Understanding Communities: From Knowledge into Practice - nirapad
Understanding Communities: From Knowledge into Practice - nirapad
Understanding Communities: From Knowledge into Practice - nirapad
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<strong>Understanding</strong> <strong>Communities</strong>:<br />
1<br />
<strong>From</strong> <strong>Knowledge</strong> <strong>into</strong> <strong>Practice</strong><br />
In order to help communities manage AHI, it is necessary to first assess and understand<br />
the knowledge, attitudes and beliefs as well as existing practices that may influence health<br />
and health risks. Human behaviours – including animal husbandry practices – have<br />
evolved over thousands of years and are deeply ingrained in their community contexts. In<br />
addition, behaviours and practices are influenced by socio-cultural and economic factors<br />
that are not always easy to recognise and are typically difficult to address. A thorough<br />
community assessment can identify existing beliefs, attitudes and behaviours while also<br />
revealing gaps in information and barriers to risk-reducing practices, thereby providing<br />
crucial direction to the design and implementation of projects concerned with<br />
community-based management of AHI. Assessments will also enable practitioners to<br />
better understand and address factors such as socio-economic incentives and disincentives<br />
that influence AHI risk reduction [for a discussion of barriers to risk reduction and<br />
behaviour change, refer to Chapter 3, page 77].<br />
Assessments and their subsequent analyses feed <strong>into</strong> the design and implementation of<br />
projects for community-based management of AHI. Regular re-assessment and analysis<br />
ensures that programme design reflects evolving community realities, builds upon<br />
programme successes, and addresses challenges and lessons identified as a result of<br />
experience. Research and assessments can therefore be conducted at different stages in the<br />
project cycle, with different objectives and through the use of different methods.<br />
Attention to the ‘bigger picture’ of the project life-cycle is important from the early stages<br />
in designing a project. For instance, it is particularly useful to identify, from the outset, the<br />
indicators that will assist project design and ongoing assessment; the collection of<br />
information based on these indicators in a baseline assessment will enable subsequent<br />
Anthropologist Benjamin Hickler undertook ethnographic<br />
research for FAO in Cambodia as part of a project that<br />
aimed to involve communities directly in the development<br />
of better focused communication strategies that would<br />
bring about the desired simple changes in their behaviour –<br />
for further information, refer to FAO Cambodia case study, page 12<br />
Photo: B. Hickler<br />
<strong>Understanding</strong> <strong>Communities</strong>: <strong>From</strong> <strong>Knowledge</strong> <strong>into</strong> <strong>Practice</strong><br />
1
The different uses of research in the project cycle<br />
based on William Novelli's 'Social Marketing Wheel'<br />
1<br />
Planning and<br />
Strategy<br />
2<br />
Selecting Channels<br />
and Materials<br />
Research<br />
3<br />
Developing<br />
Materials and<br />
Pre-testing<br />
6<br />
Feedback to<br />
Refine Program<br />
4<br />
Implementation<br />
5<br />
Assessing<br />
Effectiveness<br />
monitoring and evaluation of the effectiveness of the intervention. Therefore, while<br />
initial research and assessments at the community level might be directed to gathering<br />
information relevant to project design, this should not be done without looking at the<br />
longer-term picture and how this information might be used in later stages for assessing<br />
and improving the project and its outcomes. <br />
Research and assessments at the community level can be used at different stages in the<br />
project cycle to strengthen community-based management of AHI. Community-based<br />
research and assessments will enable practitioners to answer a number of different<br />
questions important to effective design, monitoring and evaluation of projects. For<br />
instance, questions might include:<br />
• Who is the ‘community’ – demographic composition, socio-cultural characteristics,<br />
livelihoods, etc.<br />
• What information does the community already possess about AHI and what<br />
knowledge is still missing<br />
• How do community members perceive the risks of AHI to their animals,<br />
livelihoods, health or family situation<br />
• What do people do to protect their animals and families from disease Why do<br />
they do it<br />
• How do community members obtain information How is information circulated<br />
within the community Who are the key communicators in the community<br />
Which community members are harder to reach<br />
2<br />
COMMUNITIES RESPOND<br />
Experience Sharing in Community-Based Management of Avian and Human Influenza in Asia
• What practices exist within the community that may enhance/reduce health and<br />
other risks<br />
• What barriers (cultural, societal, economic, political, etc.) exist within the<br />
