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Annex 4.3. Tabulation of the train path allocation process

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ANNEX 4/3<br />

TABULATION OF THE TRAIN PATH<br />

ALLOCATION PROCESS


Slovenske železnice - Infrastruktura d.o.o. – Network Statement <strong>of</strong> <strong>the</strong> RS 2013 – <strong>Annex</strong> 4/3 – 11.12.2011 – 1<br />

TABLE OF CONTENT<br />

1. THE PROCESSES OF TRAIN PATH REQUEST (ORDER) FOR NEW NETWORK<br />

TIMETABLE (TT) ......................................................................................................................... 2<br />

1.1. REGULAR PROCEDURE – APPLICATIONS ACCEPTED FROM 12 TO 8 MONTHS PRIOR TO<br />

THE NETWORK TT ENFORCEMENT .......................................................................................................... 2<br />

1.2. LATE REQUEST – APPLICATIONS ARE ACCEPTED FROM EIGHT TO FIVE MONTHS PRIOR<br />

TO THE NETWORK TT ENFORCEMENT .................................................................................................... 3<br />

2. AD HOC TRAIN PATH REQESTS ..................................................................................................... 5<br />

2.1. REGULAR PROCEDURE – APPLICATIONS ARE ACCEPTED FROM 30 TO 5 DAYS PRIOR<br />

TO THE DEPARTURE OF THE TRAIN ........................................................................................................ 5<br />

2.2. FAST-TRACK PROCEDURE – APPLICATIONS FROM 5 DAYS TO 12 OR 6 HOURS PRIOR<br />

TO THE DEPARTURE OF THE TRAIN ........................................................................................................ 6<br />

2.3. EXCEPTIONAL PROCEDURE – PATH REQUESTS IN CASE OF EXCEPTIONAL EVENTS ..................... 7<br />

3. TABULATION OF THE TRAIN PATH ALLOCATION PROCESS ...................................................... 8<br />

3.1. TRAIN PATH REQUEST FOR THE NEW NETWORK TIMETABLE ............................................................. 8<br />

3.2. AD HOC TRAIN PATH REQUEST ................................................................................................................ 8<br />

PAGE 1


Slovenske železnice - Infrastruktura d.o.o. – Network Statement <strong>of</strong> <strong>the</strong> RS 2013 – <strong>Annex</strong> 4/3 – 11.12.2011 – 1<br />

1. THE PROCESSES OF TRAIN P ATH REQUEST (ORDER) FOR NEW NETWORK TIMETABLE (TT)<br />

1.1. REGULAR PROCEDURE – APPLICATIONS ACCEPTED FROM 12 TO 8 MONTHS PRIOR TO THE NETWORK TT ENFORCEMENT<br />

Who issues <strong>the</strong> order<br />

An Applicant, registered with a competent authority prior to <strong>the</strong> application submission.<br />

TRAIN PATH<br />

REQUEST<br />

(ORDER)<br />

The following three ways are enforced for requesting (ordering) a <strong>train</strong> <strong>path</strong>:<br />

How<br />

Electronic form, via web application "Train <strong>path</strong> ordering",<br />

Path Coordination System (PCS) – completion <strong>of</strong> a form in PCS tool,<br />

Hard copy – completion <strong>of</strong> a written form, published in <strong>the</strong> Network Statement.<br />

When From twelve to eight months prior to <strong>the</strong> Network Statement enforcement (X – 12 to X – 8).<br />

To who<br />

Archiving <strong>the</strong> information, event<br />

tracking<br />

Who manages <strong>the</strong> coordination <strong>of</strong><br />

suggestions<br />

Public Agency <strong>of</strong> <strong>the</strong> Republic <strong>of</strong> Slovenia for Railway Transport (Agency).<br />

All activities and <strong>process</strong>es are registered in <strong>the</strong> database <strong>of</strong> <strong>the</strong> Agency.<br />

The Agency.<br />

COORDINATION<br />

OF PREPARED<br />

CONSTRUCTION<br />

How <strong>the</strong> prepared construction is<br />

forwarded for coordination<br />

Depends on <strong>the</strong> way <strong>of</strong> how <strong>the</strong> <strong>path</strong> order was accepted:<br />

Electronic form, via web application "Train <strong>path</strong> ordering",<br />

PCS,<br />

Hard copy.<br />

When Immediately, after accepting <strong>the</strong> prepared construction and not later than from X - 5 to X - 4.<br />

With who<br />

With <strong>the</strong> Applicant and <strong>the</strong> Manager elaborating <strong>the</strong> construction.<br />

