least 26 weeks at the 15 th week before the EWC (the<br />

qualifying week), <strong>and</strong> their average earnings in the eight weeks up to the<br />

qualifying week have been at least equal to the lower earnings limit for<br />

National Insurance contributions.<br />

2.4.2 The first six weeks of SMP are paid at 90% of the employee’s average<br />

weekly earnings. The remaining 20 weeks are paid at the SMP st<strong>and</strong>ard<br />

rate or 90% of the employee’s average weekly earnings if this is less than<br />

the SMP st<strong>and</strong>ard rate. (Rates of SMP are regularly amended by the<br />

Department of Social Security.)<br />

2.4.3 An employee will be entitled to SMP if:<br />

• she has given her manager proper advance notification of her intentions<br />

(see paragraph 2.4.5 below)<br />

• she stops work because of pregnancy after the qualifying week.<br />

Once entitlement to SMP has been established in the qualifying week the<br />

Trust is obliged to pay it, even if an employee were to leave before she<br />

wants her SMP to start. If an employee decides not to return to work after<br />

her maternity leave she does not have to pay back her SMP.<br />

2.4.4 SMP is only payable when an employee is absent from work. If she does<br />

any work for the Trust in any particular week she is disqualified from<br />

receiving SMP for that week.<br />

2.4.5 To retain the right to SMP an employee must give the Trust at least 28<br />

days’ notice in writing of the date she intends her SMP to start. She must<br />

also provide the Trust with form MAT B1, which confirms the EWC. The<br />

Trust cannot pay SMP until this form is received.<br />

2.4.6 If a pregnant employee does not qualify for SMP she may be entitled to<br />

<strong>Maternity</strong> Allowance instead (see paragraph 2.6 below).<br />

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MATERNITY POLICY & PROCEDURE<br />

2.5 Occupational <strong>Maternity</strong> Pay<br />

2.5.1 An employee who continues to be employed by the Trust until immediately<br />

before the beginning of the 11 th week before the EWC, <strong>and</strong> who has<br />

completed 12 months continuous NHS service at that time, <strong>and</strong> intends to<br />

return to work within the NHS immediately following maternity leave <strong>and</strong><br />

satisfies the conditions outlined for SMP (above) shall be entitled to:<br />

•<br />

•<br />

•<br />

8 weeks’ full pay, which includes SMP<br />

14 weeks’ half pay, plus SMP provided the total pay does not exceed<br />

full pay<br />

4 weeks’ SMP<br />

2.5.2 Employees who do not satisfy the conditions outlined for SMP shall be<br />

entitled to:<br />

• 8 weeks’ full pay<br />

• 14 weeks half pay<br />

• 30 weeks unpaid leave<br />

2.5.3 If, after taking additional maternity leave <strong>and</strong> having stated her intention<br />

to return to work an employee fails to do so or leaves within three months<br />

of returning she will be expected to return all monies received over <strong>and</strong><br />

above SMP. The employee’s last day worked will be the date the Trust<br />

receives notification that she will not return to work. The notice period will<br />

be calculated taking into account any annual leave. Should the employee<br />

provide confirmation, in writing, that she has secured alternative NHS<br />

employment within 15 months from the commencement of maternity leave<br />

she will not be required to refund any maternity payments.<br />

2.6 <strong>Maternity</strong> Allowance<br />

2.6.1 <strong>Maternity</strong> Allowance (MA) may be paid to women who are employed but<br />

do not qualify for SMP, <strong>and</strong> is paid for a maximum of 26 weeks.<br />

Entitlement to MA is based on the woman’s employment <strong>and</strong> earnings in<br />

the 66 weeks ending with the week before the EWC. MA is paid by the<br />

Department of Social Security at the lesser of the MA st<strong>and</strong>ard rate or 90%<br />

of the woman’s average weekly earnings. (Rates of MA are regularly<br />

amended by the Department of Social Security.)<br />

3. Notification of <strong>Maternity</strong> Leave<br />

3.1 To claim maternity leave the employee must complete the <strong>Maternity</strong> Leave<br />

Planning Form – Commencement of <strong>Maternity</strong> Leave <strong>and</strong> give this to her<br />

manager no later than the end of the 15 th week before the EWC. For the<br />

purposes of claiming SMP the employee must give her manager at least 28 days’<br />