community that may discourage the adoption of practices to reduce the risks of AHI<br />
• What types of incentives (economic, socio-cultural, familial, personal, etc.) may<br />
motivate community members to change their behaviour<br />
• Have risk communication messages and Information, Education and<br />
Communication (IEC) materials achieved their intended goals of increasing<br />
awareness and promoting risk reducing behaviour<br />
Research and assessments undertaken at the community level<br />
enable practitioners to target communication strategies and IEC<br />
materials to the needs and socio-cultural contexts of communities<br />
Photo: AED Lao PDR<br />
Community-level project managers have a wide variety of information collection tools at<br />
their disposal to find answers to their questions. Qualitative methods such as focus<br />
groups, key informant interviews, and ethnographic participant observation can provide<br />
understanding of why people do certain things – their beliefs, attitudes, priorities, etc.<br />
[FAO Cambodia case study, page 12]. Quantitative methods such as questionnaire-based<br />
<strong>Knowledge</strong>, Attitude and <strong>Practice</strong> (KAP) surveys can measure levels of knowledge and<br />
practices of community members, provide a representative profile of the community and<br />
monitor change over time [AED Lao PDR case study, page 7]. Such methods are<br />
particularly important in monitoring the progress of large-scale interventions and<br />
providing quantitative assessments of impacts. More qualitative methodologies – such as<br />
Participatory Learning and Action (PLA) or Participatory Action Research (PAR)<br />
approaches – can help to strengthen community participation and local ‘ownership’ of a<br />
project [for examples of PLA, refer to UNICEF Philippines and UNICEF Thailand case<br />
studies in Chapter 2, pages 59 and 66 respectively; for more information on PAR, refer to<br />
AED-UNICEF PAR Guidelines in the Resource DVD ].<br />
<strong>Understanding</strong> <strong>Communities</strong>: <strong>From</strong> <strong>Knowledge</strong> <strong>into</strong> <strong>Practice</strong><br />
3
Quick summary of methods most in use <br />
Method Key features Data generated When best to use<br />
Semi-structured<br />
interview<br />
Interview with purposefully<br />
selected key informants<br />
informally guided by<br />
pre-determined, usually<br />
open-ended questions.<br />
Can include other tools<br />
such as free-listing, top of<br />
the mind analysis, paired<br />
comparisons, etc.<br />
Qualitative:<br />
stories and quotes<br />
• Formative research<br />
at baseline<br />
• Monitoring<br />
• Evaluation<br />
Unstructured observation<br />
Wide-ranging observations<br />
of activities and<br />
behaviours gathered<br />
through participating in<br />
selected settings<br />
or at opportune<br />
moments.<br />
Qualitative:<br />
descriptions of events<br />
and processes<br />
• Formative research<br />
at baseline<br />
• Monitoring<br />
• Evaluation<br />
Focus group discussion<br />
Moderated discussion<br />
with representatives of<br />
participant groups guided<br />
by some pre-determined<br />
questions. Can include<br />
participatory tools such<br />
as seasonal calendars and<br />
vignettes.<br />
Qualitative:<br />
stories and quotes<br />
Quantitative:<br />
opinions and judgements,<br />
if using some<br />
participatory tools<br />
• Formative research at<br />
baseline<br />
• Monitoring<br />
• Evaluation<br />
Structured interview<br />
(KAP questionnaire)<br />
Interview with usually<br />
representative samples of<br />
respondents systematically<br />
guided by pre-determined,<br />
usually closed questions.<br />
Quantitative:<br />
numbers, percentages,<br />
frequencies, etc.<br />
• Formative research at<br />
baseline<br />
• Sometimes during<br />
monitoring<br />
• Evaluation<br />
Structured observation<br />
Narrowly-focused<br />
observations of activities<br />
and behaviours gathered<br />
through using a<br />
predefined checklist.<br />
Quantitative:<br />
numbers, percentages,<br />
frequencies, etc.<br />
• Formative research at<br />
baseline<br />
• Sometimes during<br />
monitoring<br />
• Evaluation<br />
There are a number of different issues to remember when selecting and refining<br />
methodologies for use at the community level. The following represents some of these key<br />
points, which are highlighted through the case studies in this chapter:<br />
• Choose a methodology which is appropriate to the community context,<br />
project-type, project cycle phase, resources and time available.<br />
• Consider the impact of research or assessments on the community and ways in<br />
which research might strengthen the involvement of the community in more<br />
participatory project design and implementation.<br />
• In order to document accurately changes/evolution in knowledge, attitudes and<br />
practices, some sort of quantitative study will be necessary. However, conduct<br />
qualitative research first to help focus and improve quantitative research. Different<br />
methodologies can complement each other and lead to more accurate results.<br />
