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<strong>Sigma</strong>,<br />

Capiz<br />

Kasama Ka!:<br />

Multistakeholder<br />

Partnerships for<br />

Solid Waste Management


Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

Copyright © <strong>2005</strong> Philippines-Canada Local Government Support Program<br />

(LGSP)<br />

The Philippines-Canada Local Government Support Program encourages the<br />

use, translation, adaptation and copying of this material for non-commercial<br />

use, with appropriate credit given to LGSP.<br />

Although reasonable care has been taken in the preparation of this book,<br />

neither the publisher and/or contributor and/or editor can accept any liability<br />

for any consequence arising from the use thereof or from any information<br />

contained herein.<br />

Printed and bound in Manila, Philippines<br />

Published by:<br />

Philippines-Canada Local Government Support Program<br />

Unit 1507 Jollibee Plaza<br />

Emerald Ave., Pasig City<br />

1600 Philippines<br />

Tel. Nos. (632) 637-3511 to 13<br />

www.lgsp.org.ph<br />

This project was undertaken with the financial support of the Government of<br />

Canada provided through the Canadian International Development Agency<br />

(CIDA).


Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

Philippines-Canada Local Government Support Program (LGSP)<br />

Documentation of LGU Exemplary Practices<br />

Replicable Practice<br />

KASAMA KA!: MULTISTAKEHOLDER PARTNERSHIPS<br />

FOR SOLID WASTE MANAGEMENT<br />

IN SIGMA, CAPIZ<br />

(4 TH CLASS MUNICIPALITY)<br />

CONTENTS<br />

Summary 2<br />

Project Description: Confronting a growing solid waste<br />

problem<br />

2<br />

History: How the project came about 4<br />

Results: Gains from the project 5<br />

Key Implementation Steps 6<br />

Analysis and Lessons Learned 15<br />

Annexes:<br />

Annex A - Executive Order No. 05-S-2003<br />

Annex B - Memorandum of Agreement between LGU and<br />

<strong>Sigma</strong>hanon Development Foundation, Inc (SDFI)<br />

Annex C - Management Structure and Functional Chart<br />

Annex D - KASAMA KA! Solid Waste Management Flyer<br />

October <strong>2005</strong> 1


Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

SUMMARY<br />

“Kabalikat sa Maunlad na Kalikasan” or KASAMA KA! is an award-winning<br />

ecological solid waste management (ESWM) program being implemented by the<br />

municipal government of <strong>Sigma</strong>, Capiz, in partnership with the <strong>Sigma</strong>hanon<br />

Development Foundation, Inc. (SDFI), a non-government organization and other<br />

stakeholders.<br />

Piloted in the municipality’s poblacion consisting of its two biggest urban<br />

barangays, Poblacion Norte and Poblacion Sur, the program has successfully<br />

reduced the volume of solid waste in these pilot barangays by more than 50%,<br />

and has improved <strong>Sigma</strong>’s ranking in the annual nationwide Clean and Green<br />

contest.<br />

KASAMA KA features four major components, or the 4E’s: Education,<br />

Engineering, Enforcement, and Entrepreneurship. These components are<br />

focused on ensuring participation through education, technological innovation<br />

at the household level up, strict enforcement of policies, long term planning<br />

and providing livelihood opportunities through recycling and composting<br />

wastes.<br />

After one and half years of implementation, <strong>Sigma</strong>’s ESWM program has been<br />

recognized by the Sangguniang Panlalawigan of Capiz, which issued a directive<br />

to have <strong>Sigma</strong>’s ESWM materials disseminated to all municipalities of the<br />

province for their guidance, information and appropriate action (February<br />

2002). The Philippines-Canada Local Government Support Program (LGSP)<br />

designated the <strong>Sigma</strong> SWM practice as one of five LGSP Learning Resource<br />

Centers in Region VI.<br />

Project Description: Confronting a growing solid waste problem<br />

The Municipality of <strong>Sigma</strong> is a 4 th class municipality with a population under<br />

30,000 located in the central plains of Capiz province. Located at the<br />

intersection of main routes in Panay Island, <strong>Sigma</strong> serves as a transit point to<br />

busy destinations like Boracay, Iloilo City and Roxas City. Its geographic<br />

location has led to <strong>Sigma</strong>’s rapid urbanization which has resulted, in turn, to a<br />

rapid increase in its solid waste generation. In 2001, the daily volume of<br />

<strong>Sigma</strong>’s collected garbage was approximately 8 cubic meters (cu. m.) on<br />

regular days and as much as <strong>10</strong> cu. m. on market days (Wednesdays and<br />

Saturdays). This translated to about 2.8 tons of garbage a week.<br />

Before the project was implemented, there was no effective, municipal-wide<br />

SWM program in <strong>Sigma</strong>. Approximately 68% of households burned their garbage,<br />

16% buried it in their backyards and 11.8% recycled. Only 2 urban barangays or<br />