Archiving <strong>the</strong> information, event<br />

tracking<br />

All activities, suggestions and coordination <strong>process</strong>es are registered in <strong>the</strong> databases <strong>of</strong> <strong>the</strong> Agency and <strong>the</strong><br />

Manager.<br />

CONFIRMATION<br />

AND<br />

ACCEPTANCE OF<br />

THE<br />

CONSTRUCTED<br />

TRAIN PATH<br />

Who confirms<br />

How <strong>the</strong> suggested construction is<br />

confirmed and accepted<br />

To who and when<br />

The Applicant.<br />

Depends on <strong>the</strong> way <strong>of</strong> how <strong>the</strong> <strong>path</strong> order was placed:<br />

Electronic form, via web application "Train <strong>path</strong> ordering",<br />

PCS, using certain key for completing <strong>the</strong> coordination <strong>process</strong>,<br />

Hard copy.<br />

To <strong>the</strong> Agency within 30 (thirty) days, not later than 4 (four) months prior to <strong>the</strong> Network timetable enforcement.<br />

PAGE 2


Slovenske železnice - Infrastruktura d.o.o. – Network Statement <strong>of</strong> <strong>the</strong> RS 2013 – <strong>Annex</strong> 4/3 – 11.12.2011 – 1<br />

ISSUING THE<br />

DECISION ON<br />

TRAIN PATH<br />

ALLOCATION<br />

Who issues <strong>the</strong> decision<br />

How<br />

When<br />

To who<br />

The Agency.<br />

Hard copy.<br />

Not later than 2 (two) months prior to <strong>the</strong> Network timetable enforcement.<br />

To <strong>the</strong> Applicant and to <strong>the</strong> Manager for information.<br />

1.2. LATE REQUEST – APPLICATIONS ARE ACCEPTED FROM EIGHT TO FIVE MONTHS PRIOR TO THE NETWORK TT ENFORCEMENT<br />

Who issues <strong>the</strong> order<br />

How<br />

An Applicant, registered with a competent authority prior to <strong>the</strong> application submission.<br />

The following three ways are enforced for requesting (ordering) a <strong>train</strong> <strong>path</strong>:<br />

Electronic form, via web application "Train <strong>path</strong> ordering",<br />

PCS – completion <strong>of</strong> a form in PCS tool,<br />

Hard copy – completion <strong>of</strong> a written form, published in <strong>the</strong> Network Statement.<br />

TRAIN PATH<br />

ORDERING<br />

When From eight to five months prior to <strong>the</strong> Network timetable enforcement (X – 8 to X – 5)<br />

To who<br />

Public Agency <strong>of</strong> <strong>the</strong> Republic <strong>of</strong> Slovenia for Railway Transport (Agency).<br />

Special provisions<br />

Who coordinates <strong>the</strong> suggestions<br />

The Agency shall send <strong>the</strong> confirmation on admission <strong>of</strong> <strong>the</strong> request to <strong>the</strong> Applicant within 5 (five) days.<br />

The Agency shall <strong>process</strong> only complete applications. If <strong>the</strong> Applicant submits an incomplete or<br />

incomprehensible application, <strong>the</strong> Agency within 5 (five) working days after <strong>the</strong> receipt <strong>of</strong> <strong>the</strong> application<br />

contacts <strong>the</strong> Applicant, asking it to complete <strong>the</strong> form, o<strong>the</strong>rwise <strong>the</strong> application shall not be <strong>process</strong>ed.<br />

The Agency.<br />

COORDINATION<br />

OF PREPARED<br />

CONSTRUCTION<br />

How <strong>the</strong> prepared construction is<br />

forwarded for coordination<br />

Depends on <strong>the</strong> way <strong>of</strong> how <strong>the</strong> <strong>path</strong> order was accepted:<br />

Electronic form, via web application "Train <strong>path</strong> ordering",<br />

PCS,<br />

Hard copy.<br />

When Immediately, after accepting <strong>the</strong> prepared construction, not later than from X - 5 to X - 4.<br />

With whom <strong>the</strong> coordination takes<br />

place<br />

Special provisions<br />

With Applicant and <strong>the</strong> Manager.<br />

If <strong>the</strong> Applicant during coordination <strong>process</strong> fails to submit its viewpoint in time, it is considered that <strong>the</strong> Applicant insists<br />

on its primary application.<br />

PAGE 3


Slovenske železnice - Infrastruktura d.o.o. – Network Statement <strong>of</strong> <strong>the</strong> RS 2013 – <strong>Annex</strong> 4/3 – 11.12.2011 – 1<br />

