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DOCUMENTARY RESEARCH 201 Documentary research There are copious documentary sources of data in research and, although these are helpful for the researcher, a range of considerations has to be brought to bear on their use. For example, some social worlds, cultures and events are ‘literate’, i.e. documents are plentiful and are part of the everyday world of the participants, while other cultures may be less so. This affects the status of the documents. Further, while some documents may have been written deliberately for research, most have not; some are written by researchers for researchers but, again, most are not. Indeed most have been written for a purpose, agenda, an audience other than researchers, and this raises questions about their reliability and validity. Documents are useful in rendering more visible the phenomena under study (Prior 2003: 87). However, they have to be taken in conjunction with a whole range of other factors occurring at the same time. Prior (2003: 173) cites the analogy of the inert opera libretto, which cannot be read on its own, but has to be understood in the context of the whole action, drama, music and performance of the opera; it is only one part of the jigsaw (see http://www.routledge.com/textbooks/ 9780415368780 – Chapter 8, file 8.1. ppt). Documents take a multitude of forms, including, for example: field notes diaries and journals records biographies autobiographies formal records timesheets/timetables technical documents minutes of meetings samples of students’ work memos and emails reports and statistics correspondence plans pamphlets and advertisements prospectuses and directories archives stories annals and chronicles photographs and artefacts conversations and speeches policy documents primary and secondary sources newspaper articles books and articles public records. This is only an initial list and, indeed, one can see that no written source is ruled out in documentary analysis. Documentary analysis has several attractions (Bailey 1994: 294–6). It can enable the researcher to reach inaccessible persons or subjects, as in the case in historical research. Further, like non-participant or indirect observation, there is little or no reactivity on the part of the writer, particularly if the document was not written with the intention of being research data. Documentary study is also useful in longitudinal analysis, as it may show how situations have evolved over time. Some documents enable large samples to be addressed (e.g. registers of births, marriages and deaths, census returns, obituaries in newspapers and suchlike). Documents, many written ‘live’ and in situ,maycatchthedynamicsituationatthetime of writing. Some documents, particularly if they are very personal (e.g. letters and diaries) may catch personal details and feeling (‘confessions’: Bailey 1994: 296) that would not otherwise surface. If documents are held in a central location, e.g. a library, collection or archive, savings of cost and time may be made. Finally, many documents in the public domain may have been written by skilled professionals and may contain more valuable information and insights than those written by relatively uninformed amateurs. On the other hand, documents bring difficulties (Bailey 1994: 296–8). They may be highly biased and selective, as they were not intended to be regarded as research data but were written for a different purpose, audience and context. They, themselves, may be interpretations of events rather than objective accounts. Indeed, attrition and ‘selective survival’, together with selective Chapter 8

202 HISTORICAL AND DOCUMENTARY RESEARCH interpretation by the writer, may mean that they may present an incomplete record of the situation under concern. Some documents, though they exist, may not be available to the researcher, hence limiting the study. Where documents do exist, they may come in so many different forms that a standard analytical format (e.g. content analysis, discussed in Chapter 23) may be impossible. Further, the documents must be studied in their context, in order to understand their significance at the time. A simple example serves to make our point: one hundred pounds sterling may seem asmallamountatthepresenttime,butwhena document was written say 200 years previously, it would represent a great deal of money. In approaching documentary research, a comprehensive, perhaps formidable, series of questions has to be addressed (see http://www.routledge. com/textbooks/9780415368780 – Chapter 8, file 8.2. ppt): The context of the document What is the document Where has the document come from When was the document written What kind of document is it What is the document about What is the focus of the document What was the original intention and purposes (explicit and/or latent) of the document What were the reasons for, or causes of, the document Why was it written What were the political and social contexts surrounding the document What were the intended outcomes of the document How was the document used/intended to be used How was the document actually used What were the effects/outcomes of the document How did the document function in the phenomenon or situation being researched What other documents fed into the production of, or were being used at the same time as, the document in question What was the original agenda that the document served Who were the original intended audiences of the document What is, and was, the status of the document What was the original context of the document What are the style and register of the document What does the document both include and exclude What does the document’s author(s) take for granted in the reader(s) The writer of the document Who wrote the document What can be inferred about the writer What were the interests of the writer What were the status/position/knowledgeability of the author(s) What does the document say about its author(s) The researcher and the document How should the document be read Who owns/owned the document (e.g. the researcher, others) Does the researcher personally know the author(s) of the document, i.e. what is the relationship between the researcher and the author(s) Was the researcher present in the events reported (raising the issue of researcher effects) How close to, or detached from, the participants was/is the researcher What (additional) information does the researcher and the audience need to know in order to make sense of the document How can, should or should not the document be used in the research How does the document structure the researcher How can the document be best analysed In reading the document, what does it tell you about yourself as a reader/researcher