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Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

3.3% of total households in <strong>Sigma</strong> were served by the ’hakot-tambak’ (collect<br />

and dump) system of the LGU. The ‘hakot-tambak’ consisted of one dump truck<br />

collecting waste from public garbage bins along the roads and certain centers<br />

(market, schools, municipal hall) and unloading it in an open dumpsite some<br />

4.5 km. from the poblacion. When the garbage overflowed from the dump site,<br />

it was either burned or pushed down<br />

the hill towards the river.<br />

Basic Profile: <strong>Sigma</strong>, Capiz<br />

Over time, however, this method<br />

proved hazardous to the health of the<br />

people and the ecological condition of<br />

the municipality. Due to siltation and<br />

clogging from dumped waste, the<br />

Mambusao River -- which cuts across<br />

four big towns of Capiz, including<br />

<strong>Sigma</strong> – was frequently overflowing,<br />

causing increasingly serious flooding<br />

that wreaked havoc on life and<br />

property. As a result, 13 of <strong>Sigma</strong>’s 21<br />

barangays were perennially flooded. In<br />

Location: one of 16 municipalities in Capiz province,<br />

part of 2 nd congressional district; 30 minutes from<br />

the provincial capital of Roxas city; transit point to<br />

Iloilo city, Roxas city, Kalibo and Boracay, Aklan.<br />

Land Area: <strong>10</strong>,170 hectares<br />

Population: 27366 (5541 HH)<br />

Population growth: 2.0 %<br />

Ave. HH size: 4.9 members<br />

Income class: 4 th class<br />

IRA: Php 25.54M<br />

Local Revenues: Php 2.004 M<br />

No. of barangays: 21<br />

Land use: 92% agricultural land, 2,32% forestland,<br />

1.09 built up area<br />

Major industries/economic activities: agriculture<br />

(rice, sugarcane, bamboo, banana, root crops and<br />

other products<br />

2001 and 2002, for instance, almost all households in 13 barangays were<br />

submerged in floodwater, resulting in several deaths and millions of pesos<br />

worth of damage to crops and houses.<br />

In turn, the situation hindered <strong>Sigma</strong> from achieving its goals of having a<br />

vibrant agro-industrial economy and becoming the Center of Education in<br />

Capiz’ second Congressional district and a convenient tourist transit point to<br />

Boracay and Iloilo City.<br />

Project Goals and Objectives<br />

This was the situation that the<br />

KASAMA KA! Ecological Solid Waste<br />

Management program aimed to<br />

address by enhancing ecological<br />

balance in the municipality through<br />

sustainable and integrated waste<br />

management. KASAMA KA!’s goals<br />

were: 1) a clean and productive<br />

environment that will help ensure the<br />

needs of the next generation of<br />

<strong>Sigma</strong>hanons and 2) a clean, healthy<br />

and orderly environment through<br />

waste segregation and recycling<br />

October <strong>2005</strong> 3


Specifically, KASAMA KA aims to:<br />

Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

1. Promote the conversion of biodegradable waste into soil conditioner and<br />

the non-biodegradable waste into usable crafts<br />

2. Promote organic farming practices by making available good quality<br />

fertilizer/conditioner at lower cost<br />

3. Reduce incidence of diseases brought about by unclean surroundings<br />

4. Generate income from recyclable wastes<br />

Project Components and Strategies<br />

<strong>Sigma</strong>’s SWM program has four major components, collectively referred to as<br />

the 4E’s: Education, Engineering, Enforcement, and Entrepreneurship.<br />

o<br />

o<br />

o<br />

o<br />

Education means a variety of information, education and<br />

communication (IEC) strategies employed to raise people’s<br />

awareness on the need for ecological balance and to transfer the<br />

necessary knowledge, skills and other competencies on<br />

environmental management. IEC included performances by Dagway<br />

<strong>Sigma</strong>hanon, the community’s cultural group, trainings, and use of<br />

various media (leaflets, billboards, letters/reminders, etc.)<br />

Engineering refers to technological innovations applied for the<br />

implementation of the ESWM program. Among others, this included<br />

the use of locally-made ‘trisikads’ (bicycle with sidecar attached<br />

for cargo), eco-carts and pushcarts designed and fabricated by an<br />

ESWM Board member to daily collect household waste, and the<br />

establishment of Materials Recovery Facilities (MRFs) with shredder<br />

and storage facilities.<br />

Enforcement refers to the implementation of municipal<br />

ordinances/resolutions/executive orders related to the program.<br />

These included the strict enforcement of a “no segregation, no<br />

collection” policy; master-listing of dog owners and house-to-house<br />

campaign; and deputizing Barangay Tanods to assist PNP personnel<br />

and sanitary inspectors in inspecting reported violations<br />

Entrepreneurship refers to projects that can provide alternative<br />

livelihood from recycled waste, from soil conditioner/garden soil<br />

produced from composting, crafts created from recyclable<br />

materials, and from the sale of used boxes, plastics and tin cans.<br />

October <strong>2005</strong> 4


History: How the project came about<br />

Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

After the passage of two landmark national laws on environmental protection,<br />

