Frontal Lobe Resource Cover - Onehealth.ca

Frontal Lobe Resource Cover - Onehealth.ca Frontal Lobe Resource Cover - Onehealth.ca

<strong>Frontal</strong> <strong>Lobe</strong><br />

<strong>Resource</strong> Package


<strong>Frontal</strong> vs. Alzheimer Dementia<br />

FTD<br />

Reduced speech output<br />

Good comprehension<br />

Personality changes early<br />

Preserved spatial<br />

orientation<br />

Memory loss variable<br />

Apraxia uncommon<br />

Possible motor signs<br />

AD<br />

Fluent aphasia<br />

Reduced comprehension<br />

Personality changes late<br />

Impaired spatial<br />

orientation<br />

Memory loss early<br />

Apraxia common<br />

Motor signs uncommon<br />

early


Seniors’ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

ADMINISTRATION AND SCORING GUIDELINES<br />

S<strong>ca</strong>le/Screen:<br />

Use(s):<br />

The Executive Interview (EXIT)<br />

A short screen (25 items) to detect possible frontal lobe<br />

dysfunction.<br />

To help predict executive cognitive function (ECF) related<br />

impairments in self <strong>ca</strong>re and functional status.<br />

To help predict behaviours <strong>ca</strong>used by executive dyscontrol.<br />

To help determine appropriate <strong>ca</strong>re strategies to prevent or<br />

reduce problem behaviours.<br />

Time Taken:<br />

Rationale(s):<br />

Commentary:<br />

Approximately 15 minutes<br />

The Folstein MMSE is relatively insensitive as a measure of frontal<br />

lobe dysfunction. Some dementias present initially with personality<br />

and behavioural changes related to frontal lobe dysfunction, rather<br />

than the more familiar orientation and memory problems seen in<br />

Alzheimer’s Disease. The EXIT is a valid and reliable tool to<br />

identify and measure the severity of these problems.<br />

It correlates well with level of <strong>ca</strong>re and problem behaviour<br />

It discriminates people at earlier stages of cognitive impairment<br />

than the SMMSE.<br />

Executive dysfunction is common in dementia. The disturbed<br />

behaviour in demented elderly may be a consequence of impaired<br />

executive dysfunction. This influences a person’s independence by<br />

interfering with directing, planning, execution, and self-regulation of<br />

behaviour. The EXIT defines the behavioural consequence of<br />

executive dysfunction and provides a standard clini<strong>ca</strong>l encounter in<br />

which they <strong>ca</strong>n be observed.<br />

“Executive Cognitive Function (ECF) are those processes which<br />

orchestrate relatively simple ideas, movements, or actions into<br />

complex goal directed behaviour. Without them, behaviour<br />

important to independent living, such as cooking, dressing, or self<br />

<strong>ca</strong>re <strong>ca</strong>n be expected to break down into their component parts.<br />

We believe that executive deficits undermine the independence of<br />

many patients and lead directly to the expression of common<br />

behaviour problems in the nursing home.” (Donald R. Royall)<br />

Enquiries: S.A.S. Committee Chair, c/o AHE Community Geriatric Psychiatry, (780) 424-4660


Seniors’ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

Administration:<br />

Scoring:<br />

The rules and time limits are outlined for each item in the<br />

screen.<br />

Practise administering the screen if you haven’t done one in the<br />

past 2 weeks.<br />

Keep continuity between the sections (i.e. cue yourself between<br />

sections – use a red arrow to ensure you turn the page and<br />

continue the test without a break between tasks).<br />

Use a monotone, neutral voice.<br />

Practise the gestures beforehand and know the type/how many<br />

cues to give.<br />

Explain to the person being tested that, “the reason for the<br />

assessment is to help us better understand how you are able to<br />

organize your thoughts to cope with everyday problems and<br />

activities.” You <strong>ca</strong>n also say “parts of the assessment may<br />

seem odd to you, but it all has a point, so do the best you <strong>ca</strong>n.”<br />

Make comments on the side rather than scoring during<br />

administration.<br />

Pay attention to the behaviours seen and be prepared for<br />

unusual responses (re: perseveration), so you <strong>ca</strong>n deal with<br />

them while minimizing effects on standardized administration.<br />

A scoring sheet is included in the screen format. Royall, Mahurin &<br />

Gray did the original research with a population randomly selected<br />

across 4 levels of <strong>ca</strong>re. EXIT scores greater than 15 were strongly<br />

correlated with a variety of common disruptive behaviours. Interrater<br />

reliability was high<br />

(r = .90). EXIT scores correlated well with other measures of<br />

Executive Cognitive Function (ECF).<br />

Reference: Royall D.R., Mahurin R.K., Gray K.F., (1992) Bedside Assessment of<br />

