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60 THE ETHICS OF EDUCATIONAL AND SOCIAL <strong>RESEARCH</strong><br />

are employing at the time prove controversial.<br />

Indeed, this polarity between the research and<br />

the researched is reflected in the principles of<br />

the American Psychological Association which,<br />

as Zechmeister and Shaughnessy (1992) show,<br />

attempts to strike a balance between the rights of<br />

investigators to seek an understanding of human<br />

behaviour, and the rights and welfare of individuals<br />

who participate in the research. In the final<br />

reckoning, the decision to go ahead with a research<br />

project rests on a subjective evaluation of the costs<br />

both to the individual and society.<br />

The corollary of non-maleficence is beneficence:<br />

what benefits will the research bring, and<br />

to whom Many would-be participants could be<br />

persuaded to take part in research if it is made<br />

clear that it will, or may, bring personal, educational<br />

and social benefits. For example, it may lead<br />

to the improvement of learning, increased funding<br />

and resources for a particular curriculum area,<br />

improved approaches to the teaching of a subject,<br />

increased self-esteem for students, or additional<br />

teachers in a school. While it is sometimes worth<br />

including a statement of potential benefit when<br />

contacting schools and individuals, it may also be<br />

an actual requirement for ethics regulatory boards<br />

or sponsors.<br />

The recipients of the benefit also have to be<br />

factored into the discussion here. A researcher<br />

may gain promotion, publications, a degree,<br />

research sponsorship and celebrity from a piece<br />

of research. However, the research might still<br />

leave the participants untouched, underprivileged,<br />

living and working in squalid and underresourced<br />

conditions, under-supported, and with<br />

no material, educational or other improvements<br />

brought to the quality of their lives and work.<br />

On the one hand, it could be argued that<br />

research that did not lead to such benefits is<br />

unethical; on the other hand, it could be that the<br />

research helps to place the issue on the agenda<br />

of decision-makers and that, in the long run, it<br />

could contribute to a groundswell of opinion that,<br />

itself, brings change. While it may be fanciful<br />

to believe that a single piece of research will<br />

automatically lead to improvement, the ethical<br />

question raised here – who benefits – suggests<br />

that a selfish approach to the benefits of the<br />

research by the researcher is unethical.<br />

This latter point requires researchers to do more<br />

than pay lip service to the notion of treating<br />

research participants as subjects rather than<br />

as objects to be used instrumentally – research<br />

fodder, so to speak – imbuing them with selfesteem<br />

and respect. One can treat people with<br />

respect but still the research may make no<br />

material difference to their lives. While it is<br />

surely impossible to argue against treating people<br />

with dignity and respect, it raises the issue of the<br />

obligations and commitments of the researcher.<br />

Let us say that the researcher has been working<br />

closely in a school for one or two years; surely<br />

that researcher has an obligation to improve the<br />

lives of those being researched, rather than simply<br />

gathering data instrumentally To do the latter<br />

would be inhumane and deeply disrespectful. The<br />

issue is tension ridden: is the research for people<br />

and issues or about people and issues We have<br />

to be clear about our answer to the question<br />

‘what will this research do for the participants<br />

and the wider community, not just for the<br />

researcher’<br />

Bailey (1994: 457) suggests that there are several<br />

approaches that can be used to avoid harming<br />

research subjects, including:<br />

<br />

<br />

<br />

<br />

<br />

<br />

using computer simulations<br />

finding a situation in which the negative effects<br />

of harm already exist, i.e. where the research<br />

does not have the responsibility for having<br />

produced these conditions<br />

applying only a very low level of potential<br />

harm, or for only a short period of time, so that<br />

any effects are minimal<br />

obtaining informed consent (providing details<br />

of the potential negative effects and securing<br />

participants’ consent)<br />

justifying the research on the grounds that<br />

the small amount of harm caused is much less<br />

than the harm caused by the existing situation<br />

(which the research is trying to improve)<br />

using samples rather than complete populations,<br />

so that fewer people are exposed to the<br />

harm

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