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CFA Method of Drilled Shaft Construction CFA Method of Drilled

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<strong>CFA</strong> <strong>Method</strong> <strong>of</strong> <strong>Drilled</strong><br />

<strong>Shaft</strong> <strong>Construction</strong><br />

Continuous flight augering can reduce costs and<br />

accelerate project schedules.<br />

C<br />

FA is a method in which shafts<br />

are drilled using a continuous<br />

flight auger with concrete<br />

placement occurring by pumping<br />

through the auger’s hollow stem<br />

while it is extracted. There are numerous<br />

benefits to this approach, including<br />

immediate replacement, zero subsidence,<br />

lack <strong>of</strong> free water within the<br />

shaft, computer monitoring <strong>of</strong> depth<br />

and concrete placement, and no need<br />

for casing/slurry. This is the most common<br />

drilling method in the UK for<br />

small to medium diameter shafts and is<br />

being heavily used by D. J. Scheffler— a<br />

specialist in deep foundation drilling<br />

and earth shoring work in difficult environments—in<br />

both California and the<br />

Northwest.<br />

The <strong>CFA</strong> installation method is similar<br />

to auger cast piling systems (ACIP),<br />

with the exception that the finished<br />

product is much more like that <strong>of</strong> a conventional<br />

drilled shaft. This is for two<br />

reasons: First, high strength concrete<br />

containing coarse aggregate is used in<br />

lieu <strong>of</strong> the sand/cement grout mixes<br />

common to ACIP piles. Second, <strong>CFA</strong><br />

piles utilize full length, standard rebar<br />

cages instead <strong>of</strong> short top cages and center<br />

bars. These differences are significant,<br />

as they increase the load capacity<br />

<strong>of</strong> the piles, allow use in applications<br />

with high lateral loads or seismic design<br />

criteria, and do not require significant<br />

modification to standard drilled shaft<br />

designs or specifications. In addition to<br />

the use <strong>of</strong> high strength concrete and<br />

full length rebar cages, <strong>CFA</strong> piles also<br />

differ from ACIP piles in that the<br />

onboard computer in the drill rig’s cab<br />

continuously measures depth, rotation,<br />

A steel element—either a cage or steel beam—is lowered into the fluid concrete by a<br />

support crane. Note the heavy plastic wheel centralizers designed to center the steel<br />