Executive Cognitive Impairment. The EXIT Interview. JAGS (Journal of the<br />

Ameri<strong>ca</strong>n Geriatrics Society)<br />

40: 1221-1226.<br />

Tips on How to Administer The EXIT<br />

Royall D.R., Cabello M., Polk M.J., (1998). Executive Dyscontrol: An<br />

Important Factor Affecting The Level of are Received by Older Retirees.<br />

JAGS 46:1519 –1524.<br />

Updated: May 18, 2005<br />

WP/SMHPCC/Guidelines – EXIT Test<br />

Enquiries: S.A.S. Committee Chair, c/o AHE Community Geriatric Psychiatry, (780) 424-4660


The Executive Interview (EXIT)<br />

Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

Global Testing Observations:<br />

Check as many as observed during testing<br />

Patient/Client Label<br />

Perseveration<br />

Date<br />

Imitation Behavior<br />

Intrusions<br />

Diagnosis<br />

<strong>Frontal</strong> Release Signs<br />

Lack of Spontaneity/Prompting Needed<br />

Disinhibited Behaviors<br />

Edu<strong>ca</strong>tion Level<br />

Utilization Behavior<br />

TOTAL SCORE<br />

1. Number-Letter Task<br />

—I‘d like you to say some numbers and letters for me like this.“<br />

—1-A, 2-B, 3-what would come next“<br />

—C“<br />

—Now you try it starting with the number 1“. Keep going until I say —stop“.<br />

1 2 3 4 5<br />

A B C D E<br />

—Stop“<br />

SCORE 0 No errors<br />

1 Complete task with prompting (or repeat instruction)<br />

2 Doesn‘t complete task<br />

Royall, D.R., Mahurin, R.K., and Gray, K.F., 1992 Page 1<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.


Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

2. Word Fluency<br />

—I am going to give you a letter. You will have one minute to name as many words as you <strong>ca</strong>n<br />

thinkofwhichbegin with thatletter.“<br />

—For example, with the letter ”P‘ you could say ”Peter, pot, plant‘… and so on. Are you ready“<br />

—Do you have any questions“<br />

—The letter is œ A. Go!“<br />

SCORE 0 10 or more words<br />

1 5 to 9 words<br />

2 Less than 5 words<br />

3. Design Fluency<br />

(Examiner draws while patient watches)<br />

—Look at these pictures. Each is made with only four (4) lines. I am going to give you one<br />

minute to draw as many DIFFERENT designs as you <strong>ca</strong>n. The only rules are that they must<br />

each be different and be drawn with four lines. Now go!“<br />

If patient <strong>ca</strong>nnot do due to poor vision, score 0<br />

SCORE 0 10 or more unique drawings (no copies of examples)<br />

1 5 to 9 unique drawings<br />

2 Less than 5 unique drawings<br />

4. Anomalous Sentence Repetition<br />

—Listen very <strong>ca</strong>refully and repeat these sentences exactly … (Read the sentence in a neutral<br />

tone.) Can use any familiar, overlearned phrase that 1) has one word changed 2) is part of a<br />

longer sequence, poem, prayer, etc.<br />

a) —I pledge allegiance to those flags“ or — Oh Canada, your home and native land.“<br />

b) —Mary fed a little lamb.“<br />

c) —A stitch in time saves lives.“<br />

d) —Tinkle tinkle little star.“<br />

e) —A B C D U F G“<br />

SCORE 0 No errors<br />

1 Fails to make one or more changes<br />

2 Continues with one or more expressions (e.g. —Mary had a little lamb whose fleece was white<br />

as snow“)<br />

Royall, D.R., Mahurin, R.K., and Gray, K.F., 1992 Page 2<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.


Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

5. Thematic Perception (see previous page)<br />

(Patient shown picture by examiner) —Tell me what is happening in this picture.“<br />

