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Importance of Culture and Assembling the Team Presentation

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CUSP BOOT CAMP<br />

<strong>Importance</strong> <strong>of</strong> <strong>Culture</strong>:<br />

<strong>Assembling</strong> The <strong>Team</strong><br />

April 16 th , 2013<br />

Gail J. Rudder RN, CRNI, CIC


<strong>Assembling</strong> <strong>the</strong> <strong>Team</strong><br />

Objectives<br />

• Recognize how culture impacts <strong>the</strong> <strong>Team</strong><br />

• Learn how to build an Effective <strong>Team</strong> using CUSP/<br />

<strong>Team</strong>STEPPs approach<br />

• Know <strong>the</strong> four principles <strong>of</strong> <strong>Team</strong>STEPPs<br />

• Learn how to identify <strong>and</strong> engage team members <strong>and</strong><br />

define roles <strong>and</strong> responsibilities<br />

• Enhance <strong>Team</strong> Communication


What is <strong>the</strong> <strong>Culture</strong><br />

• Assessment <strong>of</strong> <strong>the</strong> current culture –<br />

o How do things work,<br />

o How do we communicate,<br />

o When bad things happen what’s next<br />

• <strong>Team</strong>work – Do we work in silos<br />

• Patient Involvement<br />

• Systems – Are <strong>the</strong> systems flawed, conducive to error<br />

• Openness <strong>and</strong> transparency<br />

• Accountability


Why <strong>Team</strong>work <strong>and</strong><br />

Communication Matter<br />

• Better patient outcomes, higher patient satisfaction,<br />

<strong>and</strong> lower malpractice claims.<br />

• Studies by <strong>the</strong> Institute <strong>of</strong> Medicine found that<br />

quality <strong>and</strong> effectiveness <strong>of</strong> care vary greatly<br />

depending on how well a healthcare team<br />

functions, <strong>and</strong><br />

• that system failures ra<strong>the</strong>r than individual<br />

performance account for more errors or adverse<br />

events.


Did You Know<br />

• From 1995 to 2005, ineffective communication identified as a<br />

root cause for ~ 2/3 <strong>of</strong> all sentinel events reported to <strong>the</strong> Joint<br />

Commission on Accreditation <strong>of</strong> Healthcare Organizations,<br />

o a statistic supported by analyses <strong>of</strong> closed malpractice claims.<br />

• 4 <strong>of</strong> <strong>the</strong> top 6 case areas that make up a majority <strong>of</strong> lawsuits are,<br />

in some way, associated with a failure in teamwork.<br />

• System errors, including failures in teamwork, contribute to<br />

almost 1/3 <strong>of</strong> settled malpractice claims.<br />

• The government <strong>and</strong> o<strong>the</strong>r third party payers have moved towards<br />

not paying for a select set <strong>of</strong> medical errors – “Never Events” or<br />

“serious reportable events”.<br />

• www.pathwaysforpatientsafety.org


Benefits <strong>of</strong> Effective <strong>Team</strong>work &<br />

Communication<br />

• Consistent delivery <strong>of</strong> patient care<br />

• Essential for managing <strong>the</strong> complexity <strong>of</strong> patient<br />

care in setting that <strong>of</strong>ten exceeds <strong>the</strong> capabilities <strong>of</strong><br />

an individual clinician<br />

• Allows staff to learn from mistakes ra<strong>the</strong>r than<br />

place blame<br />

• Provides a positive effect on patient safety


What is a <strong>Team</strong><br />

Definition: A team is a group <strong>of</strong> two or more individuals<br />

with specific roles that relate to one ano<strong>the</strong>r <strong>and</strong> who<br />

share a common goal.<br />

- <strong>Team</strong> members are highly interdependent in<br />

accomplishing <strong>the</strong>ir goals.<br />

- Their interactions have a strong effect on patient<br />

care outcomes.<br />

What does a good team look like – do you know it when<br />

you see it


Unit <strong>Team</strong> Characteristics<br />

CUSP<br />

• Has diverse local<br />

“opinion leaders” <strong>and</strong><br />

dissenters.<br />

• Is willing to help to<br />

spread <strong>the</strong> intervention.<br />

<strong>Team</strong>STEPPS<br />

• Develops a strong sense<br />

<strong>of</strong> collaborative trust <strong>and</strong><br />

confidence.<br />

• Manages <strong>and</strong> optimizes<br />

performance outcomes<br />

• Develops a strong sense<br />

<strong>of</strong> collective trust, team<br />

identity <strong>and</strong> confidence.


<strong>Team</strong> Member Characteristics<br />

CUSP<br />

• Maintain a positive outlook<br />

• Emphasize dedication to<br />

project goals.<br />

• Focus on <strong>the</strong> broader view<br />

• Practice attention to detail<br />

• Underst<strong>and</strong> roles <strong>and</strong><br />

responsibilities.<br />

<strong>Team</strong>STEPPS<br />

• Provide quality information<br />

<strong>and</strong> feedback.<br />

• Skillful conflict<br />

management.<br />

• Stress reduction for <strong>the</strong><br />

whole team through better<br />

performance.<br />

• Underst<strong>and</strong> roles <strong>and</strong><br />

responsibilities.


