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Contents<br />

News & Reports<br />

American soft power comes through its culture...................................5<br />

<strong>The</strong> terms we use influence the way we behave...................9<br />

Staking out the ethics of corporate governance .....................15<br />

Bridging the gulf between Europe and the US.........................16<br />

Understanding Muslims as citizens of Europe....................................24<br />

Prague looks to Europe’s future..........................................................26<br />

TransAtlantic Dialogue amid Krakow cafés.........................28<br />

Essays & Viewpoints<br />

Orientalism, Hellas, and the Fall of Rome.................................2<br />

Juan Luis Conde<br />

Is Europe turning into a neo-Medieval Empire?...................................6<br />

Jan Zielonka<br />

Disunion: true hallmark of the history of Europe?..................10<br />

Jean-Philippe Genet<br />

How can the European Project be saved?...........................17<br />

Curt Gasteyger<br />

What’s the new story for our European Project?......................18<br />

Timothy Garton-Ash<br />

Can European foreign policy work without the US?...................20<br />

Stephen Wall<br />

Czechs sustained by ideas of American liberty.............................27<br />

Lenka Rovna<br />

Ora, labora et vivere in Geneva.........................................................36<br />

Christian Glossner<br />

News in Brief<br />

Is there still a West?<br />

Eastern views on Christianity<br />

New Jenkins Scholars selected<br />

Oxford-Geneva ties strengthen<br />

Race focus in universities survey<br />

New bursary for joint History MA<br />

Taiwan shows up cultural difference<br />

Remembering Jewish survival<br />

Helsinki hosts Euro Economists<br />

Evaluating a papal legacy<br />

Boosting links between libraries<br />

European Studies flourish in Prague<br />

Making sense out of globalisation<br />

New publications from workshops<br />

<strong>Europaeum</strong>.org re-launch<br />

Diary<br />

.............................................................30 - 35<br />

....................................................................................back <strong>page</strong><br />

From the editor<br />

Is Europe, or rather the European Union, a new kind of<br />

Empire ? This rather challenging thought comes to mind<br />

because none of us quite know how to describe this new<br />

political entity, which is the EU.<br />

Yet there is need to find the right analogy, not just among<br />

the groves of academe, but among the political classes, in<br />

their trans-Atlantic discussions, and the global chattering<br />

classes. In fact Robert Cooper, now one of the EU’s great<br />

strategists, in his role as head of EU external affairs, believes<br />

he may have inadvertently sparked off this analogy in an<br />

article he wrote many years ago, groping for the right<br />

analogy. to capture the EU.<br />

Certainly, the internal debates within Europe, sparked<br />

by the referenda defeats, the lead-up to the signing of some<br />

kind of new mini-treaty, and the explosion of events marking<br />

the EU’s own 50 th anniversary since the Treaty of Rome,<br />

have all brought such thoughts to the forefront. <strong>The</strong> idea<br />

featured heavily at a <strong>Europaeum</strong> conference on<br />

globalisation in Helsinki in May, the conclusion being<br />

that the EU is, by and large, a “good” Empire – to which<br />

member states aspire to join, and in which citizens retain<br />

their own identity, albeit while being made to follow the<br />

rules of democracy.<br />

Jan Zielonka has cleverly developed the Empire idea,<br />

which he lays out in an essay here, based on his recent<br />

book, taking on some of his critics, in facing the question<br />

is Europe a neo-medieval Empire ? For Jean-Philippe<br />

Genet, as he outlines in his essay in this issue, the story of<br />

Europe from its medieval roots is one as much about disunion<br />

– diversity – than union, as the hall mark of the<br />

unfolding European Project. Timothy Garton Ash then<br />

takes the story forward, sharing his version of a possible<br />

new ‘narrative’ or story for our Europe for the next 50<br />

years, taking us out of the trough that so worries some, as<br />

Curt Gastayger describes, in his viewpoint piece.<br />

We also continue our own focus on the TransAtlantic<br />

Dialogue in this issue, with a major essay by Stephen Wall,<br />

former Europe advisor to Tony Blair, outlining his analysis<br />

on fissures in the Western alliance, and how much, or how<br />

little, Europe and the US need each other in foreign<br />

relations. <strong>The</strong>re is also a report of our last summer school<br />

on the EU and US relations after 9/11, while David Ellwood<br />

explores US ‘soft’ power, and Lenka Rovna explains why<br />

Czechs so love the America and Americans.<br />

Our issue, as usual, also contains all the latest news<br />

and views from across the <strong>Europaeum</strong>, with a fascinating<br />

report on our last Classics Colloquium in Madrid which<br />

explored ancient antecedents of Orientalism; reports on<br />

workshops exploring how the arrival of Muslims has put<br />

the spotlight on all our notions European citizenship; our<br />

collaboration in the EU at 50 events marking the<br />

anniversary of the Treaty of Rome, corporate governance<br />

reform in Europe and a new initiative to map out European<br />

political concepts. We close with a memoir of a <strong>Europaeum</strong><br />

bursary winner in Geneva.<br />

Paul Flather


Viewpoint<br />

Orientalism, Hellas<br />

<strong>The</strong> Fifth Classics Colloquium in Madrid, support by<br />

the <strong>Europaeum</strong>, yielded new insights in how the<br />

East influenced Greek and Roman History, JUAN<br />

LUIS CONDE explains.<br />

As many other Latinists do at one time or another in their<br />

studies, I have also followed an Oriental thread. That was the<br />

case when I was considering some aspects of what has been<br />

called Roman historism, wondering just how come historians of<br />

all ages like Sallust, Titus Livius, Tacitus, Florus, and,<br />

occasionally, other writers, such as Cicero himself, insisted upon<br />

a process of downfall – even while Rome was at the peak of its<br />

imperial power.<br />

It is the very idea of Rome, conceived as a myth, as a<br />

collective, trans-generational character with a biography of her<br />

own, with her childhood, her youth and her mature age, that<br />

was at stake.<br />

As it travelled West, this mythical scheme was transformed<br />

by Roman historians into a pattern on Roman history. It is an<br />

old Oriental fantasy about lost paradises, retold in a methodical<br />

Greek manner, that can be traced behind the persistent idea of a<br />

pristine, innocent and pure past,<br />

lived among Saturnine, golden<br />

virtues, that, at different moments<br />

according to different authors,<br />

degenerated, owing to moral<br />

decline, into an Iron Age of blood and civil distress.<br />

<strong>The</strong> mere idea of Rome, depended, perhaps even more that<br />

we can imagine, upon stories travelling westbound on<br />

Phoenician boats across the Mediterranean sea.<br />

In search of other explanations, our friends here at this<br />

colloquium, so well coordinated by Professor Alberto Beranbe,<br />

Professor of Classics at the Compultense Universidad in Madrid,<br />

have also followed some of the threads. And it really seems like<br />

a trip across the sea, at least given the wide range of subjects<br />

and the dizzying variety of disciplines involved.<br />

Zoa Alonso spoke about dancing: in her study of the Roman<br />

reactions to Eastern religious dances. She stressed the idea of<br />

West and East as worlds apart, and described a sort of ‘clash of<br />

civilizations’ comparing the ritual dances of Dionysian cults<br />

and those of Cybele, on the one hand, with the tripudium of the<br />

Salii, the most proto-typical dance of the Roman religion, on the<br />

other.<br />

She traces several differences, of which the most<br />

outstanding, according to her, was the freedom or even lack of<br />

control, the furor, that pervaded the oriental rites and ceremonies,<br />

in contrast to the strict Roman ratio, that wholly organized the<br />

processions of the Salii. ‘All the elements related to madness<br />

...Rome, depended, perhaps even more that we<br />

can imagine, upon stories travelling westbound on<br />

Phoenician boats across the Mediterranean sea.<br />

and ecstasy’, she says, ‘were strangers to the Roman mind’.<br />

<strong>The</strong>se salient features of alien emotional demonstrations<br />

caused different reactions in Latin writers, from scandal or fear<br />

to mockery. <strong>The</strong>ir texts, carefully produced by Zoa, ought to be<br />

no less carefully assessed - considering that the Senate had<br />

reactions of its own: in the case of Dionysian dances, legal<br />

prohibitions had made it dangerous simply to write about it!<br />

Not just dances: plants or animals could provoke “shock<br />

and awe” in those days. We heard before about <strong>The</strong>ophrastus’<br />

“paradoxographic” amazement in front of Eastern different and<br />

surprising landscapes, as Irene Pajón showed in her report on<br />

the sources of his botanic work.<br />

<strong>The</strong>ophrastus’ attitude, in comparison with the scepticism<br />

exhibited by Aristotle while dealing with animals, could well be<br />

owing to the different trustworthiness of their sources – ancient<br />

Historians like Herodotus or Ctesias for Aristotle, members of<br />

Alexander the Great’s task force for his disciple. Whereas<br />

Herodotus and Ctesias have often been branded as liars and<br />

swindlers, who did not see with their own eyes the marvels they<br />

claimed to know, the historians of Alexander are in a quite<br />

different position: there is no doubt that they were where they<br />

say they were, and that they<br />

saw what they say they had<br />

seen.<br />

And besides, diversely<br />

oriented lessons of literature,<br />

we have had a look on the other great branch of the broad and<br />

deeply rooted tree of Ancient scholarship: linguistics, and<br />

linguistics of the toughest kind, as phonology is.<br />

Carlos Molina has shown his well-documented concern in<br />

Lycian, an indo-European language from Anatolian stock, whose<br />

extant documents (written in an alphabet developed from Greek<br />

patterns) are dated between VI and IV centuries BC. His paper<br />

intends to revise an aspect of Lycian’s phonological structure,<br />

Colloquium students with Professor Alberto Bernabe<br />

Juan Luis Conde is Professor of Classics at Compultense<br />

Universidad, Madrid<br />

2


Viewpoint<br />

and the fall of Rome<br />

namely the values traditionally attributed to its<br />

vowels. For that purpose, special help is obtained<br />

from bilingual inscriptions for anthroponyms in<br />

both Greek and Lycian.<br />

Another especially interesting contribution<br />

came from Alexander Riddiford (Oxford) in his paper<br />

on the Odyssey. What was at stake here, is an<br />

explanation of how come the suitor who manages to<br />

marry Penelopem, will accede to the throne of Ithaca,<br />

instead of Ulysses’ son Telemachus. <strong>The</strong> challenged<br />

theory is Finkelberg’s, who tried toexplain this through<br />

a would-be connexion with Hittite inheritance practices.<br />

But Finkelberg is accused of oversimplification. Riddiford<br />

shows, with remarkable and convincing evidence, how in<br />

the Odyssey the poet attempts to reconcile an earlier<br />

tradition, which permits a widowed queen to be courted,<br />

explaining the narrative’s plot, as against a more recent<br />

custom that allows only parthénoi to be courted. As a matter<br />

of fact, this discontinuity forms one of Penelope’s main<br />

arguments against her suitors’ proposals, showing it is<br />

illegitimate to court her since she is actually not a<br />

parthénos!<br />

Another specific case of revolt against idées reçues, was<br />

Efstathia Papadodima’s (Oxford) paper. Challenging the view<br />

that Fifth Century drama interpreted myth in the light of an<br />

unprecedented ethnocentrism, and so ‘invented the barbarian’,<br />

according to Edith Hall’s well known thesis.<br />

In her paper which focused on the genre of tragedy, she<br />

argues that claims about tragedy’s ethnocentric, or chauvinistic,<br />

re-interpretation of the myth is based upon a biased selection of<br />

points, together with oversimplified and de-contextualized<br />

conclusions. Instead, according to Efi, complex and subtle<br />

connotations tend to be overlooked, such as the ironic use of<br />

cliché, contrasts intending to question the Greekness of famous<br />

Hellenic figures, or the consideration of barbarism as a universal<br />

“second nature”.<br />

Elena Chrystophorou (Oxford) follows suit on this “barbaric”<br />

issue, drawing also upon tragedy, namely Euripides’ Phoenissae,<br />

just to show how the Phoenician chorus, having been construed<br />

specifically as a foreign collective identity, shows a better<br />

understanding of events than their <strong>The</strong>ban counterparts and<br />

plays even a more central role.<br />

All of this demonstrates that the Greek outlook on the issue<br />

of Otherness was much more subtle than commonly supposed.<br />

<strong>The</strong>y illustrate too, a common aspect of the symposium:<br />

namely the complex ways of construction, representation and<br />

assessment of the Other, leading to the notion of Foreigner.<br />

Here the ideas of Easternness offer a particularly illuminating<br />

approaches to this subject, taken forward in a range of other<br />

different, and at times complementary, standpoints.<br />

Selecting paragraphs from various books, the aim of Eva<br />

Penelope broods on how to save<br />

Ithaca for her son Telemachus<br />

Lezeano (Madrid) is to show the way in which Latin authors<br />

criticise the “corrupt” Roman Oriental way of life. She suggests<br />

that, if a single word were to be chosen to depict it, it would be<br />

mollis, in direct contrast to the Romans’ self-image as being<br />

austere.<br />

But what does foreignness depend upon? <strong>The</strong>re were<br />

Romans, like Emperor Marcus Aurelius, who deliberately chose<br />

a bi-Roman standard, an Oriental way of expression, just to<br />

convey not precisely mollia.<br />

Angelo Giovatto (Bologna) has chosen to read his<br />

Meditations in search of how to make it understandable to wage<br />

war on the Others. That might not be a problem – except for the<br />

fact that Giovatto is considering it within a cosmopolitan, and<br />

all-embracing system of thought, such as that of Marcus<br />

Aurelius’ stoicism – for whom unity among all rational beings is<br />

sacred, and may not be broken.<br />

<strong>The</strong>re are, however, concrete reasons, for instance distance<br />

or the struggle for survival, that are liable to cause “differences”<br />

and contrasts between people and populations. Marcus Aurelius<br />

is not a pacifist, so to speak. He presumes differences may push<br />

people to war. But, he also establishes further “differences” in<br />

human souls, for instance, in the way humans face violent Others:<br />

though war might be necessary, he argues, the right behaviour<br />

avoids violence, and sticks, always, to ‘decency’.<br />

So, one can observe a circular argument in Marcus Aurelius’s<br />

thinking: different attitudes towards war and violence are<br />

evidence of differences in the hierarchy of human beings, which<br />

in turn leads to war and violence, and so on, and so forth.<br />

But constructing the paths of Otherness is treacherous. Ana<br />

3


Viewpoint<br />

González Rivas (Madrid) has tried to unmask their<br />

Easternness facet, by studying what she describes as<br />

“crossroad literature”, that is re-making, as<br />

represented by the works of Wilder, Terence,<br />

and Menander.<br />

When reading Thornton Wilder’s <strong>The</strong><br />

Woman of Andros, we spot obvious<br />

transformations regarding Terence’s play:<br />

comedy changes into a modern tragedy, dramatic<br />

form into a novel format, sentimental relations<br />

change and so do the characters.<br />

But perhaps the most striking transformation<br />

has to do with what Edward Said has termed Orientalism – that<br />

is a Western intellectual by-product, comprising aloof,<br />

prejudiced, and negative views of the East – a view that is seen<br />

as having Western greed and imperialist over the East. Well,<br />

Eva Lezcano (Madrid) has shown in her paper how early such<br />

prejudice may be dated. Thornton Wilder, she argues,<br />

deconstructs of the discourse of Orientalism in this novel before<br />

Said.<br />

Writing in the early 1930s, Wilder seems to be more for<br />

Menander than for Terence, rather for Greece than for Rome, as<br />

the key setting. At the time of the story, Greece represents the<br />

European perspective, while Alexandria is the other, that is the<br />

Research Project Groups<br />

<strong>Europaeum</strong> Grants Schemes<br />

New Initiatives<br />

Oriental. At the time of the writing, however, Greece is<br />

seen as part of the Orient, as far as Rome is the<br />

Occident. By changing the viewpoint, Wilder<br />

makes us look at ourselves as Europeans<br />

through the other’s eyes, through the eyes of<br />

the Orient.<br />

<strong>The</strong> East is one of the cardinal points, but<br />

the Orient is a cultural point of view, created by<br />

the West. <strong>The</strong> Orient has moving borders - we<br />

may all be Orientals to others, and mostly so to<br />

our next door neighbours.<br />

Along your intellectual career, you will feel<br />

pressed by the urge of hyper-specialization, benevolently<br />

encouraged to choose a minute field as your scientific<br />

possession. Stick to the spirit of width and be sure that if you<br />

ever have something to say, it will not be just because you are<br />

digging a hole where nobody else has, but because you share<br />

an ever increasing and widely embracing expertise with others.<br />

You will also come to see, if you have not already, how<br />

important it is for us Classicists and lovers of Antiquity to be<br />

aware of everyday modern life, about its politics, its cultural and<br />

artistic trends, its technology, its economic movements, its living<br />

languages. It is the awareness of present times that will make<br />

more accurate your visions of the past.<br />

Marcus Aurelius for decency<br />

Visiting Professors<br />

This scheme stimulates new<br />

internationally-linked research<br />

projects within, but not exclusive<br />

to, the <strong>Europaeum</strong> academic<br />

community.<br />

Each successful group receives a<br />

‘pump priming’ grant of up to<br />

€3,200 to support research<br />

initiatives undertaken by groups of<br />

academics working collaboratively,<br />

drawn from at least three<br />

<strong>Europaeum</strong> partner institutions.<br />

Grants can be used to launch or<br />

develop a group, to run a research<br />

seminar, co-ordinate a research<br />

proposal bid, or aid research<br />

preparation.<br />

Small grants of up to €3,200 are<br />

available to provide support for<br />

innovative schemes, linking<br />

academics and graduate students,<br />

working collaboratively,<br />

with preference given to projects<br />

that aim for publications.<br />

This scheme aims to support<br />

projects across the full range of<br />

academic disciplines, including<br />

debates, workshops, symposia,<br />

and lecture series. Preference is<br />

given to activities that broaden<br />

cultural perspectives and facilitate<br />

interdisciplinary and international<br />

collaboration. External partners in<br />

their projects, either individual or<br />

institutional, are welcome.<br />

<strong>Europaeum</strong> partner institutions can<br />

appply for a <strong>Europaeum</strong> Visiting<br />

Chair, to be filled by a distinguished<br />

scholar from another<br />

<strong>Europaeum</strong> partner institution.<br />

Each <strong>Europaeum</strong> Visiting Professor<br />

is expected to carry out some<br />

teaching and research, during the<br />

EVP’s two-week visit period.<br />

Discussion and development of<br />

new collaborative projects are<br />

especially welcome.<br />

<strong>The</strong> hosting institution receives up<br />

to €1,500 to cover board and<br />

lodging costs, while the Visiting<br />

Professor receives €400 towards<br />

travel expenses.<br />

Applications for grants under each of these programmes may be submitted at any time.<br />

For full details, guidelines, and application procedures for all three schemes, please visit http://www.europaeum.org<br />

4


American soft power<br />

comes through its culture<br />

Viewpoint<br />

Cultural power is America’s greatest weapon in the<br />

era of globalisation, argues DAVID ELLWOOD.<br />

American mass culture is a form of power, more specifically<br />

of puissance, potenza or forcefulness. Cultural power is the<br />

‘virtual empire’ of signs or myths, it is modalities – the airline<br />

system, credit cards, car hire, retail chains, fast food, multiplexes,<br />

film genres, internet browsers, Google.<br />

Cultural power is force –<br />

the reach of US law<br />

nowadays, the position of the<br />

US in ICANN (the Internet’s<br />

governing body), in the<br />

Motion Picture Association of<br />

America (the venerable<br />

diplomatic arm of the<br />

Hollywood studios), in the<br />

International Intellectual<br />

Property Alliance.<br />

However, the force is also<br />

on display in the World Bank,<br />

in the credit ratings agencies<br />

(Standard & Poors, Moodys<br />

et al), and in that other ratings<br />

agency that is CNN; in the<br />

great American foundations,<br />

and in the faith-based<br />

organisations which<br />

countries like Uganda<br />

experience as latter-day<br />

equivalents of the evangelical<br />

missions of old.<br />

America’s cultural power laid bare<br />

<strong>The</strong> impact of this power<br />

can be just as significant historically, as the conventional military,<br />

political and economic forms of power, and can never be<br />

separated from them.<br />

Historically, the three post-war<br />

periods of the 20th century have seen<br />

the most forceful deployment of this<br />

‘soft power’, and the most intense responses abroad to its action.<br />

Only after the Second World War was this action deliberately<br />

organised by the US government, in an effort stimulated by the<br />

Cold War confrontation, but with roots reaching back to the<br />

start of the Wilsonian era.<br />

Each nation, society, group, or generation, have developed<br />

– over time – mechanisms for accommodating and managing<br />

this challenge. <strong>The</strong>se can involve reception, absorption,<br />

translation, hybridization, what anthropologists call ‘creolization’<br />

or ‘selective appropriation’. Outright rejection is often a<br />

significant component of ‘anti-Americanism’, since the sensation<br />

of being free to choose but forced to make a choice to stay in<br />

the race for modernity, is often perceived as a situation of<br />

constriction.<br />

Europe is the place where this problematic pattern of action<br />

and response was first evolved – now it is on show across the<br />

world, wherever debates on modernity, sovereignty and identity<br />

take place in a context of ‘globalisation’.<br />

Like Europe itself, Asia, the Middle East, Latin America and<br />

other regions are not united by a common rejection of the US in<br />

all its forms. <strong>The</strong> American<br />

cultural challenge divides<br />

societies internally and<br />

between each other. Europe<br />

remains the region where this<br />

reality is most obvious, as<br />

nations such as France and<br />

the UK demonstrate on a<br />

daily basis.<br />

No conceptualisation,<br />

much less a theory, has<br />

emerged so far to offer a<br />

comprehensive explanation of<br />

the workings of this special<br />

contemporary connection<br />

between America and the<br />

world. Joseph Nye’s<br />

development of the notion of<br />

‘soft power’ has made a<br />

significant impact in the US.<br />

It describes much of the reality<br />

of the American cultural<br />

presence in the world, and<br />

explains some of its appeal. It<br />

also leaves no doubt that<br />

‘hard power’ is about the physical coercion of armies, weapons<br />

and invasions, but it tries to leverage American cultural<br />

forcefulness into an instrument of<br />

<strong>The</strong> American cultural challenge divides foreign policy. Every historical<br />

societies internally and between each other. lesson, of course, shows that the<br />

enduring inheritance of empires is<br />

due to their capacity to filter in their culture by osmosis and<br />

example.<br />

Since 9/11 and the Iraq invasion of 2003, ‘hard power’ has<br />

apparently regained ascendancy after the post-Cold War era of<br />

multiple identity crises in the West. But the myth and the reality<br />

of ‘globalisation’ show how the challenges of American cultural<br />

power endure and mutate. So far the US shows no signs of<br />

flagging in its ability to create new ways – or new combinations<br />

of old and new ways – to project this form of its presence.<br />

David Ellwood is Associate Professor in International History, University<br />

of Bologna. This article is based on his talk at a <strong>Europaeum</strong> Panel<br />