the Ecological Waste Management Law in 2000 (Republic Act 9003) and the<br />

Clean Air Act in 2001, the municipal government of <strong>Sigma</strong> saw the opportunity<br />

to fulfill their mandate and address their solid waste problem at the same<br />

time.<br />

In August 2002, Mayor Roberto Sualog and the Executive Director of<br />

<strong>Sigma</strong>hanon Development Foundation, Inc. (SDFI), a <strong>Sigma</strong>-based NGO that has<br />

been operating since 1988, attended a Lakbay Aral on Best Practices in Solid<br />

Waste Management facilitated by the Associated Resources for Management<br />

and Development, Inc. (ARMDEV) for the Philippines-Canada Local Government<br />

Support Program (LGSP). The training served as an eye-opener for the LGU and<br />

SDFI, and became the start of a partnership between the two parties.<br />

Inspired and encouraged by what he learned in the Lakbay Aral, Mayor Sualog<br />

issued Executive Order # 07-2002 in December 2002 constituting the Municipal<br />

Solid Waste Management Board (MSWMB), which was later called the KASAMA<br />

KA Board). The SWMB was tasked to formulate and implement a ten-year<br />

Ecological Solid Waste Management (ESWM) Plan. This gave the program its<br />

legal mandate.<br />

Results: Gains from the program<br />

As a result of this program, which took approximately 17 months to implement,<br />

the following gains have been noted:<br />

• A remarkable decline in the<br />

volume of garbage generated<br />

daily, from 8 cu. M. to 3 cu. m.,<br />

or a 62% reduction. This is<br />

because 88% of monthly biowastes<br />

are composted while 12%<br />

are recycled. There is also less<br />

littering, as garbage is being<br />

recycled.<br />

• Declining incidence of wasterelated<br />

diseases, including 60%<br />

decline in cases of acute watery<br />

diarrhea, 30% decline in gastritis<br />

cases, 29% decline in parasitism<br />

cases, and 43% decline in<br />

impetigo cases.<br />

October <strong>2005</strong> 5


Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

• New livelihood and entrepreneurship opportunities have been generated,<br />

with households gaining income from organic fertilizer production and sale<br />

of compost/soil conditioner, organic fruit and vegetable production,<br />

handicraft-making from recycled waste, sales of used boxes, plastics and<br />

other recyclable materials.<br />

• Increased capacities of groups and residents for solid waste management<br />

matched by their sustained active participation in the program. An<br />

experienced NGO, SDFI, was tapped to manage program implementation,<br />

while barangay tanods and police personnel were deputized to enforce<br />

policies. After being oriented, households have taken the lead in<br />

segregating and recycling their own wastes.<br />

• Reduced costs: Before the program, the LGU spent Php 1824/month for<br />

diesel fuel (roughly 120 liters) used by the dump truck in collecting<br />

garbage. With the program, the LGU spent only P321.60/month (roughly 8<br />

liters) because most of the dump truck’s work was taken over by pushcarts<br />

and eco-carts that were pedaled by foot.<br />

• Greater recognition for <strong>Sigma</strong>:<br />

Sangguniang Panlalawigan of Capiz adopted <strong>Sigma</strong>’s ESWM information,<br />

education and communication (IEC) materials for distribution to all<br />

municipalities in the province for their guidance, information and<br />

appropriate action (February 2002)<br />

<strong>Sigma</strong> was also selected by LGSP as one of five LGSP Learning Resource<br />

Centers in Region VI on SWM.<br />

<strong>Sigma</strong> went from 13 th place in 2002 to 9 th place in 2003 in the annual<br />

LGU clean and green search<br />

Key Implementation Steps<br />

How did <strong>Sigma</strong> successfully implement its solid waste management program<br />

Below are some implementation steps based on <strong>Sigma</strong>’s experience.<br />

1. Building consensus for the project; getting stakeholders that can<br />

provide resources to join the initiative<br />

The success of any initiative largely depends on how much support it can<br />

gather from various stakeholders. In <strong>Sigma</strong>, the LGU conducted a series of<br />

consultation-meetings with the representatives of different government<br />

agencies, barangay councils, an NGO and community organizations. The<br />

importance of enhancing ecological balance in the municipality, and the<br />

need to come up with a sustainable solid waste management plan to<br />

attain the same, were discussed.<br />

October <strong>2005</strong> 6


Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

Local or external experts were also tapped to provide technical assistance<br />

in the preparatory and later activities. <strong>Sigma</strong> took advantage of initial<br />