If patient <strong>ca</strong>nnot see picture due to poor vision, score 0<br />

SCORE 0 Tells spontaneous story (story = setting,3 characters, action)<br />

1 Tells story with prompting x 1 (—anything else“)<br />

2 Fails to tell story despite prompt (patientmust name the setting)<br />

6. Memory/Distraction Task<br />

—Remember these three words.“ —BOOK, TREE,HOUSE“<br />

(Patient repeats words till all three are registered).<br />

—Remember them œ —I‘ll ask you to repeat them for me later.“<br />

Now œ spell CAT for me …“<br />

—Good. Now spell it backwards…“<br />

—OK. Tell me those words we learned.<br />

SCORE 0 Patient names one or all of the three words correctly without naming Cat (Examiner may<br />

prompt: —Anything else“)<br />

1 Other responses (describe:________________________________________)<br />

2 Patient names CAT as one of the three words (perseveration)<br />

7. Interference Task (see previous page)<br />

—What color are these letters“ (Examinershows the patient and sweeps hand back and forth<br />

over the letters.)<br />

SCORE 0 —black“<br />

1 —brown“ (repeat questions x1) —black“<br />

2 —brown“(prompt) —brown“ (intrusion)<br />

If patient names any other colour, score 0 but make a note of response.<br />

Royall, D.R., Mahurin, R.K., and Gray, K.F., 1992 Page 3<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.


Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

8. Automatic Behavior I<br />

(Patient holds hands forward palms down.)<br />

—Relax while I check your reflexes…“<br />

(Rotate patient’s arms one at a time at the elbow. Gauge patient’s active<br />

participation/anticipation of the rotation.)<br />

SCORE 0 Patient remains passive<br />

1 Equivo<strong>ca</strong>l<br />

2 Patient actively copies the circular motion<br />

9. Automatic Behavior II<br />

(Patient holds hands out palms up.)<br />

—Just relax.“<br />

(Examiner pushes down on patient’s hands – gently at first, becoming more forceful. Gauge<br />

patient’s active participation in the responses.)<br />

SCORE 0 Patient offers no resistance (remains passive)<br />

1 Equivo<strong>ca</strong>lresponse<br />

2 Actively resists (or complies)with examiner<br />

10. Grasp Reflex<br />

(Patient holds hand out with open palms down.)<br />

—Just Relax.“<br />

(Both palms are lightly stroked simultaneous by the examiner, who looks for grasping/gripping<br />

actions in the fingers.)<br />

SCORE 0 Absent<br />

1 Equivo<strong>ca</strong>l<br />

2 Present<br />

Patient grasps firmly enough to drawn up and out of chair by examiner.<br />

Royall, D.R., Mahurin, R.K., and Gray, K.F., 1992 Page 4<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.


Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

11. Social Habit I<br />

Fix subject’s eyes. Silently count to three while maintaining subject’s gaze, then say “Thank<br />

you.”<br />

SCORE 0 Replies with a question (e.g. —Thank you for what“)<br />

1 Other responses œ describe: _______________________________________<br />

2 —You‘re welcome.“<br />

12. Motor Impersistence<br />

—Stick out your tongue and say ”aah‘ till I say stop…Go!“ (count to three silently)<br />

(Subject must sustain a constant tone, not “ah…ah…ah…”)<br />

SCORE 0 Completes taskspontaneously<br />

1 Completes taskwith examiner modeling task for patient<br />

2 Fails task despite modeling by examiner<br />

13. Snout Reflex<br />

—Just Relax.“<br />

(Examiner slowly brings index finger towards patient’s lips, pausing momentarily 2” away.<br />

Finger is then placed verti<strong>ca</strong>lly across lips and then is lightly tapped with the other hand.<br />

Observe lips for puckering.)<br />

SCORE 0 Notpresent<br />

1 Equivo<strong>ca</strong>l<br />

2 Present<br />

Suck reflex œ lips pucker while examiner is pausing 2“ away<br />

14. Finger-Nose-Finger Task<br />

(Examiner holds up index finger.)<br />

—Touch my finger.“<br />

(Leaving finger in place, examiner says…)<br />

—Now touch your nose.“<br />

SCORE 0 Patient complies, using same hand<br />

1 Other response œ describe: _______________________________________<br />

2 Patient complies, using other hand while continuing to touch examiner‘s finger<br />

Royall, D.R., Mahurin, R.K., and Gray, K.F., 1992 Page 5<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.


15. Go/No-Go Task<br />

Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

—Now…when I touch my nose, you raise your finger like this.“ (Examiner raises index finger.)<br />

—When I raise my finger, you touch your nose like this.“ (Examiner touches nose with index<br />

finger.)<br />

(Have patient repeat instructions if possible.)<br />

(Examiner begins task. Leave finger in place while awaiting patient’s response. After each<br />

presentation, examiner puts his/her hand down.)<br />

Examiner<br />

Patient<br />

F N F<br />

N F N<br />

F N F<br />

F N F<br />

N F N<br />

SCORE 0 Performs sequence correctly<br />

1 Correct, required prompting/repeat instructions<br />

2 Fail sequence despite prompting/repeat instructions<br />

16. Echopraxia<br />

—Now listen <strong>ca</strong>refully. I want you to do exactly what I say. Ready“<br />