Debate in Oxford last year.<br />

5


Essay<br />

Is Europe turning into<br />

Europe is no super state. But after Enlargement, it<br />

is fast developing a new form of neo-medievalism.<br />

JAN ZIELONKA explains his thesis that Europe is a<br />

continent in search of a paradigm.<br />

What is the nature of the European Union today? <strong>The</strong> Union<br />

is larger and more diversified than ever, it is now the biggest<br />

economic bloc in the world with the largest single market and<br />

its population exceeds the combined population of the three<br />

NAFTA states (the United States, Mexico and Canada). but<br />

this is where clarity and consensus end. 1 <strong>The</strong> dominant paradigm<br />

is state-centric: the EU is on its way to becoming a kind of<br />

Westphalian federation with a central government in charge of<br />

a given territory.<br />

<strong>The</strong> Union already has its parliament, court and executive<br />

structure; it has external borders, common European currency<br />

and citizenship; it even has a surrogate of a European army. But<br />

this is misleading. <strong>The</strong> Union has no effective monopoly over<br />

the legitimate means of coercion. It has no clearly defined center<br />

of authority. Its territory is not fixed. Its geographical,<br />

administrative, economic and cultural borders diverge. It is a<br />

polity without coherent demos, power without identifiable<br />

purpose, geopolitical entity<br />

without defined territorial limits.<br />

<strong>The</strong> Union is also a very<br />

peculiar international actor. Its<br />

prime “international” role (although unstated) is to keep peace<br />

among its members states and not to project power abroad. Its<br />

most successful foreign policy is conditional enlargement, and<br />

not traditional diplomacy or military intervention. Export of laws<br />

and regulations is the Union’s most favorite foreign policy<br />

instrument. Foreign trade and aid come second, peace<br />

enforcement comes third if ever. Besides, there is no single<br />

Signing the Treaty of Rome: 1956 beginning of a new Empire?<br />

institutional framework to exercise the European foreign policy.<br />

<strong>The</strong> famous or infamous CFSP (Common European Foreign<br />

and Security Policy) and ESDP (European Security and Defence<br />

Policy) are used quite seldom and usually amount to vague<br />

“joint” declarations. EU member states often prefer to act within<br />

the United Nations framework or via the OSCE, Council of Europe<br />

or NATO. European foreign and security policies are often carried<br />

out by formal or informal coalitions of the willing, contact groups<br />

or bilateral initiatives. Individual member states have a complex<br />

set of diplomatic relationships within and across EU borders<br />

and they pursue their security in a different manner depending<br />

on the case and circumstances of the day. Most notably, their<br />

loyalty is not only to the EU, but also to the US.<br />

If the Union is not a super-state in the making, what is it? Is<br />

it a kind of UPO (Unidentified Political Object), as Jacques<br />

Delors, former President of European Commission, used to say? 1<br />

Does the Union’s uniqueness prevent any analogies and<br />

comparisons that would give us some clues for understanding<br />

or even predicting its behavior? Are we at the mercy of<br />

astrologers and fortune tellers?<br />

<strong>The</strong> answer is: no! In my view, the enlarged Union<br />

increasingly resembles an empire and this has profound<br />

implications for understanding<br />

...cheating is the essence of imperial relations its internal and external politics.<br />

characterized by structural asymmetries... However, the Union is not an<br />

empire like contemporary<br />

America or nineteenth century Britain. Its polycentric<br />

governance, fuzzy borders and soft forms of external power<br />

projection resemble the system we knew in the Middle Ages,<br />

before the rise of nation-states, democracy, and capitalism.<br />

<strong>The</strong>re are many factors behind the neo-medieval<br />

development starting with globalization and ending with the<br />

ongoing cultural shift, to use Inglehardt’s term. In my view<br />

however, the recent wave of EU enlargement was<br />

decisive in tipping the balance. This is partly because<br />

enlargement represents an enormous import of<br />

diversity that can hardly be addressed by the new<br />

members’ formal adoption of the entire body of<br />

European laws and regulations: the famous (or<br />

infamous) acquis communautaire. Compare, for<br />

instance, the GDP per capita of Denmark and Latvia.<br />

<strong>The</strong> ratio is 10:1. <strong>The</strong>se differences in various<br />

functional fields imply differences in policies that<br />

these countries support within the EU. In fact, there<br />

is already a significant body of evidence showing<br />

that policies of new member states from Eastern<br />

Europe reinforce the neo-medieval scenario.<br />

As the Latvian president, Vaira Vike-Freiberga,<br />

1<br />

http://www.notre-europe.asso.fr/<br />

article.php3?id_article=168&lang=en. See also Neil<br />

MacCormick, Questioning Sovereignty (Oxford: OUP, 1999)<br />

6


Essay<br />

a neo-medieval Empire?<br />

put it in 2002: “Latvia sees the EU as a union of<br />

sovereign states…We do not see the need at the<br />

moment to create a unified federal European state…<br />

Europe’s vast diversity is one of its greatest<br />

strengths. While this diversity may present<br />

challenges to consensus-building, it is a resource<br />

that must be nurtured and cherished. Every memberstate<br />

of the European Union, whatever its size, has<br />

the potential to make a meaningful contribution to<br />

the organization as a whole.” 2 And Slovenia’s<br />

Foreign Minister, Dimitrij Rupel, added: “<strong>The</strong> basis<br />

of diversity management is the principle of<br />

subsidiarity. Subsidiarity can be an efficient means<br />

of avoiding unnecessary disputes.” 3<br />

<strong>The</strong> increased level of diversity will complicate<br />

rather than simplify the EU’s institutional structure<br />

which is another factor behind the medieval<br />

development. Even now Norway and Iceland are<br />

part of Schengen, while EU members such as Poland, Ireland or<br />

Slovenia are not, albeit for different reasons. <strong>The</strong>re are more EU<br />

member states outside the Euro-zone than inside it. As a result<br />

we have a multi-level European goverment composed of<br />

concentric circles and acting along a variable geometry medieval<br />

style.<br />

<strong>The</strong> new Europe may well be neo-medieval, but is it also<br />

imperial? Here again, enlargement with its comprehensive and<br />

strict policy of conditionality suggests the Union’s external<br />

policy is truly imperial. Through<br />

enlargement the Union was able<br />

to assert its control over<br />

unstable and poor neighbours.<br />

True, the post-communist<br />

countries were not “conquered” but invited to join the EU, and<br />

they did so quite eagerly. Moreover, at the end of the accession<br />

process they were offered access to the EU’s decision-making<br />

instruments and resources.<br />

Nevertheless, the discrepancy of power between the EU<br />

and the candidate states was enormous and one wonders how<br />

much actual freedom the candidate countries could ever have<br />

had in the accession negotiation process. In fact, the Union<br />

has from the start made it clear that the candidate countries<br />

must adopt the entire body of European laws before entering<br />

the Union. Of course, their compliance with EU laws was often<br />

more apparent than real, but cheating is the essence of imperial<br />

relations characterized by structural asymmetries. <strong>The</strong> fact is,<br />

however, that within empires the peripheral states operate under<br />

2<br />

Address by Vaira Vike-Freiberga in Dublin, June, 4, 2002, available at<br />

http://europa.eu.int/futurum/documents/speech/sp040602_en.htm<br />

3<br />

Dimitrij Rupel, Ljubljana, July 3, 2001 at: http://europa.eu.int/futurum/<br />

documents/other/oth030701_en.pdf.<br />

4<br />

Steven Beller, “Back to the middle”, Times Literary Supplement,<br />

December 8, 2006, p. 22.<br />

Jan Zielonka is Professor<br />

of European Politics and<br />

Fellow of St Antony’s<br />

College, at Oxford<br />

University, and formerly<br />

at the EUI, Florence. His<br />

current research<br />

focuses on the EU’s<br />

eastward Enlargement.<br />

<strong>The</strong> neo-medieval empire is about overlapping<br />

authorities, divided sovereignty, diversified<br />

institutional arrangements and multiple identities.<br />

de facto (if not de jure) constrained sovereignty.<br />

This is also the case when we look at the set of<br />

relations between the EU and its new members and<br />

would-be-members.<br />

My use of the term empire proved controversial<br />

especially in the neo-medieval context. <strong>The</strong>re was a<br />

Holy Roman Empire in the Middle Ages, but students<br />

of history often argue that it was neither Roman,<br />

nor holy nor even an empire. Besides the Holy<br />

Roman Empire continued, albeit diminished, until<br />

1806. In many ways its direct heir, the Habsburg<br />

Monarchy continued until 1918 and it was pointed<br />

out to me that the Austro-Hungarian Dual<br />

Monarchy that existed from 1867 is more reministcent<br />

of the contemporary European Union. 5<br />

However, I never intended to suggest any<br />

historical analogy by using the term neo-medieval<br />

empire. For me the neo-medieval empire is an abstract<br />

paradigm describing the nature of the emerging European polity.<br />

My paradigm is emirically grounded, but it relates to the situation<br />

of today. And I contrast this paradigm with the paradigm of a<br />

Westphalian state that is often used in the literature on European<br />

integration.<br />

<strong>The</strong> Westphalian state is about concentration of power,<br />

hierarchy, sovereignty and clear-cut identity. <strong>The</strong> neo-medieval<br />

empire is about overlapping authorities, divided sovereignty,<br />

diversified institutional arrangements and multiple identities.<br />

<strong>The</strong> Westphalian state is about<br />

fixed and relatively hard external<br />

border lines, while the neomedieval<br />

empire is about soft<br />

border zones that undergo<br />

regular adjustments.<br />

<strong>The</strong> Westphalian state is about military impositions and<br />

containment, the neo-medieval empire is about export of laws<br />

and modes of governance. Both paradigms represent a<br />

conceptually possible expression of political authority organized<br />

at the national and transnational level, but I argue that the recent<br />

wave of enlargement makes it impossible for the Union to become<br />

a Westphalian state. In fact, the Union increasingly resembles a<br />

neo-medieval empire.<br />

Charles V, Joseph II, and Jacques Delors: an imperial lineage?<br />

7


Essay<br />

<strong>The</strong> most important implication of the neo-medieval<br />

development is geo-strategic: the Union, like all empires is<br />

doomed to enlarge ever further despite public anxieties in several<br />

member states. Several EU members are exposed to instabilities<br />

outside EU borders and enlargement proved to be the only<br />

effective tool of pacifying the external environment. <strong>The</strong> decision<br />

to open accession negotiation with Turkey is a clear<br />

manifestation of this, but Ukraine, and Belarus may require a<br />

similar solution in the not too distant future, not to mention<br />

several states in the Balkans and North Africa.<br />

<strong>The</strong> second implication concerns governance capacity of<br />

the Union: hierarchical governance is doomed to failure in the<br />

neo-medieval environment. <strong>The</strong> Union would have to adopt<br />

more loose and flexible forms of economic and administrative<br />

governance to remain competitive and coherent.. Soft rather<br />

than hard law would have to be the norm. We would have to rely<br />

on liberal economic policies stimulating growth rather than<br />

central redistribution from Brussels. Incentives and shaming<br />

would have to prevent free-riding rather than sanctions and<br />

commands.<br />

<strong>The</strong> third implication concerns the Union’s democratic<br />

legitimacy: parliamentary representation can hardly work in a<br />

neo-medieval setting. This means that giving more powers to<br />

the European Parliament, for instance, may prove not only<br />

irrelevant, but even counter-productive. <strong>The</strong> Union would have<br />

to construct democracy on other principles than representation<br />

such as deliberation and contestation. We already have a rapid<br />

growth of various types of<br />

litigations in the Union. And we<br />

can think about various new ways<br />

of giving citizens the possibility of<br />

contesting European decisions.<br />

Friends of a European states<br />

see medievalism as a symbol of chaos and conflict. Yet for<br />

someone living in the medieval cities of Florence and Oxford the<br />

medieval story is more positive. A flexible neo-medieval empire<br />

in concentric circles would be in a better position than a European<br />

state to cope with the pressures of modernization and<br />

globalization. It would also be in a better position to compete<br />

Metternich and Bismark: outdated<br />

with other great powers<br />

by pulling together vast<br />

European resources, but<br />

without eliminating<br />

Europe’s greatest<br />

strength: its pluralism<br />

and diversity.<br />

A neo-medieval<br />

empire would also be well<br />

suited to provide conflict<br />

prevention in its<br />

neighborhood by<br />

Antecedent to the EU: <strong>The</strong> Habsburg peacock<br />

A neo-medieval empire would also be well<br />

suited to provide conflict prevention in its<br />

neighborhood by shaping countries’ behavior<br />

shaping countries’ behavior through the mechanism of EU<br />

membership conditionality. A neo-medieval empire might even<br />

be in a good position to be seen as democratically legitimate by<br />

bringing governance structures<br />

closer to the citizens, and making<br />

the system more transparent and<br />

open.<br />

This optimistic scenario will<br />

only materialize if we are able to<br />

adjust to change. <strong>The</strong> EU needs to adopt more flexible and<br />

decentralized modes of governance to run its economy and<br />

administration. <strong>The</strong> EU can no longer run the European foreign<br />

policy in the style of Matternich and Bismark. And it should<br />

find new channels of political representation and participation<br />

to make democracy work in this neo-medieval setting. This will<br />

not be easy.<br />

However, applying Westphalian solutions to the neomedieval<br />

emvironment would certainly be worse. <strong>The</strong>refore, I<br />

am not so enthusiastic about the current draft of the European<br />

Constitution, the European President or the European Parliament.<br />

This is why I am against hierarchical governance exercised by a<br />

strong European Commission. Likewise I disagree with those<br />

who argue that Europe’s foreign policy cannot do well without<br />

a European army and a European foreign minister.<br />

This text is adapted from Jan Zielonka’s recent book, Europe as Empire.<br />

<strong>The</strong> Nature of the Enlarged European Union (OUP, 2006). It also was<br />

the basis of a talk at a <strong>Europaeum</strong> panel debate last year.<br />

8


Report<br />

<strong>The</strong> terms we use influence the<br />

way we behave<br />

Political concepts determine how people think, as<br />

a new <strong>Europaeum</strong> research group aims to show.<br />

HENRIK STENIUS and PAUL FLATHER explain.<br />

Ever increasing integration and globalisation, means that<br />

communication and mutual understanding among citizens, drawn<br />

from different regions, ideologies, social classes, and ethnicities,<br />

is all the more critical.<br />

<strong>The</strong> European Union is a multi-lingual polity, with no simple,<br />

or single, grid to show how crucial judicial and political concepts<br />

are actually used. Language and state borders do not always<br />

coincide, and the different political language ‘games’ do not<br />

necessarily correspond to national, linguistic, or even party<br />

political, differences.<br />

So, one has to accept that there are no simple or mechanical<br />

ways for translating key political concepts, and that they will<br />

always carry within them historical layers with inherent historical<br />

controversies. Yet it is clearly an advantage to narrow<br />

communication gaps, while recognising natural and inevitable<br />

limitations for any such project - individuals and groups do<br />

conceptualise the world in very different ways at different times.<br />

For a Brit, the ‘state’ can be a dubious ‘nanny’, while for the<br />

Nordics, ‘state’ is a benevolent friend. <strong>The</strong>n again the ‘citizen’<br />

can be mostly regarded as a pro-active, republican, agent,<br />

predominantly regarded as an urban figure negating patriarchal<br />

rural practices. Yet in Scandinavia the ‘good’ citizen comes<br />

equipped with the best of civic virtues and has, to a large extent,<br />

been identified with rural communities.<br />

It was against that this background that a group of European<br />

scholars met in Oxford last autumn to discuss the merits of<br />

combining high-quality research in this field of European<br />

conceptual history, with pragmatic goals such as bringing their<br />

research results to fora where problems of communication and<br />

the transfer of culture can be discussed together with<br />

practitioners - policy makers, law makers, the media<br />

representatives, translators and lexicographers.<br />

<strong>The</strong> event, supported by the <strong>Europaeum</strong> and the University<br />

of Helsinki, drew in scholars from Helsinki, Paris,<br />

Madrid, Geneva, Leiden, Sheffield, Athens, and<br />

Oxford, among other universities, who agreed to set<br />

themselves up as a new research group which would<br />

aim to hold a series of workshops over coming years<br />

as a European Conceptual History Project. It is being<br />

led by Professor Henrik Stenius of Helsinki and<br />

Professor Michael Freeden of Oxford, who is also<br />

currently editor of the Journal of Political<br />

Ideologies.<br />

Professor Stenius is Research Director of the Centre for<br />

Nordic Studies at the Renval Institute, Helsinki University<br />

Denis Diderot:<br />

conceptual pioneer<br />

Union: different meanings in different places?<br />

<strong>The</strong> group noted though that in their ‘messages’ and use<br />

of key concepts, historical agents and groups always end up<br />

inserting their own historical experiences in the way they<br />

comprehend and use the concept. This naturally creates huge<br />

logistical research problems - though ones that the group did<br />

not plan to shy away from.<br />

<strong>The</strong> group discussed the many different approaches<br />

adopted by conceptual historians in different European<br />

countries. It was noted that the Dutch model - focussing on an<br />

agreed, limited group of linked concepts and clustering them<br />

together - seems to suit European needs better, than alternative<br />

models.<br />

<strong>The</strong> English model is seen more as producing a woven<br />

intellectual history, while a Germany model combines both these<br />

strands. <strong>The</strong> Spanish and the Finns had also had their own<br />

approaches.<br />

It was agreed that choosing clusters would depend on their<br />

Europeaness, on the new perspectives that could be developed,<br />

differing from other projects currently underway in the field, the<br />

light thrown on notions of modernity, and the importance in<br />

current political debates of the key or ‘hinge’ concept.<br />

Another important theme would be take account of how key<br />

concepts are used in the core regions of Europe – heartlands<br />

such as Germany, Britain and France, where agendas have<br />

traditionally been set – as opposed to the so-called peripheries.<br />

Such diversity can throw light on hegemonic patterns of<br />

discourse, as well as help peripheral societies to see<br />

how they have related themselves to the core.<br />

<strong>The</strong> group discussed various strategies for this<br />

work, including analysing the repetitive use of<br />

concepts by specific agents in specific groups;<br />

focusing on political change, and the originality and<br />

the innovative aspects of individual<br />

conceptualisation; and analysing contestation of<br />

meanings among groups of linked concepts.<br />

Ultimately, the group hopes to publish a series of<br />

anthologies which will help Europeans to understand<br />

themselves and each other that much better.<br />

9


Essay<br />

Disunion: true hallmark<br />

Europe can only be understood by re-examining its<br />

medieval roots. JEAN-PHILIPPE GENET tracks the<br />

origins of the European Project.<br />

<strong>The</strong> European Union has a very short history behind it, and<br />

what the word “Union” means is largely a matter of opinion.<br />

<strong>The</strong> conflicting positions of the European governments and<br />

public opinions cover a wide spectrum, to say the least.<br />

After the Second World War, the first European project,<br />

associated with figures such as Konrad Adenauer, Jean Monnet<br />

and Robert Schumann, was conceived as a voluntary reaction<br />

against the structural division of Europe, an artificial union<br />

against a natural disunion. <strong>The</strong> alternative vision, that of an<br />

enlarged Europe, does not bother about the past, it simply<br />

advocates a union of economic<br />

interests: still an artificial union,<br />

it makes no assumption about<br />

the past, be it union or disunion.<br />

However, the simple fact that,<br />

for the first time on this scale, the consent of the citizens is<br />

necessary for the implementation of a European Constitution,<br />

implies the existence of a political community, a political society<br />

of some sort, which will share a common fate as a consequence<br />

of this vote. Bearing this in mind, the question of union or<br />

disunion strikes a different chord: if we consider a political<br />

community, and go beyond the mechanics of treaty-making<br />

between states, the problem of what the members of such a<br />

community have in common and of what divides them – and to<br />

what extent – becomes central.<br />

<strong>The</strong> long and mostly inconclusive discussions about the<br />

preamble of the European Constitution (including, for instance,<br />

the controversy about the relationship between Europe and the<br />

Christian religion or the opportunity to quote a Greek<br />

philosopher) may be only a foretaste of other impassioned<br />

debates to come.<br />

What I intend to do is simply to look for indisputable<br />

<strong>The</strong> problem of what the members of such a<br />

community have in common and of what divides<br />

them – and to what extent – becomes central.<br />

Konrad Adenauer, Jean Monnet, and Robert Schuman - the EU’s founding trio<br />

elements in European history which could help us to highlight<br />

common features and to trace divisions which lie behind the<br />

present structures, and may have more or less weight in their<br />

evolution: it will come as no surprise that I shall concentrate<br />

mostly upon the medieval period.<br />

<strong>The</strong> main reason for this here is that the history of Europe<br />

starts during the medieval period: not on a given day, or year,<br />

not even during a precise century, but through a rather long<br />

period of a half-millennium, during which something roughly<br />

corresponding to what we now call Europe emerged.<br />

No such development can be traced either in prehistoric,<br />

protohistoric or ancient times: for instance, Greek cities were as<br />

numerous on Asian soil as they were in modern-day Europe.<br />

Similarly, the Roman Empire was not especially European, being<br />

centred on the Mediterranean<br />

and nearly equally divided<br />

between three continents,<br />

Africa, Asia and Europe. In<br />

many ways, the Islamic caliphate<br />

is as much a successor to the Roman Empire as the Frankish or<br />

Byzantine Empires. <strong>The</strong> Christian religion itself originates in<br />