4<br />
COMMUNITIES RESPOND<br />
Experience Sharing in Community-Based Management of Avian and Human Influenza in Asia
• Start with pre-existing, pre-tested questionnaires for quantitative research; adapt<br />
to the local context as needed.<br />
• It is never necessary to work alone or to ‘reinvent the wheel’ – collaboration with<br />
others working in the same area, use of secondary data and requests for assistance<br />
from national and regional experts will greatly facilitate community-level<br />
assessments and research.<br />
IEC materials were developed to<br />
respond to gaps in knowledge and<br />
address risky behaviours identified<br />
through KAP studies in Lao PDR;<br />
these were then pre-tested by<br />
AED in the target communities –<br />
for further information, refer to AED<br />
Lao PDR case study, page 7<br />
Photo: AED Lao PDR<br />
One commonly used<br />
quantitative tool is the<br />
KAP survey. In addition<br />
to measuring knowledge,<br />
attitudes and practices of<br />
the community, KAP<br />
studies help establish a<br />
baseline to monitor and<br />
evaluate the impact of<br />
projects and are used to<br />
measure programme<br />
success against specified<br />
indicators. KAP studies<br />
can also help project managers and community-based practitioners prioritise messages,<br />
decide what types of information are needed, which messages will be best absorbed, and<br />
how to go about communicating those messages [AED Lao PDR case study, page 7].<br />
As suggested by the table above, however, KAP studies are but one type of tool for<br />
research and assessment in communities and are not for every situation. With any tool, it<br />
is important to bear in mind its strengths and weaknesses. KAP studies typically require<br />
a large commitment in terms of expertise and resources and so are best used in large-scale<br />
or national programmes. More participatory methods may be more appropriate at the<br />
community level. Before embarking on a large-scale survey, it is important to remember<br />
that community-level organisations often have extensive skills in conducting research at<br />
the community level, and some of the participatory methodologies with which they are<br />
already familiar might present more user-friendly options that have a greater potential to<br />
strengthen partnerships with the community [for examples of participatory methodologies,<br />
refer to FAO Cambodia case study in this chapter, page 12 + UNICEF case studies in Chapter<br />
2, starting on page 55; for more information on PAR, refer to AED-UNICEF PAR<br />
Guidelines ].<br />
<strong>Understanding</strong> <strong>Communities</strong>: <strong>From</strong> <strong>Knowledge</strong> <strong>into</strong> <strong>Practice</strong><br />
5
One important lesson identified from past experience in community-level assessments<br />
and research is that community perception influences everything. Discrepancies between<br />
levels of awareness and actual changes in behaviour often relate to the degree to which<br />
people perceive their own risk, rather than awareness of risks in a more abstract sense<br />
[FAO Cambodia case study, page 12]. Studies undertaken at different stages (typically<br />
baseline versus end-line assessments such as KAP studies) can reveal changes in perceptions<br />
of risk and measure the impact of activities targeting risk behaviour. More generally,<br />
integrating research and assessments <strong>into</strong> the different stages of strategies for communitybased<br />
management of AHI enables better planned, implemented and evaluated projects<br />
and programmes that take <strong>into</strong> account community perceptions, needs and priorities.<br />
Past experience has repeatedly shown that community-level work – including research<br />
and assessments at the community level – is dependent on the trust that community<br />
members have in the practitioner or researcher. The cultivation of community trust is one<br />
of the most important factors in community-based risk management. It should not<br />
always be assumed that community members will automatically provide true answers to<br />
the questions being asked. Culturally-sensitive and expertly conducted ethnographic<br />
research or structured observation of actual behaviour might reveal gaps between what<br />
people say they do, what they actually do, and what is considered normative<br />
behaviour [FAO Cambodia case study, page 12]. The issue of trust, therefore, reminds us<br />
of the need to triangulate the findings of research and to use different methodologies to<br />
cross-check these findings. Finally, research – when of a more participatory nature – can<br />
itself be used to foster community trust and to reinforce the collaborative relationships<br />
through which community-based management of AHI might be strengthened.<br />
References:<br />
<br />
<br />
<br />
USAID 2008 A Guide for Monitoring and Evaluating Avian Influenza Programs in Southeast<br />
Asia (included in the Resource DVD)<br />
AED and UNICEF 2007 Participatory Action Research on Avian Flu Communication:<br />
Summary Report and Recommendations (included in the Resource DVD)<br />