CONFIRMATION<br />

AND<br />

ACCEPTANCE OF<br />

THE<br />

CONSTRUCTED<br />

TRAIN PATH<br />

ISSUING THE<br />

DECISION ON<br />

TRAIN PATH<br />

ALLOCATION<br />

Who confirms<br />

How <strong>the</strong> suggested construction is<br />

confirmed and accepted<br />

When<br />

To who<br />

Who allocates <strong>the</strong> <strong>train</strong> <strong>path</strong><br />

How<br />

When<br />

Komu<br />

The Applicant<br />

Depends on <strong>the</strong> way <strong>of</strong> how <strong>the</strong> <strong>path</strong> order was accepted:<br />

Electronic form, via web application "Train <strong>path</strong> ordering",<br />

PCS,<br />

Hard copy.<br />

Within 30 (thirty) days, not later than 4 (four) months prior to <strong>the</strong> Network timetable enforcement.<br />

The Agency.<br />

The Agency.<br />

Hard copy.<br />

Not later than 2 (two) months prior to <strong>the</strong> Network timetable enforcement.<br />

To <strong>the</strong> Applicant and to <strong>the</strong> Manager for information.<br />

PAGE 4


2. AD HOC TRAIN PATH REQESTS<br />

Slovenske železnice - Infrastruktura d.o.o. – Network Statement <strong>of</strong> <strong>the</strong> RS 2013 – <strong>Annex</strong> 4/3 – 11.12.2011 – 1<br />

2.1. REGULAR PROCEDURE – APPLICATIONS ARE ACCEPTED FROM 30 TO 5 DAYS PRIOR TO THE DEPARTURE OF THE TRAIN<br />

TRAIN PATH<br />

ORDER<br />

COORDINATION<br />

OF PREPARED<br />

CONSTRUCTION<br />

Who issues <strong>the</strong> order<br />

How<br />

When<br />

To who<br />

Archiving <strong>the</strong> information, event<br />

tracking<br />

Who coordinates <strong>the</strong> suggestions<br />

How <strong>the</strong> prepared construction is<br />

forwarded for coordination<br />

When<br />

With who<br />

An Applicant, registered with a competent authority prior to <strong>the</strong> application submission.<br />

The following three ways are enforced for requesting (ordering) a <strong>train</strong> <strong>path</strong>:<br />

Electronic form, via web application "Train <strong>path</strong> ordering",<br />

PCS – completion <strong>of</strong> a form in PCS tool,<br />

Hard copy – completion <strong>of</strong> a written form, published in <strong>the</strong> Network Statement.<br />

From 30 to 5 days prior to <strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong>.<br />

Public Agency <strong>of</strong> <strong>the</strong> Republic <strong>of</strong> Slovenia for Railway Transport (Agency).<br />

All activities and <strong>process</strong>es are registered in <strong>the</strong> database <strong>of</strong> <strong>the</strong> Agency.<br />

The Agency.<br />

Depends on <strong>the</strong> way <strong>of</strong> how <strong>the</strong> <strong>path</strong> order was placed:<br />

Electronic form, via web application "Train <strong>path</strong> ordering",<br />

PCS,<br />

Hard copy.<br />

Not later than 5 (five) days prior to <strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong>.<br />

With <strong>the</strong> Applicant and <strong>the</strong> Manager elaborating <strong>the</strong> construction.<br />

CONFIRMATION<br />

AND<br />

ACCEPTANCE OF<br />

THE<br />

CONSTRUCTED<br />

TRAIN PATH<br />

Special provisions<br />

Who confirms<br />

How <strong>the</strong> suggested construction is<br />

confirmed and accepted<br />

To who and when<br />

If <strong>the</strong> Applicant during coordination <strong>process</strong> fails to submit its viewpoint in time, it is considered that <strong>the</strong><br />

Applicant insists on its primary application.<br />

The Applicant.<br />

Depends on <strong>the</strong> way <strong>of</strong> how <strong>the</strong> <strong>path</strong> order was accepted:<br />

Electronic form, via web application "Train <strong>path</strong> ordering",<br />

PCS,<br />

Hard copy.<br />

To <strong>the</strong> Agency not later than 5 (five) days prior to <strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong>.<br />

PAGE 5


Slovenske železnice - Infrastruktura d.o.o. – Network Statement <strong>of</strong> <strong>the</strong> RS 2013 – <strong>Annex</strong> 4/3 – 11.12.2011 – 1<br />

ISSUING THE<br />

DECISION ON<br />

TRAIN PATH<br />

ALLOCATION<br />

Who issues <strong>the</strong> decision<br />

How<br />

When<br />

To who<br />

The Agency.<br />

Hard copy.<br />

Not later than 5 (five) days prior to <strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong>.<br />