Palestine, as does its direct ancestor, Judaism, not far from the<br />

place of birth of its younger rival, Islam, in the two Asian cities<br />

of Mecca and Medina. <strong>The</strong> so-called fall of the Roman Empire<br />

did not change much at first: however, it was no fall, since the<br />

Empire continued in the East, and remained alive, at least as a<br />

fiction, in the West.<br />

In fact, the real change started in the seventh century, when<br />

the Arabic conquest cut off the Christian kings from the<br />

Mediterranean. At the end of the same century, the first serious<br />

attempts to a systematic conversion of the pagan Germans<br />

started. True, the Germanic people which had settled inside the<br />

traditional limits of the Empire had soon become Christians.<br />

<strong>The</strong>y were also, with the remarkable exception of the Franks,<br />

mostly Arians: but it was something quite different to enter the<br />

wilderness of non-urbanized Northern Europe and confront the<br />

paganism of peoples which had an<br />

organized clergy and tribal<br />

sanctuaries. Irish and Anglo-Saxon<br />

missionaries, soon staunchly backed<br />

by both the Carolingian dynasty and<br />

Church, started a movement which<br />

culminated with the conversion of the<br />

Saxons, which took more than 30<br />

Professor Genet is professor of Medieval<br />

History, Paris I Pantheon-Sorbonne. This<br />

essay is based on a lecture at Leiden given<br />

to inaugurate the 2005-6 academic year<br />

of the <strong>Europaeum</strong>’s MA in European<br />

History and Civilisation. <strong>The</strong> full text is on<br />

the association’s website.<br />

10


Essay<br />

of the history of Europe ?<br />

years.<br />

This was the turning point in the West: all other<br />

incoming people were thereafter converted in due<br />

time, and when the Frankish missionaries met their<br />

Byzantine counterparts on the Eastern border, a<br />

fierce competition erupted between them, making<br />

sure that nearly all European peoples, even the<br />

Russians, were converted by the twelfth century<br />

(though most of Spain and Sicily was Muslim, and<br />

Lithuania only Christianised in the fourteenth<br />

century).<br />

To sum up what had happened, one could say<br />

that the Christianizing of the pagan people united in<br />

one community the remnants of the Roman<br />

populations, all those people who had settled inside<br />

the Empire and become “civilised” from the fourth<br />

century onwards, and the pagan peoples. This<br />

community was united by religion, and though it<br />

was often torn by heresies and rivalries, especially<br />

between the Greek and the Latin Churches, it had a<br />

certain amount of cohesion, because its members were free to<br />

enforce its rules and to shape their societies according to<br />

influential minorities.<br />

But two points ought to be made clear: there was no political<br />

unity in this Christian Europe;<br />

and neither the Church nor the<br />

two rival Empires (Romano-<br />

Germanic and Byzantine) had<br />

any idea that “Europe” could<br />

have any value in itself: they were aiming at a universal<br />

domination and had no intention to limit their ascendancy to<br />

Europe. In that sense, one could say that Christianising – and<br />

certainly not the Christian religion in itself – created Europe,<br />

this mixture of decadent Rome and proto-historical civilization.<br />

However, the European lands were on the verge of a<br />

complete transformation. Historians are far from<br />

unanimous on what happened and why, though few would<br />

question the magnitude of the change. From our point of<br />

view, its main consequence is that it created a fundamental<br />

divide in Europe, which led to disunion, mutual ignorance<br />

and, in the end, hostility between the Western and Eastern<br />

parts of Europe. <strong>The</strong> starting-point is the political<br />

discrepancy between the Carolingian Empire and the<br />

Byzantine one (which, however, is not to say that its cause<br />

was political) and its consequences on the respective<br />

positions of the Greek and Latin Churches. <strong>The</strong><br />

Carolingian Empire collapsed precisely when the Byzantine<br />

reached a new summit, under the Macedonians Emperors.<br />

This led to a complete reorganization of power and<br />

authority in the West, a phenomenon which is usually<br />

called feudalism, though this word is now viewed with<br />

Jean-Philippe Genet is<br />

professor of Medieval<br />

History at the Universté<br />

of Paris I-Panthéon-<br />

Sorbonne. He has been<br />

the Scientific Secretary<br />

of the CNRS and<br />

President of the Ancient<br />

and Medieval Worlds of<br />

the CNRS National<br />

Committee.<br />

In many ways, the Islamic caliphate is as much a<br />

successor to the Roman Empire as the Frankish or<br />

Byzantine Empires.<br />

much suspicion by a growing number of historians.<br />

<strong>The</strong> main fact may be a phenomenon which has<br />

different facets. Noble families, with the help of<br />

bands of mounted warriors – who became known<br />

as knights and became themselves noble in due<br />

time – rooted their power in territorial lordships,<br />

controlled by castles, and reorganized territories,<br />

structuring with nucleated villages. <strong>The</strong> most<br />

prestigious of them were the princely families<br />

established in groups of counties entrusted to them<br />

by the Carolingians: but they had to struggle<br />

against competing noble families to uphold their<br />

position. Kings, first members of the Carolingian<br />

family continually struggling among themselves to<br />

reach the imperial crown, then members of<br />

successful princely families, preserved a degree of<br />

superiority by being sacred: despite this, the idea<br />

that the government of a human society could be<br />

achieved only by the collaboration between an<br />

imperial and a clerical/pontifical power, slowly lost<br />

ground. This remained true in the East, but in the West, the<br />

disintegration of public power created a new situation.<br />

For long, it has been held that the feudal period was a period<br />

of anarchy and that nobles, princes and their followers made<br />

havoc on the goods of the<br />

church. It was certainly a violent<br />

time, when a new nobility<br />

asserted its dominium on free<br />

peasants. But historical<br />

anthropology has brought with it a new understanding of a<br />

society in which conflicts were often terminated by arbitration:<br />

no state justice, true, but a regulation system in which the<br />

consensus of the members of the dominant class, behaving as a<br />

collective ruler, maintained a certain amount of order.<br />

Emperor Justinian, Charlemagne, and Sultan Suleyman: three<br />

successors to the Roman Empire?<br />

11


Essay<br />

News<br />

However, it implied certain changes in the position of the<br />

Church, though less important that may have been thought: for<br />

instance, western monasteries in the Carolingian period were<br />

often closely linked with aristocratic families, with abbots always<br />

recruited from the founders’ kin: these founding families, which<br />

had originally endowed monasteries, still considered their lands<br />

as their own. Feudal lords simply tightened their control on<br />

church land and mustered its resources for their own struggles,<br />

extending their authority on bishoprics by buying them for<br />

members of their family and trying to pass them to sons or<br />

nephews. Since most influential clerics were members of ruling<br />

feudal families, those opposing this evolution were only a<br />

minority.<br />

However, had such an evolution, depicted in horrified terms<br />

by the Gregorian reformers prevailed, it would have precluded<br />

any hopes of an imperial revival in the West: even more than in<br />

the East, where civil judges and magistrates had survived,<br />

Western Emperors needed the close collaboration of a Church<br />

free from aristocratic control to govern efficiently. That is why<br />

the successors of Otto I, King<br />

of Germany and Italy who had<br />

revived the western Empire in<br />

962 after defeating the<br />

Hungarians, deliberately chose to uphold the Reformers: monks<br />

who had found shelter in monasteries benefiting from exemption,<br />

depending directly on the Pope and therefore avoiding the<br />

interference and control of local bishops (i.e. local feudal<br />

families). Cluny in France was the first and greatest of these<br />

monasteries, but they were soon numerous, especially in<br />

Lorraine and the Palatinate, where they were protected by the<br />

Imperial family. I am not going to detail the following evolution.<br />

Imperial hopes were thwarted: the<br />

Church went a step further than<br />

expected. When Reformers became<br />

Popes with the help of the Emperors,<br />

they soon enforced the Pope’s<br />

election by the college of the<br />

Cardinals: the Church asserted its<br />

own authority, free from any<br />

interference, and claimed the Pope<br />

as the only representative of Christ<br />

on earth, as the holder of supreme<br />

authority.<br />

At that stage, I would like to<br />

make a pause. You will have noticed<br />

that I never mentioned “causality”.<br />

However, the Reformers’ victory is<br />

not the victory of a good, just or<br />

wise policy against a bad one. It is a<br />

social choice, made possible<br />

because of the particular conditions<br />

Christianising created Europe, this mixture of<br />

decadent Rome and proto-historical civilization.<br />

Pope v. Emperor: stuggling for supremacy in Europe<br />

existing in the West: the collapse of the Carolingian empire, a<br />

social revolution (which you may term feudal or not) and an<br />

economic upheaval: the end of a long period of decline and the<br />

start of the longest period of economic growth experienced by<br />

Western Europe in its whole history. This is what makes the<br />

processes we are studying part of a deep structural change,<br />

creating an entirely new world, in which the West of Europe<br />

entered on a path totally different from that of the East.<br />

<strong>The</strong> Church’s power was never, even at its apex, a military or<br />

even (strictly speaking) a political power. <strong>The</strong> Church was happy<br />

to let lay rulers rule, provided they directed their energy, their<br />

money and their men to fulfilling its wishes and to enforcing its<br />

laws. When I speak of the Church, I really mean the Pope. For<br />

the fist time, Christian religion had organized as a unitary<br />

structure, the Papal monarchy. Its power was absolute, but it<br />

chose to exercise it first and foremost on souls. Nineteenth- and<br />

most twentieth-century historians did not fully grasp this,<br />

embroiled as they were in the struggle of laicisation against<br />

clericalism, siding in general with<br />

one of these two positions.<br />

<strong>The</strong>re was no religion as such:<br />

all men were Christian; that is,<br />

they were the fideles of Christ in<br />

everything spiritual as they were the fideles of their lord in<br />

temporal ones, and as such, they were under the spiritual<br />

dominium of the Church and of the Pope. Christians were those<br />

who were neither infidels, pagans (for instance Jews and<br />

Muslims) nor heretics (a word practically forgotten in the<br />

Western World, where it had last been heard in the sixth century<br />

before being brutally revived in different parts of Europe between<br />

1022 and 1028).<br />

However, to enforce his<br />

domination, the Papacy had to<br />

solve two main problems. <strong>The</strong> first<br />

one was its competition for<br />

universal power with the Empire.<br />

Suffice it to say that, after a long<br />

and protracted struggle, the Empire<br />

lost; after the death of Frederick II<br />

of Hohenstaufen in 1250, and the<br />

establishment of Saint Louis’s<br />

brother, Charles of Anjou, on the<br />

throne of Sicily, Emperors, though<br />

at times dangerous, were never<br />

again in a position to press their<br />

claims to universal power. When<br />

Boniface VIII celebrated his<br />

triumphal jubilee in 1300 in Rome,<br />

the victory of the Papacy was<br />

apparently complete. In fact, the<br />

other problem of the Papacy was<br />

12


Essay<br />

still more difficult to solve: how to enforce<br />

its spiritual power and to make it efficient<br />

– how to govern and control the minds of<br />

millions of people, from kings to serfs and<br />

slaves, men and women, old and young?<br />

<strong>The</strong> Reformers’ action took two main<br />

routes. <strong>The</strong> first one was that of social<br />

control. <strong>The</strong> Reformers strategy was to<br />

exclude themselves from the exchange of<br />

women, to be in a position from which they<br />

could control it. <strong>The</strong> married priest was to<br />

disappear: the western priest had to be<br />

celibate, obeying vows of chastity as strict<br />

as those of the monks, those honorary<br />

angels, as Peter Brown put it. Carnalitas<br />

became the main enemy of spiritualitas and the epic struggle<br />

between the two became one of the main themes of religious<br />

propaganda. <strong>The</strong> rules of marriage were completely transformed:<br />

whereas the Carolingian aristocracy had been structured in large<br />

kin groups, whose cohesion was in part maintained by the<br />

circulation of women and especially by marriage between<br />

cousins, it became a mortal sin to marry a woman within the 6 th<br />

degree of parentage. In a world where travel was difficult, this<br />

excluded practically all women in the neighbourhood. Besides,<br />

and even worse, monogamy was strictly enforced. While<br />

Carolingian aristocrats indulged in having several wives, both<br />

by divorcing them when they found it expedient and by<br />

supplementing their first wife with official mistresses, and<br />

therefore usually managed to get sons from at least one of them,<br />

feudal lords who had the misfortune to marry a barren wife were<br />

deprived of legitimate issue. Marriage within a prohibited degree,<br />

bigamy and divorce were severely condemned by ecclesiastical<br />

courts, often opening the path<br />

to excommunication. Kings and<br />

great lords were often selected<br />

as exemplary targets of the<br />

Church’s justice. In the<br />

meantime, marriage was transformed into a sacrament – which it<br />

had not been – and conjugal love was promoted as the best way<br />

to avoid beastly carnalitas as a sin, if it was impossible for<br />

laymen to avoid having sex altogether.<br />

<strong>The</strong> second road was that of education: a complete<br />

educational change was a necessary precondition for the<br />

teaching of the Church’s new interpretation of Christian religion,<br />

insisting upon the need for each individual to achieve his<br />

redemption and to repay the infinite debt due to Christ who<br />

suffered for redeeming humanity. To convince the laity, to capture<br />

people’s mind at a point where Christian principles would become<br />

the essential components of their individual moral views, it was<br />

necessary to teach, to preach and to reach each man’s<br />

conscience, whatever his status in society.<br />

Bologna (left) and Paris: great European universities led an eductional revolution<br />

...a complete educational change was a necessary<br />

precondition for the teaching of the Church’s new<br />

interpretation of Christian religion..<br />

This implied two things: first, to have a well educated clergy<br />

in sufficient numbers to do this, and second, to have a<br />

conveniently and clearly structured explanation of the Christian<br />

religion to offer to the Christian people in all its diversity. On<br />

these two counts, schools were essential. <strong>The</strong> move started in<br />

reformed monasteries, but they were unable (and probably also<br />

unwilling) to provide the expected numbers of educated men<br />

the Church needed. Cathedral schools, from the eleventh century<br />

onwards, took over but they soon appeared unequal to the<br />

task. <strong>The</strong> twelfth century saw the development of the great<br />

schools of Paris and Bologna, and this led to the creation and<br />

later on to the multiplication of universities. In the thirteenth<br />

century, the mendicant convents and new types of urban schools<br />

offered further opportunities for education.<br />

But the schools were also able to introduce radical changes<br />

in the content of education. Christian theology now centred<br />

upon the Christ and his sacrifice: Eucharist, implying a<br />

reorganization of the ritual of the<br />

mass, became the centre of this<br />

new presentation of Christian<br />

religion. Each man, as an<br />

individual, was indebted to<br />

Christ for the chance of salvation he had offered him by His<br />

sacrifice; each man had to repay his debt. <strong>The</strong> invention of<br />

Purgatory was one of the great ideas of the Parisian masters:<br />

each man was to be judged according to his merits, and though<br />

a layman given to carnalitas had few hopes of achieving salvation<br />

at first, he could, with the mediation of the Virgin, the saints and<br />

the Church, entertain reasonable hopes to reach a place in<br />

Purgatory and from there in Paradise, avoiding the unending<br />

torments of hell. But these transformations of theology were<br />

not the product of intuition, dream and creative imagination:<br />

they were achieved by an assiduous and careful search for truth,<br />

through a philosophical method based upon the elaboration<br />

and validation of true propositions, in order to interpret and<br />

complement Scripture.<br />

13


Essay<br />

Pope Boniface was exiled to Avignon (above) signalling a<br />

triumph for State over Church<br />

Two things are to be kept in mind at this stage. First, the<br />

change in the education system created new opportunities and<br />

new incentives for education. We have moved far away from a<br />

society in which the basic skills of reading and writing were the<br />

monopoly of the clerical order, to enter into a society of restricted<br />

literacy, to use an<br />

anthropologist’s concept, that is<br />

a society in which the written text<br />

is so omnipresent that even<br />

illiterates use it, hiring<br />

professionals to read or write for them. Medieval theologians<br />

considered themselves as the only authorized exponents and<br />

interpreters of the Truth. To achieve this, they went back to the<br />

logic of the ancients, to the writings of Aristotle, often recovered<br />

through Hebraic or Arabic versions, enriched by the<br />

commentaries of Jewish (Maïmonide) or Arabic (Avicenna,<br />

Averroès) philosophers. <strong>The</strong> development of Christian theology<br />

in the West was built upon the philosophy and the science of<br />

the Antiquity, which thus became “European” for the first time,<br />

together with many Jewish and Arabic authors.<br />

However, the thirteenth century saw an enormous increase<br />

in the writing and diffusion of texts in the vernacular: Icelandic<br />

and Occitan were first, though for very different reasons, but<br />

then French took over, and became the first “European” written<br />

vernacular language in the thirteenth century, the only resistance<br />

coming from the Castile of Alphonse X. But, in the fourteenth<br />

century, all major European languages were written in a more or<br />

less standardized form, giving the laity access to a wide range<br />

of texts.<br />

Second, the delegation of power to the lay rulers had always<br />

been an assumption on the part of the Papacy, but now gradually<br />

became an actual institutional arrangement. Though several of<br />

...the educational revolution...and the autonomy of<br />

lay powers...are the two necessary conditions for<br />

the appearance of the modern state.<br />

the main kingdoms (England, for instance) had for some time<br />

been vassals of Saint Peter, Christian Kings had never accepted<br />

to be limited in their decisions by the Church. In return for their<br />

help or neutrality in the conflict between Empire and Papacy,<br />

they got the possibility to enlist bishops and canons in their<br />

councils and, in due time, in their administrations. By accepting<br />

that the Papacy could exploit the resources of the Church in<br />

their kingdoms, they got a share, sometimes a lion’s share, of<br />

these resources.<br />

<strong>The</strong> progress of Canon law, based upon the adaptation by<br />

university masters of the Roman law to the needs of the Church,<br />

made expertise in Roman law available to Kings and cities, and<br />

these were not slow in using it for their own purposes. <strong>The</strong><br />