—Touch your ear.“ (Examiner touches his nose and keeps finger there.)<br />

SCORE 0 Patient touches his ear<br />

1 Other response _______________________________________________<br />

(look for —mid-position“ stance)<br />

2 Patient touches his nose<br />

17. Luria Hand Sequence I<br />

Palm/Fist<br />

—Can you do this“<br />

(Invite patient to watch while alternating palms/fist with either hand. Once patient begins, ask<br />

patient to —Keep going“ while examiner stops. Count the number of successive palm/fist<br />

cycles.)<br />

SCORE 0 4 cycles without error after examiner stops<br />

1 4 cycles with additional verbal prompt (—Keep going“) or modeling<br />

2 Unsuccessful despite prompting/modeling (watch for —mid position“stances)<br />

Royall, D.R., Mahurin, R.K., and Gray, K.F., 1992 Page 6<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.


18. Luria Hand Sequence II<br />

3Hands<br />

—Can you do this“<br />

Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

(Examiner models: a) slap, b) fist, c) cut – while patient imitates each step)<br />

—Now follow me.“ (Examiner begins to repeat sequence.)<br />

—Keep doing this till I say stop.“ (Examiner stops.)<br />

SCORE 0 3 cycles without error after examiner stops<br />

1 3 cycles with additional verbal prompt (—Keep going“) or modeling<br />

2 Unsuccessful<br />

19. Grip Task<br />

(Examiner presents hands to patient as shown below.)<br />

—Squeeze my fingers.“<br />

SCORE 0 Patient grips fingers<br />

1 Other responses œ describe: _______________________________________<br />

2 Patient pulls examiner‘s hands together<br />

20. Echopraxia II<br />

(Suddenly and without warning, the examiner slaps his hands together.)<br />

SCORE 0 Patient does not imitate examiner<br />

1 Patient hesitates, uncertain<br />

2 Patient imitates slap<br />

Royall, D.R., Mahurin, R.K., and Gray, K.F., 1992 Page 7<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.


21. Complex Command Task<br />

Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

—Put your left hand on top of your head and close your eyes. That was good…“<br />

(Examiner remains aloof, begins next task.)<br />

SCORE 0 Patient stops when next task began<br />

1 Equivo<strong>ca</strong>l œ holds posture during part of next task<br />

2 Patient maintains posture through completion of next task œ has to be told to cease<br />

(Quickly go on to next task)<br />

22. Serial Order Reversal Task<br />

(Have patient recite the months of the year)<br />

—…Now start with January and say the months of the year backwards…“<br />

SCORE 0 No errors, at least past September<br />

1 Gets past September but requires repeat instructions (—Just start with January and say then all<br />

backwards.“)<br />

2 Can‘t succeed despite prompting. (Patient must start with January)<br />

23. Counting Task I<br />

(Examiner taps each picture around the figure in a clockwise direction.)<br />

—Please count the fish in this picture out loud.“<br />

SCORE 0 Four<br />

1 Less than four<br />

2 More than four<br />

24. Utilization Behavior<br />

(Examiner holds pen near point and dramati<strong>ca</strong>lly “presents” it to the patient asking:)<br />

—What is this <strong>ca</strong>lled“<br />

SCORE 0 —Pen“<br />

1 Reaches,hesitates<br />

2 Patient takes pen from examiner (utilization behavior)<br />

25. Imitation Behavior<br />

(Examiner flexes wrist up and down and points to it asking:)<br />

—What is this <strong>ca</strong>lled“<br />

SCORE 0 —Wrist“<br />

1 Other response œ describe: _______________________________________<br />

2 Patient flexes wrist up and down (echopraxia)<br />

Royall, D.R., Mahurin, R.K., and Gray, K.F., 1992 Page 8<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.


Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

The Executive Interview (EXIT )<br />

Royall et al. (1992)<br />

Summary Sheet<br />

Patient/Client Label<br />

Score Sheet<br />

1. Number-LetterTask 0 1 2<br />

2. Word Fluency 0 1 2<br />

3. Design Fluency 0 1 2<br />

4. Anomalous Sentence Repetition 0 1 2<br />

5. Thematic Perception 0 1 2<br />

6. Memory/DistractionTask 0 1 2<br />

7. Interference Task 0 1 2<br />

8. Automatic Behavior I 0 1 2<br />

9. Automatic Behavior II 0 1 2<br />

10. GraspReflex 0 1 2<br />

11. SocialHabit 0 1 2<br />

12. MotorImpersistence 0 1 2<br />

13. SnoutReflex 0 1 2<br />

14. Finger-Nose-FingerTask 0 1 2<br />

15. Go/No-G oTask 0 1 2<br />

16. Echopraxia 0 1 2<br />

17. Luria Hand Sequence I 0 1 2<br />

18. Luria Hand Sequence II 0 1 2<br />

19. Grip Task 0 1 2<br />

20. Echopraxia II 0 1 2<br />

21. Complex Command Task 0 1 2<br />

22. Serial Order Reversal Task 0 1 2<br />

23. Counting Task I 0 1 2<br />

24. UtilizationBehavior 0 1 2<br />

25. ImitationBehavior 0 1 2<br />

SCORE<br />

Total<br />

Global Test Observations<br />

Executive Cognitive Functions (ECFs) often become impaired in frontal lobe damage and dementia. ECFs are<br />

the cognitive processes that orchestra relatively simple ideas, movement, and actions into complex goaldirected<br />

behaviors during internal and external distractions. Executive control includes goal<br />

selection/formation, sequencing, self-monitoring, and inhibition of irrelevant or inappropriate behaviors.<br />

Lea, C., Louie, N., Quach, J., & Tan, M. (09-06-2000) Page 9<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry,(780) 424-4660.


Seniors‘ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

Complex behaviors (i.e., meal preparation, financial and medi<strong>ca</strong>tion management) break down into their<br />

component parts and patients become either overdependent on environmental cues, easily distracted and<br />

perseverative, or apathetic and environmentally indifferent. This leads to functional disability by undermining<br />

goal-directed actions (organization, planning, insight, judgment, persistence, and self-control). Evidence of<br />

ECF impairment <strong>ca</strong>n be observed in difficulties with ADL, IADL or impaired behavioral functions as described<br />

in the following:<br />

Global Observations of Executive Dyscontrol Behaviors<br />

Perseveration: The tendency to continue doing something in a previously established pattern beyond a<br />

desired degree of appropriateness (i.e., repeating the same word), even after a new stimulus is presented<br />

or difficulty shifting from one response pattern to another. This <strong>ca</strong>n be seen in tasks 1, 3, 6, 14, 15, 22.<br />

Imitation: Copying another‘s movements (or actions) without voluntary control, often in a pathologi<strong>ca</strong>l<br />

manner (echolalia, echpraxia). This <strong>ca</strong>n be seen in tasks 8, 15, 16, 20, 25.<br />

Intrusions: Inappropriate response influenced by lack of selective attention. This response often has<br />

something that corresponds to a super-imposed or preceding task or test procedure (i.e., interference of<br />

part of task into subsequent tasks). This <strong>ca</strong>n be seen in tasks 4, 6, 7, 15, 16, 22, 23.<br />

<strong>Frontal</strong> Release Signs: Primitive reflexes that indi<strong>ca</strong>te a lack of frontal lobe inhibition or decorti<strong>ca</strong>lization<br />

(i.e., grasping reflexes and sucking responses). This <strong>ca</strong>n be seen in tasks 8, 9, 10, 13, 19.<br />

Lack of Spontaneity/Prompting Needed: Evidence of decreased drive, inability to initiate tasks or plan<br />

ahead, apathetic behaviors for the opinions of others, and shallowness of affect. The apparent apathy<br />

improves with prompting. This <strong>ca</strong>n be seen in tasks 1, 2, 3, 5, 12, 14, 15, 17, 18, 21, 22.<br />

Disinhibited Behaviors: Involuntary behaviors that could be subtle but socially inappropriate. A person<br />

with disinhibited behaviors may have difficulty suppressing one idea while selecting another due to a lack<br />

of divided attention. This <strong>ca</strong>n be seen in tasks 3, 4, 11, 20.<br />

Utilization Behaviors: The tendency to grasp manually and use objects presented within reach of the<br />

hands of an individual. These behaviors often indi<strong>ca</strong>te a decrease ability to conceptualize. This behavior<br />

is triggered by familiar objects. This <strong>ca</strong>n be seen in tasks 19, 24, 25.<br />

Summary:<br />

_______________________________________________________________________________________<br />

_______________________________________________________________________________________<br />

_______________________________________________________________________________________<br />

_______________________________________________________________________________________<br />

_______________________________________________________________________________________<br />

_______________________________________________________________________________________<br />

_______________________________________________________________________________________<br />

_______________________________________________________________________________________<br />

Examiner: _____________________________________________<br />

Date:__________________________<br />

References<br />

Becker, E.L., & Laudau, S.I. (Eds.) (1986). International Dictionary of Medicine and Biology. New York: Wiley.<br />

