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Woodshed<br />

LEGAL SESSION<br />

by Alan Bergman<br />

Publishing<br />

Conundrum:<br />

To Keep<br />

or Not to<br />

Keep Your<br />

Rights<br />

<br />

©<br />

©<br />

BILL PIERCE<br />

Do you have a legal question that you’d like<br />

Alan Bergman to answer in DownBeat<br />

E-mail it to him at legalsession@downbeat.com!<br />

Music publishing is the best part of the business.<br />

Once you have established a copyright, income<br />

from recordings, performances, print sales,<br />

international exploitation, commercials, film<br />

uses and digital sales all flow in without going<br />

on the road or into the studio. Herbie Hancock<br />

and Wayne Shorter’s compositions will generate<br />

significant income long after their records<br />

have stopped selling.<br />

Despite low sales and radio airplay, jazz is<br />

everywhere—in films, TV background and<br />

theme music, commercials, and live performances.<br />

Jazz videos and DVDs are released<br />

every day, as are re-releases of classic records in<br />

all sorts of new packages and configurations.<br />

All this will be repeated and expanded via digital<br />

delivery, in video games and even cell phone<br />

ringtones. Billy Taylor, Hancock, Ron Carter<br />

and Bob James all have had major commercials<br />

using their music.<br />

If publishing rights to original compositions<br />

can be such a substantial and continuing asset,<br />

why do composers assign publishing rights to<br />

traditional publishers<br />

First, there is a long history of successful<br />

exploitation of jazz by publishers. Although<br />

Thelonious Monk’s family has for the most part<br />

been able to retain rights to this valuable catalog,<br />

perhaps the most famous Monk composition,<br />

“’Round Midnight,” has been published<br />

from the beginning by the Warner Publishing<br />

companies, which added a lyric that helped<br />

broaden the popularity of this classic. “Autumn<br />

Leaves” took on a whole new earnings life<br />

when the publisher convinced Johnny Mercer to<br />

write his memorable lyrics to what was then a<br />

French instrumental. And no one can fault the<br />

success major publishing companies have had<br />

with the catalogs of Duke Ellington and Fats<br />

Waller. Ellington often acknowledged that the<br />

money he received from his publishers was<br />

essential in supporting his band.<br />

Another consideration for an artist to assign<br />

his or her publishing rights to a publisher is that<br />

sometimes a publisher pays an advance to<br />

acquire a copyright. A story exists (probably not<br />

true) about Waller selling “Ain’t Misbehavin’”<br />

to three different publishers in the same day.<br />

Also, even if you assign the copyright to a<br />

publisher, the writer remains entitled to a 50<br />

percent writer’s share. At one point, the No. 1<br />

earner at ASCAP was Mercer, who wrote<br />

almost exclusively for Hollywood and owned<br />

no publishing rights to his most successful<br />

songs. Recently, the publisher will even agree<br />

to a co-publishing arrangement so that not only<br />

does the writer get the 50 percent writer’s<br />

share, but also 50 percent of the publisher’s<br />

share, which means the writer gets 75 percent<br />

of total income. That’s been the norm in the<br />

pop world for decades, but it can be done in<br />

other genres when the composer has enough<br />

bargaining power.<br />

Sometimes a record company will demand<br />

publishing rights. Of course, throughout the<br />

sometimes sordid early history of jazz in the<br />

record business (and in other genres as well)<br />

many important copyrights wound up in publishing<br />

companies owned by labels. Record<br />

companies have received a “back door” interest<br />

in publishing through the Controlled<br />

Compositions Clause in a recording contract,<br />

which requires that the artist/composer license<br />

his compositions to the label for 75 percent of<br />

the otherwise applicable statutory copyright royalty.<br />

This in effect saves the label 25 percent of<br />

the mechanical royalty it would otherwise have<br />

to pay the publisher, thus making the label a de<br />

facto co-publisher at least as far as that label’s<br />

record sales are concerned.<br />

This language continues in present-day contracts,<br />

and usually only major pop artists with<br />

tremendous bargaining power can avoid it. As<br />

onerous as this language appears, at least the<br />

record company doesn’t acquire an interest in<br />

the copyright itself, as was done in the early<br />

days of the business. My feeling is that when it<br />

comes to jazz, considering the functions a traditional<br />

music publisher normally performs, a jazz<br />

composer should retain the rights to his or her<br />

compositions.<br />

The primary job of a publisher—to get the<br />

first recording—is usually done by the composer,<br />

who as the artist records his original composition.<br />

Subsequent recordings usually are by<br />

other musicians who have heard and enjoyed<br />

an album. It’s hard to imagine a song-plugger—a<br />

song salesman—pitching jazz standards<br />

such as “Solar” or “Straight, No Chaser.”<br />

However, many mainstream jazz albums feature<br />

at least one Monk or Miles Davis tune,<br />

even though a song-plugger didn’t pitch these<br />

compositions to artists or producers.<br />

Publisher advocates might claim that one<br />

strength of multinational publishers is their affiliates<br />

outside the United States. But in recent<br />

years, attorneys and managers representing jazz<br />

composers with catalogs of recorded compositions<br />

have made subpublishing deals—contractual<br />

arrangements with publishers in other countries,<br />

which often are the foreign affiliates of a<br />

major U.S. publisher. Subpublishers acquire<br />

rights for a limited term, usually three to five<br />

years. They often pay advances and they get no<br />

ownership. They register the catalogs with their<br />

local societies, collect all income and remit 75<br />

percent or 80 percent to the original publisher.<br />

108 DOWNBEAT June 2009

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