struggle between papacy and Empire had paved the way for the<br />

development of other lay powers: feudal monarchies in the West,<br />

cities in Italy, and, to a lesser extent, in Flanders.<br />

This evolution had an obvious advantage: none of these<br />

autonomous political structures were making a claim for universal<br />

power; none of them could rival the Pope, as the Empire had<br />

once done. But it had its counterpart: as Innocent III observed<br />

to Philip Augustus, rex est imperator in regno suo. And in the<br />

end, they turned against papal demands: Boniface VIII was utterly<br />

defeated, both in fact and in principles, by the Kings of France<br />

and England, and the Pope was even forced to flee Rome and to<br />

find a shelter in Avignon until<br />

1377, a situation which<br />

eventually led to the Great<br />

Schism and to the Conciliar<br />

Crisis.<br />

<strong>The</strong>se two elements – the educational revolution and its<br />

cultural consequences on the one hand, and the autonomy of<br />

lay powers and their legitimization on the other – are the two<br />

necessary conditions for the appearance of the modern state.<br />

<strong>The</strong>y do not “produce” it: but without them, it simply cannot<br />

develop. <strong>The</strong> main reason for this is that without them, it is<br />

impossible to create a political society: an articulate political<br />

community in which debate and discussion, by oral or written<br />

communication, is possible.<br />

However, it must be kept in mind that we are dealing with<br />

structures whose maturation takes an enormous amount of time:<br />

the transformation of the emerging English political society of<br />

1215 into an articulate national political society took more than<br />

another century, and though the king of France, Philippe the<br />

Fair, was the first to ask his men to fight and to die pro patria.<br />

If we now go back to our theme, union or disunion, we realize<br />

that what characterizes Western Europe is disunion: it is a<br />

political structure of competitive disunion which unites this part<br />

of Europe and makes it so different from the rest of the world –<br />

including the rest of Europe. Forgetting this may be quite<br />

dangerous for the understanding of contemporary conditions,<br />

because it leads to dangerous illusions.<br />

14


Viewpoints<br />

Staking out the ethics of<br />

corporate governance<br />

Corporate governance remains high on the<br />

agenda. MARKUS PINS and PAUL FLATHER report.<br />

Imagine every large European company given a Corporate<br />

Governance Rating. <strong>The</strong> idea of a European wide CGR index,<br />

perhaps equivalent to Transparency International’s Corruption<br />

rating index for countries was one of a number of innovative<br />

ideas to emerge from a <strong>Europaeum</strong>-supported seminar held at<br />

the Saïd Business School last autumn.<br />

<strong>The</strong> event, involving half distinguished experts and<br />

academics and half leading corporate leaders and practioners, a<br />

follow-up to the <strong>Europaeum</strong> policy forum on setting a new<br />

European agenda for corporate governance, also held at the<br />

Business School in 2005, was to explore options for further<br />

collaborative research.<br />

Underlying themes involved questions of harmonisation of<br />

corporate governance regulation in Europe - shareholder rights,<br />

board composition, public and ethical responsibilities; who is<br />

best placed in a company structure to manage corporate<br />

governance, the ethical dimension of corporate governance (cg),<br />

and even broadened out to look in particular at cg issues in<br />

Russia and China.<br />

<strong>The</strong> seminar took issue with various aspects of current EU<br />

policy on corporate governance. Professor Colin Mayer, Dean<br />

of the SBS, drew attention to the campaign by EU Commisioner,<br />

Charlie McCreevy, to abolish dual class shares, “mechanisms<br />

that allow limited numbers of shareholders to exercise significant<br />

influence on companies without any relation to their financial<br />

contribution to the wealth of a company”.<br />

He noted that the EU was also trying to weaken barriers<br />

against takeovers by issuing a renewed takeover directive,<br />

ostensively to facilitate financial integration and demand more<br />

frequent and more open disclosures. Professor Mayer analysed<br />

these features as differing approaches between freedom of<br />

contracting – which he tended to favour - as against<br />

harmonisation and the setting of common standards.<br />

David Jackson (BP); Martin Smith (consultant on Russia); and<br />

Christoph Horn (Bonn), exchange ideas<br />

<strong>The</strong> seminar was given three different models of corporate<br />

governance. First, Anne Mönnich, head of the Corporate Center<br />

at T-Systems in Frankfurt, showed how her company has to<br />

adapt to link in with many cg cultures, when even basic principles<br />

may not even overlap. This was a key ingredient in post-merger<br />

success, especially for a company with over 100 affiliates<br />

worldwide in more than 20 countries.<br />

David Jackson, company secretary at British Petroleum,<br />

presented a counter view, that while daily operations of a<br />

company are best looked after by its CEO, the board with its<br />

non-executive directors, must play the over-arching supervisory<br />

role, looking at long term structural aspects – including oil<br />

exploration and energy strategy, and corporate governance, but<br />

as opposed to preparing quarterly reports, he said. Finally Arthur<br />

Walford, company secretary of the health providers, BUPA,<br />

reflected on a third model, the not-for-profit board, essentially<br />

made of ‘trustees’ who could take a more ‘enlightened view’ of<br />

social problems and the public interest in their strategy.<br />

<strong>The</strong> key role to be played by all stakeholders was the theme<br />

of Alexander von Ungern-Sternberg, CEO of London investment<br />

bank Euro-IB, which advises large clients on cg. He argued that<br />

future generations, smaller stakeholders, and bond-holders, as<br />

well as the employees, all had a stake, not just the shareholders.<br />

Corporate governance, he argued, was not meant to be just a<br />

rich men’s club – and the globalised world now needed to reflect<br />

worldwide challenges such as the sustainability agenda.<br />

Christoph Horn, professor of philosophy at Bonn University,<br />

then provided a more ethical dimension, contrasting corporate<br />

codes with political constitutions. Following the ideas of<br />

Matthias Benz und Bruno S. Frey in Zürich, he argued for much<br />

greater public accountability and ethical acceptability of<br />

businesses by adapting practice common in public governance<br />

to cg.<br />

During the seminar discussions, additional dimensions were<br />

presented by Dr. Guy Liu, adjunct professor of Sichuan<br />

University in China, and Dr. Martin Smith, managing director of<br />

West Bridge Consulting, advising large firms in Russia, raising<br />

issues of the state as shareholder, the concept of national<br />

interests and overseas investor perspectives.<br />

Following the seminar, which produced a check list of<br />

proposals for further comparative research, the <strong>Europaeum</strong> is<br />

exploring options to create a research network on corporate<br />

governance linking experts within its range of partner universities<br />

with leading European corporations. <strong>The</strong> aim will be to explore<br />

further different modes of supervision and operation of corporate<br />

governance across Europe, disparities that can affect capital<br />

markets mergers and policy-making, and, indeed, how cg can<br />

add to the success of an individual company.<br />

For more information on this project please contact the<br />

<strong>Europaeum</strong>’s Secretary General at the office in Oxford.<br />

15


News<br />

Bridging the gulf between<br />

Europe and the US?<br />

16<br />

Does the West still exist? BRIDGET KENDALL,<br />

reviews the debates at a recent interenational<br />

conference in Washington, DC.<br />

A scene coalesces in my mind of fir-trees laden with snow,<br />

glimpsed through a grimy train window. It’s November 1976.<br />

Our train from Berlin to Moscow has pulled into a siding.<br />

Shadowy figures crunch along the tracks. <strong>The</strong> wheels grate in<br />

the hollow frosty air. This is the Polish-Soviet border, where<br />

they change the wheels to a wider gauge – to protect Soviet<br />

lands from Western invasion. A potent symbol of the twentieth<br />

century East-West divide.<br />

But these days, despite veiled threats from the Kremlin, the<br />

old definitions won’t do anymore. <strong>The</strong> world is in a state of flux,<br />

with muddled divisions between foes and allies. ‘<strong>The</strong> Cold War<br />

alliance was a golden era,’ observed one former diplomat shaking<br />

his head ruefully, ‘What we’ve got now is much harder, the<br />

uncertainty of grey.’ He was speaking at recent conference in<br />

Washington that brought together eminent policy makers and<br />

academics from both the United States and Europe. <strong>The</strong>ir task -<br />

to explore how much the US and Europe still have in common.<br />

And discussion hadn’t gone very far before the prevailing<br />

American view was dumped in the European collective lap like a<br />

bucket of cold water. ‘<strong>The</strong> West is an outdated concept,’ declared<br />

one supremely self confident senior American official at a lunch<br />

where he was the guest of honour. ‘And if there’s still a West,<br />

then it includes Australia, Japan and South Korea. We have a<br />

global vision now,’ he continued, waving his mike like a daytime<br />

talk show host, as he roved between the immaculately set<br />

luncheon tables.<br />

<strong>The</strong> European guests, several ambassadors among them,<br />

toyed uncomfortably with their cutlery. This didn’t sound much<br />

like American contrition following a ruinous Iraq invasion. Far<br />

from it.<br />

We learnt that Europe was no longer central to American<br />

interests. <strong>The</strong> once turbulent Balkans were no longer a worry.<br />

Russia was weaker than it pretended.<br />

What mattered now were Middle East<br />

threats, and the opportunities offered<br />

by the emerging Asian giants, China<br />

and India. Seen through American<br />

eyes, it seemed that the era of fixed<br />

alliances was over. From now on the<br />

United States would pick and mix.<br />

Sometimes partners would be<br />

Europeans, sometimes Japanese,<br />

Indian and even Chinese. <strong>The</strong> name<br />

of the game would be selective and<br />

loose commitments… ‘Like an open<br />

marriage,’ said one former US official,<br />

eyeing the audience playfully.<br />

Chris Patten and Richard Haass: gulf war?<br />

Some of the Europeans shuffled uneasily in their seats. ‘What<br />

rubbish,’ muttered one to me, snapping shut her notebook as<br />

we filed out for a coffee break.<br />

‘In my experience an open marriage tends to work only for<br />

one side,” ventured another, a British academic, ‘And I suspect<br />

it’s the Americans who’ll benefit.’<br />

To be fair, some of the Americans did admit mistakes and<br />

acknowledge policy adjustments. One official talked about Iraq:<br />

‘<strong>The</strong>re’s a recognition you can’t kill or capture your way to<br />

victory…’ he said.<br />

Another mused aloud about whether Iran could be coaxed<br />

into negotiations. ‘We did it with North Korea,’ he said, ‘and<br />

we’ve got time. Conflict with Iran is not inevitable.’ But neither<br />

gave up America’s right to go it alone and use military muscle to<br />

intervene when it suited them. It was clear the ‘war on terrorism’<br />

is still just that, a war with an external enemy... to be vanquished<br />

at any price.<br />

So different from the view in Europe, where terrorism can be<br />

homegrown, and if you use force too recklessly, you risk<br />

converting new recruits to the terrorist cause.<br />

‘Just cut us some slack,’ shot back the US official addressing<br />

the luncheon, when one former general rose to his feet to suggest<br />

that holding prisoners for years in Guantanamo Bay, or using<br />

secret CIA jails to extract intelligence might be<br />

counterproductive. ‘We’re dealing with a different kind of<br />

insurgency here,’ said the American testily, ‘And we need to<br />

win.’<br />

‘I was trying to be helpful,’ said the old solider with studied<br />

politeness, ‘If you’d agree, instead of trying to justify the<br />

unjustifiable, the US would be a better place.’ A moment of icy<br />

tension that revealed a gaping Transatlantic split.<br />

So is the West still alive and kicking? I’m afraid as I got on<br />

my plane back to London, I wasn’t optimistic. For all the shared<br />

history, and the need to pull together against dangers like global<br />

warming, it’s hard to see the US and Europe agreeing on what is<br />

the right approach to counter the great problem of our ageinternational<br />

terrorism. Not when the<br />

US sees a weak and divided Europe<br />

that cannot decide on internal reforms,<br />

or even what its future shape should<br />

be.<br />

But there is one thing the US<br />

should not ignore. President Bush<br />

may have failed in his plan to<br />

democratize the greater Middle East.<br />

But using democracy to stabilise its<br />

neighbours is one area where Europe<br />

can boast a rather remarkable<br />

achievement.<br />

Ms Kendall is Foreign Correspondent for<br />

the BBC. This piece is reproduced witht he<br />

kind permission of the BBC.


How can the European<br />

Project be saved?<br />

Viewpoints<br />

<strong>The</strong> unity of Europe is in jepardy argues CURT<br />

GASTEYGER. Can it be saved?<br />

Since the end of the Cold War, and its Enlargements to 27<br />

member states – three from the former Soviet Union and six from<br />

the former Soviet Bloc – has taken on the demanding mandate<br />

of responsibility for the political future of the Continent and its<br />

role in the European Union community.<br />

That in itself is both unique in history and ambitious in<br />

purpose. It cannot be achieved without broad support by all<br />

member states, their populations, and, indeed, the appropriate<br />

common institutions. Today’s reality is rather more complex.<br />

Of course, it is useful to remember that the long road to what<br />

today makes up EU, is littered with setbacks and discords. <strong>The</strong>y<br />

range from General de Gaulle’s “Non” to British membership, to<br />

the rejection of the Maastricht Treaty by Denmark, and of the<br />

Nice Treaty by Ireland, to Mrs. Thatcher’s refusal to pay more<br />

into the EU budget than Britain receives from it and, most<br />

recently, the rejection of the EU’s draft Constitution by a majority<br />

of French and Dutch voters.<br />

And yet, the idea of European unity has survived. Will it do<br />

so in the future? Given the profound changes on the global<br />

stage with the emergence of new, powerful players and totally<br />

new threats to security, energy and<br />

the environment, the answer should<br />

be a clear “Yes”. Alas, for the time<br />

being, we cannot be totally sure<br />

whether the EU and its members will<br />

give that answer.<br />

<strong>The</strong>re are at least two<br />

explanations for such uncertainty. <strong>The</strong> first has to do with the,<br />

as yet unresolved, questions about “how much” and “when” of<br />

further Enlargement. Prominent on the waiting list are the Balkans<br />

–notably Serbia and Kosovo – and, of course, Turkey. This<br />

leaves aside no less problematic countries as the Ukraine,<br />

Moldova or, still further afield, Armenia and Georgia. <strong>The</strong><br />

inclusion of any of these countries is bound to change, even<br />

more profoundly, the nature and identity of the EU, and its<br />

capacity to act promptly and coherently on the international<br />

scene.<br />

It is here that we find the second issue standing in the way<br />

of Europe’s political cohesion and integration. It is, to put it<br />

crudely, the re-awakened emphasis on purely national, if not<br />

outright nationalistic interests. <strong>The</strong>y come, not surprisingly, in<br />

different versions: in “old” member states here, and in some of<br />

the “newcomers” there. While there seem few convincing<br />

explanations for such a national “new-awakening” in the former<br />

group – except, as some have termed it, ‘Europe-fatigue’ – we<br />

find some more plausible arguments for the latter. Having<br />

experienced, after 50 years of Soviet domination, a brief spell of<br />

national independence, the new member countries now feel that<br />

they have to give up<br />

parts of their newly<br />

r e - g a i n e d<br />

independence by<br />

joining the EU. Thus<br />

– rightly or wrongly<br />

– they feel again<br />

deprived of a long<br />

awaited selfdetermination.<br />

Such trends point<br />

to divergence, rather<br />

than convergence<br />

...new, potentially divisive effects have<br />

begun to emerge among EU members...the<br />

relationship with Russia, the formulation of<br />

a common energy and environmental<br />

policy, and the distribution of EU subsidies.<br />

Turkey waits on the EU horizon<br />

within the EU, accentuated by developments over which<br />

Europeans have little, or no control. <strong>The</strong> first example of this<br />

was the split between what, unhelpfully, was called the “old”<br />

and the “new” Europe at the beginning of the war in Iraq. Little,<br />

if anything, of this dissent is left – unfortunately at the expense<br />

of the still vital relationship with the US. But new, potentially<br />

divisive effects have begun to emerge among EU members, such<br />

as the relationship with Russia, the formulation of a common<br />

energy and environmental policy, and the distribution of EU<br />

subsidies.<br />

What is their likely impact?<br />

Optimists may see in them one more<br />

convincing reason for further<br />

integration; pessimists, however, will<br />

point out, first, that the erstwhile<br />

essential locomotive and promoter of<br />

European integration – the Franco-<br />

German alliance – has, for all intents and purposes, ceased to<br />

function: after the Eastward enlargement, France has become<br />

geographically, if not strategically, marginalised, whilst Germany<br />

finds herself once more in the centre of Europe, with all that this<br />

implies in terms of political weight and influence.<br />

Second, Europeanisation here, and globalisation<br />

everywhere, are simply too much to be digested simultaneously.<br />

Hence, the return to basics, to the more familiar and protective<br />

nation state, a re-awakened feeling of national identity, spurred<br />

by fears of ever more immigration. In fact, the EU has not yet<br />

managed to define a coherent and future-oriented strategy on<br />

how to deal with the almost inevitable, and growing, inflow of<br />

immigrants.<br />

<strong>The</strong> forecast for Europe and, EU is therefore highly mixed. It<br />

points both to the obstacles and brakes in the march towards<br />

greater unity. At the same time, it, despite all the shortcomings,<br />

the EU remains the only chance for Europe to play a constructive<br />

role in a fragmented and ever more competitive world.<br />

Professor Gasteyger is Honorary Professor of International Studies at the<br />

HEI Geneva. His most recent book is Europe: From Division to<br />

Unification,(Bonn, 2006)<br />

17


Essay<br />

What’s the new story<br />

<strong>The</strong> EU urgently needs to give a new account of<br />

itself. Old-fashioned grand narrative and Euromyth<br />

will no longer do the trick. TIMOTHY GARTON ASH<br />

makes the case.<br />

Europe has lost the plot. As we approach the 50th anniversary<br />

of the treaty of Rome on 25th March 2007—the 50th birthday of<br />

the European economic community that became the European<br />

Union—Europe no longer knows what story it wants to tell. A<br />

shared political narrative sustained the postwar project of (west)<br />

European integration for three generations, but it has fallen apart<br />

since the end of the cold war. Most Europeans now have little<br />

idea where we're coming from; far less do we share a vision of<br />

where we want to go to. We don't know why we have an EU or<br />

what it's good for. So we urgently need a new narrative.<br />

I propose that our new story should be woven from six<br />

strands, each of which represents a shared European goal. <strong>The</strong><br />

strands are freedom, peace, law, prosperity, diversity and<br />

solidarity. None of these goals is unique to Europe, but most<br />

Europeans would agree that it is characteristic of contemporary<br />

Can Europa be tracked? (from Coypel’s Abduction of Europa)<br />

Europe to aspire to them. Our performance, however, often falls<br />

a long way short of the aspiration. That falling short is itself part<br />

of our new story and must be spelled out. For today's Europe<br />

should also have a capacity for constant self-criticism.<br />

In this proposal, our identity will not be constructed in the<br />

fashion of the historic European nation, once humorously<br />

defined as a group of people united by a common hatred of their<br />

neighbours and a shared misunderstanding of their past. We<br />

should not even attempt to retell European history as the kind<br />

of teleological mythology characteristic of 19th-century nationbuilding.<br />

No good will come of such a mythopoeic falsification<br />

of our history ("From Charlemagne to the euro"), and it won't<br />

work anyway. <strong>The</strong> nation was brilliantly analysed by the<br />

historian Ernest Renan as a community of shared memory and<br />

shared forgetting; but what one nation wishes to forget another<br />

wishes to remember. <strong>The</strong> more nations there are in the EU, the<br />

more diverse the family of national memories, the more difficult<br />

it is to construct shared myths about a common past.<br />

Nor should our sense of European togetherness be achieved<br />

by the negative stereotyping of an enemy or "other", as<br />

Britishness, for example, was constructed in the 18th and 19th<br />

centuries by contrast with a stereotyped France. After the<br />

collapse of the Soviet communist "east," against which western<br />

Europe defined itself from the late 1940s until 1989, some<br />

politicians and intellectuals now attempt to find Europe's "other"<br />

in either the US or Islam. <strong>The</strong>se attempts are foolish and selfdefeating.<br />

<strong>The</strong>y divide Europeans rather than uniting them. Both<br />

the negative stereotyping of others and the mythmaking about<br />

our own collective past are typical of what I call<br />

Euronationalism—an attempt to replicate nationalist methods<br />

of building political identity at the European level.<br />

In this proposal, Europe's only defining "other" is its own<br />

previous self: those unhappy, self-destructive, at times<br />

downright barbaric chapters in the history of European<br />

civilisation. With the wars of the Yugoslav succession and the<br />

attempted genocide in Kosovo, that unhappy history stretches<br />

into the very last year of the last century. This is no distant past.<br />

Historical knowledge and consciousness play a vital role here,<br />

but it must be honest history, showing all the wrinkles, and not<br />

mythistoire.<br />

By contrast with much traditional EU-ropean discourse,<br />

neither unity nor power are treated here as defining goals of the<br />

European project. Unity, whether national or continental, is not<br />

an end in itself, merely a means to higher ends. So is power. <strong>The</strong><br />