Mills, B., Royall, D., Mahurin, R., et al. (In press). Effects of executive cognitive deficits on decisional competency: Bedside<br />

assessment with Executive Interview (EXIT).<br />

Paulsen, J.S., Stout, J.C., DeLaPena, J. Romero, R. et al. (1996). <strong>Frontal</strong> behavioral syndromes in corti<strong>ca</strong>l and subcorti<strong>ca</strong>l<br />

dementia. Assessment,3(3), 327-337.<br />

Royall, D. (1994) Precis of executive dyscontrol as a <strong>ca</strong>use of problem behavior in Dementia. Experimental Aging Research,<br />

20, 73-94.<br />

Royall, D., Mahurin, R., & Gray, K. (1992). Bedside assessment of executive cognitive impairment: The Executive Interview.<br />

Journal of Ameri<strong>ca</strong>n Geriatrics Society ,40, 1221-1226.<br />

Swash, M., Oxbury, J. (Eds). (1991). Clini<strong>ca</strong>l Neurology. New York: Churchill Livingstone.<br />

Walsh, K. (1991). Understanding brain damage: A primer of neuropsychologi<strong>ca</strong>l evaluation. (2 nd ed.). New York: Churchill<br />

Livingstone.<br />

Lea, C., Louie, N., Quach, J., & Tan, M. (09-06-2000) Page 10<br />

Revised: May 18, 2005<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.


Print, cut, laminate œ if you choose.


Seniors’ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

ADMINISTRATION AND SCORING GUIDELINES<br />

S<strong>ca</strong>le/Screen:<br />

Use(s):<br />

<strong>Frontal</strong> Assessment Battery (FAB)<br />

A short bedside cognitive and behavioral battery to assess<br />

frontal lobe functions.<br />

Time Taken: Approximately ten minutes.<br />

Rationale(s):<br />

Commentary:<br />

The FAB is a more concise s<strong>ca</strong>le than the other commonly used<br />

bedside frontal lobe s<strong>ca</strong>le, the EXIT, which has 25 items. This may<br />

make it more acceptable to patients and clinicians alike. Whether it<br />

will be of equal clini<strong>ca</strong>l value is yet to be discerned.<br />

The FAB is comprised of six subtests which were selected by<br />

the research team, “be<strong>ca</strong>use the score of each of them<br />

signifi<strong>ca</strong>ntly correlated with frontal metabolism, as measured in<br />

terms of the regional distribution of 18-fluorodeoxyglucose in a<br />

Positron Emission Tomography (PET) study of patients with<br />

frontal lobe damage of various etiologies.”<br />

Summary of the six subtests:<br />

Conceptualization: Test Item - “Similarities”<br />

Patients with frontal lobe dysfunction may experience difficulty<br />

formulating abstract connections between the test items, eg.,<br />

banana and orange. They may, instead, show a tendency to offer<br />

more concrete links or they may be unable to establish any<br />

similarity between the items.<br />

Mental Flexibility: Test item - “Verbal Fluency”<br />

Subjects with frontal lobe dysfunction experience problems in<br />

adapting promptly and acting appropriately in novel or changing<br />

situations. Tests of verbal fluency have been shown to be an<br />

accurate reflection of mental flexibility. <strong>Frontal</strong> lobe lesions<br />

decrease lexi<strong>ca</strong>l fluency with left frontal lesions <strong>ca</strong>using lower word<br />

production than right.<br />

Enquiries: S.A.S. Committee Chair, c/o AHE Community Geriatric Psychiatry, (780) 424-4660


Seniors’ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

Motor Programming: Test item - “Luria fist-palm-edge series.<br />

Instrumental and basic activities of daily living are affected by<br />

frontal lobe lesions interfering in the subject’s ability to<br />

operationalize actions in an organized sequence to achieve desired<br />

goals. Luria’s fist-palm-edge test may uncover deficits in this area.<br />

Subjects with frontal lobe deficits may be unable to learn the<br />

demonstrated sequence or they may mimic two of the three actions<br />

or they may even perseverate with one gesture.<br />

Sensitivity to Interference:<br />

Test item - “Conflicting Instructions”<br />

Actions may speak louder than words for individuals with frontal<br />

lobe impairment. In the “conflicting instructions” subtest, i.e, “tap<br />

twice when I tap once” then “tap once when I tap twice”, subjects<br />

with frontal lobe dysfunction may be misdirected by the more<br />

powerful and obvious physi<strong>ca</strong>l stimulus of tapping than with the<br />

examiner’s oral instruction.<br />

Inhibitory Control Test: Test Item - “GO-NO-GO”<br />

Impulsivity is characteristic of some forms of frontal lobe<br />

dysfunction. The “Go-No-Go” test is a measure of impulsivity. It<br />

examines the subject’s ability to inhibit the response previously<br />

<strong>ca</strong>lled for by the examiner, i.e., tap once when I tap once”, but then,<br />