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notice of the date she wishes to start receiving her SMP (if she has not already<br />

done so when giving the notice required for leave).<br />

3.2 Change of Leave Dates<br />

An employee can change the maternity leave dates previously notified to her<br />

manager as long as she notifies her manager in writing of the new start date by<br />

whichever is the earlier of:<br />

•<br />

•<br />

28 days before the date she originally intended to start her leave, or<br />

28 days before the new date she wants to start her leave<br />

unless it is not reasonably practicable to do so, in which case she must notify her<br />

manager as soon as is reasonably practicable.<br />

3.3 Notification of end of leave<br />

As long as the employee has provided proper notification of her intended start<br />

date for maternity leave, the Human Resources Department will write to her<br />

notifying her of the end date of her leave. This letter will be sent to the<br />

employee within 28 days of receiving the employee’s notification.<br />

4. Return to Work<br />

4.1 An employee is entitled to return to the same job on the same terms <strong>and</strong><br />

conditions after she has been absent on Ordinary <strong>Maternity</strong> Leave unless a<br />

redundancy situation has arisen. In this situation the Organisational Change<br />

<strong>Policy</strong> <strong>and</strong> <strong>Procedure</strong> would be implemented. After Additional <strong>Maternity</strong> Leave<br />

an employee is entitled to return to the same job on the same terms <strong>and</strong><br />

conditions as if she had not been absent. However, if it is not reasonably<br />

practicable for her to return to the same job she should be offered a similar job<br />

on terms <strong>and</strong> conditions that are no less favourable than her original job. If a<br />

redundancy situation has arisen while the employee is absent on Additional<br />

<strong>Maternity</strong> Leave the Organisational Change <strong>Policy</strong> <strong>and</strong> <strong>Procedure</strong> would be<br />

implemented.<br />

4.2 An employee who goes on maternity leave has no automatic right to return on<br />

any varied terms or conditions, but the Trust will aim to be as flexible as possible<br />

in accommodating requests for reduced or altered working hours. Whilst the<br />

needs of the service are paramount, all requests will be given serious<br />

consideration. Please see the Trust <strong>Policy</strong> on Flexible Working for further<br />

information.<br />

4.3 If a variation is not reasonably possible then the Trust may refuse to make such<br />

a change <strong>and</strong> expect the employee to return on her original terms <strong>and</strong><br />

conditions. If an employee believes that the Trust has not allowed a reasonable<br />

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alteration to her contract, <strong>and</strong> she feels it is not possible for her to return on the<br />

original terms, then she may refer to the Grievance <strong>Policy</strong> <strong>and</strong> <strong>Procedure</strong>.<br />

4.4 Unless the employee notifies her line manager otherwise, the date on which she<br />

returns to work will be the first working day after the end of her 26 weeks’<br />

Ordinary <strong>Maternity</strong> Leave period, or if she qualifies for Additional <strong>Maternity</strong><br />

Leave, the first working day after the end of her 52 weeks’ Ordinary <strong>and</strong><br />

Additional <strong>Maternity</strong> Leave combined. The Trust will have previously notified the<br />

employee of this date.<br />

4.5 An employee who does not wish to return to work after Ordinary <strong>and</strong>/or<br />

Additional <strong>Maternity</strong> Leave must give the Trust notice of termination as required<br />

by her contract of employment.<br />

5. Early Return to Work<br />

5.1 If the employee intends to return to work before the date the Trust has notified<br />

her of she must give her manager 28 days’ notice of the date of her return.<br />

Where an employee qualifies for Additional <strong>Maternity</strong> Leave but only wishes to<br />

take Ordinary <strong>Maternity</strong> Leave she must give her manager 28 days’ notice of her<br />

return to work because she will be returning to work before her full maternity<br />

leave entitlement has ended.<br />

5.2 An employee is disqualified from receiving SSP throughout the whole of the 26<br />

week period of entitlement to SMP or MA. Therefore, should an employee return<br />

to work before the end of her Ordinary <strong>Maternity</strong> Leave period <strong>and</strong> be absent<br />

due to sickness before the end of the period she will not receive Statutory Sick<br />

Pay but will revert to maternity pay, if applicable.<br />

It is unlawful for an employee to return to work within two weeks of<br />

giving birth.<br />

6. Postponement of Return<br />

6.1 If the employee attempts to return to work early without giving her manager 28<br />

days’ notice the Trust may postpone her return until 28 days’ notice has been<br />

given, but the return date must not be later than the end of her Ordinary or<br />

Additional <strong>Maternity</strong> Leave. In these circumstances the employee is not entitled<br />

to receive wages or salary if she returns to work during the period of<br />

postponement.<br />

6.2 There is no provision for postponement of return to work by an employee after<br />

the end of Additional <strong>Maternity</strong> Leave. If she is ill, the normal Trust rules on sick<br />

leave would be applicable (see section 12 below). If the employee does not<br />

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return on the due date, the Trust will deal with the non-attendance by referral to<br />

appropriate Trust Policies <strong>and</strong> <strong>Procedure</strong>s.<br />