EU does need more capacity to project its power, especially in<br />

foreign policy, so as to protect our interests and realise some<br />

benign goals. But to regard European power, l'Europe puissance,<br />

as an end in itself, or desirable simply to match the power of the<br />

<strong>The</strong> full proposal can be found at http://www.prospect-magazine.co.uk/<br />

article_details.php?id=8214. It was first outlined in Prospect Magazine,<br />

Issue 131, February 2007.<br />

18


Essay<br />

for our European Project ?<br />

US, is Euronationalism not European patriotism.<br />

So our new narrative is an honest, self-critical<br />

account of progress (very imperfect progress, but<br />

progress none the less) from different pasts towards<br />

shared goals which could constitute a common<br />

future. By their nature, these goals can not fully be<br />

attained (there is no perfect peace or freedom, on<br />

earth at least), but a shared striving towards them<br />

can itself bind together a political community. What<br />

follows are notes towards the formulation of such a<br />

story, with built-in criticism. This is a rough first<br />

draft, for others to criticise and rework. If something<br />

along these lines does not appeal to a sufficient<br />

number of Europeans, there's no point in continuing<br />

with it. If it does, perhaps there is.<br />

FREEDOM Europe’s history over the last<br />

65 years is a story of the spread of freedom. Most<br />

Europeans now live in liberal democracies. That has<br />

never before been the case; not in 2,500 years. And it’s worth<br />

celebrating.<br />

PEACE For centuries, Europe was a theatre of war.<br />

Disputes between European nations are resolved in endless<br />

negotiations in Brussels, not by armed<br />

conflict. But Serbs and Albanians are<br />

still killing each other. You cannot<br />

simply rely on goodwill to keep the<br />

peace in Europe. This may be an old,<br />

familiar argument for European<br />

integration but that does not make it less true.<br />

LAW Most Europeans, most of the time, live under the<br />

rule of law. We enjoy codified human and civil rights and we can<br />

go to court to protect those rights—including the European<br />

court of human rights. We forget how unusual this is. For most<br />

of European history, most Europeans did not live under the rule<br />

of law. At least two thirds of humankind still does not today.<br />

PROSPERITY Most Europeans are better off than their<br />

parents, and much better off than their grandparents. We have<br />

never had it so good. Europe is one of the world’s richest blocks.<br />

DIVERSITY You can enjoy one culture, cityscape,<br />

media and cuisine in the morning, and then, with a short hop by<br />

plane or train, enjoy another that same evening. And yet another<br />

the next day. And when I say “you,” it is just not a tiny elite.<br />

SOLIDARITY We believe that economic growth should<br />

be seasoned with social justice, free enterprise balanced by<br />

social security—and we have European laws and national<br />

welfare states to make it so.<br />

We need to add or subtract a theme or two. <strong>The</strong> flesh then<br />

has to be put on the bare bones. Popular attachment, let alone<br />

enthusiasm, will not be generated by a list of six abstract nouns.<br />

Everything depends on the personalities, events and anecdotes<br />

that give life and colour to narrative. <strong>The</strong>se will vary from place<br />

Professor of European<br />

Studies in the University<br />

of Oxford, Director of the<br />

European Studies Centre<br />

at St Antony’s College,<br />

Oxford, and a Senior<br />

Fellow at the Hoover<br />

Institution, Stanford<br />

University.<br />

...our new narrative is an honest, selfcritical<br />

account of progress from<br />

different pasts towards shared goals<br />

which could constitute a common future.<br />

to place. <strong>The</strong> stories of European freedom, peace or<br />

diversity can and should be told differently in<br />

Warsaw and Madrid, on the left and on the right.<br />

<strong>The</strong>re need be no single one-size-fits-all version of<br />

our story—no narrative equivalent of the eurozone<br />

interest rate. Indeed, to impose uniformity in the<br />

praise of diversity would be a contradiction.<br />

Nonetheless, given the same bone structure, the<br />

fleshed-out stories told in Finnish, Italian, Swedish<br />

or French will have a strong family likeness, just as<br />

European cities do.<br />

Woven together, the six strands will add up to<br />

an account of where we have come from and a vision<br />

of where we want to go. Different strands will,<br />

however, appeal more strongly to different people.<br />

For me, the most inspiring stories are those of<br />

freedom and diversity. I acknowledge the others with<br />

my head but those are the two that quicken my heart.<br />

<strong>The</strong>y are the reason I can say, without hyperbole, that I love<br />

Europe. Not in the same sense that I love my family, of course;<br />

nothing compares with that. Not even in the sense that I love<br />

England, although on a rainy day it runs it close. But there is a<br />

meaningful sense in which I can say<br />

that I love Europe—in other words, that<br />

I am a European patriot.<br />

Our new European story will never<br />

generate the kind of fiery allegiances<br />

that were characteristic of the pre-1914<br />

nation state. Today's Europe is not like that—fortunately. Our<br />

enterprise does not need or even want that kind of emotional<br />

fire. Europeanness remains a secondary, cooler identity.<br />

Europeans today are not called upon to die for Europe. Most of<br />

us are not even called upon to live for Europe. All that is required<br />

is that we should let Europe live.<br />

Non: voting ‘no’ in France stirs a crisis<br />

19


Essay<br />

Can European foreign policy<br />

Will Europe and the US continue to grow apart?<br />

STEPHEN WALL assesses the landscape after Iraq.<br />

A crucial question for whether the United States and Europe<br />

grow apart is whether, despite the experience of Iraq, the United<br />

States remains in favour of regime change. <strong>The</strong> next British Prime<br />

Minister is more likely than Tony Blair to share the European<br />

dislike of regime change, given its failure to work in Iraq.<br />

Tony Blair has argued in speeches and in an article in Foreign<br />

Affairs (A Battle for Global Values) that the “crucial point”<br />

about the interventions in Afghanistan and Iraq is:<br />

“...that they were not just about changing regimes but about<br />

changing the value systems governing the nations concerned.<br />

<strong>The</strong> banner was not actually ‘regime change’; it was ‘values<br />

change’. That is why I have said that what has been done, by<br />

intervening in this way, may be even more momentous than<br />

was appreciated at the time.”<br />

Part of the problem with this argument is that the two<br />

countries whose values systems were (at least in theory)<br />

changed were, or were thought to be, relatively soft targets.<br />

<strong>The</strong> United States is not about to intervene to change the values<br />

systems of Pakistan, a military regime with unauthorised nuclear<br />

weapons or of Saudi Arabia which spawned some of the nastier<br />

terrorists at large in the world. For reasons of self interest and<br />

the total impracticality of the use of force the United States<br />

prefers to embrace rather than demonise both countries. It is the<br />

self-serving and inconsistent nature of the rationale behind the<br />

invasion of Iraq that alienates Europeans (most Britons, apart<br />

from Blair, included) along with the suspicion that a real and<br />

serious terrorist threat is being used to justify action which is<br />

seen, not just as a disproportionate response, but as an<br />

inappropriate response.<br />

Iran is the prime current instance where the Bush/Blair<br />

Passing legacy: how close can Gordon Brown get to the US after Tony Blair?<br />

doctrine is likely to be tested. A US or Israeli air strike, or series<br />

of strikes, on Iran would not require European participation,<br />

though they might need logistical support as was the case for<br />

America’s attack on Libya in 1980. <strong>The</strong> precise timing of an<br />

attack would be a secret but its imminence would not because<br />

of the prior build-up of diplomatic pressure and international<br />

action in search of a solution.<br />

Europeans, including post-Blair Britain, are likely to be more<br />

preoccupied than Americans by what Sir Jeremy Greenstock<br />

called in a recent BBC radio interview “the consequences of the<br />

consequences”. For example, the destruction of Iranian nuclear<br />

facilities would shield Israel from the immediate threat of nuclear<br />

attack but would also increase the long-term threat to Israel’s<br />

security from sustained terrorist assaults. More gravely, if<br />

attacks had to be sustained on a number of Iranian sites over a<br />

period of some nights, the risk of an Iranian military response<br />

directed against Israel would also be that much greater. In the<br />

short term, Europeans would be more preoccupied than<br />

Americans by the likely threat to oil supplies. For the longer<br />

term, Europeans would be more concerned about the effects on<br />

peace in the region.<br />

As a result, Europeans are likely to be more disposed to<br />

want to go the last mile for a peaceful resolution and to press for<br />

action limited to that which the UN Security Council will support.<br />

<strong>The</strong>y will be even more opposed to regime change in general,<br />

and in the specific case of Iran, than in the past.<br />

How far this divergence became a breach would depend on<br />

the consequences of American, or American-backed Israeli,<br />

military action against Iran. In the short term, most European<br />

governments would at the least want to distance themselves<br />

from the action (though the British government would be<br />

reluctant to do so vocally). If the longer term results were as<br />

dire as most European governments will fear then there would<br />

be a greater prospect than ever before that<br />

Europe would try to take a lead, regardless<br />

of the Untied States, in forging an<br />

independent Middle East strategy. How<br />

far that exacerbated an already severe<br />

breach in transatlantic relations would<br />

depend on whether American public<br />

opinion turned against what had been<br />

done to Iran. In either case, it is hard to<br />

see Europe having the political influence<br />

over Israel that the United States has, at<br />

least in theory. It is almost as hard to see<br />

Europe trying to exert leverage on Israel<br />

by applying the pressure of its economic<br />

This article is extracted from a longer essay<br />

prepared for a recent international US-Europe<br />

conference, co-sponsored by the <strong>Europaeum</strong>.<br />

<strong>The</strong> full essay is on the website.<br />

20


work without the US?<br />

Essay<br />

relationship. Israel commands much less popular<br />

support in Europe than in the United States but<br />

that support is nonetheless not negligible and if<br />

democratic Israel were thought to be seriously<br />

threatened by non democratic Arab states pro Israel<br />

public sympathy would increase. It is hard to see<br />

that essential dynamic changing in the next two<br />

decades. In other words, Europeans could pursue<br />

an independent policy towards the Middle East<br />

but the chances of them helping achieve a peace<br />

settlement without the active leadership of the<br />

United States look remote.<br />

In the case of Iran, fear of a nuclear-armed,<br />

aggressive dictatorship is the main driver of Western<br />

policy. While the analysis is shared across the<br />

Atlantic, the ultimate choice of response may not<br />

be. Will the same be true for the other challenges<br />

we will face over the next twenty years?<br />

Over the period, the principal sources of tension within the<br />

West, as well as between the West and others, will come from:<br />

continued international terrorism, conceivably escalating<br />

to the use of nuclear weapons in some form;<br />

the interaction of so-called rogue states with international<br />

terrorism;<br />

instability in the Middle East caused by the Israel-Palestine<br />

question;<br />

the actions of Iran and the US response;<br />

instability in countries such as Egypt and Saudi Arabia<br />

fuelled by the pressures of a growing, young, population;<br />

competition for access to energy supplies on the one<br />

hand and the abuse of power by energy suppliers on the other.<br />

<strong>The</strong> first is already a source of tension with China, the second<br />

of tension with Russia;<br />

the consequences of climate change and the lack of a<br />

transatlantic, let alone a global, consensus for dealing with them;<br />

the impact of demographic changes, which may exacerbate<br />

Europe’s relative economic weakness and will, self-evidently,<br />

fuel migratory pressures;<br />

Pandemic disease.<br />

One, or a combination of these, could lead to conflict. <strong>The</strong>re<br />

are neo-realists who believe that a military confrontation between<br />

the United States and China is inevitable. Energy dependence<br />

is leading China to seek privileged relationships with<br />

controversial countries such as Somalia and Zimbabwe. <strong>The</strong><br />

quest for energy security will cause more widespread tension<br />

as countries compete for privileged relationships with producers.<br />

<strong>The</strong>re will be competition between the industrial powers and<br />

therefore greater scope for friction as India and China, in<br />

particular, compete for their share of energy resources and as<br />

they develop the political relationships to help deliver security<br />

of supply. How dangerous these tensions become depends upon<br />

A former Permanant<br />

Representative to the EU,<br />

Stephen Wall was Head<br />

of the European<br />

Secretariat in the Cabinet<br />

Office in London and EU<br />

adviser to the Prime<br />

Minister, Tony Blair, from<br />

2000 - 2004.<br />

many of the other factors in the equation. Those<br />

include the role of China as a country which thwarts<br />

or assists the management of the ‘world order’ in<br />

the UN Security Council. Mark Leonard has argued<br />

in a recent paper for the Centre for European Reform<br />

(Divided World: <strong>The</strong> Struggle for Primacy in 2020)<br />

that Russia and China will use their positions as<br />

permanent members of the UN Security Council to<br />

contain the United States and to protect themselves<br />

from western interference.<br />

If China does seek, in cooperation with Russia,<br />

to establish a sphere of influence which, by providing<br />

a comfort zone for dubious governments and<br />

thwarting effective action in the UN Security<br />

Council, threatens American interests then events<br />

may turn out as the neo realists suggest. But there<br />

seems to me to be nothing inevitable about such a<br />

clash which depends as much upon how the United<br />

States perceives its interests as upon the actions of China. <strong>The</strong><br />

biggest unknown is what will happen within China itself.<br />

In no foreseeable circumstances is Europe likely to see the<br />

way through these difficulties as lying in anything but the<br />

deployment of soft power. If a neo-realist agenda of increasingly<br />

hawkish confrontation with China (of which Taiwan could yet<br />

be a trigger) became staple fare in the United States, it would set<br />

alarm bells ringing in Europe.<br />

By 2030, Europe will be dependent on imports for 90% of its<br />

oil needs and 65% of its gas needs. Unless the European Union<br />

can agree in the near future on a coherent energy policy,<br />

including on unbundling, regulation, energy choices and<br />

external energy policy its ability to frame coherent policies for<br />

China: will the dragon reunite the West?<br />

21


Essay<br />

its relationship with Russia will<br />

not intervened more to prevent<br />

be constrained by its<br />

the Shah’s overthrow and, with<br />

dependency. That dependency<br />

it the loss of a country whose<br />

has already contributed<br />

political and economic policies<br />

significantly to the inability of<br />

the European Union to<br />

formulate a coherent policy<br />

towards the government of<br />

President Putin as individual<br />

European leaders have beaten<br />

a sycophantic path to his door.<br />

<strong>The</strong> US will be less constrained<br />

were oriented towards the West.<br />

A similar dilemma may well<br />

present itself in other countries,<br />

for example in Saudi Arabia. <strong>The</strong><br />

impact of a revolution in Saudi<br />

Arabia on energy supplies and<br />

on terrorist activity would be the<br />

key drivers of the Western<br />

but also less interested unless<br />

response. A measured<br />

Russia’s behaviour becomes<br />

threatening. Given Russia’s<br />

dependence on exports for<br />

income and the disorganised<br />

state of its energy industry its<br />

capacity for sustained blackmail<br />

Ayatoullahs on the move in Iran: can they be contained alone?<br />

response, which secured<br />

European support, would<br />

require the United States to<br />

formulate its policy on a cool<br />

calculation of interest, rather<br />

than on its distaste for the<br />

of the West is likely to be limited over the period but the impact<br />

of Russian bullying on its neighbours will be a source of anxiety<br />

and destabilisation. It is likely to make Ukraine, for example,<br />

even keener than it is now to join the EU. <strong>The</strong> reluctance of<br />

some EU member states to see Ukraine join will be a source of<br />

friction with the United States which, not having to bear the<br />

costs, political and economic, is keener on enlargement than<br />

many Europeans. If that European reluctance was reinforced by<br />

fear of antagonising a bearish Russia, American irritation would<br />

be that much greater.<br />

<strong>The</strong> most catastrophic consequences of climate change will<br />

probably not be visited on us in the next twenty years but the<br />

evidence of inevitable catastrophe unless radical action is taken<br />

seems likely to become even more incontrovertible. If so, the<br />

perception gap between America and Europe will narrow though<br />

friction will persist as Europe remains more convinced that the<br />

cost of preventive action needs to be faced and met. It is likely<br />

that Europe will remain in the vanguard but, if the mood in the<br />

United States changed, and the United States put even more<br />

resource into technological research, the potential commercial<br />

gain could turn the Untied States from laggard into leader. If<br />

that happened the United States might in turn raise the stakes<br />

of climate change as a marker in its relationship with countries<br />

such as China.<br />

It seems likely that, barring a new 9/11 that provoked a<br />

massive US military response, European and American views<br />

on the management of some kind of world order are likely to<br />

converge in the post-Bush era. Lessons have been learned<br />

painfully from Iraq about the limitations of external intervention<br />

to deliver a result which matches up to the objective.<br />

David Owen, the British Foreign Secretary at the time of the<br />

fall of the Shah of Iran, later regretted that Western powers had<br />

regime and zeal for democracy, the latter not being a conspicuous<br />

commodity in modern Saudi Arabia in any event.<br />

After Iraq, a unilateral US intervention, pre-emptive or<br />

otherwise, seems improbable and the prospects of an<br />

international coalition negligible. Taking the fall of the Shah as<br />

a model, and on the questionable assumption that the revolution<br />

there could have been forestalled, the main gain, compared with<br />

what has actually happened, would have been to avoid a regime<br />

which supports terrorism and is developing a menacing nuclear<br />

capacity. But whether trade in oil and other commodities would<br />

have been more secure is questionable given that terrorist action<br />

against the regime and the western forces in the country would<br />

have increased. Even support for terrorism elsewhere, while not<br />

on the present scale, would not have been impossible. After all,<br />

the situation would not have been unlike that in Pakistan i.e. a<br />

government anxious for a good relationship with the West but<br />

without the capacity to deliver a comprehensive anti-terrorist<br />

policy. Indeed, just as a blind eye to terrorism has been a price<br />

the Saudi regime has paid for internal stability, so the Shah<br />

would have very possibly had to pay a similar price in Iran.<br />

<strong>The</strong> US and Europe may both consider themselves unlucky<br />

in their present leaderships. <strong>The</strong> infatuation with Senator Barack<br />

Obama on both sides of the Atlantic is a measure, not so much<br />

of his evident qualities as of that longing for a unifying political<br />

vision. <strong>The</strong>re has never been a time in post World War II history<br />

in which Europeans have felt a greater sense of alienation from<br />

the government of the United States. It is alienation from both<br />

the politics and policies of President Bush. For Britons at least,<br />

with no tradition of a Supreme Court as the accepted ultimate<br />

guardian of a democratic constitution, the contested outcome<br />

of the Presidential election of 2000 contributed to an<br />

unwillingness to accept American presidential leadership<br />

22


Essay<br />

Barack Obama: regime change?<br />

unquestioningly. Insofar<br />

as Europeans felt, after<br />

the 2004 election, that<br />

George W. Bush<br />

embodied the sentiment<br />

of the majority of<br />

Americans that sense of<br />

alienation extended to the<br />

US as a whole.<br />

However, the<br />

intervening two years,<br />

and last year’s<br />

congressional elections,<br />

have started to change perceptions. <strong>The</strong> faith of Europeans in<br />

the capacity of American democracy to find a middle ground of<br />

balanced policy has been partially restored, together with a<br />

popular belief that what Europeans have to do is to keep their<br />

fingers crossed until Inauguration Day 2009. That faith in the<br />

redeeming quality of democracy, despite European distrust of a<br />

particular Administration and its policies, is probably one<br />

underlying feature of the relationship which, though sorely<br />

tested, will survive over the next twenty years.<br />

<strong>The</strong> European Union works because, in the end, each<br />

member country has confidence in the democratic institutions<br />

of the others. <strong>The</strong> EU has structures and rules to try to prevent<br />

a breakdown of that basis of trust in any of the member states.<br />

But if there were a failure of democracy in any member state<br />

then the loss of that fundamental shared value would wipe out<br />

all the other points of common interest that remained. A shared<br />

commitment to democracy, and confidence in each other’s<br />

democratic structures, is likely to remain the glue in the<br />

transatlantic relationship. However far apart the US and Europe<br />

grow on policy issues they are likely to see each other as “friends<br />

in need”, something which will not<br />

be true of China or Russia. That may<br />

not prevent either Europe or the US<br />

pursuing policies towards Russia or<br />

China which will test the<br />

transatlantic relationship to a greater extent than ever before,<br />

especially as the constraints of the Cold War no longer apply.<br />

<strong>The</strong> one thing that would prevent that happening would be the<br />

emergence of a new security threat, seen on both sides of the<br />

Atlantic as being as great as that posed by Soviet Russia.<br />

That apart, just as the balance of terror and Mutually<br />

Assured Destruction (MAD) made the superpowers shrink from<br />

nuclear confrontation, so global economic and energy<br />

dependence make the modern risks from military intervention<br />

that much greater. Economic interdependence was seen by the<br />

founders of the European Community as the key to peace and<br />

political stability. <strong>The</strong> same should be true on a global scale but<br />

with provisos. For that principle to work on a global scale seems<br />

However far apart the US and Europe grow<br />

on policy issues they are likely to see each<br />

other as “friends in need”<br />

to me to depend on two ingredients which may continue to<br />

divide Europe and America. <strong>The</strong> economic interdependence of<br />

the EU’s member states translates into political stability in part<br />

because Europe has supra national institutions which have<br />

authority over the individual member states. <strong>The</strong> nearest global<br />