“do not tap when I tap twice”. Subjects with frontal lobe lesions<br />

may have difficulty inhibiting their previously learned response.<br />

Environmental Autonomy :Test item - “Environmental Control”<br />

Patients with frontal lobe impairment may have a decreased ability<br />

to inhibit inappropriate or automatic responses to sensory stimuli<br />

occurring in their immediate environment. For example, the sight of<br />

an object may provoke the subject to reach out and use it<br />

(utilization behavior), or they may imitate actions witnessed in<br />

others (imitation behavior). They are also more dependent on<br />

environmental cues to manage their daily activities be<strong>ca</strong>use<br />

executive dyscontrol disrupts their self-directed planning abilities.<br />

Enquiries: S.A.S. Committee Chair, c/o AHE Community Geriatric Psychiatry, (780) 424-4660


Seniors’ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

ADMINISTRATION AND SCORING INSTRUCTIONS<br />

(The following instructions are taken from the Appendix of the referenced article by Dubois et al 2000)<br />

1. Similarities (conceptualization)<br />

“In what way are they alike”<br />

A banana and an orange (in the event of total failure: “they are not alike” or<br />

partial failure: “both have peel,” help the patient by saying: “both a banana and<br />

an orange are…”; but credit 0 for the item, do not help the patient for the two<br />

following items)<br />

A table and a chair<br />

A tulip, a rose, and a daisy<br />

Score: only <strong>ca</strong>tegory responses (fruits, furniture, flowers) are considered correct<br />

2. Lexi<strong>ca</strong>l fluency (mental flexibility)<br />

“Say as many words as you <strong>ca</strong>n beginning with the letter ‘S’, any words except<br />

surnames or proper nouns.”<br />

If the patient gives no response during the first 5 seconds, say: “for instance,<br />

snake.” If the patient pauses 10 seconds, stimulate him by saying “any word<br />

beginning with the letter ‘S’. The time allowed is 60 seconds.<br />

Score: word repetitions or variations (shoe, shoemaker), surnames, or proper<br />

nouns are not counted as correct responses.<br />

3. Motor series (programming)<br />

“Look <strong>ca</strong>refully at what I’m doing.”<br />

The examiner, seated in front of the patient, performs alone three times with his<br />

left hand the series of Luria “fist-edge-palm”. “Now, with your right hand do the<br />

same series, first with me, then alone.” The examiner performs the series three<br />

times with the patient, then says to him/her: “Now, do it on your own.”<br />

Score:<br />

Patient performs six correct consecutive series alone 3<br />

Patient performs at least three correct consecutive series alone 2<br />

Patient fails alone, but performs three correct consecutive<br />

series with the examiner 1<br />

Patient <strong>ca</strong>nnot perform three correct consecutive series even<br />

with the examiner 0<br />

Enquiries: S.A.S. Committee Chair, c/o AHE Community Geriatric Psychiatry, (780) 424-4660


Seniors’ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

4. Conflicting instructions (sensitivity to interference)<br />

“Tap twice when I tap once”.<br />

To be sure that the patient has understood the instruction, a series of three trials<br />

is run: 1-1-1. “Tap once when I tap twice.” To be sure that the patient has<br />

understood the instruction, a series of three trials is run: 2-2-2. The examiner<br />

performs the following series: 1-1-2-1-2-2-2-1-1-2.<br />

Score: see test sheet<br />

5. Go-No Go (inhibitory control)<br />

“Tap once when I tap once.”<br />

To be sure that the patient has understood the instruction, a series of three trials<br />

is run: 1-1-1. “Do not tap when I tap twice.” To be sure that the patient has<br />

understood the instruction, a series of three trials is run: 2-2-2. The examiner<br />

performs the following series: 1-1-2-1-2-2-2-1-1-2.<br />

Score: see test sheet<br />

6. Prehension behavior (environmental autonomy/control)<br />

The examiner is seated in front of the patient. Place the patient’s hands palm up<br />

on his/her knees. Without saying anything, or looking at the patient, the<br />

examiner brings his/her hands close to the patient’s hands and touches the<br />

palms of both the patient’s hands to see if he/she will spontaneously take them.<br />

If the patient takes the hands, the examiner will try again after asking him/her:<br />