capacity-building opportunities offered by ARMDEV, an NGO contracted by<br />

LGSP, which sponsored the Lakbay Aral and early trainings. In addition,<br />

the LGU also forged an early partnership with SDFI, a local NGO<br />

experienced in SWM that participated in the consultations, which helped<br />

formulate the plan and later took the lead in implementing the program.<br />

2. Organizing the Municipal Solid Waste Management Board (MSWMB)<br />

The MSWM board serves as the policy-making body that sets the general<br />

direction of the program and guides the conduct of its day-to-day<br />

operations.<br />

The MSWMB will be more effective if it has a multi-stakeholder<br />

membership. Stakeholders that can provide resources and help<br />

enforce/implement the project should be represented. These include<br />

institutions that generate significant volumes of waste and therefore will<br />

have a stake in the program’s success such as schools/academic<br />

institutions, the public market, commercial and industrial establishments,<br />

households and communities, as well as groups that can help enforce SWM<br />

policies like police, barangay tanods, and barangay councils.<br />

The MSWM Board of <strong>Sigma</strong> is composed of the following:<br />

From the LGU<br />

Mayor<br />

One Councilor<br />

Association of Barangay Captains (ABC)<br />

President<br />

Sangguniang Kabataan (SK) President<br />

Municipal Planning and Development<br />

Officer (MPDO)<br />

Rural Health Unit (RHU)<br />

Office of the Municipal Agriculturist<br />

(OMA)<br />

Office of the Municipal Engineer (OME)<br />

From an NGO (SDFI) SDFI staff<br />

From Line Agencies Department of Education (DepEd)<br />

Department of the Interior and Local<br />

Government (<strong>DILG</strong>)<br />

Department of Environment and Natural<br />

Resources (DENR)<br />

From the Business Sector Business Sector Representative<br />

After the board is organized, members should be given orientations about<br />

the program as well as their roles and responsibilities in making the<br />

October <strong>2005</strong> 7


Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

program a success. In <strong>Sigma</strong>, the newly-designated Board members<br />

participated in a training conducted by ARMDEV which facilitated the<br />

crafting of a <strong>10</strong>-year plan for solid waste management.<br />

3. Formulating the SWM Comprehensive Plan<br />

3.1 Conducting sectoral or public consultations in barangays<br />

In <strong>Sigma</strong>, consultations were done with the constituents to surface<br />

ideas on the relevance and appropriateness of the plans.<br />

3.2 Conducting a Waste Characterization and Analysis Survey or similar<br />

study to gather baseline data on the following:<br />

o Volume of waste per barangay<br />

o Type of waste (biodegradable, recyclable, hazardous, etc) and<br />

percentage to total waste generated<br />

The data from the consultations and survey became the basis for<br />

the formulation of the SWM program and plan. <strong>Sigma</strong> tapped<br />

technical expertise to conduct this kind of study. The study noted<br />

that 80% of <strong>Sigma</strong>’s solid waste was biodegradable, which pointed<br />

to the need for composting and organic fertilizer production.<br />

3.3 Formulate the Ten-Year SWM Plan<br />

The SWM plan formulated by the SWM Board included an outline of<br />

the solid waste situation in the area, and how it proposes to<br />

manage it, as well as the end results or targets the plan seeks to<br />

achieve. It describes the volume and type of waste generated, and<br />

the various methods and facilities by which each type of waste will<br />

be collected, recycled or disposed of. It also outlines the costs<br />

entailed in implementing such a program. Moreover, it also lays<br />

down the structures and mechanisms for managing the program –<br />

which personnel and entities will be involved in what aspects. In<br />

short, the plan lays down the steps for the implementation of the<br />

four E’s: education, engineering, enforcement and<br />

entrepreneurship.<br />

4. Obtaining legislative support for the SWM Plan<br />

Upon completion, the plan was presented to the legislative council for<br />

approval and appropriate legislation. In <strong>Sigma</strong>, the legislative council<br />

passed a resolution (See Annex A for Resolution No. 8-s-2003) adopting the<br />

plan in January 2003, one month after its completion. The resolution<br />

commissioned barangay tanods to assist the local police forces in<br />

October <strong>2005</strong> 8


Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

implementing the SWM Plan. Municipal ordinances were also put in place<br />

to help enforce participation and compliance in the program at the<br />

community level.<br />

5. Designating a lead implementor<br />

After getting the plan approved and ready for implementation, the next<br />

step is to designate a lead agency to implement it. In the case of <strong>Sigma</strong>,<br />

the LGU recognized that the magnitude of the program meant it needed<br />

external expertise and additional personnel in managing it. It therefore<br />

came up with an innovative mechanism –- engaging the services of a<br />

<strong>Sigma</strong>-based NGO, SDFI, to take the lead in managing the program.<br />