UNICEF 2006 Essentials for Excellence: Researching, Monitoring and Evaluating Strategic<br />
Communication in the Prevention and Control of Avian Influenza/Pandemic Influenza<br />
(included in the Resource DVD)<br />
Other useful materials are included in the Resource DVD – for example:<br />
DVD – Are we listening Community perceptions and Avian Influenza, B. Hickler and FAO<br />
Cambodia<br />
Bagnol, B. 2007 Participatory tools for assessment and monitoring of poultry-raising activities and<br />
animal disease control<br />
Debus M. (AED) 1990 Methodological Review: A Handbook for Excellence in Focus Group Research<br />
6<br />
COMMUNITIES RESPOND<br />
Experience Sharing in Community-Based Management of Avian and Human Influenza in Asia
AED Lao PDR<br />
A ‘consumer-oriented’ approach to research among<br />
backyard farmers in Lao PDR<br />
In Lao PDR, approximately 80 percent of poultry are kept in backyard farms. Backyard<br />
farmers are therefore a key target for AHI interventions. In order to effectively design,<br />
monitor and evaluate interventions in this broad segment of the population, it is<br />
necessary first to understand the knowledge, attitudes and behaviours of backyard<br />
farmers and – to the extent that this is possible – to quantify these measures.<br />
The Academy for Educational Development (AED)<br />
has been implementing a USAID-funded<br />
programme in Southeast Asia designed to enhance<br />
awareness and promote behaviour change among<br />
backyard poultry farmers in order to prevent and<br />
control AHI. As part of this programme, AED has<br />
conducted a baseline and end-line KAP survey<br />
Community-level assessments<br />
and research can be undertaken<br />
at different stages in the project<br />
management cycle in order to<br />
understand the dynamics of<br />
existing behavioural patterns<br />
and measure behaviour change<br />
targeting backyard poultry producers in Lao PDR (in addition to qualitative studies) in<br />
order to understand the dynamics of existing behavioural patterns and measure behaviour<br />
change. Such an understanding enables the design of more effective communication<br />
interventions.<br />
DESCRIPTION OF COMMUNITY-BASED AHI<br />
MANAGEMENT PROJECT<br />
1. Community context<br />
Lao PDR comprises a population of approximately six million, spread across<br />
17 provinces. While the majority of the population speak Lao, the country includes a<br />
diversity of ethnic groups, many of whom do not speak or read the official language.<br />
To date, Lao PDR has experienced several outbreaks of avian influenza (AI). The most<br />
severe outbreak occurred in 2007, when two fatal human infections were confirmed. More<br />
recently, in 2008 an outbreak was confirmed in Luang Namtha, near the border with<br />
China and Myanmar.<br />
<strong>Understanding</strong> <strong>Communities</strong>: <strong>From</strong> <strong>Knowledge</strong> <strong>into</strong> <strong>Practice</strong><br />
7
AED identified four priority provinces in which to focus interventions. These four<br />
provinces were selected on the basis of high risks of AHI, large and dense poultry<br />
populations, their status as key population centres and the presence of major trade routes<br />
to and from neighbouring countries. Although representing less than a quarter of the<br />
country’s provinces, these priority areas comprise almost half the population of Lao PDR.<br />
2.The community-based AHI management project<br />
This project comprised two primary objectives: to measure baseline knowledge, attitudes<br />
and practices and to provide a tool for monitoring and evaluation of interventions over<br />
time and in different areas. The KAP study tools and methods were adapted from similar<br />
studies conducted in Vietnam and Cambodia. The importance of being able to make<br />
comparisons between countries and across time was<br />
recognised. In addition to the same tools and<br />
methods, the same research company was also<br />
employed to conduct the studies. This approach<br />
enabled the studies to be as comparable as possible,<br />
leaving little room for extraneous variables.<br />
Adapting tools and methods<br />
that have already been developed<br />
and used facilitates research at<br />
the community level and enables<br />
comparisons between research<br />
results from different contexts<br />
Participatory approaches can<br />
promote stakeholder buy-in and<br />
strengthen partnerships for<br />
community-based management of<br />
AHI – for other examples, refer to<br />
UNICEF case studies in Chapter 2,<br />
starting on page 55<br />
The baseline KAP survey was conducted in<br />
September 2006; the end-line survey was<br />
conducted in October 2007. Qualitative research<br />
was also conducted throughout and beyond this<br />
period. A participatory approach was implemented<br />
in order to develop partnerships and promote the<br />
‘buy-in’ of key stakeholders, including government<br />
ministries, mass organisations, UN agencies, international NGOs and technical agencies.<br />
3. Project outcomes and outputs<br />
The KAP research confirmed some initial hypotheses and legitimised AED’s subsequent<br />