equivalent is the UN and European support for it will remain<br />

stronger than that of the US. But it seems unlikely that any<br />

nation or regional grouping will make the sacrifices needed to<br />

implement the Annan reforms. It that is true, the main difference<br />

between the US and Europe will be greater European regard for<br />

the rule of international law as determined by the UN Charter<br />

(something for which the next British Prime Minister is likely to<br />

have more respect than the present one) but combined with a<br />

similar reluctance to will the means to make the UN effective<br />

even when there is agreement on the ends.<br />

If that is so, and it fits the pattern of the last fifty years, then<br />

the United States’ frustration with the United Nations and, de<br />

facto, its reluctance to be constrained by international law as<br />

determined by the UN Charter and Chapter VII action authorised<br />

by the Security Council, will also continue and there will be<br />

pressure on Europe to redefine the terms of international<br />

engagement beyond the Westphalian model. Tony Blair has<br />

sought such a model, without conspicuous success in carrying<br />

his compatriots and other Europeans with him. <strong>The</strong> recent report<br />

to Kofi Annan on UN reform also sought to redefine the basis<br />

on which international intervention could take place so that it<br />

could be proactive and preventative, not just reactive. But that<br />

proposed reform was still firmly rooted in the notion of explicit<br />

UN Security Council authorisation. That will remain a significant<br />

division between Europe and America. Europeans will be much<br />

more reluctant than Americans to participate in, let alone support,<br />

unauthorised action. However, as I have argued, the scope for<br />

such action by the United States seems likely to be limited by<br />

the failure of the Iraq policy and there<br />

may therefore be a greater<br />

transatlantic convergence in practice<br />

than in principle.<br />

<strong>The</strong> second ingredient that is<br />

necessary to make interdependence a driver of stability is what<br />

the French commentator, Dominique Moisi, has called the<br />

success of the culture of hope over the culture of humiliation.<br />

Herein lies one of the biggest differences between the United<br />

States and Europe. Both recognise the role of poverty and<br />

deprivation as breeding grounds for disaffection, anger and<br />

terrorism. Both have significant international aid efforts, though<br />

the European one is much larger than the American. Both share<br />

the millennium development goals though the Europeans,<br />

thanks to Gordon Brown’s initiative for an International Finance<br />

Facility, have so far done more about realising them. Both<br />

recognise that there is more to today’s international terrorism<br />

than an outpouring of anger rooted in deprivation.<br />

23


Report<br />

Understanding Muslims as<br />

Senior scholars and young researchers met in<br />

Bologna to locate the place of Muslims in European<br />

societies. LEON BUSKENS reviews the debates.<br />

<strong>Europaeum</strong> has sponsored several scholarly meetings and<br />

seminars on Islam-in-Europe during past years. On two days<br />

last November, an international workshop on Islam and<br />

Citizenship in Europe was held in Bologna, coordinated by Dr<br />

Ruba Salih, well-known for her research on Moroccan immigrants<br />

in Italy and on multiculturalism and gender.<br />

Our meetings took place in the Dipartimento di Politica,<br />

Istituzioni, Storia. <strong>The</strong> scholarly exchanges were made a success<br />

by the active participation of several faculty members, including<br />

Professors Tiziano Bonazzi, Gustavo Gozzi, and Pier Cesare Bori,<br />

other scholars and more than 200<br />

young scholars and students.<br />

After opening speeches by<br />

representatives of the university<br />

and <strong>Europaeum</strong>, including Secretary General Dr Paul Flather, Dr<br />

Salih introduced the aims of the workshop: immigration of<br />

considerable groups of Muslims has challenged, in many<br />

European countries received ideas about citizenship, and<br />

established dichotomies between the private and public, and<br />

religious and secular spheres. It is clear that nation states cannot<br />

continue to pursue an exclusionary policy. Yet multiculturalism<br />

Muslim dress: dividing Europe?<br />

<strong>The</strong> presence of Muslims prompts Europeans to<br />

rethink their “natural” ideas about citizenship<br />

seems to destabilize many classical categories of “modernity”<br />

and demands new ways of thinking and policy-making.<br />

In the first session two senior scholars of international<br />

renown, Professor Tariq Modood (Bristol) and Professor Nilüfer<br />

Göle (Paris), offered ideas for such a new conceptual framework.<br />

Professor Modood scrutinized the notion of equality in his plea<br />

to go beyond tolerance and secularism. Equal respect meant,<br />

for him, actively accepting and respecting differences of people<br />

within a multicultural society. It also leads to the questioning of<br />

the idea that religion should remain a private phenomenon. He<br />

called for a pragmatic, non-ideological approach, in which<br />

conflicts were negotiated. Islam could thus be integrated into<br />

the institutional framework of the state.<br />

Professor Göle started with a detailed analysis of the mock<br />

veiling of three young women,<br />

whom she had seen that very<br />

morning at Bologna airport. <strong>The</strong><br />

presence of Muslims prompts<br />

Europeans the rethink their “natural” ideas about citizenship.<br />

She took the headscarf issue as a way of analyzing an emerging<br />

transnational vocabulary of what it means to be a Muslim in<br />

Europe. Public space is becoming transnational, she agreed, as<br />

the Danish cartoons’ affair also demonstrated. In current debates<br />

about citizenship in Europe, much centered around the body,<br />

space, and memory. Thus, the current debate about Muslims is<br />

also a debate about Europe, democracy, and indeed, modernity<br />

itself. A lively discussion ensued.<br />

<strong>The</strong> next two papers focused more on the national than on<br />

the European level. Professor Chantal Saint Blancat at Padua<br />

University portrayed the relatively recent formation of Muslim<br />

communities in Italy. She focused on the multiple ways in which<br />

Muslim immigrants developed ties at the local level. Especially<br />

illuminating, and entertaining, was her ethnography of the<br />

owners of kebab restaurants, who had managed to carve out a<br />

place for themselves in Padua – where it was much more the<br />

quality of the food than their religion which mattered. Her analysis<br />

also showed the importance of economic aspects in the debates<br />

about citizenship and identity.<br />

Next, current debates about Islam and citizenship in the<br />

Netherlands was discussed by Professor Buskens. For Dutch<br />

opinion makers, the main issues were women, criminality, and a<br />

renewed interest in national history. Even leading intellectuals<br />

could hardly think outside an established alterity discourse,<br />

dominated by stereotypes. Gradually the key notions in the<br />

debate had changed from ethnicity and culture to Islam. <strong>The</strong><br />

Dutch case was seen as part of a much larger, international<br />

debate, but also showed some national particulars. Only sound<br />

empirical research might change the aggressive misconceptions<br />

which currently dominated the public sphere. <strong>The</strong> day was<br />

concluded by a fine summary of the main points by Professor<br />

Gozzi, and an animated debate, in which many students also<br />

24


Report<br />

citizens of Europe<br />

took an active part.<br />

Our second day began with three illuminating case studies<br />

by young researchers, who offered fascinating ethnographic<br />

case material to supplement the theoretical and national analyses<br />

of the first day. Dr Laura Mijares of the Universidad Complutense<br />

de Madrid, presented her research on Muslims in Spanish<br />

secondary schools. Again, the veil turned out to be an important<br />

symbol. Some authorities understood the veil as an obstacle to<br />

“integration”, and denied those girls wearing it access to schools.<br />

Here, a so-called “secularist” discourse of women’s rights was<br />

used to oppose the young women’s understandings of their<br />

own religious identities.<br />

Julia Hieber, at St. Anthony’s College, Oxford, offered a micro<br />

analysis of the ways in which mainly Turkish immigrants in<br />

Munich were constructing their new identities through all kinds<br />

of local organizations. <strong>The</strong>ir views of Islam very closely tied to<br />

specific characteristics of time and place. Thus, on the local<br />

level, the idea of the umma, the universal community of Muslims,<br />

was not a lived reality. Internal differences proved to be more<br />

important as organizational principles. Julia Hieber evaluated<br />

the activities of the Muslim youth associations as highly positive<br />

contributions to integration and social coherence. Indeed, it<br />

was argued that the Munich experiences could be a stimulating<br />

example for other European cities.<br />

Dr Annalisa Frisina dealt with a similar theme in the Italian<br />

context. An association of Young Italian Muslims actively tried<br />

to counter Islamophobic tendencies which had emerged in Italy<br />

after 9/11. <strong>The</strong>se young people went beyond defensive ideas<br />

about Islam, by focusing on the notion of citizenship itself.<br />

Thus, the debate also became a mirror for Italians, and an<br />

invitation to rethink allegedly “normal” categories, linked to<br />

nationalism and Catholicism.<br />

As such, Dr Frisina’s case<br />

study invited a return to the<br />

theoretical debates initiated<br />

and by Professors Modood<br />

and Göle on .<br />

Finally, the anthropologist Dr Ahmed Al-Shahi from St.<br />

Anthony’s College, Oxford presented some challenging<br />

thoughts on culture, integration, and citizenship. He referred to<br />

many examples from his personal experience, both as a researcher<br />

and teacher, and as an adviser to policy makers. He pronounced<br />

himself strongly against “a ghetto mentality” and isolationism,<br />

and challenged many of the earlier expressed views. He<br />

particularly turned against the political use which some<br />

immigrants made of Islam.<br />

<strong>The</strong> ensuing debate was ably moderated by Professor Cesare<br />

Bori. In passing he contributed one of the most important and<br />

practical lessons to the workshop, when he mentioned his efforts<br />

to translate important philosophical and mystical texts from the<br />

Arabic, in collaboration with Muslim prisoners.<br />

Muslims in the Netherlands: seeking full citizenship?<br />

...by focusing on the notion of citizenship itself...the<br />

debate also became a mirror for Italians, and an<br />

invitation to rethink allegedly “normal” categories<br />

<strong>The</strong> debates had been so lively that there was little time for<br />

conclusions. However, Dr Flather undertook a courageous<br />

attempt to sum up the main themes and issues. First, he pointed<br />

to the link between the debates about Islam and the crisis in<br />

European citizenship. To what extent were the particular national<br />

debates specific expressions of this more general concern?<br />

Second, could we discern any patterns in the national experiences<br />

of the different European countries? <strong>The</strong> case studies presented<br />

offered valuable material for this kind of research. Muslims<br />

constituted, in practice, highly varied communities, although<br />

many Europeans had constructed a uniform image which was at<br />

odds with this diversity. <strong>The</strong> way in which various European<br />

countries deal with the idea of secularism proved also to be<br />

very diverse, embedded in different historical trajectories.<br />

Dr Flather concluded with a plea for more comparative<br />

research, both on common themes such as veiling, youth<br />

associations, and the media, and on national policies. For<br />

example, European countries could learn much form each other<br />

on the ways they were dealing with legal issues, as well as<br />

questions of representation.<br />

<strong>The</strong> ‘oldest’ European<br />

university proved to be an<br />

excellent venue for this<br />

learning of each other through<br />

comparison. <strong>The</strong> bringing<br />

together of researchers from various European countries,<br />

holding differing points of view, lead to fruitful debates and<br />

exchanges.<br />

Italy had relatively recently been confronted with the<br />

immigration of considerable groups of Muslims and scholars<br />

and students showed great curiosity and openness. This new<br />

look on problems which are for North/West Europe riven with<br />

conflict and difficulties was fresh and stimulating.<br />

Thanks to the generosity and savoir vivre of our Bolognese<br />

hosts, and the stunning setting of a Medieval city, scholarship<br />

turned out to be not only an intellectual, but also a sensuous<br />

pleasure.<br />

Léon Buskens is a lecturer in Islamic Law and the Anthropology of Muslim<br />

societies at Leiden University, and a professor at Utrecht University.<br />

25


Report<br />

Prague looks to<br />

Europe’s future<br />

<strong>The</strong> European Union is celebrating its 50th<br />

anniversary year. PAUL FLATHER reports the<br />

<strong>Europaeum</strong> was also at the parties.<br />

As part of the Europe Union focus on the 50 th anniversary<br />

of the signing of the founding Treaty of Rome, the <strong>Europaeum</strong><br />

has co-supported inter-disciplinary events in Prague and Oxford,<br />

and will also participate in a major conference in Lisbon.<br />

<strong>The</strong> international conference in Prague last Spring reviewed<br />

questions on European Integration, asking where Europe is now<br />

heading from this particular crossroads, after the Constitution<br />

debates, after Enlargement, in the light of mixed views on the<br />

Euro-zone, and in the face of stiffening global competition.<br />

<strong>The</strong> event, co-ordinated by Professor Lubos Tichy,<br />

Professor of Law at Charles University, Prague, and colleague<br />

in Politics. Economcis, Law and Social Sciences, featured a key<br />

note address by Czech Foreign Minister, Karel Schwarzenberg.<br />

He told 300 participants, including policy-makers, politicians,<br />

and <strong>Europaeum</strong> colleagues from Prague, Oxford, Bologna, Bonn,<br />

and Leiden, as well as many other universities, including the<br />

London School of Economics, Heidelberg, Stockholm,<br />

Copenhagen, Munich, that the story had been one of a<br />

resounding success which few could have<br />

foreseen given World War II and the Cold<br />

War.<br />

But such peace, propserity, and secure<br />

welfare, also created burdens, he warned.<br />

<strong>The</strong> integration process suffered from an<br />

apparent gap between the Union and its<br />

citizens. <strong>The</strong> lack of any sense of a European identity among EU<br />

citizens was a key challenge for the future of the EU, he warned.<br />

Europe Minister Alexandr Vondra then highlighted the key<br />

role of the USA in the process of European integration, through<br />

its influence in NATO and the post-war Pax Americana.<br />

Karel Schwarzenberg and Alexandra<br />

Vondra: spoke on Europe<br />

<strong>The</strong> event<br />

was cosupported<br />

with<br />

C h a r l e s<br />

University, the<br />

Konrad Adenauer<br />

Foundation, the<br />

European Union,<br />

and the Czech<br />

Foreign Ministry.<br />

<strong>The</strong> conference<br />

focussed on how<br />

the EU is and<br />

should be<br />

governed? What<br />

are the forces<br />

behind the EU?<br />

Prague: giving fresh heart to Europe’s future?<br />

And whether the EU able to take over the vital functions of<br />

nation-state in the globalised world ?<br />

A key feature was the Czech contributions to these key<br />

debates. Other <strong>Europaeum</strong> participants included Professor<br />

Riccardo Rovelli (Bologna) who spoke on competing economic<br />

and social models in EU Member States, Professor Madeleine<br />

Hosli (Leiden) discussed cleavages and bargaining outcomes<br />

in negotiating the European constitution; while Dr Katja Ziegler<br />

(Oxford) spoke on the European Court<br />

System, warning against self-expansion of<br />

ECJ powers<br />

Fierce debate ensued in the final session<br />

on where the EU goes from its current crossroads,<br />

with differing national perspectives<br />

and even divisions over whether the EU was<br />

a net benefit the merits of trying to deliver a new (mini)<br />

constitutional treaty, without the need for referenda. Work is<br />

now underway, with <strong>Europaeum</strong> support, to produce a<br />

publication based on the keynote papers.<br />

In Oxford, a day of discussions were held on what has<br />

been achieved, what lies ahead, as well as what it means to be<br />

European. An Oxford panel debate explored the rights and<br />

wrongs of pursuing a new Constitutional settlement, generally<br />

opposed by Professor Paul Craig, somewhat irrelebvant<br />

according to Professor Stephen Weatherill, though winning more<br />

support from Professor Kalypso Nicolaidis. It was noted that<br />

the raising of the EU flag at St Antony’s College for the day had<br />

even caused consternation. <strong>The</strong> day was rounded off with a<br />

lively ‘get together’ disco in to the small hours.<br />

In Lisbon, an international event organised by a team led<br />

by Professor Joao Espada, professor of politics at the Catholic<br />

University, with speakers from America and Europe, will meet<br />

for four days to debate the European Project, demography,<br />

welfare, security, international relations and flexisecurity. <strong>The</strong><br />

President of the EU, Jose Manuel Barosso will be a keynote<br />

speaker, as the event heralds the start fo the Portuguese EU<br />

Presidency.<br />

26


Viewpoint<br />

Czechs sustained by idea<br />

of American liberty<br />

America has long represented freedom,<br />

independence and progress for Czech society,<br />

explains LENKA ROVNA.<br />

It was back in 1865 that the Club of American Ladies was<br />

founded in Czech lands by the writers Karolina Svìtlá, •ofie<br />

Podlipná and Anna Holinová, gathering the most progressive<br />

women of that time, and concerned in promoting education and<br />

healthier life among women. <strong>The</strong> Club was only dissolved in<br />

1948, after the Communist coup, but re-established its activities<br />

after 1996.<br />

Antonín Dvoøák, the famous Czech composer, embodied<br />

his admiration of American modernity in his Ninth symphony,<br />

From the New World, in 1893, during his stay as Director of the<br />

New York Conservatory. <strong>The</strong> dynamic, modern and democratic,<br />

society inspired him, as well as native US songs and the<br />

American countryside.<br />

Indeed, the American way of life and culture greatly<br />

influenced Czech society at the end of 19th and beginning of<br />

20th centuries. <strong>The</strong> young nation was searching for models –<br />

and the US was the inspiration. American culture appealed<br />

especially to the young generation. Czech youth and scouts<br />

gathered around their fires with<br />

guitars and sang American folk<br />

songs and jazz was adopted by<br />

domestic bands.<br />

<strong>The</strong> role of the US in the<br />

foundation of the Czechoslovak<br />

state was also significant. <strong>The</strong> first Czechoslovak President,<br />

Tomáš Gariggue Masaryk, prepared the basic principles of<br />

Czechoslovak democracy during his exile in the US during World<br />

War I. <strong>The</strong> treaty between Czechs and Slovaks on their common<br />

destiny was signed in Pittsburgh in 1918, and later that year in<br />

October, the Washington Declaration proclaimed an<br />

independent Czechoslovak state. <strong>The</strong> 14 points of US President<br />

Woodrow Wilson helped to form new successional states after<br />

the break-up of the Hapsburg monarchy in 1918.<br />

<strong>The</strong> ‘special’ relationship of the first Czechoslovak President<br />

with the US, was enhanced by his American wife Charlotte, and<br />

Masaryk even adopted her name,<br />

Gariggue.<br />

However, this new Czech<br />

democracy was fragile and did not<br />

last many years after the death of its<br />

founder in 1935. It was the American<br />

army, which next liberated the<br />

Western part of Czechoslovakia in<br />

1945.<br />

<strong>The</strong> desire of the liberated nation<br />

to create democratic and prosperous<br />

state was not fulfilled. During the<br />

During the Communist era, America served as a<br />

reference point for liberty, democracy and<br />

individualism...<br />

Presidental allies: Wilson (left) and Masaryk<br />

<strong>The</strong> US Army liberates Ceský Krumlov in 1945<br />

Communist era, America served as a reference point for liberty,<br />

democracy and individualism. Very important roles were played<br />

by radio, Voice of America, as well as Radio Free Europe, which<br />

helped citizens to keep informed.<br />

<strong>The</strong>ir support for the dissident movement and the immigrants<br />

cultivated opposition towards the totalitarian regime, and helped<br />

preserve the sparks of democracy, based on the traditions of<br />

the pre-war democratic<br />

Czechoslovakia.<br />

<strong>The</strong> US became the first ally<br />

of the newly formed democratic<br />

state after the Velvet Revolution<br />

in 1989, and after the split of Czechoslovakia in 1993. <strong>The</strong> main<br />

slogan was “the return to Europe” and “to Euro-Atlantic<br />

structures”. Membership of NATO in 1999, and in the EU in<br />

2004, represents the fulfilment of both.<br />

<strong>The</strong> relationship between the Czech Republic and the US is<br />

not of course, without clouds either. Several months after joining<br />

NATO, the Czech public was embarrassed by the bombing of<br />

Belgrade. <strong>The</strong> outbreak of war in Iraq did not get much of public<br />

support either. On one hand, President Václav Havel, just before<br />

finishing his mandate, signed the letter of six Presidents<br />

supporting the American and British actions. But, on the other<br />

hand, the new President Václav<br />

Klaus, the Czech government and<br />

public were lukewarm.<br />

Still, overall, the Czech Republic<br />

values very highly America and the<br />

way it has contributed to new<br />

democracy.<br />

Professor Rovna is holds a Jean Monnet<br />

Chair in Western European Studies at<br />

Charles University, Prague. This article is<br />

based on a talk given at a <strong>Europaeum</strong><br />

panel in Oxford last year.<br />

27


Report<br />

TransAtlantic Dialogue<br />

<strong>The</strong> Jagiellonian University hosted the 2006<br />

<strong>Europaeum</strong> Summer School in Krakow - MICHELE<br />

CARACCIOLO DI BRIENZA shares his memories.<br />

<strong>The</strong> fil rouge of the week was the relation between the<br />

European Union and the United States for a whole week of<br />

lectures organised by the Centre for European Studies, under<br />

the direction of Professor Zdzislaw Mach. It was a unique<br />

opportunity for the participants from all 10 <strong>Europaeum</strong><br />

universities to confront their own experiences and to exchange<br />

their ideas. Many lecturers were encouraged by leading<br />

discussions from different points of view.<br />

Contemporary security issues and cultural identities were<br />

among subjects of the first day. Professor Wim van den Doel<br />

(Leiden) centred his opening intervention on EU-US relations<br />

in light of the Iraq crisis. He underlined the American belief of<br />

being an example to the entire world. He tried to give a definition<br />

of the concept of the West and its development in a political<br />

sense. In fact, the West is seen as a product of the Cold War, as<br />

a political construction. He ended, quoting President George<br />

W. Bush in his last speech in Warsaw; “No tyranny can stand<br />

against Europe and the US if they are united.”<br />

Professor Mach (Krakow) continued discussing the EU and<br />

the US after the Cold War, with particular regard to values and<br />

identities. He approached the subject of a possible enlargement<br />

of the EU to Turkey, which he felt unlikely to happen even if the<br />

US puts pressure for Turkish membership in the EU. <strong>The</strong> key<br />