A Memorandum of Agreement (MOA) between the Municipality of <strong>Sigma</strong><br />

and SDFI was signed in March 2003, authorizing the latter to manage the<br />

program jointly with the LGU, under the policies set forth by the MSWM<br />

Board. (See Annex B for the Memorandum of Agreement)<br />

6. Conducting capacity development activities for program implementors<br />

This step can go hand-in-hand with the formulation of the plan and should<br />

include the development of a capacity development plan or program with<br />

resources allocated and the implementation of such a plan/program. In<br />

<strong>Sigma</strong>, the SWM Board started crafting the <strong>10</strong>-year comprehensive SWM<br />

plan during a series of training and demonstration projects. The training<br />

program included the following key SWM components:<br />

o<br />

o<br />

Orientation on solid waste and other environment-related issues<br />

A three-day trainers’ training facilitated by the DENR and attended<br />

by 33 participants from schools, barangay officials, NGOs, business<br />

people, municipal employees and the SWMB<br />

7. Operationalizing the program, including the 4Es<br />

7.1 Defining the pilot or focus areas<br />

In <strong>Sigma</strong>, the program was piloted in the municipality’s two urban<br />

barangays, Poblacion Norte and Poblacion Sur, which together<br />

comprise the town center and where the greatest volume of solid<br />

waste is generated. The two barangays have a combined population<br />

of 3,042 or 603 households representing 11% of the population. The<br />

two barangays were selected for piloting because most of the major<br />

institutions (and identified major generators of waste) in the<br />

October <strong>2005</strong> 9


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SIGMA, CAPIZ<br />

municipality were located there, including the market, schools, the<br />

plaza, the municipal hall and other government offices.<br />

7.2 Setting up the management structure<br />

In <strong>Sigma</strong>, the Mayor, along with the SB, heads SWM program<br />

management structure. The SWM Board then oversees and monitors<br />

program implementation, in partnership with the lead implemetor<br />

of the project, SDFI Board. The SDFI Program Management Staff<br />

manages the day-to-day operations of the program, manages the<br />

facilities and the funds and regularly reports to the Board. The SDFI<br />

management staff works in partnership with the municipal<br />

engineer’s office, which takes charge of the infrastructure<br />

/engineering aspects and the maintenance of the SWM facilities.<br />

(See Annex C for the Management Structure and Functional Chart)<br />

7.3 Conducting education and information dissemination (1st E -<br />

Education)<br />

Sustained information dissemination and advocacy would ensure<br />

broader community support to and involvement in the program.<br />

<strong>Sigma</strong> conducted the following:<br />

• Cultural performances with social messages of the Dagway<br />

<strong>Sigma</strong>hanon, Inc during the launching program<br />

• Posting of 18 billboards in strategic areas within the<br />

municipality describing the program and encouraging<br />

community participation<br />

• Recoredas or recorded public announcements with the help of<br />

megaphones placed on roving tricycles and other motor<br />

vehicles by the municipality and the barangay government<br />

units<br />

• 19 community orientations by trained facilitators with<br />

household members, pupils, students, employees, drivers,<br />

vendors and teachers in various barangays<br />

• Distribution of 600 leaflets to households describing the<br />

composting and recycling process (See Annex D for Sample<br />

Flyer)<br />

• Production of a video presentation featuring the first year<br />

implementation of KASAMA KA!<br />

7.4 Setting up the necessary systems and mechanisms (2nd E-<br />

Engineering). This included the following:<br />

• Waste segregation-at-source, e.g. at the household/ school/<br />

church. Waste segregation at source. Households were trained<br />

October <strong>2005</strong> <strong>10</strong>


Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

SIGMA, CAPIZ<br />

to segregate biodegradables and recyclables. Biodegradables<br />

were recycled through composting at the household level,<br />

while recyclable materials were either sold or turned into<br />

handicraft and other items for sale. Color-coded containers<br />

were placed in schools, markets, offices, and churches<br />

facilitate collection and transfer.<br />

• Collection of segregated waste that is not recycled at the<br />

household level. Wastes that cannot be recycled or<br />

composted at the household level are then collected by the<br />

municipal government. In <strong>Sigma</strong>, daily collection of segregated<br />