Tools You Can Use<br />

• The <strong>Team</strong> STEPPS program is available free <strong>of</strong><br />

charge at ei<strong>the</strong>r <strong>the</strong> Agency for Healthcare<br />

Research <strong>and</strong> Quality (AHRQ) website:<br />

• http://www.ahrq.gov/teamstepps or <strong>the</strong> Department<br />

<strong>of</strong> Defense Patient Safety Program website:<br />

• http://dodpatientsafety.usubs.mil/teamstepps


Principles for Success<br />

• Leadership – Buy-in <strong>and</strong> support is key<br />

• Mutual performance monitoring<br />

• Mutual support<br />

• Situational awareness


Applying <strong>Team</strong>work Principles to<br />

Patient Safety<br />

Create a sense <strong>of</strong> URGENCY<br />

It is important to “make <strong>the</strong> case” for effective teamwork<br />

• Self-assessment – Where Do We St<strong>and</strong><br />

• Safety events (HAIs)<br />

• Accreditation/Regulatory Survey findings<br />

• Stories about near misses<br />

• Patient <strong>and</strong> employee surveys<br />

• Staff concerns about quality <strong>and</strong> patient safety


Creating <strong>the</strong> <strong>Team</strong><br />

• Project Leader<br />

• Executive Leader -<br />

VPMA, VPNE, CNO<br />

(imperative if program is<br />

to be successful)<br />

• Physician Champions<br />

• Quality Manager<br />

• Risk Manager<br />

• Patient Safety specialist/<br />

Officer<br />

• Nurses <strong>and</strong> o<strong>the</strong>r front<br />

line staff<br />

• Environmental Services<br />

• Pharmacist<br />

• Infection Preventionist<br />

• SMEs- Educators<br />

Initially started as unit based in <strong>the</strong> ICU – concept <strong>of</strong><br />

CUSP has spread through “Buy In”


Barriers to <strong>Team</strong> Performance<br />

• Inconsistency in team membership<br />

• Lack <strong>of</strong> time – Biggest challenge<br />

• Lack <strong>of</strong> information sharing<br />

• Hierarchy<br />

• Varying communication styles<br />

• Presence <strong>of</strong> conflict<br />

• Lack <strong>of</strong> coordination <strong>and</strong> follow-up<br />

• Misinterpretation <strong>of</strong> cues<br />

• Lack <strong>of</strong> role clarity


<strong>Team</strong> Performance<br />

Engagement<br />

• Engagement: “To involve oneself or become<br />

occupied; to participate fully <strong>and</strong> deeply”<br />

• Active support <strong>of</strong> <strong>the</strong> project<br />

o<br />

o<br />

o<br />

o<br />

Engaged<br />

Apathy<br />

Aversion<br />

Uninvolved


Engage <strong>Team</strong> Members Using <strong>the</strong><br />

4 E’s<br />

• Engage (adaptive) – How does this make <strong>the</strong> world<br />

a better place<br />

• Educate (technical) – What do we need to know<br />

• Executive (adaptive) – What do we need to do<br />

What can we do with our resources/culture<br />

• Evaluate (technical) - How do we know we<br />

improved safety


Project Leader’s Role<br />

• Encourages unit staff involvement<br />

• Obtains staff feedback<br />

• Manages documentation <strong>of</strong> CUSP activities<br />

• Educates staff about CUSP<br />

• Is a frontline provider, nurse educator, physician, or<br />

o<strong>the</strong>r staff member


Physician Engagement<br />

• Identify physician leaders<br />

• Create an underst<strong>and</strong>ing <strong>of</strong> this role<br />

• Listen to physician concerns<br />

• Develop plans to address concerns<br />

• Reward physician leaders<br />

• Create a vehicle for communication<br />

• Develop a plan for communications


Role <strong>of</strong> <strong>the</strong> Physician Champion<br />

• Serves as <strong>the</strong> role model for CUSP activities<br />

• Meets with CUSP team at least monthly<br />

• Participates in monthly senior executive<br />

partnership meetings<br />

• Communicates with physician group as needed<br />

• Assists with implementation <strong>of</strong> interventions<br />

Recognized as someone who will carry <strong>the</strong> torch!


