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Kevin Moore<br />

Kevin Moore has been a barristers’ clerk<br />

for 35 years and joined <strong>Chambers</strong> in 1999<br />

having previously been senior clerk in a<br />

highly regarded commercial set. He is a<br />

member of the Institute of Barristers’<br />

Clerks.<br />

Kevin is responsible for the overall clerking of <strong>Chambers</strong> and is<br />

happy <strong>to</strong> discuss any aspect of the service with clients. His flexible<br />

and pragmatic approach <strong>to</strong> the job is appreciated by solici<strong>to</strong>rs who<br />

instruct <strong>Chambers</strong> and has been recognised in the Legal 500.<br />

Kevin is married with 3 grown up children who still manage <strong>to</strong> be<br />

a drain on resources. In his spare time Kevin is a long suffering<br />

supporter of West Ham United FC.<br />

David Wright<br />

David has been clerking for 10 years in<br />

leading commercial and employment sets.<br />

He qualified as a barristers’ clerk in 2002<br />

and is a member of the Institute of<br />

Barristers’ Clerks.<br />

In 2007, David joined <strong>Tanfield</strong> <strong>Chambers</strong> as<br />

Principal Employment and Commercial Clerk where he has put his<br />

wealth of experience <strong>to</strong> good use. His combination of hard-work,<br />

organisation and reliability has proved a real asset <strong>to</strong> <strong>Chambers</strong>.<br />

When agreeing fees, David always strives <strong>to</strong> remain client focussed<br />

and fair.<br />

In his spare time David studies Hapkido (a Korean martial art) and<br />

enjoys playing football and badmin<strong>to</strong>n. He is also a bit of a film buff.<br />

Rimer LJ’s Judgment in Neufeld approved Elias P’s guidance in para 98 of<br />

Clark v Clark Construction Initiatives [2008] IRLR 364 EAT on<br />

deciding whether a majority shareholder should have employment<br />

status, with two qualifications:<br />

(1) The onus is on the party denying a contract; where an individual has<br />

paid an employee's tax and NI, prima facie he is entitled <strong>to</strong> an employee's<br />

rights. Neufeld added that guideline (1) should not be read as<br />

constituting a formal reversal of the burden of proof on <strong>to</strong> the party<br />

denying employment status. It may still be necessary for the putative<br />

employee <strong>to</strong> do more than produce documentation <strong>to</strong> satisfy the tribunal.<br />

(2) The mere fact of majority shareholding (or de fac<strong>to</strong> control) does not<br />

in itself prevent a contract arising.<br />

(3) Similarly, entrepreneur status does not in itself prevent a contract<br />

arising.<br />

(4) If the parties conduct themselves according <strong>to</strong> the contract (eg as <strong>to</strong><br />

hours and holidays), that is a strong pointer <strong>to</strong>wards employment.<br />

(5) Conversely, if their conduct is inconsistent with (or not governed by)<br />

the contract, that is a strong pointer against employment.<br />

(6) The assertion that there is a genuine contract will be undermined if<br />

there is nothing in writing. Neufeld added that guideline (6) may be<br />

expressed <strong>to</strong>o negatively. Lack of writing may be an important<br />

consideration but if the parties' conduct tends <strong>to</strong> show a true contract of<br />

employment 'we would not wish tribunals <strong>to</strong> seize <strong>to</strong>o readily on the<br />

absence of a written agreement <strong>to</strong> justify a rejection of the claim'.<br />

(7) The taking of loans from the company (or the shareholder<br />

guaranteeing its debts) is not intrinsically inconsistent with employment.<br />

(8) Although majority shareholding and/or control will always be<br />

relevant and may be decisive, that fact alone should not justify a finding<br />

of no employment.<br />

Recently, the EAT applied Neufeld in Ashby v Monterry Designs Ltd<br />

(2009) 18/12/2009 holding that a tribunal had misdirected itself when<br />

deciding that a shareholder in a company had not been its employee. The<br />

tribunal had not had the benefit of Neufeld when reaching its decision<br />

and had placed <strong>to</strong>o much weight upon the question of control in<br />

determining whether there was a contract of employment.<br />

Practical effect<br />

The CA were informed in Neufeld that in “2008 there were some 12,000<br />

claims by direc<strong>to</strong>rs on the National Insurance Fund, of which some 600 had<br />

gone or were expected <strong>to</strong> go <strong>to</strong> employment tribunals”. The CA assumed<br />

that a considerable number were direc<strong>to</strong>rs who were also controlling<br />

shareholders.<br />

A claim on the NI fund could add up <strong>to</strong> £21,280 assuming that the<br />

maximum redundancy, wages, holiday pay and compensa<strong>to</strong>ry notice pay<br />

were all claimed, and the limit on weekly pay is £380 (as it is from 1<br />

Oc<strong>to</strong>ber 2009 under s.189). In the author’s view, such potential claims<br />

are likely <strong>to</strong> be worth pursuing even for high net worth potential<br />

claimants, in the current financial climate.<br />

MARTINA MURPHY<br />

For further information or <strong>to</strong> instruct a barrister, please contact<br />

David Wright, Employment Clerk or Kevin Moore, Senior<br />

Clerk, on 0207 421 5300 or clerks@tanfieldchambers.co.uk<br />

employment barristers:<br />

David Berkley QC (1979)<br />

Andrew Thompson* (1969)<br />

Paul Staddon (1976)<br />

David Daly (1979)<br />

Simon Cheves (1980)<br />

Robin Howard (1986)<br />

Chris<strong>to</strong>pher Bamford (1987)<br />

Stephen Heath (1992)<br />

Catriona MacLaren (1993)<br />

Peter Linstead (1994)<br />

Martina Murphy (1998)<br />

Andrew Sheftel (2004)<br />

Louise Mankau (2005)<br />

Paul Stevenson (2006)<br />

Gemma de Cordova (2006)<br />

Cecily Crampin (2008)<br />

* Joint Edi<strong>to</strong>r of Harvey on Industrial Relations and Employment Law<br />

<strong>Tanfield</strong> <strong>Chambers</strong>’ dedicated conference facilities are readily accessible<br />

by the mobility-impaired. Please contact the clerks <strong>to</strong> agree fees in<br />

advance, whether on a fixed or hourly rate. Feedback on our service is<br />

welcomed and should be directed <strong>to</strong> the Senior Clerk, Kevin Moore. A<br />

copy of <strong>Chambers</strong> Complaints’ Procedure is available on our website or<br />

on request.<br />

To contact us: T: +44 (0) 20 7421 5300, F: +44 (0) 20 7421 5333, DX: 46 London Chancery Lane, E: clerks@tanfieldchambers.co.uk<br />

Address: <strong>Tanfield</strong> <strong>Chambers</strong>, 2-5 Warwick Court, London, WC1R 5DJ

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