wastes is accomplished following a schedule (i.e., Mondays for<br />

papers and cartons; Tuesdays for plastics/Styrofoam, etc.).<br />

Trained volunteer eco-aides with pushcarts and/or eco-carts<br />

go around the barangays collecting the wastes and bringing<br />

these to the Materials Recovery Centers. Four units of ecocarts<br />

and another 4 units of push carts were acquired to do the<br />

collecting.<br />

• Establishing Materials Recovery Facilities (MRFs) and other<br />

facilities as repositories or processing sites for the collected<br />

segregated waste.<br />

The location and land area of these MRFs should be<br />

appropriate and adequate for the purpose; selection of sites<br />

should be determined by the waste survey and other<br />

considerations like accessibility, proximity to households,<br />

environmental safety, etc.<br />

Biodegradable wastes are transported to the Materials<br />

Recovery Facility I (MRF I) for shredding and resizing (MRF 1<br />

houses a shredder), while non-biodegradable wastes are to be<br />

brought directly to MRF II. MRF I is located at the abandoned<br />

40 sqm slaughterhouse. MRF II is located inside the public<br />

market and serves as the final storage and disposal site for<br />

segregated wastes; it includes a tree park, fruit/vegetable and<br />

herbal gardens, surplus center, organic soil production area,<br />

and a showcase for recycled products.<br />

Special wastes from health facilities are screened following<br />

appropriate handling practices at the MRF II, and sent to an<br />

appropriate hazardous waste treatment and disposal facility.<br />

7.5 Ensuring enactment and enforcement of supporting SWM ordinances<br />

and policies (3rd E-Enforcement)<br />

October <strong>2005</strong> 11


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SIGMA, CAPIZ<br />

Enactment and proper enforcement of ordinances and rules and<br />

guidelines on SWM is crucial to its success; thus the LGU should<br />

identify measures to carry this out.<br />

In <strong>Sigma</strong>, barangay tanods and ambulant vendors were deputized to<br />

act as traffic and ecological aides. A daily garbage collection<br />

schedule was also established. Another ordinance enacted and<br />

enforced was a ‘no segregation, no collection’ policy, under which<br />

unsegregated waste will not be collected by the roving eco-carts<br />

and garbage trucks.<br />

7.6 Establishing mechanisms/structures for encouraging<br />

entrepreneurship and income-generation from the program (4th E-<br />

Entrepreneurship)<br />

The final component of the 4Es is entrepreneurship, which aims to<br />

provide additional income from wastes to households and<br />

communities undertaking solid waste management. This provides<br />

considerable incentives for people to participate in the program,<br />

thus increasing its sustainability, as well as help improve economic<br />

conditions for families.<br />

In <strong>Sigma</strong>, one entrepreneurship mechanism established was the<br />

Ecological Park (Eco-Park) which features a demo organic farm and<br />

organic soil production site inside the MRF II. The compost fertilizer<br />

from the biodegradable materials is packaged and submitted for<br />

soil analysis before commercial sale and distribution. The soil<br />

conditioner products are now being sold to <strong>Sigma</strong>hanon farmers at<br />

Php<strong>10</strong>0 per sack. Other income-generating projects that can be<br />

explored include handicraft making from recycled materials and the<br />

sale of recyclable materials such as plastics, paper and cardboard<br />

boxes, and metal scrap to junk shops.<br />

7.7 Monitoring program implementation and address problems through<br />

innovations in the program/plan<br />

Part of implementing the program is being prepared to address<br />

problems that crop up during program implementation. This would<br />

entail continuous monitoring of the program to be able to identify<br />

gaps in implementation and come up with innovations and changes<br />

to address such concerns. In <strong>Sigma</strong>, one of the initial problems<br />

encountered was getting backyard livestock owners, market<br />

vendors and pet owners to comply with the policies on cleanliness,<br />

sanitation and waste segregation. Also, it was later discovered that<br />

the space in the MRFs was too limited to accommodate the<br />

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collected wastes. To address these issues, SDFI and the LGU<br />

undertook the following measures:<br />

Problems encountered and how addressed<br />

Problem<br />

Action taken<br />

Disposal of animal waste Master listing of dog owners and house-to-house<br />

from household pets/ campaigns by police and OMA personnel to orient<br />

Stray animals<br />

dog owners on proper disposal of animal wastes<br />

Limited compliance with<br />

waste segregation from<br />

market stall owners,<br />

vendors<br />

Backyard hog/livestock<br />

owners not complying<br />

with SWM ordinances on<br />

solid waste disposal<br />

Limited space for wastes<br />

in MRFs<br />

Dialogues with market stall owners and vendors by<br />

the sanitary inspector, market administrator and<br />

market supervisor. More receptacles placed in the<br />

public market to make waste segregation more<br />

convenient<br />

Regular inspections among barangays for violations<br />

of the SWM ordinances<br />

Building linkages with scrap buyers to sell<br />

recyclables<br />

8. Ensuring sustainability<br />

To ensure the program’s life beyond its initial phase, continuous<br />

capacity building as well as information, education and communication<br />

(IEC) should be conducted, to sustain high participation among<br />

communities and stakeholders.<br />

Partnerships should also be maintained and new ones forged to ensure<br />

the expansion of the program. In <strong>Sigma</strong>, SDFI and the LGU has developed<br />

partnerships with such institutions as DENR Region VI for continuing<br />

technical assistance, the Embassy of Japan for financial assistance in its<br />

Eco-Park, and the European Commission, for its planned plastic<br />

processing equipment.<br />

In the medium or long term, an LGU should also ensure that the program<br />

spreads beyond its pilot areas and benefits more areas in the<br />

municipality. In <strong>Sigma</strong>, the plan is to have other barangays establish<br />

their own MRFs, where households and other establishments may turn in<br />

recyclables and other segregated materials. The municipality will collect<br />

the recyclables for final segregation/sorting (into metal, plastic, paper<br />

and glass) and marketing. The income generated will be returned to the<br />

barangays to finance their livelihood projects. At the same time,<br />

Barangay Agricultural and Fishery Councils (BAFCs) in all 21 barangays<br />

have also started practicing organic farming for fruit and vegetable crops<br />

as a complement to the SWM program.<br />

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Matrix of Key Implementation Steps<br />