DOCUMENTARY <strong>RESEARCH</strong> 201<br />

Documentary research<br />

There are copious documentary sources of data in<br />

research and, although these are helpful for the<br />

researcher, a range of considerations has to be<br />

brought to bear on their use. For example, some<br />

social worlds, cultures and events are ‘literate’,<br />

i.e. documents are plentiful and are part of the<br />

everyday world of the participants, while other<br />

cultures may be less so. This affects the status of<br />

the documents. Further, while some documents<br />

may have been written deliberately for research,<br />

most have not; some are written by researchers<br />

for researchers but, again, most are not. Indeed<br />

most have been written for a purpose, agenda,<br />

an audience other than researchers, and this<br />

raises questions about their reliability and validity.<br />

Documents are useful in rendering more visible<br />

the phenomena under study (Prior 2003: 87).<br />

However, they have to be taken in conjunction<br />

with a whole range of other factors occurring at the<br />

same time. Prior (2003: 173) cites the analogy of<br />

the inert opera libretto, which cannot be read<br />

on its own, but has to be understood in the<br />

context of the whole action, drama, music and<br />

performance of the opera; it is only one part of the<br />

jigsaw (see http://www.routledge.com/textbo<strong>ok</strong>s/<br />

9780415368780 – Chapter 8, file 8.1. ppt).<br />

Documents take a multitude of forms, including,<br />

for example:<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

field notes<br />

diaries and journals<br />

records<br />

biographies<br />

autobiographies<br />

formal records<br />

timesheets/timetables<br />

technical documents<br />

minutes of meetings<br />

samples of students’ work<br />

memos and emails<br />

reports and statistics<br />

correspondence<br />

plans<br />

pamphlets and advertisements<br />

prospectuses and directories<br />

archives<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

<br />

stories<br />

annals and chronicles<br />

photographs and artefacts<br />

conversations and speeches<br />

policy documents<br />

primary and secondary sources<br />

newspaper articles<br />

bo<strong>ok</strong>s and articles<br />

public records.<br />

This is only an initial list and, indeed, one can see<br />

that no written source is ruled out in documentary<br />

analysis.<br />

Documentary analysis has several attractions<br />

(Bailey 1994: 294–6). It can enable the researcher<br />

to reach inaccessible persons or subjects, as in<br />

the case in historical research. Further, like<br />

non-participant or indirect observation, there is<br />

little or no reactivity on the part of the writer,<br />

particularly if the document was not written with<br />

the intention of being research data. Documentary<br />

study is also useful in longitudinal analysis, as<br />

it may show how situations have evolved over<br />

time. Some documents enable large samples to be<br />

addressed (e.g. registers of births, marriages and<br />

deaths, census returns, obituaries in newspapers<br />

and suchlike). Documents, many written ‘live’ and<br />

in situ,maycatchthedynamicsituationatthetime<br />

of writing. Some documents, particularly if they are<br />

very personal (e.g. letters and diaries) may catch<br />

personal details and feeling (‘confessions’: Bailey<br />

1994: 296) that would not otherwise surface. If<br />

documents are held in a central location, e.g. a<br />

library, collection or archive, savings of cost and<br />

time may be made. Finally, many documents in the<br />

public domain may have been written by skilled<br />

professionals and may contain more valuable<br />

information and insights than those written by<br />

relatively uninformed amateurs.<br />

On the other hand, documents bring difficulties<br />

(Bailey 1994: 296–8). They may be highly biased<br />

and selective, as they were not intended to<br />

be regarded as research data but were written<br />

for a different purpose, audience and context.<br />

They, themselves, may be interpretations of events<br />

rather than objective accounts. Indeed, attrition<br />

and ‘selective survival’, together with selective<br />

Chapter 8

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