To <strong>the</strong> Applicant and <strong>the</strong> Manager for information.<br />

2.2. FAST-TRACK PROCEDURE – APPLICATIONS FROM 5 DAYS TO 12 OR 6 HOURS PRIOR TO THE DEPARTURE OF THE TRAIN<br />

ORDER FOR<br />

DELIVERY OF THE<br />

ALLOCATED<br />

TRAIN PATH<br />

PREPARATION OF<br />

PATH<br />

CONSTRUCTION<br />

Who issues <strong>the</strong> order<br />

How<br />

When<br />

To who<br />

Special provisions<br />

Special provisions<br />

Who coordinates <strong>the</strong> suggestions<br />

An Applicant, registered with a competent authority prior to <strong>the</strong> application submission.<br />

The following two ways are enforced for requesting (ordering) a <strong>train</strong> <strong>path</strong>:<br />

Electronic form, using <strong>the</strong> web application "Train <strong>path</strong> ordering",<br />

Hard copy – completing a written form, published in <strong>the</strong> Network Statement.<br />

From 5 days to 12 hours prior to <strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong> or 6 hours prior to <strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong> in<br />

international freight traffic.<br />

Traffic center <strong>of</strong> <strong>the</strong> Manager.<br />

The Manager shall <strong>process</strong> only complete applications.<br />

The <strong>train</strong> <strong>path</strong>s are not adjusted to special requirements <strong>of</strong> <strong>the</strong> Applicants, but <strong>the</strong> available capacity is<br />

allocated. The Applicant can choose <strong>the</strong> best option among available <strong>path</strong>s.<br />

The Manager accepting <strong>the</strong> order for distribution <strong>of</strong> <strong>the</strong> allocated <strong>path</strong>.<br />

How <strong>the</strong> prepared construction is<br />

COORDINATION forwarded for coordination<br />

OF SUGGESTED<br />

CONSTRUCTION When<br />

With who <strong>the</strong> coordination takes<br />

place<br />

Electronic form, using <strong>the</strong> web application "Train <strong>path</strong> ordering",<br />

By phone.<br />

Not later than 6 hours prior to <strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong>.<br />

With <strong>the</strong> Applicant.<br />

CONFIRMATION<br />

AND<br />

ACCEPTANCE OF<br />

THE<br />

CONSTRUCTED<br />

TRAIN PATH<br />

Who confirms<br />

How <strong>the</strong> suggested construction is<br />

confirmed and accepted<br />

To who and when<br />

The Applicant.<br />

Depends on <strong>the</strong> way <strong>of</strong> how <strong>the</strong> <strong>path</strong> order was accepted:<br />

Electronic form, using <strong>the</strong> web application "Train <strong>path</strong> ordering",<br />

Hard copy.<br />

To <strong>the</strong> Manager not later than 6 hours prior to <strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong>.<br />

PAGE 6


Slovenske železnice - Infrastruktura d.o.o. – Network Statement <strong>of</strong> <strong>the</strong> RS 2013 – <strong>Annex</strong> 4/3 – 11.12.2011 – 1<br />

TRAIN PATH<br />

DISTRIBUTION<br />

Who distributes <strong>the</strong> <strong>path</strong><br />

How<br />

When<br />

To who<br />

Traffic center <strong>of</strong> <strong>the</strong> Manager.<br />

Depends on <strong>the</strong> way <strong>of</strong> how <strong>the</strong> <strong>path</strong> order was accepted:<br />

Electronic form, using <strong>the</strong> web application "Train <strong>path</strong> ordering",<br />

Hard copy, sent by fax.<br />

Not later than 6 hours prior to <strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong>.<br />

To <strong>the</strong> Applicant and <strong>the</strong> Agency for information.<br />

2.3. EXCEPTIONAL PROCEDURE – PATH REQUESTS IN CASE OF EXCEPTIONAL EVENTS<br />

TRAIN PATH USE<br />

CONSTRUCTION<br />

AND<br />

COORDINATION<br />

TRAIN PATH<br />

DISTRIBUTION<br />

Who decides on use<br />

What are <strong>the</strong> conditions for<br />

initiative<br />

When<br />

Special provisions<br />

Who adjusts <strong>the</strong> construction<br />

How <strong>the</strong> prepared construction is<br />

forwarded for coordination<br />

When<br />

To who<br />

Special provisions<br />

Who distributes <strong>the</strong> <strong>path</strong><br />

How<br />

When<br />

Traffic center <strong>of</strong> <strong>the</strong> Manager.<br />

The Manager informs <strong>the</strong> Undertaking or Applicants on exceptional event and requires a <strong>train</strong> <strong>path</strong> order.<br />