Key<br />

Implementation<br />

Steps<br />

1. Build consensus<br />

for the project,<br />

get stakeholders<br />

to join the<br />

initiative<br />

2. Organize the<br />

Municipal Solid<br />

Waste<br />

Management<br />

Board<br />

3. Formulate a<br />

SWM plan<br />

4. Get legislative<br />

approval for the<br />

plan<br />

5. Designate a<br />

lead implementor<br />

6. Conduct<br />

capacity<br />

development<br />

activities<br />

7. Operationalize<br />

the program,<br />

including the 4Es<br />

(education,<br />

engineering,<br />

enforcement and<br />

entrepreneurship)<br />

Expected Outputs<br />

• Consultation meetings<br />

• Concrete support from<br />

and commitment of<br />

various stakeholders to<br />

participate in the project<br />

• Multi-stakeholder board<br />

membership<br />

• Defined roles and<br />

responsibilities of the<br />

Board and its members<br />

• Structures and policies<br />

• <strong>10</strong>-year comprehensive<br />

SWM plan<br />

• Legislative approval of<br />

the SWM plan<br />

• MOA or similar<br />

instrument with lead<br />

implementor, defining<br />

roles and responsibilities<br />

as well as mechanisms<br />

for partnership and<br />

coordination<br />

• Capacity development<br />

plan/program<br />

• Training conducted<br />

• Training documentation<br />

• A functional program<br />

with a management<br />

structure and designated<br />

personnel<br />

• Conduct IEC<br />

• Supporting policies and<br />

guidelines enacted and<br />

enforced<br />

• Systems and facilities<br />

established<br />

• Monitoring and<br />

evaluation mechanisms<br />

implemented<br />

• Program innovations<br />

made to address<br />

concerns<br />

Timeframe<br />

4<br />

months<br />

Person/<br />

Agency<br />

Responsible<br />

Mayor,<br />

department<br />

heads, SB<br />

Mayor<br />

SWM Board<br />

1 month Executive<br />

and<br />

legislative<br />

branches<br />

2 LGU<br />

months<br />

Simulta<br />

neously<br />

with<br />

Steps 2-<br />

5<br />

SDFI with<br />

SWM Board<br />

1 year SDFI with<br />

SWM Board<br />

Budget/ Resources<br />

Required<br />

• Political will on the part<br />

of LGU leadership to<br />

pursue the project<br />

• Budget to facilitate<br />

consultations and early<br />

orientation/training<br />

(Approx. Php 2000)<br />

• Commitment of<br />

members<br />

• Political will on the part<br />

of LGU leadership to<br />

provide legal mandate<br />

for board creation<br />

• Budget for meetings and<br />

orientations of board<br />

members (Approx. Php<br />

<strong>10</strong>00)<br />

• Budget for meetings and<br />

consultations of the<br />

Board<br />

• Technical expertise<br />

which can be contracted<br />

or accessed from DENR<br />

or similar agency<br />

• The legislative council<br />

may need a budget to<br />

conduct public hearings<br />

• Technical assistance in<br />

drafting the MOA may be<br />

needed<br />

• Time and budget for<br />

small group meetings to<br />

flesh out terms of<br />

reference.<br />

• Time and budget for<br />

capacity development<br />

activities (Approx. Php<br />

41, 000); technical<br />

assistance from SWM<br />

experts<br />

May vary depending on the<br />

needs of the area; In the<br />

case of <strong>Sigma</strong>’s pilot<br />

phase, this included:<br />

• Php 400,000 for the first<br />

year with Php40000 for<br />

IEC campaign<br />

• Facilities/Equipment: 2<br />

MRFs, with appropriate<br />

locations and adequate<br />

land areas; eco-carts<br />

and pushcarts, I unit<br />

shredder, demo farm<br />

and organic soil<br />

production area, 1 dump<br />

truck for heavy wastes.<br />

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Key<br />

Implementation<br />

Steps<br />

8. Ensure<br />

sustainability<br />

Expected Outputs<br />

• Continuous capacity<br />

building and IEC<br />

• Maintaining partnerships<br />

• Expansion beyond pilot<br />

sites<br />

Timeframe<br />

Continu<br />

ous<br />

Person/<br />

Agency<br />

Responsible<br />

SDFI with<br />

SWM Board<br />

Budget/ Resources<br />

Required<br />

• Personnel: 21 trained<br />

personnel to<br />

manage/operate the<br />

MRFs, including 7 paid<br />

eco-aides; volunteers<br />

• Commitment of<br />

members<br />

• Political will on the part<br />

of LGU leadership<br />

Analysis and Lessons Learned<br />

<strong>Sigma</strong>’s KASAMA KA program is an exemplary local government practice in<br />