7. Contract of Employment<br />

7.1 The contract of employment continues throughout Ordinary <strong>and</strong> Additional<br />

<strong>Maternity</strong> leave, during which all terms <strong>and</strong> conditions of employment apply as if<br />

the employee were not absent, with the exception of any terms <strong>and</strong> conditions<br />

regarding remuneration (that is salary or wages payable to an employee for her<br />

work).<br />

7.2 Employees who take unpaid leave <strong>and</strong> are superannuable are required to<br />

contribute to the pension scheme, unless they opt out of the pension scheme for<br />

that period. For those who remain in the scheme, outst<strong>and</strong>ing contributions will<br />

be recouped upon return to work, eg if 3 months unpaid leave is taken, then<br />

pension contributions will be recouped over the 3 months following return to<br />

work. Employees who wish to opt out should complete the <strong>Maternity</strong> Leave<br />

Planning Form – NHS Pension Scheme Opt Out Form. Opting out of the pension<br />

scheme will affect the final pension that the woman receives.<br />

7.3 If an employee entitled to Additional <strong>Maternity</strong> Leave has no intention of<br />

returning to work she will lose her entitlement to unpaid leave. Her contract will<br />

continue for the 26 week Ordinary <strong>Maternity</strong> Leave period only.<br />

8. Detrimental Treatment<br />

8.1 Employees have the right not to be subjected to detrimental treatment on the<br />

grounds of pregnancy, childbirth, maternity, or by virtue of having taken<br />

Ordinary or Additional <strong>Maternity</strong> Leave. Employees who feel they have been<br />

subject to detrimental treatment may refer to the Grievance <strong>Policy</strong> <strong>and</strong><br />

<strong>Procedure</strong>.<br />

8.2 If a pregnant employee, or an employee on maternity leave, is dismissed she will<br />

receive accurate, written reasons for her dismissal. She does not have to request<br />

them. She is entitled to this statement regardless of her length of service.<br />

8.3 Detrimental treatment, or dismissal, on grounds of pregnancy or childbirth may<br />

also amount to unlawful sex discrimination. It is not unlawful for an employer to<br />

dismiss an employee if the grounds are wholly unrelated to her pregnancy or<br />

childbirth, unless the dismissal is unfair for some other reason.<br />

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9. Accrual of Annual Leave<br />

9.1 An employee continues to accrue annual leave whilst she is absent from work on<br />

Ordinary <strong>Maternity</strong> Leave <strong>and</strong> Additional <strong>Maternity</strong> Leave up to a maximum of<br />

four weeks in accordance with the Working Time Regulations, 1998.<br />

9.2 Normal contractual provisions state no more than 5 days’ annual leave,<br />

dependent on the needs of the service, may be carried forward into the next<br />

financial year. In the case of maternity leave, annual leave accrued may be<br />

carried forward. Howeve r to promote equity <strong>and</strong> fairness, whenever the service<br />

need allows, an employee should attempt to take as much of her normal accrued<br />

annual leave as possible prior to commencement of maternity leave.<br />

Arrangements for taking annual leave must be agreed by the Manager.<br />

10. Antenatal Care<br />

10.1 A pregnant employee, regardless of her length of service, is entitled to<br />

reasonable time off for antenatal appointments. The appointment should be<br />

made on the advice of a doctor, midwife or health visitor <strong>and</strong> includes not just<br />

medical examinations but also, for example, relaxation <strong>and</strong> parentcraft classes<br />

(as long as these are advised by a registered medical practitioner). The pregnant<br />

employee is entitled to be paid her normal rate of pay for this time off.<br />

10.2 The employee must show on request from her manager a certificate from a<br />

doctor, midwife or health visitor confirming that she is pregnant <strong>and</strong> also an<br />

appointment card or some other document showing that an appointment has<br />

been made, except in the case of a first appointment.<br />

11. Health <strong>and</strong> Safety<br />

11.1 The Trust has a responsibility to assess risks to the health <strong>and</strong> safety of their<br />

employees. If a risk is identified that could jeopardise the health <strong>and</strong> safety of a<br />

new or expectant mother or her baby, the Trust should first consider removing<br />

the hazard or preventing exposure to the risk. If the risk still cannot be avoided,<br />

further steps to protect her health <strong>and</strong> safety must be taken - changes in her<br />

working conditions or hours, offers of suitable alternative work or, if this is not<br />

available, suspension from her work, with pay, for as long as is necessary to<br />

protect her health <strong>and</strong> safety or that of her child. This includes working at night<br />

if she has a medical certificate stating night work could damage her health.<br />

