Globeop Financial Services

GlobeOp Financial Services

GlobeOp Financial Services (LSE:GO.)
is an independent financial administrator specializing in middle+back
office services and integrated risk reporting to hedge funds, managed
accounts and fund of funds. GlobeOp also provides expertise to asset
management firms and other sectors, including family wealth offices,
insurance companies, pension plans, corporate treasuries and
private / regional banks.

Hans Hufschmid
Chief Executive Officer

At A GLAnCE
GlobeOp is a leading independent
provider of business process
outsourcing, financial technology
services and analytics to hedge
funds and other sectors of the
financial industry.
Established in 2000 Listed on the London Stock Exchange in 2007
1800+ employees 10 offices 3 continents
190+ clients 1575+ total funds $159bn AuA
Early adopter ISAE 3402 and SSAE 16
All figures as of January 31, 2011
GlobeOp
tECHnOLOGY
Technology Team: 300 members, 150 developers,
all GlobeOp employees. Physical Infrastructure: Two
wholly owned and operated data centers, configured
in an “active-active” architecture. Network Wide Area:
Multiple telecom vendors, complete physical redundancy.
Applications: Developed using Java language, no legacy
applications, tested for disaster recoverability twice
a year. Information Security: Key priority, standards
include the use of encryption and dual authentication.
Client-Facing Applications: Web-based, no locally
installed software required (other than a browser).

To be confident is to feel strong and
positive about portfolio management,
risk taking and asset raising. It is
knowing you are supported by the
most rigorous processes and
controls, so you can focus on
your business. It is providing
the due diligence and possessing
the transparency and governance
so important
to investors.
Vernon Barback
President, Chief Operating Officer
VALuE PrOPOSItIOn
Remarkable service in
web-based technology,
valuation control, risk
reporting and analytics.
KEY StrEnGtHS
> Continuous innovation
> Integrated service offering
> Leading-edge technology
> Investor focus
> Independent, global platform
> Complex products
> People – Processes – technology
> Early adopter of ISAE 3402 and SSAE 16 (replaces SAS 70),
independently reviewed and tested by a Big 4 audit firm

GO. IT’S YOU
AT YOUR MOST
CONFIDENT
STATE OF
MIND.
Martin Veilleux
Chief Financial Officer
COmPLEtE SuItE OF SErVICES
mIddLE+BACK OFFICE
Fund AdmInIStrAtIOn
InVEStOr SErVICES
rISK SErVICES
VALuAtIOn COntrOL
OtC SErVICES
CASH mAnAGEmEnt / ExECutIOn SErVICES
mAnAGEd SErVICES

PrOduCtS And SErVICES
mIddLE+BACK OFFICE
> Connectivity with front office
systems
> daily trade, cash balance,
cash activity and position
reconciliations
> Security master and static
data processing derived from
independent sources
> Settlement processing,
fails reporting
> OtC processing with confirmation
and documentation
> data aggregation and pricing
> daily portfolio P&L statements
> Exposure calculations and reports
> margin – collateral – corporate
action support
Fund AdmInIStrAtIOn
> Fund valuation
> Pricing and nAV
> Financial reporting
> Weekly / month-end
accounting package
> Fund performance reporting
> Audit support
InVEStOr SErVICES
> Process investor transactions
(subscriptions / redemptions)
with money movements and
reconciliations
> AmL review and KYC document
collection
> maintain official books and records
> Investor communications (audits,
ddQs, queries, reporting)
> Customized reporting to fund managers
> Share registry
rISK SErVICES
Integrated with mBO and
Adminstration Services /
delivered to managers and Investors
GoRisk ® services
> Position and exposure reporting
> Customizable stress tests
> Value-at-risk (Var)
> Calculations with flexible parameters
> Supports uCItS III directive
VALuAtIOn COntrOL
> multiple data and pricing vendors
> Broad product coverage
> Exception-based reporting
> Independent asset valuation
> transparency for buy-side
stakeholders
> Complex instrument coverage
OtC SErVICES
GoOTC TM processing
Stand-alone outsourced package
for OtC derivative trade processing:
> trade capture
> Confirmation
> Settlement
> reconciliation
> document and collateral
management
> Valuation and P&L reporting
and risk data
> Credit derivative auto-novation
CASH mAnAGEmEnt /
ExECutIOn SErVICES*
> GoMoney portal
Cash management portal,
daily cash projection reporting,
single-source access
> CurreneX ® services
Fx spots, forwards, swaps, metals,
loans and deposits
> MTS BondVision services
European fixed income products,
real-time indicative prices
> ICE Link platform
trade date electronic
affirmation of dtCC-eligible
credit derivatives, real-time
trade monitoring and notification
mAnAGEd SErVICES**
> data center and hosted services
> Platform as a Service (PaaS)
> Specifically designed facilities
> Advent Geneva hosting
> disaster recovery and business
continuity facilities
* For use by institutional investors only – not for public distribution; GlobeOp markets Limited – member FInrA and SIPC.
** to find out the scope of managed Services available in your country, please contact your GlobeOp sales representative.
© 2011 GlobeOp Financial Services S.A. All rights reserved. GlobeOp and the GlobeOp “G” are trade and service marks of
GlobeOp Financial Services LLC and its affiliates. Other names herein are the trade and/or service marks of their respective owners.

nOrtH AmErICA
nEW YOrK OFFICE
EurOPE
LOndOn OFFICE
ASIA
mumBAI OFFICE
uSA
George Evans
Global Head of Business development
156 West 56th St., 6th Floor
new York, nY 10019 uSA
Tel: +1 914 670 3612
Fax: +1 646 827 1850
Email: gevans@globeop.com
EurOPE
Ron Tannenbaum
managing director
1-3 Strand
London WC2n 5Hr, uK
Tel: +44 (0) 20 7190 6615
Fax: +44 (0) 20 7190 6601
Email: rtannenb@globeop.com

www.GlobeOp.com
dublin • Grand Cayman • Harrison • Hartford • London • mumbai • new York City • Yorktown Heights