problem, according to Professor Mach, is whether the EU is<br />

prepared to change its security strategy and the “mental maps”<br />

that represent Europe, or not.<br />

On the second morning the floor was left to three student<br />

debates: (a) Has Bush revolutionised US foreign policy?, (b)<br />

What is the new world order?, and (c) Who is in charge of<br />

Students in Debate: Who is in charge of global security?<br />

global security? In the afternoon, another outstanding lecture<br />

was delivered by Dr Andrzej Olechowski, former Foreign Affairs<br />

Minister of Poland (amazingly, also a former student of the HEI<br />

in Geneva). on the theme of Global Economic challenges. He<br />

showed, using economic data, that the US and the EU are the<br />

two most integrated regions in the world in terms of international<br />

trade. No real boycott is actually possible between the two<br />

regions due to the high level of reciprocal dependency. After<br />

the Iraqi invasion, when political dissent was rife between the<br />

two shores of the Atlantic, French fries became Freedom fries in<br />

the US. However, the US did not take any real action against<br />

France and Germany as a repercussion of their dissent.<br />

On the third day Dr Grzegorz Pozarlik (Krakow) made a clear<br />

comparison of the security strategies of the EU and the US. In<br />

the afternoon, participants had the opportunity to ask direct<br />

questions to a US diplomat, Mr Duncan Walker, political and<br />

economic counsellor in the US Consulate in Krakow. Some of<br />

the participants politely disagree when he stated that the war<br />

on terror is a success. Mr Walker was a Navy pilot who took<br />

part in the First Gulf War, joining the State Department in 1998,<br />

and serving in the White House during the elections in Iraq.<br />

He underlined the concern of President Bush about the Iraqi<br />

democratic process. In my opinion, a diplomat should work<br />

towards making the army be redundant; however, it does not<br />

seem that this attitude is widely accepted among US diplomats.<br />

A question was posed to Mr Walker: “Is the US government<br />

doing something to conquer hearts and minds in those countries<br />

where anti-Americanism fuels terrorism?” Mr Walker answered<br />

that the State Department basically has to be pragmatic, and it<br />

has to achieve measurable goals in the short term. In the end,<br />

the answer of the US government is: “Let’s go and fight the<br />

Escape from Cold War helps Poles warm to US<br />

I would like to thank the <strong>Europaeum</strong> very much for the generous<br />

funding of the Krakow summer school, the possibilities to get to know<br />

many new and fascinating students and scholars and for providing a platform<br />

for assisting to further conferences, exchanges, trans-European and -<br />

Atlantic discussions and for its publications. This platform for exchanges,<br />

new ideas and creating networks – or I prefer to say friendship, has been<br />

very useful and challenging for me. I especially enjoyed the discussions<br />

with Professors Wim van den Doel and David Ellwood: both of them were<br />

very open to the comments of all participants and started lively discussions<br />

for the whole group. Those exchanges continued into the evenings, in the<br />

restaurants and bars we went to after the official program. But I would like<br />

to add some different perspectives to the piece prepared by Michele.<br />

First, I do not understand why the pope should give “perhaps a sense<br />

of hope and happiness regarding the future”, especially seen in the context<br />

of the subject of our summer school. During our discussions, religiosity<br />

was pointed out as a main difference between US and European foreign<br />

policies: the EU can essentially play a role abroad not constrained much<br />

by the influences of one or several churches. This is not the case in<br />

Washington, which usually follows a “value-based” foreign policy,<br />

particularly strong under the current administration. Having closely<br />

followed the process of the elaboration of a new European constitution,<br />

I also vividly recall how the Vatican, under John Paul II, sabotaged with<br />

28


Report<br />

amid Krakow cafés<br />

bastards!” Well, that phrase, from a<br />

US diplomat, made quite an<br />

impression!<br />

On the fourth day, Professor<br />

David Ellwood (Bologna), spoke<br />

about the imitation of many aspects<br />

of US culture and legislation that is<br />

taking place in some European<br />

countries. His examples were<br />

commercial television, and the film<br />

and music industries. <strong>The</strong>n, Dr<br />

Krzysztof Kowalski, (Krakow),<br />

explained the origin and the decisionmaking<br />

process that led the Council<br />

of Europe to choose the current<br />

symbol of 12 yellow stars on a blue<br />

flag.<br />

Friday was our final day. <strong>The</strong><br />

evening before the participants<br />

prepared themselves for two crisismanagement<br />

simulations. One was<br />

on the Iranian nuclear programme<br />

and the other on the conflict between Israel and Hezbollah. In<br />

the afternoon Professor Ryszard Stemplowski (Krakow), former<br />

Polish Ambassador to the UK, gave a definition of leadership<br />

as a commonly agreed role. Today the US leadership is probably<br />

in crisis because it is becoming less and less based on general<br />

consensus. <strong>The</strong> Summer School was over after concluding<br />

remarks by Professor Mach. <strong>The</strong> final dinner was in a night<br />

club called Rewolucja (Revolution) where a portrait of Lenin<br />

with ski glasses welcomed all people.<br />

the help of a few countries some parts of this new constitution, wanting<br />

to impose on Europe a more “value-based” or what they then called<br />

“roots-conscious” policy. With regards to US-EU relations, I do not<br />

think that the Vatican has an important role.<br />

Another point is the presence of Communism. I am of the opinion<br />

that although a certain Coca-colonization of Central Europe has indeed<br />

taken place, behind all the Western shops and other façades, the remnants<br />

of 45 years of Communism are still present. In the context of our<br />

conference, the strong and comprehensible fear or mistrust of the Polish<br />

speakers of Russia (e.g. on energy security) is a sign of this. Polish foreign<br />

policy towards the US and within the EU is much more than just about<br />

interaction with the former Western block, it’s also about Warsaw’s stance<br />

towards Moscow: saying “no” to Moscow is a sign of independence which<br />

Poland didn’t have for most of it’s history and getting closer to Washington<br />

is perceived in Poland as leaving farther behind a sphere still dominated<br />

by Russia.<br />

Finally, while I do not personally recall the US diplomat saying:<br />

“Let’s go and fight the bastards!” I think, if he did so, this was rather for<br />

showing us the current view of the US Defense Department or the Bush<br />

administration’s opinion, but not the one of the State Department. I still<br />

believe – and that’s how I understood the invited diplomat – that this<br />

Department prefers diplomatic to military solutions.<br />

Johannes Schneider is a graduate of the HEI Geneva<br />

Students listen to Dr Andrzej Olechowski, former Foreign Affairs Minister of Poland<br />

In Krakow, little heritage of the Communist period is easily<br />

perceived by the common tourist. <strong>The</strong> magnificent churches<br />

around the city and the medieval structure of the Market Square<br />

remind us of the past that Polish people want to recover and<br />

keep alive. <strong>The</strong> city is open and the air is sparkling. Pubs and<br />

night clubs in the neighbourhood of Kazimierz show a joy of life<br />

that all participants to the Summer School (professors included)<br />

did not refuse.<br />

It is not possible to spend a week in Krakow without thinking<br />

for a moment about one of its most famous citizens: Pope John<br />

Paul II, whose main heritage in the city where he was Archbishop<br />

from 1964 to 1978, is perhaps a sense of hope and happiness<br />

regarding the future.<br />

On Saturday, many participants went to visit the German<br />

Lager (better known as Auschwitz). This was an occasion to<br />

remember the spirit by which the <strong>Europaeum</strong> Summer School<br />

was founded: to spread in the minds of young <strong>Europaeum</strong><br />

Scholars a sense of tolerance, curiosity and reciprocal respect<br />

towards other cultures.<br />

All participants consider this week an exceptional<br />

opportunity to enrich their academic back-ground on such an<br />

important and current topic. However, perhaps the main result<br />

of the Summer School is above all to have given the participants<br />

the chance to establish friendships among themselves.<br />

<strong>The</strong>refore, it has contributed to the strengthening in Europe of<br />