within the shaft.<br />

By Michael Zeman<br />

and concrete placement, as well as many<br />

other drill functions, to ensure that piles<br />

are constructed to the proper depth and<br />

that concrete is placed to the full diameter<br />

<strong>of</strong> the specified pile. The quality<br />

control <strong>of</strong> these piles is extremely high<br />

and can be monitored instantly not only<br />

by the drill operator, but also by the<br />

engineers through <strong>of</strong>fsite links to the<br />

computer in the drill rig.<br />

To better understand the <strong>CFA</strong><br />

method and how it can be implemented<br />

to reduce cost and schedule duration <strong>of</strong><br />

public projects, it is important to understand<br />

the method in which a <strong>CFA</strong> shaft<br />

is constructed, as well as how it differs<br />

from a conventional drilled shaft. At the<br />

beginning <strong>of</strong> a shift, the pumping lines<br />

connecting the concrete pump to the<br />

rig’s auger are primed and pre-charged<br />

with concrete. The drill rig is then positioned<br />

with its auger carefully centered<br />

over the pin marking the shaft center<br />

and the mast and auger are checked for<br />

verticality. Drilling commences and as<br />

the auger penetrates the ground, a small<br />

quantity <strong>of</strong> soil rises to the surface. The<br />

operator monitors the drilling process<br />

using the real-time information on the<br />

overhead screen; this information<br />

includes drill resistance, torque, depth,<br />

and penetration rate. The process continues<br />

until the preset tip elevation is<br />

met.<br />

Once the auger has reached the pile<br />

tip, concrete is immediately pumped<br />

through the auger. The auger is slowly<br />

raised as concrete continues to flow, with<br />

the operator monitoring the concrete<br />

pressure and oversupply to ensure complete<br />

replacement. During this part <strong>of</strong><br />

the process, the soil is removed continuously<br />

from the auger as it is extracted. A<br />

support excavator keeps the area around<br />

22 ■ GOVERNMENT ENGINEERING ■ JULY-AUGUST 2008 www.govengr.com


0 100<br />

0<br />

2<br />

4<br />

6<br />

8<br />

10<br />

Length 10.04 m Revs<br />

610 mm diam <strong>CFA</strong><br />

24in foundation<br />

Penetration per rev<br />

(mm/rev)<br />

Depth (m)<br />

Auger Revs<br />

Concrete Vol (m3)<br />

MIRABELLA, Contract Number: 0800<br />

Torque<br />

(kN.m)<br />

Energy<br />

7.04 MJ<br />

(MJm³)<br />

Drill Resistance<br />

0 20 40 0 2 4 0 5 10 0 20 0 1 2 3 -305 0 305<br />

the auger free <strong>of</strong> excavated material. This<br />

process continues until the auger is fully<br />

extracted from the shaft. The support<br />

excavator clears away the remaining<br />

spoils, and then the crew carefully hand<br />

excavates any spoils or contaminated<br />

concrete at the top <strong>of</strong> the shaft until a<br />

perfect circle <strong>of</strong> concrete is exposed to<br />

the full diameter <strong>of</strong> the pile. A support<br />

crane then lowers the steel element,<br />

whether it is a cage or steel beam, into<br />

the fluid concrete <strong>of</strong> the shaft. In deep<br />

shafts, or shafts drilled in dry granular<br />

material, it is <strong>of</strong>ten necessary to apply a<br />

small amount <strong>of</strong> vibration to the steel<br />

element to assist with the cage insertion.<br />

The intent <strong>of</strong> this is not to force the steel<br />

into the concrete, but rather to simply<br />

assist the flow <strong>of</strong> the concrete around the<br />

cage or beam. It should be noted that<br />

centralizers, either rebar skids or heavy<br />

plastic wheels, are used to centralize the<br />

steel within the shaft and to ensure proper<br />

steel coverage.<br />

99.5<br />

Vol :<br />

Excess :<br />

3.7 m<br />

26.12 % Operator :<br />

Extraction Rate<br />

(m/min)<br />

Rig<br />

Oversupply<br />

(%)<br />

R516<br />

Pressure<br />

(bars)<br />

6<br />

SOUTH WALL<br />

29/04/2008<br />

Flow Pr<strong>of</strong>ile<br />

0<br />

1<br />

2<br />

3<br />

4<br />

5<br />

6<br />

7<br />

8<br />

9<br />

10<br />

12:58 12:59 13:00 13:01 13:02 13:03 13:04 13:05 13:06 13:07 13:08 13:09<br />

104<br />

95<br />

86<br />

77<br />

68<br />

59<br />

50<br />

41<br />

32<br />

23<br />

14<br />

5<br />

12:58 12:59 13:00 13:01 13:02 13:03 13:04 13:05 13:06 13:07 13:08 13:09<br />

3<br />

2<br />

1<br />

0<br />

12:58 12:59 13:00 13:01 13:02 13:03 13:04 13:05 13:06 13:07 13:08 13:09<br />

time<br />

13:04<br />

Piling instrumentation and control system.<br />

STEVE<br />

(mm)<br />

While the final product is nearly<br />

identical to a conventionally drilled<br />

shaft, there are significant differences in<br />

the installation process, each <strong>of</strong> which is<br />

important to consider when evaluating<br />

this method for a given project. Most<br />

importantly, there is never an open hole<br />

when drilling with the <strong>CFA</strong> method.<br />

With conventional drilling techniques,<br />

the drill tool repeatedly enters and exits<br />

the shaft, each time slowly advancing<br />

towards design tip elevation. To prevent<br />

the shaft from caving during this<br />

process, slurry and/or casing is used to<br />

provide support for the sidewalls in s<strong>of</strong>t<br />

or wet conditions. However, with the<br />

<strong>CFA</strong> method, there is no open drill<br />

hole, as it is fully supported by the auger<br />

and spoils during drilling, and supported<br />

by the concrete as the auger is<br />

extracted. This eliminates the need for<br />

casing and slurry, both <strong>of</strong> which significantly<br />

add to the time and cost <strong>of</strong> shafts<br />

in s<strong>of</strong>t or wet conditions.<br />

Another significant difference is that<br />

there is no free water within a <strong>CFA</strong><br />

shaft. In a conventional drilled shaft in<br />

wet conditions, free water enters the<br />

shaft and drilling is performed under a<br />

water or slurry head. However with<br />

<strong>CFA</strong>, very little soil is removed from the<br />

shaft until concrete placement begins,<br />

only enough to displace the volume <strong>of</strong><br />

the auger flights. Concrete is placed<br />

immediately as the auger is withdrawn,<br />

preventing the accumulation <strong>of</strong> free<br />

water in the shaft. This eliminates the<br />

need for collection, storage, and disposal<br />

<strong>of</strong> contaminated drilling fluids,<br />

important concerns on many shaft projects.<br />

From an efficiency standpoint, the<br />

largest difference is that the shaft is constructed<br />

in a continuous operation. In<br />

<strong>CFA</strong> shafts, the auger is advanced to tip<br />

in a single pass, concrete is placed as the<br />

auger is extracted, and the rebar cage is<br />

immediately set into place. This differs<br />

greatly from a conventional shaft in s<strong>of</strong>t<br />

or wet ground, in which the process <strong>of</strong><br />

drilling a single shaft includes advancing<br />

casing, taking multiple passes with a<br />

drill tool, cleaning the shaft bottom,<br />

placing reinforcement, placing concrete<br />

via tremie, extracting casing, and pumping<br />

<strong>of</strong>f displaced fluids. The elimination<br />

<strong>of</strong> these extra steps <strong>of</strong>ten allows <strong>CFA</strong><br />