approach to awareness-raising and behaviour change strategies:<br />
• Community networks are extremely important in delivering information.<br />
• The media is vital in conveying messages, often serving as the first source of<br />
information.<br />
• Awareness is relatively ‘easy’ to influence.<br />
• Some changes in knowledge can occur<br />
quickly.<br />
• Some behavioural patterns and trends are<br />
relatively easy to change.<br />
KAP studies and other forms of<br />
research conducted at the community<br />
level can reveal networks and dynamics<br />
in the dissemination of information<br />
8<br />
COMMUNITIES RESPOND<br />
Experience Sharing in Community-Based Management of Avian and Human Influenza in Asia
The research also pointed to gaps and key lessons to take <strong>into</strong> account in managing AHI<br />
at the community level in Lao PDR:<br />
• The importance of the village chief, as a conduit for information and driver for<br />
action, was greater than initially expected.<br />
• Village veterinary workers were initially given low credibility – in particular, in<br />
comparison with village health workers.<br />
• Villagers demonstrated relatively low levels of willingness to report unusual<br />
poultry deaths.<br />
• Changes in behaviour that can be effective in curbing animal-to-animal<br />
transmission of AI were relatively slow.<br />
• Some gaps in communication and behaviour change were identified, without their<br />
causes being readily obvious. For instance:<br />
° More ‘difficult-to-change’ behaviours were<br />
detected – that is, areas where information<br />
had been transferred to community members,<br />
certain levels of knowledge and understanding<br />
were demonstrated, but behaviours did not<br />
change, or changed very little.<br />
Community-level research can<br />
reveal gaps between awareness<br />
and practice as well as<br />
barriers to behaviour change –<br />
for example, refer to FAO<br />
Cambodia case study, page 12<br />
° The KAP study allowed AED to identify such gaps, but further research was<br />
needed in order to address them.<br />
AED’s research provided guidance to the development<br />
of IEC materials, which were later pre-tested at the<br />
community level<br />
<strong>Understanding</strong> <strong>Communities</strong>: <strong>From</strong> <strong>Knowledge</strong> <strong>into</strong> <strong>Practice</strong><br />
9
AED used the results of the KAP studies for a number of purposes:<br />
• Developed and refined mass media strategies<br />
• Developed and refined community awareness-raising and behaviour change strategies<br />
• Developed and revised communication materials, including advocacy and education<br />
materials, media materials, and training resources, with a strong emphasis given to<br />
reaching community members with low levels of literacy and on using key<br />
community figures who would act as mobilisers and educators [for discussion of the<br />
role of Lao village leaders in promoting risk reduction messages, refer to UNICEF case<br />
study in Chapter 2, page 55]<br />
• Shared survey tools and methods with partners in Lao PDR in order to promote<br />
standardisation of research, monitoring and evaluation<br />
4. Partners<br />
AED worked with a number of key players during the implementation of this project.<br />
The various ministerial bodies of the Lao government – under the guidance of the<br />
National AHI Coordination Office (NAHICO) – provided support, guidance, cooperation<br />
and technical expertise, as well as facilitating introductions and access to<br />
communities and community leaders. FAO provided technical expertise – especially in<br />
relation to issues surrounding transmission and prevention of AI – facilitated access to<br />
communities, and assisted with the pre-testing and development of materials. CARE<br />
adapted the survey tools and methods for use in other provinces, and UNICEF and<br />
others served as collaborating partners.<br />
Pre-testing of IEC posters in Oudomxay<br />
village, Lao PDR<br />
10<br />
COMMUNITIES RESPOND<br />
Experience Sharing in Community-Based Management of Avian and Human Influenza in Asia
LESSONS IDENTIFIED<br />
1. Specific lessons<br />
• Research is more effective with stakeholder buy-in.<br />
• KAP studies highlight patterns and changes in knowledge, attitudes and practices.<br />
• KAP studies point to gaps and priority areas for awareness-raising and behaviour<br />
change.<br />
• Qualitative research should be used to<br />
complement KAP studies – addressing<br />
gaps in research and contributing to the<br />
development of effective communication<br />
materials and interventions.<br />
Qualitative research can complement<br />
quantitative studies, to provide a fuller<br />
picture of factors influencing behaviour<br />
at the community level – for example,<br />
refer to FAO Cambodia case study,<br />
page 12<br />
2. Cross-cutting lessons<br />
• Building trust and partnerships with the community is vital.<br />
• <strong>Understanding</strong> the strengths and limits of the mass media is crucial.<br />
• Pictures and illustrations are important communication tools in communities<br />
