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72 THE ETHICS OF EDUCATIONAL AND SOCIAL <strong>RESEARCH</strong><br />

to the wrong client or organ, can result in the most<br />

unfortunate consequences for an individual, group<br />

or institution. And matters are greatly exacerbated<br />

if it is the wrong information, or incomplete, or<br />

deliberately misleading.<br />

In an increasingly information-rich world, it is<br />

essential that safeguards be established to protect<br />

it from misuse or abuse. The UK Data Protection<br />

Acts of 1984 and 1998 are designed to achieve<br />

such an end. These cover the principles of data<br />

protection, the responsibilities of data users, and<br />

the rights of data subjects. Data held for ‘historical<br />

and research’ purposes are exempted from the<br />

principle which gives individuals the right of<br />

access to personal data about themselves, provided<br />

the data are not made available in a form which<br />

identifies individuals. Research data also have<br />

partial exemption from two further principles, with<br />

the effect that such data may be held indefinitely<br />

and the use of the data for research purposes need<br />

not be disclosed at the time of data collection.<br />

Of the two most important principles which do<br />

concern research data, one states that personal<br />

data (i.e. data that uniquely identify the person<br />

supplying them) shall be held only for specified<br />

and lawful purposes. The second principle states<br />

that appropriate security measures shall be taken<br />

against unauthorized access to, or alteration,<br />

disclosure or destruction of personal data and<br />

against accidental loss or destruction of personal<br />

data.<br />

Most institutions of higher education have<br />

their own ethics committees, and these usually<br />

have their own codes of ethics against which<br />

they evaluate research proposals. In addition,<br />

some important codes of practice and guidelines<br />

are published by research associations, for<br />

example the British Educational Research Association<br />

(http://www.bera.ac.uk), the British Psychological<br />

Society (http://www.bps.org.uk), the<br />

British Sociological Association (http://www.<br />

britsoc.co.uk), the Social Research Association<br />

(http://www.the-sra.org.uk), the American<br />

Educational Research Association (http://<br />

www.aera.net), the American Psychological Association<br />

(http://www.apa.org) and the American<br />

Sociological Association (http://www.<br />

asanet.org). We advise readers to consult these<br />

in detail.<br />

The British Psychological Society’s Code of<br />

Conduct, Ethical Principles and Guidelines (2005)<br />

includes, among many others, sections on<br />

competence, obtaining consent, confidentiality<br />

and personal conduct. Its section on Ethical<br />

Principles for Conducting Research with Human<br />

Participants first discusses deception, debriefing,<br />

risk and implementation (pp. 6–7) and then<br />

moves to eleven main sections: introduction;<br />

general principles, including the guiding precept<br />

that ‘the essential principle is that the<br />

investigation should be considered from the<br />

standpoint of all the participants; foreseeable<br />

threats to their psychological well-being, health,<br />

values or dignity should be eliminated’ (p. 8);<br />

consent; deception; debriefing; withdrawal from<br />

the investigation; confidentiality; protection of<br />

participants; observational research; giving advice;<br />

and colleagues. Interestingly it does not insist<br />

on informed consent, rather expressing it<br />

as ‘wherever possible, the investigator should<br />

inform all participants of the objectives of the<br />

investigation’ (para. 3.1). Similarly it does not<br />

proscribe deception, indicating that ‘it may be<br />

impossible to study some psychological processes<br />

without withholding information about the true<br />

object of the study or deliberately misleading<br />

the participants’ (para. 4.3). However, it says<br />

that these need to be rigorously justified, and<br />

alternatives must have been explored and found<br />

to be unavailable.<br />

The American Psychological Association’s<br />

Ethical Principles and Code of Conduct (2002)<br />

states five general principles: beneficence and nonmaleficence,<br />

fidelity and responsibility, integrity,<br />

justice, and respect for people’s rights and<br />

dignity. These principles then become the<br />

basis for ten sections of ‘ethical standards’:<br />

resolving ethical issues; competence; human<br />

relations (including ‘avoiding harm’ ‘exploitative<br />

relationships’ and ‘informed consent’); privacy<br />

and confidentiality; advertising and other public<br />

statements; record keeping and fees; education and<br />

training; research and publication; assessment; and<br />

therapy.

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