shafts to be completed three to five<br />

times as quickly as a conventional<br />

drilled shaft.<br />

One <strong>of</strong> the greatest advantages <strong>of</strong> the<br />

<strong>CFA</strong> method is improved safety for the<br />

drill crew and inspection team.<br />

“Every year, throughout the U. S.,<br />

there is a worker in our industry lost to<br />

a cave-in <strong>of</strong> a drilled shaft during construction<br />

<strong>of</strong> conventional drilled shafts<br />

in less than ideal soil conditions. <strong>CFA</strong><br />

methods significantly reduce these risks<br />

by immediately replacing soil with concrete<br />

during extraction <strong>of</strong> the auger,”<br />

Dale Scheffler, president, D. J. Scheffler<br />

(www.djscheffler.com) says. “This is a<br />

much safer method since there is never<br />

an empty shaft.”<br />

Design Considerations<br />

Typically, a <strong>CFA</strong> pile <strong>of</strong> equal depth<br />

and diameter will have equal or slightly<br />

better load capacity when compared to a<br />

conventional drilled shaft. On projects<br />

www.govengr.com GOVERNMENT ENGINEERING ■ JULY-AUGUST 2008 ■ 23


Among the reasons <strong>CFA</strong> was used at<br />

Pacific City was the developer was<br />

concerned about the use <strong>of</strong> the driven pile<br />

foundation system due to noise and<br />

vibrations so close to existing homes and<br />

the adjacent hotel.<br />

that have already been designed for<br />

drilled shafts, there is no need to switch<br />

engineering methodology in order to<br />

benefit from the use <strong>of</strong> the <strong>CFA</strong> methods.<br />

Even in cases where redesign is<br />

required, the design effort is <strong>of</strong>ten more<br />

than <strong>of</strong>fset by the cost and time savings<br />

during actual construction.<br />

Despite the advantages <strong>of</strong> the <strong>CFA</strong><br />

method, there are some things that need<br />

to be considered before specifying or<br />

utilizing this method on a particular<br />

project. First, the method does not allow<br />

for efficient drilling though hard<br />

bedrock conditions or large boulders.<br />

Second, there is an effective limit in how<br />

deep full length steel elements can be<br />

wet set into a <strong>CFA</strong> shaft. While<br />

advanced mix designs do allow cage<br />

installation as deep as 80 ft, shafts<br />

beyond this depth are typically best suited<br />

for conventional methods. Third, the<br />

diameter <strong>of</strong> the shaft needs to be considered.<br />

<strong>CFA</strong> is commonly used on<br />

drilled shafts up to 48 in. in diameter,<br />

and occasionally up to 60 in. in diameter.<br />

Beyond that, concrete supply limitations<br />

typically reduce the efficiency <strong>of</strong><br />

the method. For this reason, large diameter<br />

shafts are <strong>of</strong>ten best constructed<br />

using conventional methods.<br />

Case Studies<br />

The Scheffler companies have successfully<br />

completed numerous projects<br />

using the <strong>CFA</strong> method, and are preparing<br />

to start construction on several others<br />

within the next 12 months. The following<br />

are just a few examples, but they<br />

provide a range <strong>of</strong> applications under<br />

which <strong>CFA</strong> is an ideal method to construct<br />

drilled shafts.<br />

PCH Emergency Stabilization,<br />

Malibu, CA, Caltrans, 2005. Heavy<br />

run<strong>of</strong>f compromised a 50-year old<br />

drainage pipe located 45 ft below grade,<br />

creating a depression in the Pacific Coast<br />

Highway. D. J. Scheffler was selected to<br />

construct a secant pile wall with tiebacks<br />

along the centerline <strong>of</strong> the historic roadway.<br />

A series <strong>of</strong> overlapping 30-in. diameter<br />

piles were drilled to depths <strong>of</strong> up to<br />

65 ft using the <strong>CFA</strong> method, creating a<br />

continuous wall without the need for<br />

wood lagging. In five working days, 61<br />

