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Retail Entitlement Offer Booklet and Covering Letter - AJ Lucas

Retail Entitlement Offer Booklet and Covering Letter - AJ Lucas

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120602_Funnelweb_<strong>Retail</strong> <strong>Entitlement</strong> <strong>Offer</strong> v1.doc<br />

part), you will be issued those Additional New Shares on Monday, 15 July 2013. <strong>AJ</strong>L’s decision on the number of<br />

New Shares to be issued to you will be final.<br />

2.5.2 If you take no action<br />

If you take no action, you will not be allocated New Shares <strong>and</strong> your <strong>Retail</strong> <strong>Entitlement</strong> will lapse. Your <strong>Retail</strong><br />

<strong>Entitlement</strong> to participate in the <strong>Retail</strong> <strong>Entitlement</strong> <strong>Offer</strong> is non-renounceable <strong>and</strong> will not be tradeable or otherwise<br />

transferable. Shareholders who do not take up their <strong>Retail</strong> <strong>Entitlement</strong>s in full will not receive any payment or value<br />

for those <strong>Retail</strong> <strong>Entitlement</strong>s they do not take up.<br />

2.6 <strong>Retail</strong> Shortfall<br />

Subject to retail oversubscriptions, <strong>Retail</strong> <strong>Entitlement</strong>s which are not taken up by close of the <strong>Retail</strong> <strong>Entitlement</strong><br />

<strong>Offer</strong>, <strong>and</strong> <strong>Entitlement</strong>s of Ineligible <strong>Retail</strong> Shareholders, will be sold to certain institutions in accordance with precommitment<br />

allocations. You will not receive any payment or value for those <strong>Retail</strong> <strong>Entitlement</strong>s you do not take<br />

up.<br />

2.7 Payment<br />

You can pay in the following ways:<br />

by BPAY®; or<br />

by cheque, bank draft, or money order.<br />

Cash payments will not be accepted. Receipts for payment will not be issued. <strong>AJ</strong>L will treat you as applying for as<br />

many New Shares (<strong>and</strong> potentially, any Additional New Shares in accordance with Section 2.5.1) as your payment<br />

will pay for in full up to your <strong>Retail</strong> <strong>Entitlement</strong> (<strong>and</strong> potentially, any Additional New Shares in accordance with<br />

Section 2.5.1).<br />

Any Application Monies received for more than your final allocation of New Shares will be refunded as soon as<br />

practicable after the close of the <strong>Retail</strong> <strong>Entitlement</strong> <strong>Offer</strong>. No interest will be paid to applicants on any Application<br />

Monies received or refunded.<br />

Payment by BPAY®<br />

For payment by BPAY®, please follow the instructions on the personalised <strong>Entitlement</strong> <strong>and</strong> Acceptance Form. You<br />

can only make payment via BPAY® if you are the holder of an account with an Australian financial institution that<br />

supports BPAY® transactions.<br />

If you are paying by BPAY®, please make sure you use the specific Biller Code <strong>and</strong> your unique Customer<br />

Reference Number (CRN) on your personalised <strong>Entitlement</strong> <strong>and</strong> Acceptance Form. If you have multiple holdings<br />

<strong>and</strong> consequently receive more than one personalised <strong>Entitlement</strong> <strong>and</strong> Acceptance Form, when taking up your <strong>Retail</strong><br />

<strong>Entitlement</strong> in respect of one of those holdings only use the CRN specific to that holding. If you do not use the<br />

correct CRN specific to that holding your application will not be recognised as valid.<br />

Please note that should you choose to pay by BPAY®:<br />

you do not need to submit your personalised <strong>Entitlement</strong> <strong>and</strong> Acceptance Form but are taken to make the<br />

declarations, representations <strong>and</strong> warranties on that personalised <strong>Entitlement</strong> <strong>and</strong> Acceptance Form <strong>and</strong> in<br />

Section 2.9; <strong>and</strong><br />

if you do not pay for your full <strong>Retail</strong> <strong>Entitlement</strong>, you are deemed to have taken up your <strong>Retail</strong> <strong>Entitlement</strong> in<br />

respect of such whole number of New Shares which is covered in full by your Application Monies.<br />

It is your responsibility to ensure that your BPAY® payment is received by the <strong>AJ</strong>L Share Registry by no later than<br />

5.00pm (Sydney time) on Wednesday, 3 July 2013. You should be aware that your financial institution may<br />

implement earlier cut-off times with regard to electronic payment, <strong>and</strong> you should therefore take this into<br />

consideration in the timing of when you make payment.<br />

NOT FOR DISTRIBUTION OR RELEASE IN THE UNITED STATES<br />

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