characterised by low levels of literacy.<br />
• Identification and utilisation of existing social networks for information<br />
dissemination and promotion of behaviour change is essential.<br />
• <strong>Understanding</strong> the village context provides insight <strong>into</strong> legitimate community<br />
reactions to projects in community-based management of AHI.<br />
PROJECT & CONTACT DETAILS for further information on this case study<br />
Academy for Educational Development (AED)<br />
Anton Schneider, Country Coordinator<br />
Lao PDR<br />
Tel: +856 20 240 315<br />
E-mail: anton.schneider@gmail.com<br />
Photos and IEC materials courtesy of AED Lao PDR<br />
<strong>Understanding</strong> <strong>Communities</strong>: <strong>From</strong> <strong>Knowledge</strong> <strong>into</strong> <strong>Practice</strong><br />
11
FAO Cambodia<br />
‘Bridging the gap’ between awareness and practice:<br />
Participatory learning of rural beliefs and practices on AHI<br />
prevention and response in Cambodia<br />
Behaviour is influenced by more<br />
than just knowledge or awareness<br />
of the risks of AHI – for a discussion<br />
of some barriers to behaviour<br />
change, refer to Chapter 3, page 77<br />
AHI communication efforts in Cambodia have,<br />
from a certain perspective, been a resounding<br />
success. Research has pointed to high levels of<br />
nominal awareness – albeit more awareness of<br />
animal-to-human transmission than of animal-toanimal<br />
transmission – and high levels of understanding of the messages being promoted<br />
to reduce the risks of AHI. High levels of ‘awareness’, however, have not necessarily<br />
translated <strong>into</strong> behaviour change. Many people continue to handle and consume sick<br />
birds or birds that have died of unexplained diseases; the use of gloves or masks when<br />
handling poultry is uncommon; low levels of reporting persist; there still exist a multitude<br />
of erroneous beliefs about the transmission of AHI; and biosecurity is almost non-existent.<br />
This FAO-led study used mixed methods – including participatory assessment tools and<br />
ethnographic research – to highlight the beliefs and practices of smallholder poultry<br />
producers in rural Cambodia. The objective was to reveal local understandings of poultry<br />
disease in general and of AI in particular. The striking gap between high levels of<br />
awareness of key risk reduction messages and the systematic prevalence of high-risk<br />
behaviours among target audiences in rural Cambodia motivated the research, which<br />
eventually concluded with the recommendation that, to bridge the gap between awareness<br />
and behaviour change, communicators should build upon rather than ignore pre-existing<br />
understandings and practices. Messages should be delivered in ways that make sense from<br />
the point of view of the target audience.<br />
Ny Mouyry facilitated group discussions with community members and key informant interviews in order<br />
to gain a better understanding of barriers to behaviour change<br />
12<br />
COMMUNITIES RESPOND<br />
Experience Sharing in Community-Based Management of Avian and Human Influenza in Asia
DESCRIPTION OF COMMUNITY-BASED AHI<br />
MANAGEMENT PROJECT<br />
1. Community context<br />
The project was implemented in 13 districts within seven provinces – Prey Veng, Svay<br />
Rieng, Kampong Cham, Takeo, Kampot, Siem Reap and Ratanakiri. Four different types<br />
of communities comprising small-scale poultry producers were targeted:<br />
a) communities that had not experienced AHI first-hand but were located in areas<br />
characterised by high human and poultry densities, many smallholdings of<br />
household poultry, and significant cross-border poultry movements;<br />
b) communities in villages and districts with past first-hand experience of AHI (four<br />
of the villages had experienced AI outbreaks in poultry and two villages had seen<br />
human cases of AI infection);<br />
c) communities with high proportions of households relying on backyard poultry<br />
production for income; and<br />
d) communities in five villages in Ratanakiri province characterised by co-existence of<br />
backyard farmers, migrant labourers and local authorities.<br />
Samples were specifically drawn from communities comprising significant minority<br />
populations. In total, the project conducted 20 participatory discussion groups, gathering<br />
input from 190 women and 151 men.<br />
2.The community-based AHI management project<br />
This study aimed to:<br />
• explain the discrepancy between high levels of<br />
Participatory research<br />
‘awareness’ and the persistence of high-risk<br />
and anthropological studies<br />
behaviours;<br />
can reveal underlying<br />
• expose the daily realities of the target communities reasons for practices at<br />
the community level<br />
– their beliefs, values, priorities, as well as the<br />
considerations that may influence what they do and why they do it;<br />
• involve directly communities in the development of policies and practices that will<br />
affect them; and<br />
• develop a methodological platform that could be applied in different community<br />