managing solid waste that can be replicated by other LGUs facing a similar<br />

problem. The required resources for the program are reasonable for any 4 th<br />

class LGU, or even other LGUs with higher or lower income classification,<br />

especially since the scope and range of the program may be modified<br />

depending on the available resources and needs of the LGU. For example, an<br />

LGU with less financial resources or a smaller solid waste problem can pilot the<br />

program in a smaller area first, build a smaller MRF to save on costs and train a<br />

smaller number of personnel at the beginning of the program.<br />

Based on <strong>Sigma</strong>’s experience, however, there are some critical elements that<br />

help ensure successful replication:<br />

• The active commitment and effort of the LCE and the Sangguniang Bayan<br />

is vital to the success of the implementation of an ecological<br />

enhancement program.<br />

• Participation is key to success; therefore the utmost effort should be done<br />

to ensure that as many stakeholders as possible are involved and that all<br />

residents are educated and encouraged to participate in the program. The<br />

consultations conducted by <strong>Sigma</strong> made the program responsive to<br />

people’s needs; thus, people felt its impact on their lives. The<br />

consultations also made residents realize they themselves were major<br />

stakeholders, who were indispensable in making KASAMA KA! a success.<br />

Getting the support and cooperation of community organizations and<br />

NGOs such as SDFI was also critical in getting more public participation in<br />

the program. Effecting and sustaining an LGU-NGO partnership is also a<br />

noteworthy feature that other LGUs should seriously consider in<br />

undertaking a SWM program.<br />

• Communication and education plays an important role in facilitating<br />

participation and accountability. Massive Information, Education and<br />

Communication (IEC) activities are therefore indispensable to make<br />

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SIGMA, CAPIZ<br />

people aware and supportive of the program. The distribution of advocacy<br />

materials facilitated easy learning and effected broader community<br />

involvement in the program. In fact, ensuring that the 4Es of solid waste<br />

management are included in the program will be a great factor in ensuring<br />

its success.<br />

• The series of capacity building for ESWM strengthened the competencies<br />

of both program implementers and beneficiaries. Learning via Lakbay Aral<br />

and exposure to other LGU’s best practices, for example, inspired<br />

implementers to duplicate and innovate on ESWM best practices.<br />

Technical expertise should also be obtained to help in the engineering<br />

aspects.<br />

• Regular updating and feedbacking helped in checking the relevance of<br />

approaches used.<br />

• Continued resource mobilization/fund sourcing is crucial to ensure<br />

program sustainability. This can be achieved through such efforts as<br />

expanding/strengthening existing partnerships and forging new ones with<br />

partners that can provide much needed resources and institutional<br />

support.<br />

• Institutionalizing the program is also critical. Making sure that the right<br />

legal mandates and policies are in place, including a budget, will help the<br />

program to continue even beyond the terms of the leaders who first<br />

championed it.<br />

At the same time, there were some challenges that <strong>Sigma</strong> encountered which a<br />

replicating LGU may consider:<br />

• Ensuring the proper enforcement of penalties and sanctions for violators<br />

or ESWM ordinances<br />

LGU personnel tasked with this responsibility may be sensitive at first to<br />

people’s persuasions to overlook violations or may be hesitant to enforce<br />

sanctions. Violators may also refuse to pay fines or submit to the<br />

sanctions, which can cause community tensions. It is therefore important<br />

to have the proper implementing rules and regulations in place and clearly<br />

spelled out and that residents are fully consulted and informed of such<br />

rules. The MSWM Board and operations personnel should also monitor the<br />

enforcement of such sanctions and provide guidance on how problems can<br />

be resolved. Incentives should also be put in place to show residents that<br />

compliance is also rewarded.<br />

• Ensuring proper management of the MRFs<br />

This would include proper training and orientation of MRF personnel on<br />

environmental safety and sanitation procedures as well as on equipment<br />

maintenance, solid waste processing, etc. An MRF is a sensitive area;<br />

being a repository of solid waste (recyclables, compost, etc), it must<br />

always be clean and environmentally safe and must not pose any hazard or<br />

inconvenience to the surrounding communities.<br />

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Annex A – Executive Order No. 05-S-2003<br />

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Annex B – Memorandum of Agreement between LGU and <strong>Sigma</strong>hanon<br />

Development Foundation, Inc (SDFI)<br />

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Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

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Annex C – Management Structure and Functional Chart<br />

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Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

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Kasama Ka!: Multistakeholder Partnerships for Solid Waste Management<br />

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Annex D – KASAMA KA! Solid Waste Management Flyer<br />

October <strong>2005</strong> 22

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