Engage O<strong>the</strong>r CUSP <strong>Team</strong><br />

Members<br />

• Executive partners<br />

• Nurses<br />

• Patient Safety Specialists/Officers<br />

• Infection Preventionists


Senior Executive’s Role<br />

• Helps <strong>the</strong> team prioritize improvement efforts<br />

• Helps <strong>the</strong> team navigate organizational<br />

bureaucracy – aka. RED TAPE<br />

• Ensures <strong>the</strong> CUSP team has resources to fix<br />

problems<br />

• Makes rounds <strong>and</strong> meets monthly with members <strong>of</strong><br />

health care team on <strong>the</strong> unit


Nurse Manager’s Role<br />

• Supports CUSP activities<br />

• Ensures safety assessment results are shared with<br />

staff<br />

• Assigns project leaders to interventions<br />

• Assists with scheduling executive partnership<br />

• Manages local resources


Patient Safety Officer’s Role<br />

• Serves as a senior executive partner in some<br />

institutions<br />

• Coordinates executive orientation with <strong>the</strong> initiative<br />

• Verifies that surveys are analyzed <strong>and</strong> results are<br />

reviewed in a timely manner<br />

• Monitors progress <strong>of</strong> <strong>the</strong> intervention<br />

• Disseminates results <strong>and</strong> shares stories<br />

Success stories are just as important as event<br />

stories


Assemble <strong>the</strong> <strong>Team</strong>: What <strong>the</strong><br />

<strong>Team</strong> Needs to Do<br />

• Recruit a team lead, nurse manager, physician,<br />

<strong>and</strong> executive partner along with any o<strong>the</strong>r team<br />

members<br />

• Meet with hospital departments (QI, IP&C, Risk)<br />

• List team member names <strong>and</strong> contact information<br />

• Use <strong>the</strong> 4 Es to ensure team engagement


Enhance <strong>Team</strong> Communication<br />

“Good communication is at <strong>the</strong> heart <strong>of</strong> patient<br />

safety.”<br />

When critical information about a patient’s condition<br />

or care does not get to <strong>the</strong> right person at <strong>the</strong> right<br />

time, patients can suffer <strong>the</strong> consequences.


<strong>Team</strong> Communication<br />

Why is it important<br />

To facilitate optimal information exchange <strong>and</strong><br />

problem-solving, team members should:<br />

• Use st<strong>and</strong>ardized terminology<br />

• Use st<strong>and</strong>ardized patterns <strong>of</strong> communication<br />

• Use concise communication<br />

• Confirm <strong>and</strong> validate information


<strong>Team</strong> Communication Tools<br />

You can use<br />

SBAR – Situation, Background, Assessment,<br />

Recommendation<br />

Ø Helps team members accurately share information,<br />

ensuring that both <strong>the</strong> sender <strong>and</strong> receiver <strong>of</strong><br />

information place <strong>the</strong> appropriate focus on what is<br />

communicated.<br />

Ø Focuses on essential information related to <strong>the</strong><br />

patient’s condition <strong>and</strong> <strong>the</strong> communicator’s<br />

recommendation on needed action.<br />

• AMA Foundation SBAR H<strong>and</strong>out (PDF)


SBAR<br />

• Situation - What is going on or what happened to<br />

<strong>the</strong> patient<br />

• Background – What is <strong>the</strong> clinical background or<br />

context Include pertinent information from H&P,<br />

medical record<br />

• Assessment – What do I think <strong>the</strong> problem is<br />

• Recommendation – What would I do to correct it


Example <strong>of</strong> <strong>the</strong> SBAR Tool


Empowerment <strong>of</strong> Staff<br />

• Staff feel empowered to speak up<br />

• CUS – Concerned, Uncomfortable <strong>and</strong> Safety issue<br />

• Safety Debriefs<br />

• Daily/shift huddles<br />

Even <strong>the</strong> briefest <strong>of</strong> meetings will help you <strong>and</strong> your<br />

team work toge<strong>the</strong>r to achieve <strong>and</strong> sustain a culture<br />

<strong>of</strong> safety…….


Summary<br />

• The CUSP team will include health care providers,<br />

support <strong>and</strong> leadership staff<br />

• The “4 E’s” is a highly effective tool for recruiting team<br />

members<br />

• <strong>Team</strong> members work toge<strong>the</strong>r to identify barriers <strong>and</strong><br />

address <strong>the</strong>m as a group<br />

• For teams to be successful, <strong>the</strong> roles <strong>and</strong> responsibilities<br />

need to be clearly defined.<br />

• Effective communication builds awareness <strong>of</strong> potential<br />

problems <strong>and</strong> concerns <strong>and</strong> allows <strong>the</strong> team to seek<br />

solutions


Comments from Faculty<br />

Comments from Participants


References<br />

• 1. Agency for Healthcare Research <strong>and</strong> Quality,<br />

Department <strong>of</strong> Defense. <strong>Team</strong>Stepps. Available at<br />

www.ahrq.gov/teamsteppstools/instructor/index.html<br />

• 2 Pronovost P J, Berenholtz SM, Goeschel CA, et al.<br />

Creating high reliability in health care organizations<br />

Health Serv Res 2006; 41 (4.pt 2):1599-1617<br />

QUESTIONS

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