contexts, as a way to answer similar questions concerning local beliefs and to<br />
provide explanatory models relevant to the control of zoonotic diseases such<br />
as AHI.<br />
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13
Implemented in July-August 2007, the study primarily benefited FAO staff and<br />
partners who sought to strengthen their understanding of the communities with which<br />
they work. Purposive sampling was used to target four different groups of small-scale<br />
poultry producers. Participant groups were defined and study sites were selected in<br />
consultation with FAO trainers for Village Animal Health Workers. Each trainer<br />
provided unique insight <strong>into</strong> the dynamics and<br />
characteristics of his/her respective province.<br />
These insights and understandings were then<br />
used to target specific districts, communes or<br />
villages for sampling. Permission and assistance<br />
from commune and village chiefs were sought to<br />
organise activities in a short amount of time.<br />
Working through local authority<br />
structures such as village chiefs<br />
facilitates activities at the community<br />
level and strengthens partnerships for<br />
community-based management of<br />
AHI – for another example, refer to<br />
UNICEF Lao PDR case study, page 55<br />
Short interviews with and observation of poultry<br />
buyers and vendors were conducted by the FAO research team<br />
in the target communities<br />
Research and assessment<br />
methods need to be sensitive<br />
and adapted to the sociocultural<br />
contexts in which<br />
they are used<br />
Focus group discussions (FGDs) were held in ‘natural’<br />
settings for community gatherings and generally took<br />
place outdoors in the shade of a tree, in a public space<br />
like a pagoda or schoolhouse, or in the shade of<br />
someone’s house. Initially, FGDs were divided by<br />
gender, but in several cases a small number of individuals of the opposite gender joined in<br />
and contributed to the discussions. In two cases, it was decided to conduct mixed FGDs,<br />
since previous experience had indicated that – unlike circumstances in some other<br />
cultural contexts – Khmer women were no less likely to express their opinions in the<br />
presence of men than they were in the presence of other women.<br />
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COMMUNITIES RESPOND<br />
Experience Sharing in Community-Based Management of Avian and Human Influenza in Asia
Through FGDs, the study aimed to reveal the answers to two specific questions:<br />
1. What do people already do to protect their poultry and their families from AHI<br />
2. WHY do people do what they do to protect their poultry and the well-being of their<br />
families<br />
The FAO team experienced a number of unexpected challenges when conducting FGDs.<br />
For example, the study was conducted during the rice planting season, and in two cases<br />
the village chief was unable to gather enough people together for a discussion that had<br />
been scheduled. Also, given the variety and openness of settings for FGDs, it was not<br />
uncommon for a group of spectators (usually children) to gather around and watch the<br />
proceedings. In one FGD, it appeared that participants had been provided beforehand<br />
with information about what would be discussed and how to respond to questions. This<br />
was taken <strong>into</strong> consideration during the analysis of the information that was collected<br />
through the FGD. Finally, the project timeframe did not include enough time for<br />
transcription and analysis of all the data collected through FGDs. Thus, some of the<br />
nuance and ‘richness’ that comes from verbatim transcription of participants’ responses was<br />
left out from the report.<br />
3. Project outcomes and outputs<br />
The outcomes of the study have led to the recommendation that communication<br />
strategies should build on communities’ pre-existing understandings or practices, many of<br />
which are culturally-founded. Practitioners should promote messages in a way that makes<br />
sense from the target audiences’ point of view, while ensuring that IEC materials are both<br />
practical and effective [community-level communication strategies are discussed in detail in<br />
Chapter 2, beginning on page 19].<br />
FAO has revised its training curriculum for Village Animal Health Workers taking <strong>into</strong><br />
account the results of this and other studies. A storyline was developed, with a montage<br />
of posters showing two themes: a) how the virus can be transmitted from poultry to<br />
poultry and from poultry to human; and b) prevention measures that villagers can take<br />
to prevent and control the spread of AHI. The storyline is used in forums in remote areas,<br />
where communities have limited access to radio and TV, as well as in village meetings on<br />
AHI led by local authorities in provinces bordering Vietnam, Thailand and Lao PDR. To<br />
reinforce the messages promoted by the storyline, leaflets, T-shirts and posters have been<br />
created using illustrations from the storyline. FAO also produced a video in English<br />