11.2 The manager should refer the employee to the Occupational Health Department<br />

or seek advice from the Health <strong>and</strong> Safety Adviser should they be concerned<br />

about any risks.<br />

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12. Sickness Absence<br />

12.1 Should an employee become sick earlier than the fourth week before the EWC<br />

with a pregnancy related illness, from which she recovers <strong>and</strong> returns to work,<br />

the normal sick leave <strong>and</strong> pay provisions will apply.<br />

12.2 Should an employee be absent due to sickness which is pregnancy related, then<br />

maternity leave starts automatically on the day after the first day of absence<br />

following the beginning of the fourth week before the EWC. This applies even if<br />

the day of absence is before the date the employee has notified as the date on<br />

which she intends her leave to start.<br />

12.3 If the illness is unrelated to the employee’s pregnancy she can remain on sick<br />

leave <strong>and</strong> receive sick pay, if entitled, right up to the date of the baby's birth, or<br />

until the date she has notified as the date on which she intends her maternity<br />

leave to start.<br />

12.4 In order to preserve her rights, the employee must give her manager notice, as<br />

soon as reasonably practicable, that she is absent from work wholly or partly<br />

because of pregnancy. This notification should be in writing, using the <strong>Maternity</strong><br />

Leave Planning Form – Pregnancy Related Illness Form.<br />

12.5 Odd days of pregnancy-related illness may be disregarded at the manager’s<br />

discretion if the employee wishes to defer the start of her maternity leave<br />

period.<br />

12.6 Should an employee be unable to return to work at the end of her Ordinary or<br />

Additional <strong>Maternity</strong> Leave as a result of sickness, then a doctor's certificate will<br />

be required <strong>and</strong> the normal sickness provisions will apply. The Trust's normal<br />

arrangements for managing sickness absence will become operative, including<br />

the requirement for an Occupational Health assessment.<br />

12.7 Pregnancy related illness during the period from the start of pregnancy to the<br />

start of maternity leave cannot be taken into account for the computation of a<br />

sickness period justifying an employee’s dismissal.<br />

13. <strong>Maternity</strong> Rights in the Event of the <strong>Hospital</strong>isation of a Baby<br />

13.1 Should the employee's baby require hospitalisation it may be appropriate to<br />

consider splitting maternity leave. There are a number of conditions which apply<br />

to this provision:<br />

• It is discretionary, the manager will take a view based on the service needs<br />

in place at that time.<br />

• The employee must be medically fit to resume normal working duties<br />

evidenced by a medical certificate.<br />

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• The employee must not return to work during the two week statutory core<br />

period. All maternity payments are suspended during the period an<br />

employee is at work <strong>and</strong> she will be in receipt of normal pay.<br />

13.2 There is no facility to extend paid maternity leave. Any additional leave granted<br />

will be unpaid.<br />

14. <strong>Maternity</strong> Rights in the Event of a Stillbirth or Miscarriage<br />

14.1 If an employee miscarries earlier than the 24th week of her pregnancy she will<br />

not qualify for maternity leave, SMP or <strong>Maternity</strong> Allowance. If she takes<br />

sickness absence from work she will be paid her contractual sick pay.<br />

14.2 An employee who has a stillbirth from the 24th week of pregnancy onwards<br />

would be eligible for maternity leave <strong>and</strong> pay in the usual way.<br />

14.3 An employee who gives birth to a live child, even if the child later dies, at any<br />

point in her pregnancy will be entitled to maternity leave <strong>and</strong> pay in the usual<br />

way.<br />

15. Employees on Fixed Term or Training Contracts<br />

15.1 Employees subject to fixed term or training contracts which expire after the 29th<br />

week of pregnancy <strong>and</strong> before six weeks after the expected week of childbirth<br />

shall, subject to the qualifying conditions, have their contracts extended so as to<br />

enable them to receive 26 weeks’ maternity leave.<br />

15.2 The contract will not be extended to cover a period of unpaid leave, but in the<br />

case of employees who have two or more years continuous NHS service, full or<br />

part time, an absence prior to their return to work in their next appointment for<br />

up to 29 weeks commencing with the week in which childbirth occurs will not<br />

constitute a break in service for the purpose of this section.<br />

15.3 Where an employee is participating in a planned rotation of appointments as part<br />

of an agreed programme of training, she shall have the right to return to work in<br />

the same post or in the next planned post with the same or another employing<br />

authority, irrespective of whether the contract would have ended if pregnancy<br />

<strong>and</strong> childbirth had not occurred. In such circumstances the contract will be<br />

extended to enable the employee to complete the agreed programme of training.<br />

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