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Woodshed<br />
LEGAL SESSION<br />
by Alan Bergman<br />
Publishing<br />
Conundrum:<br />
To Keep<br />
or Not to<br />
Keep Your<br />
Rights<br />
<br />
©<br />
©<br />
BILL PIERCE<br />
Do you have a legal question that you’d like<br />
Alan Bergman to answer in DownBeat<br />
E-mail it to him at legalsession@downbeat.com!<br />
Music publishing is the best part of the business.<br />
Once you have established a copyright, income<br />
from recordings, performances, print sales,<br />
international exploitation, commercials, film<br />
uses and digital sales all flow in without going<br />
on the road or into the studio. Herbie Hancock<br />
and Wayne Shorter’s compositions will generate<br />
significant income long after their records<br />
have stopped selling.<br />
Despite low sales and radio airplay, jazz is<br />
everywhere—in films, TV background and<br />
theme music, commercials, and live performances.<br />
Jazz videos and DVDs are released<br />
every day, as are re-releases of classic records in<br />
all sorts of new packages and configurations.<br />
All this will be repeated and expanded via digital<br />
delivery, in video games and even cell phone<br />
ringtones. Billy Taylor, Hancock, Ron Carter<br />
and Bob James all have had major commercials<br />
using their music.<br />
If publishing rights to original compositions<br />
can be such a substantial and continuing asset,<br />
why do composers assign publishing rights to<br />
traditional publishers<br />
First, there is a long history of successful<br />
exploitation of jazz by publishers. Although<br />
Thelonious Monk’s family has for the most part<br />
been able to retain rights to this valuable catalog,<br />
perhaps the most famous Monk composition,<br />
“’Round Midnight,” has been published<br />
from the beginning by the Warner Publishing<br />
companies, which added a lyric that helped<br />
broaden the popularity of this classic. “Autumn<br />
Leaves” took on a whole new earnings life<br />
when the publisher convinced Johnny Mercer to<br />
write his memorable lyrics to what was then a<br />
French instrumental. And no one can fault the<br />
success major publishing companies have had<br />
with the catalogs of Duke Ellington and Fats<br />
Waller. Ellington often acknowledged that the<br />
money he received from his publishers was<br />
essential in supporting his band.<br />
Another consideration for an artist to assign<br />
his or her publishing rights to a publisher is that<br />
sometimes a publisher pays an advance to<br />
acquire a copyright. A story exists (probably not<br />
true) about Waller selling “Ain’t Misbehavin’”<br />
to three different publishers in the same day.<br />
Also, even if you assign the copyright to a<br />
publisher, the writer remains entitled to a 50<br />
percent writer’s share. At one point, the No. 1<br />
earner at ASCAP was Mercer, who wrote<br />
almost exclusively for Hollywood and owned<br />
no publishing rights to his most successful<br />
songs. Recently, the publisher will even agree<br />
to a co-publishing arrangement so that not only<br />
does the writer get the 50 percent writer’s<br />
share, but also 50 percent of the publisher’s<br />
share, which means the writer gets 75 percent<br />
of total income. That’s been the norm in the<br />
pop world for decades, but it can be done in<br />
other genres when the composer has enough<br />
bargaining power.<br />
Sometimes a record company will demand<br />
publishing rights. Of course, throughout the<br />
sometimes sordid early history of jazz in the<br />
record business (and in other genres as well)<br />
many important copyrights wound up in publishing<br />
companies owned by labels. Record<br />
companies have received a “back door” interest<br />
in publishing through the Controlled<br />
Compositions Clause in a recording contract,<br />
which requires that the artist/composer license<br />
his compositions to the label for 75 percent of<br />
the otherwise applicable statutory copyright royalty.<br />
This in effect saves the label 25 percent of<br />
the mechanical royalty it would otherwise have<br />
to pay the publisher, thus making the label a de<br />
facto co-publisher at least as far as that label’s<br />
record sales are concerned.<br />
This language continues in present-day contracts,<br />
and usually only major pop artists with<br />
tremendous bargaining power can avoid it. As<br />
onerous as this language appears, at least the<br />
record company doesn’t acquire an interest in<br />
the copyright itself, as was done in the early<br />
days of the business. My feeling is that when it<br />
comes to jazz, considering the functions a traditional<br />
music publisher normally performs, a jazz<br />
composer should retain the rights to his or her<br />
compositions.<br />
The primary job of a publisher—to get the<br />
first recording—is usually done by the composer,<br />
who as the artist records his original composition.<br />
Subsequent recordings usually are by<br />
other musicians who have heard and enjoyed<br />
an album. It’s hard to imagine a song-plugger—a<br />
song salesman—pitching jazz standards<br />
such as “Solar” or “Straight, No Chaser.”<br />
However, many mainstream jazz albums feature<br />
at least one Monk or Miles Davis tune,<br />
even though a song-plugger didn’t pitch these<br />
compositions to artists or producers.<br />
Publisher advocates might claim that one<br />
strength of multinational publishers is their affiliates<br />
outside the United States. But in recent<br />
years, attorneys and managers representing jazz<br />
composers with catalogs of recorded compositions<br />
have made subpublishing deals—contractual<br />
arrangements with publishers in other countries,<br />
which often are the foreign affiliates of a<br />
major U.S. publisher. Subpublishers acquire<br />
rights for a limited term, usually three to five<br />
years. They often pay advances and they get no<br />
ownership. They register the catalogs with their<br />
local societies, collect all income and remit 75<br />
percent or 80 percent to the original publisher.<br />
108 DOWNBEAT June 2009