highlighting the findings and recommendations of the study. The film has been shown in<br />
international meetings in Bangkok and New Delhi. It has now been translated <strong>into</strong><br />
French at the request of FAO headquarters so that it can be shown at regional<br />
communication workshops in Tunisia and Senegal.<br />
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This study also demonstrates the importance of a multi-faceted approach to project<br />
design. The combination of tools (simple participatory tools like FGDs and key-informant<br />
interviews), metrics (for measuring understanding, practicability and different sorts of<br />
‘awareness’) and anthropological approaches assembled in this study represents a<br />
preliminary attempt to create a flexible research platform. This ‘platform’ could be applied<br />
in a variety of national or sub-national contexts in order to address a range of communication<br />
problems. But while this innovative methodological platform can be applied to other<br />
contexts, it should nevertheless be adjusted or expanded to fit a broader range of scenarios.<br />
LESSONS IDENTIFIED<br />
1. Specific lessons<br />
• The development of effective communication strategies and tools must not only<br />
be founded on sound technical recommendations but also grounded in the<br />
realities of the lives of the target audiences. Messages are more likely to succeed if<br />
they build on pre-existing understandings or practices.<br />
• Projects such as this must be flexible in their implementation strategies: along the<br />
way, there were numerous incidents that took the FAO team by surprise,<br />
requiring a shift in plans.<br />
• It is crucial to work with the local<br />
taxonomy. For example, in Cambodia<br />
dan kor kach (Newcastle Disease) is the<br />
term for a sickness in poultry<br />
characterised by seasonal surges in<br />
mortality and generally regarded as<br />
natural and harmless to humans, albeit<br />
Gaps between awareness and practice<br />
are related to the degree to which<br />
people perceive themselves to be at<br />
risk and to people’s experiences in<br />
relation to AHI – for an example of<br />
awareness-raising in an ‘AI-free zone’,<br />
refer to UNICEF Philippines case study,<br />
page 59<br />
harmful to livelihoods; it is seen as impossible to prevent and difficult to treat.<br />
Pdash sai back sey (avian influenza) is a new term that is often confused with dan<br />
kor kach, leading to similarly fatalistic attitudes.<br />
• Taking <strong>into</strong> account the local context, it is important to encourage a shift from a<br />
‘naturalist’ to a ‘contagion’ model of poultry disease and death. This modification<br />
promotes the prevention of transmission.<br />
• It is important to focus on perceptions of risk, rather than fear.<br />
• It is important to work with the communities’ attitudes that ‘hearing is just<br />
hearing; seeing is believing.’<br />
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COMMUNITIES RESPOND<br />
Experience Sharing in Community-Based Management of Avian and Human Influenza in Asia
2. Cross-cutting lessons<br />
• Messages should be connected to local values<br />
and priorities: ‘Family prosperity and well-being’<br />
was, in Cambodia, the best way to link key<br />
messages to values for which people would<br />
willingly change their behavioural patterns.<br />
• Gender should be a primary consideration in<br />
Participatory communication<br />
strategies are more effective<br />
than top-down efforts to<br />
impose ‘healthy’ behaviour –<br />
for more information, refer to<br />
Chapter 2, page 19<br />
developing and evaluating IEC materials and communication strategies.<br />
• Different approaches should be considered for households that rely on poultry as<br />
assets and for households that rely on poultry for income.<br />
• Persuading people to change how they normally go about things is difficult,<br />
especially when the intervention concerns core livelihood issues or when it<br />
contravenes long-standing ‘common sense’ that has been passed down from<br />
generation to generation. Evidence and experience have proved that communication<br />
strategies generated in collaboration with the target audiences will be more<br />
effective than those imposed without consultation or meaningful dialogue.<br />
A documentary of FAO’s work in Cambodia is included in the Resource DVD:<br />
Are we listening Community perceptions on avian influenza – B. Hickler and FAO<br />
PROJECT & CONTACT DETAILS for further information on this case study<br />
FAO HPAI Control Programme in Cambodia<br />
Maria Cecilia Dy, Information and Communication Officer<br />
4B Street 370, Boeung Keng Kang 1<br />
Phnom Penh, Cambodia<br />
Tel: +855 23 726 281<br />
Fax: +855 23 726 250<br />
E-mail: cecilia.dy@fao.org<br />
Implementing partners: Department of Animal Health and Production, Ministry of<br />
Agriculture, Forestry and Fisheries.<br />
Funding agencies: USAID, the Government of Germany and the Government of Japan<br />
Photos courtesy of B. Hickler and FAO Cambodia<br />
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