“Now, do not take my hands.”<br />

Score: see test sheet<br />

Reference:<br />

B. Dubois, A. Slachevsky, I. Litvan and B. Pillon. The FAB: A frontal<br />

assessment battery at bedside. Neurology 55, December 2000, 1621-<br />

1626.<br />

Updated: June 8, 2005<br />

WP/SMHPCC/Guidelines-FAB<br />

Enquiries: S.A.S. Committee Chair, c/o AHE Community Geriatric Psychiatry, (780) 424-4660


Seniors’ Mental Health Programs Standardized Assessment S<strong>ca</strong>les<br />

FAB:<br />

A<strong>Frontal</strong> Assessment Battery at the Bedside<br />

Age: _____________<br />

Date: _____________________________________<br />

Patient/Client Label<br />

Assessed By: _______________________________<br />

Test & Scoring Instructions: Score<br />

SIMILARITIES<br />

In what way are they<br />

alike<br />

3 correct ---------------------------------- 3<br />

2 correct ---------------------------------- 2<br />

1 correct ---------------------------------- 1<br />

0 correct ---------------------------------- 0<br />

LEXICAL FLUENCY<br />

> 9 words --------------------------------- 3<br />

6 - 9 words ------------------------------- 2<br />

3 - 5 words ------------------------------- 1<br />

< 3 words --------------------------------- 0<br />

(don’t score repetitions or word variations)<br />

MOTOR SERIES<br />

PROGRAMMING<br />

6 series alone --------------------------- 3<br />

3 series alone --------------------------- 2<br />

fails alone, but 3 with ------------------ 1<br />

<strong>ca</strong>n’t do ----------------------------------- 0<br />

CONFLICTING<br />

INSTRUCTIONS<br />

No error ----------------------------------- 3<br />

1 or 2 errors ------------------------------ 2<br />

> 2 errors --------------------------------- 1<br />

taps like examiner 4 consecutive times - 0<br />

GO-NO-GO (INHIBITORY CONTROL)<br />

No error ---------------------------------- 3<br />

1 or 2 errors ----------------------------- 2<br />

> 2 errors -------------------------------- 1<br />

taps like examiner 4 consecutive times - 0<br />

ENVIRONMENTAL CONTROL<br />

Patient doesn’t take hands -------------- 3<br />

Hesitates and asks what to do --------- 2<br />

Takes hands without hesitation -------- 1<br />

Takes hands even after told not to ---- 0<br />

(<strong>ca</strong>n prompt for #1 only) –<br />

but score 0 for that item<br />

Say as many words as<br />

you <strong>ca</strong>n beginning with<br />

the letter “S”, except<br />

surnames or proper<br />

names.<br />

Look <strong>ca</strong>refully at what<br />

I’m doing: Luria: fistpalm-edge<br />

(3 times)<br />

Tap twice when I tap<br />

once: series 1-1-1<br />

Tap once when I tap<br />

twice: series 2-2-2<br />

Tap once when I tap<br />

once 1-1-1<br />

Do not tap when I tap<br />

twice 2-2-2<br />

Place the patient’s hands<br />

palm up on his/her knees<br />

1. A banana and orange<br />

2. A table and a chair<br />

3. A tulip, a rose and a daisy<br />

Time 60 seconds.<br />

Can give example if no response<br />

in 5 seconds or prompt if quiet for<br />

10 seconds.<br />

Now with your right hand, do<br />

the same series with me, then<br />

alone.<br />

(with X3, alone X6)<br />

Series: 1-1-2-1-2-2-2-1-1-2<br />

Series: 1-1-2-1-2-2-2-1-1-2<br />

Move your hands close to<br />

patient’s hands and touch the<br />

palms of both hands with your<br />

fingers. If patient takes hands,<br />

say “Now, do not take my<br />

hands” and try again.<br />

Scoring: 16-18 = normal or non signifi<strong>ca</strong>nt 13-15 = mild impairment signifi<strong>ca</strong>nt<br />

7-12 = moderate impairment 0-6 = severe impairment Score: /18<br />

Comments:_______________________________________________________________________________<br />

________________________________________________________________________________________<br />

Dubois, B., Slachevsky, A., Litvan, I., & Pillon, B. (2000) . The FAB: A frontal assessment battery at bedside. Neurology,<br />

55, 1621-1626.<br />

B. Dubois (personal communi<strong>ca</strong>tion, July 5, 2005) Revised: July 18/05<br />

Enquires: SAS Committee Chair/ Alberta Hospital Edmonton Community Geriatric Psychiatry, (780) 424-4660.

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