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Kevin Moore<br />
Kevin Moore has been a barristers’ clerk<br />
for 35 years and joined <strong>Chambers</strong> in 1999<br />
having previously been senior clerk in a<br />
highly regarded commercial set. He is a<br />
member of the Institute of Barristers’<br />
Clerks.<br />
Kevin is responsible for the overall clerking of <strong>Chambers</strong> and is<br />
happy <strong>to</strong> discuss any aspect of the service with clients. His flexible<br />
and pragmatic approach <strong>to</strong> the job is appreciated by solici<strong>to</strong>rs who<br />
instruct <strong>Chambers</strong> and has been recognised in the Legal 500.<br />
Kevin is married with 3 grown up children who still manage <strong>to</strong> be<br />
a drain on resources. In his spare time Kevin is a long suffering<br />
supporter of West Ham United FC.<br />
David Wright<br />
David has been clerking for 10 years in<br />
leading commercial and employment sets.<br />
He qualified as a barristers’ clerk in 2002<br />
and is a member of the Institute of<br />
Barristers’ Clerks.<br />
In 2007, David joined <strong>Tanfield</strong> <strong>Chambers</strong> as<br />
Principal Employment and Commercial Clerk where he has put his<br />
wealth of experience <strong>to</strong> good use. His combination of hard-work,<br />
organisation and reliability has proved a real asset <strong>to</strong> <strong>Chambers</strong>.<br />
When agreeing fees, David always strives <strong>to</strong> remain client focussed<br />
and fair.<br />
In his spare time David studies Hapkido (a Korean martial art) and<br />
enjoys playing football and badmin<strong>to</strong>n. He is also a bit of a film buff.<br />
Rimer LJ’s Judgment in Neufeld approved Elias P’s guidance in para 98 of<br />
Clark v Clark Construction Initiatives [2008] IRLR 364 EAT on<br />
deciding whether a majority shareholder should have employment<br />
status, with two qualifications:<br />
(1) The onus is on the party denying a contract; where an individual has<br />
paid an employee's tax and NI, prima facie he is entitled <strong>to</strong> an employee's<br />
rights. Neufeld added that guideline (1) should not be read as<br />
constituting a formal reversal of the burden of proof on <strong>to</strong> the party<br />
denying employment status. It may still be necessary for the putative<br />
employee <strong>to</strong> do more than produce documentation <strong>to</strong> satisfy the tribunal.<br />
(2) The mere fact of majority shareholding (or de fac<strong>to</strong> control) does not<br />
in itself prevent a contract arising.<br />
(3) Similarly, entrepreneur status does not in itself prevent a contract<br />
arising.<br />
(4) If the parties conduct themselves according <strong>to</strong> the contract (eg as <strong>to</strong><br />
hours and holidays), that is a strong pointer <strong>to</strong>wards employment.<br />
(5) Conversely, if their conduct is inconsistent with (or not governed by)<br />
the contract, that is a strong pointer against employment.<br />
(6) The assertion that there is a genuine contract will be undermined if<br />
there is nothing in writing. Neufeld added that guideline (6) may be<br />
expressed <strong>to</strong>o negatively. Lack of writing may be an important<br />
consideration but if the parties' conduct tends <strong>to</strong> show a true contract of<br />
employment 'we would not wish tribunals <strong>to</strong> seize <strong>to</strong>o readily on the<br />
absence of a written agreement <strong>to</strong> justify a rejection of the claim'.<br />
(7) The taking of loans from the company (or the shareholder<br />
guaranteeing its debts) is not intrinsically inconsistent with employment.<br />
(8) Although majority shareholding and/or control will always be<br />
relevant and may be decisive, that fact alone should not justify a finding<br />
of no employment.<br />
Recently, the EAT applied Neufeld in Ashby v Monterry Designs Ltd<br />
(2009) 18/12/2009 holding that a tribunal had misdirected itself when<br />
deciding that a shareholder in a company had not been its employee. The<br />
tribunal had not had the benefit of Neufeld when reaching its decision<br />
and had placed <strong>to</strong>o much weight upon the question of control in<br />
determining whether there was a contract of employment.<br />
Practical effect<br />
The CA were informed in Neufeld that in “2008 there were some 12,000<br />
claims by direc<strong>to</strong>rs on the National Insurance Fund, of which some 600 had<br />
gone or were expected <strong>to</strong> go <strong>to</strong> employment tribunals”. The CA assumed<br />
that a considerable number were direc<strong>to</strong>rs who were also controlling<br />
shareholders.<br />
A claim on the NI fund could add up <strong>to</strong> £21,280 assuming that the<br />
maximum redundancy, wages, holiday pay and compensa<strong>to</strong>ry notice pay<br />
were all claimed, and the limit on weekly pay is £380 (as it is from 1<br />
Oc<strong>to</strong>ber 2009 under s.189). In the author’s view, such potential claims<br />
are likely <strong>to</strong> be worth pursuing even for high net worth potential<br />
claimants, in the current financial climate.<br />
MARTINA MURPHY<br />
For further information or <strong>to</strong> instruct a barrister, please contact<br />
David Wright, Employment Clerk or Kevin Moore, Senior<br />
Clerk, on 0207 421 5300 or clerks@tanfieldchambers.co.uk<br />
employment barristers:<br />
David Berkley QC (1979)<br />
Andrew Thompson* (1969)<br />
Paul Staddon (1976)<br />
David Daly (1979)<br />
Simon Cheves (1980)<br />
Robin Howard (1986)<br />
Chris<strong>to</strong>pher Bamford (1987)<br />
Stephen Heath (1992)<br />
Catriona MacLaren (1993)<br />
Peter Linstead (1994)<br />
Martina Murphy (1998)<br />
Andrew Sheftel (2004)<br />
Louise Mankau (2005)<br />
Paul Stevenson (2006)<br />
Gemma de Cordova (2006)<br />
Cecily Crampin (2008)<br />
* Joint Edi<strong>to</strong>r of Harvey on Industrial Relations and Employment Law<br />
<strong>Tanfield</strong> <strong>Chambers</strong>’ dedicated conference facilities are readily accessible<br />
by the mobility-impaired. Please contact the clerks <strong>to</strong> agree fees in<br />
advance, whether on a fixed or hourly rate. Feedback on our service is<br />
welcomed and should be directed <strong>to</strong> the Senior Clerk, Kevin Moore. A<br />
copy of <strong>Chambers</strong> Complaints’ Procedure is available on our website or<br />
on request.<br />
To contact us: T: +44 (0) 20 7421 5300, F: +44 (0) 20 7421 5333, DX: 46 London Chancery Lane, E: clerks@tanfieldchambers.co.uk<br />
Address: <strong>Tanfield</strong> <strong>Chambers</strong>, 2-5 Warwick Court, London, WC1R 5DJ