that république immense d’esprits cultivés so dear to Voltaire.<br />

Michele Caracciolo di Brienza is a graduate of the HEI Geneva<br />

29


News -in-brief<br />

Is there still a West?<br />

Fissures in the TransAtlantic alliance<br />

– which has dominated world affairs for<br />

the past 60 years – following the end of<br />

the Cold War, the 9/11 attack, and the<br />

Iraq invasion, were under the spotlight<br />

at a major international conference last<br />

Spring, co-sponsored by the <strong>Europaeum</strong>.<br />

<strong>The</strong> conference in Washington DC,<br />

set out to investigate if solidarity of the<br />

West was cracking? – and featured key<br />

contributions from Henry Kissinger, Lord<br />

(Chris) Patten, former EU Commissioner,<br />

Richard Haass, Chair of the Council for<br />

Foreign Relations, Lee Hamilton, former<br />

chair of the US Senate Foreign Relations<br />

Committee, Joschka Fischer, former<br />

German Foreign Minister, Nicholas R<br />

Burns, Under Secretary for Political<br />

Affairs, Professor Joe Nye, Kennedy<br />

School, Harvard University, among many<br />

others.<br />

It was co-organised and supported<br />

by he Weidenfeld Institute for Strategic<br />

Dialogue, and the Woodrow Wilson<br />

Centre, which hosted the event, and the<br />

<strong>Europaeum</strong>, as part of the association’s<br />

continuing US-Europe Dialogue<br />

Programme.<br />

Key arguments during the two dayevent<br />

included security and combating<br />

terrorism , the emergence of energy<br />

competition, the importance of<br />

underlying values binding the Western<br />

alliance, and significant views from other<br />

key global players – notably China, India,<br />

and Russia.<br />

Perhaps the neatest summary came<br />

Mr. Kissinger at the conference in DC<br />

from Richard Haass, who likened the West<br />

to a maturing marriage, where the couple<br />

may not be in the early flush of romance,<br />

but will clearly ‘stay together for the sake<br />

of the kids’.<br />

<strong>Europaeum</strong> participants were invited<br />

from the universities of Oxford, Bonn,<br />

Krakow, Bologna, Geneva and Leiden. A<br />

special on-line <strong>Europaeum</strong> Debate<br />

around themes raised at the event, has<br />

been created on the association website.<br />

Meanwhile the association’s US-<br />

Europe programme is set to continue in<br />

2008 with a workshop reviewing the<br />

relationship between Enlargement and<br />

Atlanticism, and a possible follow-up<br />

event involving leading European and US<br />

policy-makers.<br />

Joschka Fischer makes his point<br />

Eastern views<br />

on Christianity<br />

Plans to set up a network of graduate<br />

students were formulated during a second<br />

research workshop meeting of the Eastern<br />

Christianity in Context research group<br />

in Oxford last December. Linking<br />

academics and students from Leiden,<br />

Bologna and Oxford, the event followed<br />

a previous meeting in Leiden in 2004.<br />

Papers provided glimpses into<br />

cutting-edge research on Eastern<br />

Christianity from the Sudan to Mongolia,<br />

and included examinations of materials<br />

preserved in Syriac (Christian Aramaic),<br />

Arabic, Coptic (Christian Egyptian),<br />

Nubian (ancient Sudanese) and<br />

Armenian. Papers on art history and<br />

St George: coming in from the East<br />

archaeology further broadened the<br />

context in which Eastern Christianity can<br />

be understood.<br />

<strong>The</strong> workshop highlighted student<br />

participation, with each paper allocated a<br />

student-respondent to avoid sessions<br />

being dominated by professorial<br />

participants.<br />

Networking was also encouraged, to<br />

help overcome students’ frequently<br />

expressed sense of isolation: in addition<br />

to the formal sessions, participants met<br />

over dinner and the Oxford students gave<br />

a tour of Oxford and its Colleges. Senior<br />

members were also able to strengthen old<br />

contacts and establish new research links.<br />

In addition to the speakers and their<br />

professors, a sizeable audience was<br />

present all day from a wide variety of<br />

faculties and departments in Oxford. <strong>The</strong><br />

organisers plan to continue development<br />

of the project, with further meetings to be<br />

held as research progresses.<br />

.<br />

New Jenkins<br />

Scholars selected<br />

Seven new Jenkins Scholars were<br />

elected for the current academic year.<br />

<strong>The</strong>y were chosen in open<br />

competition from all 10 University<br />

partners for the first time.<br />

Previous awards have been ringfenced<br />

to partner universities in turn.<br />

<strong>The</strong> scholarship scheme, which<br />

honours the lifelong devotion of the<br />

former President of the European<br />

Commission and the Chancellor of the<br />

30


News-in-Brief<br />

University of<br />

Oxford, is<br />

linked to the<br />

<strong>Europaeum</strong>,<br />

which Roy<br />

Jenkins helped<br />

found in the<br />

1990s.<br />

Jenkins<br />

Roy Jenkins<br />

Scholars<br />

currently at Oxford are: Anna Valerius<br />

from Bonn, studying for an MSt. in<br />

European Literature at New College;<br />

Agnieszka Kubal from Krakow, studying<br />

for an MLitt in Law at Wolfson College;<br />

Julie Francastel from Paris studying for<br />

an MJuris at Trinity College; and Michal<br />

Simecka from Prague studying for an<br />

MPhil in Russian and East European<br />

Studies at St. Antony’s College.<br />

Meanwhile, Charlotte Filial is<br />

continuing her research on a DPhil (Phd)<br />

in Development Studies, attached to the<br />

Ortega Gasset Institute at the Universidad<br />

Complutense; Ayelet Banai is carrying out<br />

archival research and fieldwork on a DPhil<br />

in 20 th Century European Political<br />

Thought, at Paris I; and Richard Niland,<br />

working on archival research on Joseph<br />

Conrad, for a DPhil in English Literature,<br />

at Paris I.<br />

<strong>The</strong> success of the scheme is being<br />

celebrated at a special event in Oxford in<br />

the summer in the presence of Sir Anthony<br />

Kenny, who coordinated of the<br />

Fundraising Committee, and of Dame<br />

Jennifer Jenkins, wife of Roy Jenkins. Lord<br />

(Andrew) Adonis, biographer of Lord<br />

Jenkins and Minister of Schools in the<br />

UK, will give the address.<br />

Oxford-Geneva<br />

ties strengthened<br />

Academic collaboration linking the<br />

Graduate Institute for International<br />

Relations in Geneva and Oxford has been<br />

given a boost with the renewal of a special<br />

grant to the <strong>Europaeum</strong> - half of which is<br />

earmarked for this bilateral link.<br />

An initial grant from a generous<br />

benefactor, in 1998, enabled an annual<br />

programme of<br />

bilateral links to be<br />

developed,<br />

including an annual<br />

student research<br />

bursary. Now the<br />

annual <strong>Europaeum</strong><br />

Lecture series is to Hew Strachan<br />

be continued.<br />

Recent lectures were given by Professor<br />

Hew Strachan, Professor of War Studies<br />

and Fellow of All Souls College, Oxford,<br />

who spoke on the Character of War at<br />

the HEI, while Professor Henryk<br />

Kierzkowski, Professor of Economics at<br />

HEI, spoke on<br />

Globalisation and<br />

Outsourcing, in<br />

Oxford.<br />

<strong>The</strong> bursary<br />

programme has been<br />

revived, enabling<br />

Henryk<br />

graduates from<br />

Kierzkowski Oxford and the HEI,<br />

to undertake study<br />

visits at the link institution, with grants<br />

worth €1,500 each.<br />

This year’s bursaries have been<br />

awarded to Cristiano d’Orsi, from the HEI<br />

law centre, who will be in Oxford in April/<br />

May to work with Dr Roger Zetter at the<br />

Refugee Studies Centre in Oxford, while<br />

Maria Banda, a DPhil (PhD) student in<br />

International Relations at Balliol College,<br />

Oxford, working on <strong>The</strong> Responsibility to<br />

Protect, will be in<br />

Cristiano D’Orsi<br />

Geneva to setup<br />

discussions with<br />

representatives of<br />

international bodies.<br />

Other funds have<br />

also been used to<br />

promote the study of<br />

US-Europe<br />

Transatlantic<br />

Dialogue Programme, plus a planned<br />

research workshop, linking Geneva and<br />

Oxford, on Atlantacism and Enlargement:<br />

the Place of Central Europe.<br />

Race focus in<br />

universities survey<br />

Inter-racial and intra-racial diversity<br />

inside European universities, is the focus<br />

of a new research group to be launched<br />

shortly, led by Professors Anthony Heath<br />

and Herb Marsh of Oxford University, and<br />

will comprisE analysis and data collection<br />

from five <strong>Europaeum</strong> universities to<br />

discover how well students of different<br />

cultures and races mix, socialise, and work<br />

together.<br />

Much research at the post-secondary<br />

level shows that educational systems that<br />

are highly segregated in terms of<br />

socioeconomic status – as measured by<br />

ability, achievement, race, language,<br />

nationality, immigration - can typically<br />

produce lower learning outcomes for more<br />

disadvantaged students.<br />

Under-representation of ethnic<br />

minority and low socioeconomic<br />

background students has been a<br />

persistent problem throughout leading<br />

European universities.<br />

“It is imperative to identify individual,<br />

family, group, social and institutional<br />

characteristics and experiences<br />

associated with student experiences,<br />

including educational persistence and<br />

achievement” explained Anthony Heath,<br />

Professor of Sociology at Oxford.<br />

Understanding student diversity<br />

31


News -in-brief<br />

<strong>The</strong> new project aims to survey ethnic<br />

and non-ethnic minority students at a<br />

group of leading universities across<br />

Europe to study assumptions about<br />

social, cultural, economic homogeneity,<br />

and good intra-racial relations.<br />

This inquiry has been inspired by the<br />

Future of European Universities Project,<br />

hosted by the <strong>Europaeum</strong> association of<br />

universities, sponsored by<br />

DaimlerChrysler Services, looking at<br />

university reform in the age of<br />

globalization (2001-4). This new project<br />

also sets out to produce both descriptive,<br />

cross-national research, and collaboration<br />

amongst European researchers.<br />

“Surveying students will allow the<br />

universities themselves to better evaluate<br />

the current relations of their students, how<br />

these findings mesh with their goals, and<br />

make practical changes accordingly”,<br />

explained Professor Heath.<br />

New bursary for<br />

joint History MA<br />

2005-6 cohort at Matriculation in Oxford<br />

<strong>The</strong> <strong>Europaeum</strong> is now offering a<br />

bursary worth €2500 to support one<br />

outstanding student on the <strong>Europaeum</strong><br />

MA in European History and Civilisation<br />

at Oxford, Leiden and Paris, starting in<br />

late September. <strong>The</strong> scholarship is open<br />

only to graduates of Jagiellonian<br />

University, Krakow, and Charles<br />

University, Prague, (applicants must have<br />

graduated within the last two years).<br />

<strong>The</strong> <strong>Europaeum</strong>’s pioneering MA in<br />

European History and Civilisation was<br />

formally launched last year. <strong>The</strong><br />

universities of Leiden, Paris 1 and Oxford<br />

are now recruiting for the 2007-8 academic<br />

year for their pioneering , jointly–offered,<br />

MA in European History and<br />

Civilisation.<br />

This aims to tell the story of the<br />

European Project from its medieval roots<br />

to the current integration debates, via the<br />

Holy Roman Empire, Napoleonic and<br />

Habsburg Empires, and the rise and<br />

perhaps fall of nation states<br />

<strong>The</strong> student cohort on the working<br />

programme is currently at Oxford for the<br />

summer term, where they will have a<br />

special lecture series together with tutorial<br />

support for their chosen dissertation topic.<br />

Tuition costs have kept to a minimum,<br />

currently c €6,000 for EU students and<br />

€12,000 for non-EU students and students<br />

spend a trimester at Leiden, Paris and<br />

Oxford. Applications should be in by July<br />

(see website for further details).<br />

Other jointly offered MAs under<br />

consideration are on Europe and<br />

Globalisation; European International<br />

Relations; Human Rights in Europe,<br />

European Economic Integration; and<br />

European <strong>The</strong>ology, each aims to link<br />

three <strong>Europaeum</strong> university partners.<br />

Taiwan shows up<br />

cultural difference<br />

<strong>The</strong> shortcomings of the Bologna<br />

Process in European higher education, the<br />

plight of Europe’s Roma population,<br />

military public rituals, linguistic traditions<br />

in Medieval Europe, Russian identity, as<br />

well as views from Korea, Spain, Poland<br />

and Austria, all featured in a third<br />

colloquium in the <strong>Europaeum</strong> series<br />

examining cultural differences in Europe.<br />

<strong>The</strong> event was held in Taiwan, with<br />

the support of Tamkang University, with<br />

participants from Oxford, Krakow,<br />

Heidelberg, as well as Taiwanese<br />

universities, and follows events in Prague<br />

and Krakow. Key members are invited to<br />

take part in each event to ensure<br />

Roma women: stigmatised<br />

continuing.<br />

Professor Judith Okely of Queen<br />

Elizabeth House, Oxford, discussed the<br />

Roma/Gypsies throughout Europe, the<br />

‘most stigmatized community in Europe’,<br />

using wide ranging research from Europe<br />

and documentary photographs. Roma<br />

have featured extensively in the<br />

development of nations seeking EU<br />

accession, with greater scrutiny than in<br />

West Europe. Discussion focused on<br />

pollution taboos among Roma, linguistic<br />

connections to India, and their fate in Nazi<br />

concentration camps.<br />

Professor Michael Nickl of Tamkang<br />

discussed European intellectual, ethical,<br />

linguistic and economic traditions that<br />

were an often-unrecognized legacy of the<br />

Middle Ages, and its transition into<br />

modern times. Medieval naciones were<br />

simply groups of peoples sharing certain<br />

features, and, eventually, communication<br />

competence.<br />

Professor Grazyna Skapska gave a<br />

highly informed sociological presentation<br />

based on the history of funding in Poland,<br />

moving from a communist government<br />

corruption in the distribution of state<br />

funding, to membership of the EU and<br />

recipient of massive subsidies. Yet her<br />

case study revealed (to her own surprise)<br />

little on corruption.<br />

Professor Herbert Hanreich spoke on<br />

the intellectual ideals of Wilhelm von<br />

Humboldt distinguishing knowledge from<br />

information, and went on to lament the<br />

principles of the Bologna process,<br />

emphasizing short-term utility. Thus,<br />

32


News-in-Brief<br />

University departments are closed when<br />

their discipline is considered ‘useless’, for<br />

example the teaching of Islam in the USA,<br />

but now much needed after 9/11.<br />

Overall, participants recognized that<br />

they shared an identity as intellectuals,<br />

although with diverse backgrounds of<br />

culture and discipline. <strong>The</strong>ir perceptions<br />

of culture(s) confronted both stereotype<br />

and other deeper forms of identity and<br />

difference across time and space.<br />

“Our discussions were heightened by<br />

taking place in the magnificent campus<br />

location of Tamkang University far from<br />

Europe. Speakers and discussants from<br />

Taiwan brought insights from their own<br />

cross-cultural experience and<br />

knowledge”, explained Professor Reinhart<br />

Duessell of Tamkang, one of the series’<br />

coordinators who took part in Taiwan.<br />

Remembering<br />

Jewish survival<br />

Christopher<br />

Browning<br />

Professor<br />

Christopher<br />

Browning, worldrenowned<br />

historian<br />

of the Holocaust,<br />

gave a revealing<br />

series of lectures<br />

with micro-history<br />

of how Jews<br />

survived the factory<br />

slave camps of<br />

Starachowice and<br />

Wierzbnik in Poland, as well as the<br />

conditions of their final days, flight,<br />

evacuation and survival.<br />

<strong>The</strong> series, entitled Remembering<br />

Survival, was delivered by Professor<br />

Browning as the 2007 Bertelsmann<br />

<strong>Europaeum</strong> Visiting Professor of<br />

Twentieth Century Jewish Politics and<br />

History, at Mansfield College, Oxford.<br />

During the series he laid bare a series<br />

of contested issues facing historians<br />

studying the Holocaust, including the<br />

validation of survivor testimony;<br />

explaining the range of survivor<br />

strategies; and contextualising the very<br />

entrenched differences in Polish and<br />

Jewish perspectives since the 1940s.<br />

Professor Browning is Frank Porter<br />

Graham Professor of History at the<br />

University of North Carolina at Chapel Hill,<br />

author of Ordinary Men: Reserve Police<br />

Battalion 101 and the Final Solution in<br />

Poland and Origins of the Final<br />

Solution: <strong>The</strong> Evolution of Nazi Jewish<br />

Policy, September 1939-March 1942<br />

(2004).<br />

Evaluating a<br />

papal legacy<br />

Pope John Paul II: an intellectual<br />

<strong>The</strong> values and ideas of Pope John<br />

Paul II, formerly Cardinal of Krakow, in<br />

terms oh his Aristotelian, Thomist and<br />

Phenomenological thought - especially<br />

his book <strong>The</strong> Acting Person – were<br />

featured in a one-day workshop and a<br />

<strong>Europaeum</strong> lecture last autumn.<br />

Professor Wladyslaw Strozewski,<br />

Professor of Ontology at the Jagiellonian<br />

University, Krakow, spoke on<br />

Phenomenology and Scholasticism in<br />

Karol Wojtyla’s Thought at the one-day<br />

event organised with Gresham College in<br />

London, and the Forum for European<br />

Philosophy, and the <strong>Europaeum</strong>.<br />

<strong>The</strong> following day, Professor<br />

Strozewski lectured on Human Being and<br />

Values, developing themes from his own<br />

philosophical experience in the Krakow<br />

Phenomenology Group, in which he and<br />

Karol Wojtyla were colleagues (available<br />

on www.europaeum.org).<br />

Other papers at the London workshop<br />

were by Dr. Laurence Hemming, Heythrop<br />

College, London University, who explored<br />

John Paul II’s call for a renewed <strong>The</strong>ology<br />

of Being; Professor Keith Ward, former<br />

Regius Professor of Divinity, Oxford, on<br />

Veritatis Splendor; and Sir Anthony<br />

Kenny, President of the Royal Institute<br />

of Philosophy, former Master of Balliol<br />

College, Oxford, on John Paul II as a<br />

Thomist.<br />

“Professor Strozewski’s <strong>Europaeum</strong><br />

lecture explored the place of values in<br />

both a secular and religious philosophical<br />

anthropology of the person” explained Dr<br />

Bunin, University of Oxford and the Forum<br />

for European Philosophy, who coordinated<br />

these events.<br />

“His presentations were welcome<br />

reminders of the importance of Polish<br />

philosophy in the development of both<br />

philosophical analysis and<br />

phenomenology over the last century”.<br />

Helsinki hosts<br />

Euro Economists<br />

<strong>The</strong> fifth meeting of the <strong>Europaeum</strong>’s<br />

economic research project group,<br />

focusing on European economic<br />

integration, was held at the University of<br />

Helsinki last autumn.<br />

<strong>The</strong>mes included citizenship policy as<br />

it related to processes of European<br />

financial integration; measures of<br />

transition, such as the privatisation<br />

process and political pressures on central<br />

Frantisek Turnovek (left) in Helsinki<br />

33


News -in-brief<br />

banks; and the determinants of migration<br />

policies, such as brain drain and trade<br />

union monopolies.<br />

<strong>The</strong> workshop was coordinated by<br />

Professors Tapio Palokangas (Helsinki),<br />

and Otto Toivanen (Helsinki), supported<br />

by Professor Gianfranco Rossini<br />

(Bologna), Hubert Kempf (Paris), and<br />

Frantisek Turnovek (Prague).<br />

Plans to publish a collection of essays<br />

distilling key findings from past meetings<br />

are being considered.<br />

<strong>The</strong> sixth workshop on European<br />

Union 50 Years After: Modelling<br />

Economics and Politics is being<br />

organized by the Institute of Economic<br />

Studies at Charles University, Prague in<br />

autumn (see website for details).<br />

Previous workshops have focused<br />

Enlargement and Regionalisation<br />

(Oxford 2002); European economic<br />

integration (Oxford 2003), Politics and<br />

economics of European integration<br />

(Prague 2004); and Factors, goods, and<br />

externalities (Bologna 2005).<br />

Boosting links<br />

between libraries<br />

<strong>The</strong> <strong>Europaeum</strong> is exploring ways of<br />

encouraging direct links between its<br />

partner libraries, including possible<br />

Main Library at the University of Helsinki<br />

34<br />

librarian exchanges, discussing common<br />

platforms and sharing the fruits of<br />

digitisation.<br />

<strong>The</strong> <strong>Europaeum</strong> Council has<br />

approved a proposal to explore ways to<br />

develop a single web portal to link<br />

digitised holdings across all 10<br />

<strong>Europaeum</strong> university libraries, as a<br />

useful research tool for European Studies<br />

scholars.<br />

Plans are underway to stage an<br />

international conference analysing “the<br />

dilemmas” of digitisation, as libraries<br />

continue to explore new ways of<br />

digitalising their collections, in<br />

partnership with the Maison Francaise<br />

and the Bodleian Library in Oxford.<br />

Questions arise about who pays, who will<br />

gain access to new materials, how do we<br />

share and publicise availability, and who<br />

decides which collections should be<br />

digitised? Oxford’s Bodleian Library has<br />

embarked on a major collaboration, worth<br />

some €24 million with Google, to digitise<br />

19th-Century collections.<br />

“<strong>The</strong> plan is to contribute to the<br />

growing debate over digitisation, which<br />

is progressing in a piecemeal and uneven<br />

way across Europe. <strong>The</strong> EU is working<br />

on plans for a new European library and<br />

top universities need to take a leading part<br />

in this debate,” Dr Paul Flather explained.<br />

European Studies<br />

flourish in Prague<br />

<strong>The</strong> Department of West European<br />

Studies was deemed a Jean Monnet<br />

Centre of Excellence in European studies<br />

a second time last year, following an earlier<br />

recognition in 1999 - the first to be so<br />

named in the ECE region.<br />

<strong>The</strong> department offers degrees at<br />

BAs, MAs, and Phds in West European<br />

Area Studies and European Integration<br />

Studies. European Studies MA<br />

programmes in English are under<br />

preparation.<br />

Meanwhile the department launched<br />

a French Studies programme in 2001, in<br />

cooperation with the French Embassy and<br />

Charles University’s Carolinum campus<br />

Paris III Sorbonne Nouvelle. In 2006/7, a<br />

British Studies specialism was opened,<br />

with lectures by Oxford professors, with<br />

the support of the <strong>Europaeum</strong>, also linked<br />

to Bath.<br />

Professor Lenka Rovná, Jean Monnet<br />

Professor, who sits on the Academic<br />

Committee of the <strong>Europaeum</strong>, welcomed<br />

<strong>Europaeum</strong> collaboration. “For us it is<br />

very good to have European universities<br />

as partners to develop our international<br />

programmes”, she said.<br />

Other projects run at the department<br />

include: Euromasters/Transatlantic<br />

Masters; IGC Net together; Governance<br />

thematic network; CONSENT; CONNEX,<br />

a Volkswagen project on European<br />

Debate, co-opertating with many other US<br />

and Euorpean universities, including<br />

Paris and Madrid. <strong>The</strong> department is<br />

preparing a publication on<br />

Europeanization in EU states.<br />

Making sense out<br />

of globalization<br />

<strong>The</strong> apparent ‘triumph of capitalism’ -<br />

and the consequences - featured centre<br />

stage in an international conference<br />

investigating globalisation held at the<br />

University of Helsinki in May, supported<br />

by the <strong>Europaeum</strong>, with participants<br />

drawn from the universities of Oxford,<br />

Leiden, Paris 1 and Helsinki amongst<br />

others.


News-in-Brief<br />

Getting to grips with globalisation?<br />

<strong>The</strong> event, coordinated by the<br />

European Studies Network at Helsinki<br />

University, brought together diplomats,<br />

academics, politicians and policy makers<br />

seeking to answer what we really know<br />

about the concept and phenomenon of<br />

globalisation, and how far studies of<br />

globalization have contributed to<br />

structures and policies in both academic<br />

and real life.<br />

A range of talks dealt with political<br />

rules of globalization, economic<br />

influences, trade patterns, human rights,<br />

cultural dialogue, contract making and the<br />

role of the EU itself, with a keynote<br />

introduction given by Dr. Erkki Tuomioja,<br />

Chair of the Grand Committee, the Finnish<br />

Parliament, and an important insider view<br />

from Dr. Erkki Ormala, Vice President,<br />

Technology Policy, of the Finnish-based<br />

Nokia corporation.<br />

Professor Laurens Jan Brinkhorst,<br />

professor of politics at Leiden University,<br />

and a former Dutch Finance Minister,<br />

pointed out both the achievements of<br />

Europe and the EU over the past 50 years<br />

in terms of peace and prosperity, while<br />

warning of fresh global challenges ahead,<br />

and the need to reinvigorate the European<br />

Project, and to reengage its citizens.<br />

<strong>The</strong>re was also a lively discussion<br />

about whether Europe operates an<br />

‘empire’ – good or evil – launched by a<br />

former UK ambassador, Alyson Bailes,<br />

and the challenge was taken up with gusto<br />

in discussion, with a generally ‘good’<br />

conclusion, given that membership was<br />

voluntary and the Empire did not seek to<br />

subjugate member states and peoples<br />

even if it sought that they follow the rules<br />

of democracy and capitalism.<br />

Lord (Meghnad)<br />

Desai, former director of<br />

the Globalisation Unit at<br />

the London School of<br />

Economics, heralded<br />

the positive benefits of<br />

globalisati0n, not least<br />

to the millions of the<br />

poor in developing<br />

countries such as India<br />

and China who had<br />

seen their standards<br />

improve, while<br />

recognising that<br />

essentially there was<br />

little choice for<br />

mostexcept to go along<br />

with the process, trying<br />

to steer a best course on<br />

the sea of globalisation.<br />

Africa though had not<br />

yet been brought into<br />

the equation.<br />

<strong>The</strong> event was<br />

coordinated by<br />

Professor Teija<br />

Tiilikainen, who has just<br />

been appointed to join<br />

the Government’s<br />

Ministry for Foreign<br />

Affairs, dealing with<br />

Europe.<br />

New publications<br />

from workshops<br />

Recent publications from the<br />

<strong>Europaeum</strong> include a booklet on US-<br />

Europe relations, a report on corporate<br />

governance, and a collection of<br />

perspectives on <strong>The</strong> Other.<br />

America and Europe: Moving<br />

Towards 2020, includes two essays,<br />

imagining Europe without the US by Sir<br />

Stephen Wall, former Europe Advisor to<br />

Tony Blair; and imagining America<br />

without Europe, by Professor Jim<br />

Goldgeier of George Washington<br />

University. It was linked to the recent<br />

Washington Conference (<strong>The</strong>se papers<br />

<strong>Europaeum</strong>.org re-launch<br />

<strong>The</strong> Vice-Chancellor of Oxford University, Dr.<br />

John Hood (pictured left with Dr. Paul Flather of the<br />

<strong>Europaeum</strong>), pressed a button at a special<br />

ceremony of Oxford <strong>Europaeum</strong> colleagues and<br />

supporters last year to launch the <strong>Europaeum</strong>’s revamped<br />

website. <strong>The</strong> new design of the website<br />

includes a search facility, an archive retrieving<br />

original <strong>Europaeum</strong> Newsletters and lectures from<br />

the 1990s, a NoticeBoard, <strong>The</strong>matic groupings, and<br />

Events <strong>page</strong>s. Dr. Hood, who sits on the <strong>Europaeum</strong><br />

Council, praised the <strong>Europaeum</strong>’s for its<br />

international work, and in particular for helping<br />

Oxford keep open its window to Europe, and also<br />

the energy of the Secretary General and the staff.<br />

can also be found electronically under the<br />

new <strong>Europaeum</strong> Debate section of our<br />

website).<br />

Derived from a <strong>Europaeum</strong> workshop,<br />

Meeting the Other: here and there, which<br />

brought together more than 30 academics<br />

to Charles University, was recently<br />

published, by Studia Historica, LVI, AUC,<br />

Philosophica et Historica, edited by Luda<br />

Klusakova and Karel Kubi.<br />

Corporate Governance - a New<br />

Agenda for Europe is based on an<br />

international <strong>Europaeum</strong> policy forum at<br />

the Säid Business School in Oxford. It<br />

features pieces by Sir Ronald Grierson ,<br />

Professor Colin Mayer, David Jackson,<br />

George Dallas, Alastair Ross Goobey, Guy<br />

Jubb, and Antonio Borges.<br />

35


Viewpoint<br />

Ora, labora et<br />

vivere in Geneva<br />

CHRISTIAN GLOSSNER, recalls mental, spiritual<br />

and physical well-being as an Oxford-Geneva<br />

Scholar<br />

Upon arrival at his estate near the lake of Geneva in March<br />

1755, Voltaire romanticised: “Enchanting Scenes! What pleasure<br />

you dispense; Where e’er I turn, to ev’ry wond’ring sense!”<br />

When I first arrived at the shores of Lac Léman, I was equally<br />

overwhelmed by the beauty of the landscape and I could only<br />

agree with the French Enlightenment philosopher.<br />

However, no enlightenment was necessary when I applied<br />

for the Oxford-Geneva Bursary to spend an academic year abroad<br />

at the renowned Institute Universitaire de Hautes Études<br />

Internationales in Geneva (HEI).<br />

Since my undergraduate studies at the Université de Fribourg<br />

in Switzerland, I have been acquainted with the amenities and<br />

advantages of the HEI with its proximity to international<br />

organisations such as the WTO and the UN, and the wonderful<br />

city surrounded by the Jura and Alps mountains.<br />

I had never dared to apply for graduate studies at the<br />

presitigous HEI, but after a Masters degree at the London School<br />

of Economics and an M.Phil. in Modern European History,<br />

followed by a doctorate on German constitutional economics at<br />

Oxford, it was finally possible.<br />

<strong>The</strong> combination of my experience with Swiss federalism, an<br />

English education in politics, and an interest in German<br />

economics and pan-European history, had already brought me<br />

to the 2003 <strong>Europaeum</strong> Summer School on Old and New Ideas<br />

of European Federalism at Charles University (Prague). Here,<br />

in a Hegelian way, the circle completed when I first met HEI<br />

doctoral students. While exchanging experiences, ideas and<br />

information with the young scholars, I learned about the Wilhelm<br />

Röpke Archive at HEI.<br />

Due to the Nazi Regime, Röpke, a German academic and<br />

leading figure in the formulation of the German postwar Social<br />

Market Economy, emigrated to Geneva and left HEI his<br />

substantial archive – invaluable for<br />

my own research. I immediately<br />

applied for the <strong>Europaeum</strong>’s Oxford-<br />

Geneva scholarship and received it a<br />

year later, made possible by a<br />

generous grant by a Swiss private<br />

banker.<br />

At the Villa Barton, domicile of the<br />

HEI, I was well received by Daniel<br />

Warner, Deputy to the Director, and<br />

in my new home, a little study with a<br />

great view on Lake Geneva, I met my<br />

flatmates Anabelle, Kathrin, Olim and<br />

Josh – the latter from the University<br />

of Chicago.<br />

Christian Glossner with Professor Ernst Bollinger<br />

Outside the Villa Barton: work and play in one<br />

I started academic (and less academic) conversations lasting<br />

for hours, while (equally inspiring) were the endless discussions<br />

with my predecessor, Catherine Ng, who finished her D.Phil. in<br />

law at Oxford, but returned to Geneva soon after.<br />

We were both enthusiastic about Switzerland’s beautiful<br />

landscapes, which we discovered by using the cheap communal<br />

train tickets on weekends, the church services at the Basilique<br />

de Notre-Dame which we frequently attended after private<br />

lectures at the Café Demi Lune on Sundays, and, not least, the<br />

attractive learning environment at HEI.<br />

As important as spiritual and mental well-being, is certainly<br />

physical welfare, as mens sana in corpore sano. Thus, occasional<br />

skit-trips and morning running – always with a pocket camera in<br />

order to take photos of the mountains, the lake, or simply the<br />

animals and flowers in the botanic garden nearby – was followed<br />

by daily library visits, intensive study and more interesting<br />

discussions.<br />

I benefited from numerous lectures and seminars at HEI, the<br />

rich book inventory of Uni Mail and the UN, and, finally, from<br />

the motivating and informative discussions with Ernst Bollinger,<br />

my former supervisor, friend, and mentor, in one of the lovely<br />

cafés.<br />

At least as enriching in an intellectual and physical way,<br />

however, were the numerous barbeques in front of Les<br />

Pavillions, gatherings with my friends and fellow students.<br />

It was a fruitful time, personally<br />

and academically: making friends for<br />

life and completing two chapters of<br />

my thesis.<br />

I can only thank the <strong>Europaeum</strong><br />

and its staff and the HEI for providing<br />

me with the opportunity orare,<br />

laborare et vivere, at one of the most<br />

prestigious institutions at one of the<br />

most beautiful locations in the world.<br />

Christian Glossner is a doctoral student at<br />

the University of Oxford, currently working<br />

on the formation of the social market<br />

economy in Germany, 1945-1949.<br />

36

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