MD - Health Care Compliance Association
MD - Health Care Compliance Association
MD - Health Care Compliance Association
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■ ABNs were used for preventive care exams (this is statutorily<br />
non-covered)<br />
■ Forms were not completed fully (missing critical elements such<br />
as services, reason, option, estimated cost, signature/date)<br />
■ Some client offices decided not to use ABNs<br />
The last error on the list is an interesting one. It really is not a matter<br />
of choice as to whether or not an office uses an ABN. The Office<br />
of the Inspector General (OIG) may consider failure to use ABNs or<br />
to balance-bill to be inducements for patients. Inducements resulting<br />
in a Stark II violation as a perceived kick-back may result in civil<br />
monetary penalties. True, CMS is more interested in recouping its<br />
own lost revenue rather than the lost revenue of a provider, but that<br />
does not make it any less of an infraction.<br />
Revise the corrective action plan<br />
Using the errors from the re-audit, a revised corrective action plan<br />
and training program was developed. Beginning with the form<br />
errors, each line of the form was incorporated into the training program<br />
with examples of “do’s and don’ts.” For example: the<br />
BECAUSE section was often completed incorrectly with ICD-9<br />
codes or written diagnoses instead of the reason why the provider<br />
thought the service may not be covered. This and other form completion<br />
problems with the SERVICES and BECAUSE sections led<br />
to the development of a modified ABN that already has services<br />
and reasons available for check-off. The use of a modified form<br />
with check-off boxes enables a provider to:<br />
■ prompt the proper use of the ABN<br />
■ increase readability by limiting handwritten items<br />
■ improve efficiency by making it faster and easier to complete<br />
these sections<br />
■ improve accuracy<br />
The modifications can be customized to the services offered by the<br />
office or specialty without compromising the integrity of the form<br />
(see Figure 2 for a sample modified form on page 14).<br />
The training program addressed each section and provided examples<br />
of when to use and not use the ABN. The refresher program<br />
was also offered to all staff members from registration personnel,<br />
clinical staff (including providers), and check-out/data-entry clerks.<br />
It was clear from the second audit results that there needed to be a<br />
full awareness and coordination among all of these people in order<br />
to make the use of ABNs successful.<br />
Continued on page 12<br />
<strong>Health</strong> <strong>Care</strong> <strong>Compliance</strong> <strong>Association</strong> • 888-580-8373 • www.hcca-info.org<br />
January 2006<br />
11