total piles were installed, less than onethird<br />

the time it would have taken with<br />

conventional methods. In addition, the<br />

company installed 32 tiebacks, each with<br />

an average length <strong>of</strong> 60 ft. Given the critical<br />

nature <strong>of</strong> this roadway and the potential<br />

impacts to motorists, the time in<br />

which this wall was constructed provided<br />

an invaluable benefit to Caltrans and the<br />

local community as a whole.<br />

Pacific City Development,<br />

Huntington Beach, CA, Makar<br />

Development, 2007. Pacific City is a<br />

large mixed use development located<br />

directly across from the famous<br />

Huntington Beach. The original foundation<br />

design for the multiple structures<br />

was based upon the use <strong>of</strong> precast concrete<br />

piles driven into the dense sands<br />

located at a depth <strong>of</strong> about 40 ft from<br />

ground surface. However, before construction<br />

<strong>of</strong> the residential portion <strong>of</strong><br />

the site, the developer became concerned<br />

about the use <strong>of</strong> the driven pile<br />

foundation system due to noise and<br />

vibration levels in close proximity to<br />

existing homes and the adjacent hotel.<br />

Scheffler evaluated the load requirements<br />

<strong>of</strong> the original foundation system,<br />

as well as the geotechnical conditions<br />

<strong>of</strong> the site and determined that<br />

while a conventional drilled shaft foundation<br />

would be cost and schedule prohibitive,<br />

piles drilled using the <strong>CFA</strong><br />

method could easily achieve the<br />

required capacity at a lower cost than<br />

the original driven foundation system.<br />

After a series <strong>of</strong> pile tests, it was determined<br />

not only that the <strong>CFA</strong> piles<br />

exceeded the capacity <strong>of</strong> the driven piles<br />

by a factor ratio <strong>of</strong> 2:1 (30-in. diameter,<br />

55-in. depth), but that they also signifi-<br />

As opposed to auger cast piling systems, <strong>CFA</strong> delivers a finished product that is much<br />

more like that <strong>of</strong> a conventional drilled shaft.<br />

24 ■ GOVERNMENT ENGINEERING ■ JULY-AUGUST 2008 www.govengr.com


At Pacific City the use <strong>of</strong> <strong>CFA</strong> easily achieved the required capacity at less cost than the<br />

original driven foundation system.<br />

cantly exceeded the calculated capacity<br />

<strong>of</strong> conventional drilled shafts. Thirty-in.<br />

diameter piles were tested in compression<br />

to 1500 kips, with no sign <strong>of</strong> rapidly<br />

increasing settlement or other failure<br />

characteristics, remarkable considering<br />

the poor quality, saturated soils present<br />

in the upper 40 ft <strong>of</strong> the site.<br />

Installation <strong>of</strong> roughly 800 piles, ranging<br />

in depth from 40 to 55 ft, began this<br />

spring.<br />

BNSF Rail Expansion, Vancouver,<br />

WA, 2008. This project includes the<br />

construction <strong>of</strong> a 200-ft long secant pile<br />

wall with 48-in. diameter primary and<br />

secondary piles placed on 60-in. centers.<br />

The ground conditions generally consist<br />

<strong>of</strong> loose sandy silts over dense saturated<br />

gravels. The primary secant piles contain<br />

full length reinforcement cages with<br />

up to 24 #11 bars and #5 spiral with<br />

five-in. pitch. The reinforced piles range<br />

from 35 ft to 80.5 ft in depth.<br />

<strong>Construction</strong> began in May 2008 and<br />

the use <strong>of</strong> <strong>CFA</strong> is expected to reduce the<br />

construction schedule by roughly 40<br />

working days.<br />

GE<br />

Mr. Zeman is president <strong>of</strong> Scheffler<br />

Northwest, a partner company <strong>of</strong> D. J.<br />

Scheffler, Inc. located in Vancouver, WA. He<br />

can be reached at 360-818-0070 or<br />

mzeman@schefflernw.com.<br />

www.govengr.com GOVERNMENT ENGINEERING ■ JULY-AUGUST 2008 ■ 25

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