From <strong>the</strong> moment <strong>the</strong> exceptional event occurred to 1 hour prior to <strong>the</strong> <strong>train</strong> departure.<br />

In exceptional procedure <strong>the</strong> <strong>path</strong> order via web application "Train <strong>path</strong> ordering" or prescribed form is not a<br />

necessary condition for <strong>path</strong> construction and <strong>train</strong> introduction.<br />

Traffic center <strong>of</strong> <strong>the</strong> Manager.<br />

<br />

<br />

Electronic form, using <strong>the</strong> web application "Train <strong>path</strong> ordering",<br />

By phone.<br />

Immediately, after accepting <strong>the</strong> order.<br />

To <strong>the</strong> Undertaking.<br />

The <strong>train</strong> <strong>path</strong> is constructed in accordance to <strong>the</strong> actual situation, possibilities and available capacities.<br />

Traffic center <strong>of</strong> <strong>the</strong> Manager.<br />

Depends on <strong>the</strong> way <strong>of</strong> how <strong>the</strong> <strong>path</strong> order was accepted:<br />

Electronic form, using <strong>the</strong> web application "Train <strong>path</strong> ordering",<br />

Hard copy, sent by fax,<br />

By phone.<br />

Immediately, after <strong>the</strong> construction is prepared.<br />

PAGE 7


Slovenske železnice - Infrastruktura d.o.o. – Network Statement <strong>of</strong> <strong>the</strong> RS 2013 – <strong>Annex</strong> 4/3 – 11.12.2011 – 1<br />

3. TABULATION OF THE TR AIN PATH ALLOCATION PROCESS<br />

3.1. TRAIN PATH REQUEST FOR THE NEW NETWORK TIMETABLE<br />

PROCEDURE TYPE<br />

TIMEFRAME<br />

ORDER<br />

ALLOCATION<br />

ISSUED BY ACCEPTED BY DECISION ISSUED BY DECISION ACCEPTED BY<br />

Regular X-12 to X-8 Applicant Agency Agency Applicant<br />

Late X-8 to X-5 Applicant Agency<br />

Agency<br />

Applicant<br />

Changes to <strong>the</strong><br />

allocated <strong>path</strong>s<br />

X–4 to X+12<br />

The Applicant /<br />

Undertaking<br />

Agency<br />

Agency<br />

Applicant /<br />

Undertaking<br />

3.2. AD HOC TRAIN PATH REQUEST<br />

PROCEDURE TYPE<br />

TIMEFRAME<br />

ORDER<br />

ALLOCATION<br />

ISSUED BY ACCEPTED BY DECISION ISSUED BY DECISION ACCEPTED BY<br />

regular<br />

od 30 do 5 dni pred<br />

vožnjo vlaka<br />

From 30 to 5 days prior to<br />

<strong>the</strong> departure <strong>of</strong> <strong>the</strong> <strong>train</strong><br />

Applicant Agency Applicant<br />

fast - track 1)<br />

od 5 dni do 12 oz. 6 ur<br />

pred vožnjo vlaka<br />

From 5 days to 12 or 6<br />

hours prior to <strong>the</strong><br />

departure <strong>of</strong> <strong>the</strong> <strong>train</strong><br />

Applicant / /<br />

exceptional 2)<br />

po nastanku izrednega<br />

dogodka (12 oz. 6 ur do 1<br />

uro pred vožnjo vlaka)<br />

After an exceptional event<br />

occurs (12 or 6 hours to 1<br />

hour prior to <strong>the</strong> departure<br />

<strong>of</strong> <strong>the</strong> <strong>train</strong>)<br />

Undertaking on Manager's<br />

order 3) / /<br />

1)<br />

2)<br />

3)<br />

this procedure is applied only if <strong>the</strong> <strong>path</strong> has already been allocated to <strong>the</strong> Applicant, o<strong>the</strong>rwise it is required to acquire a <strong>path</strong> according to <strong>the</strong> regular<br />

procedure (<strong>allocation</strong>).<br />

this procedure is applied only for handling <strong>the</strong> consequences <strong>of</strong> an exceptional events, o<strong>the</strong>rwise it is required to acquire a <strong>path</strong> according to <strong>the</strong> regular<br />

procedure (<strong>allocation</strong>).<br />

in this procedure <strong>the</strong> <strong>path</strong> order via <strong>the</strong> web application "Train <strong>path</strong> ordering" or prescribed form is not a necessary condition for <strong>path</strong> construction and <strong>train</strong><br />

introduction.<br />

PAGE 8

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