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Contents<br />
News & Reports<br />
American soft power comes through its culture...................................5<br />
<strong>The</strong> terms we use influence the way we behave...................9<br />
Staking out the ethics of corporate governance .....................15<br />
Bridging the gulf between Europe and the US.........................16<br />
Understanding Muslims as citizens of Europe....................................24<br />
Prague looks to Europe’s future..........................................................26<br />
TransAtlantic Dialogue amid Krakow cafés.........................28<br />
Essays & Viewpoints<br />
Orientalism, Hellas, and the Fall of Rome.................................2<br />
Juan Luis Conde<br />
Is Europe turning into a neo-Medieval Empire?...................................6<br />
Jan Zielonka<br />
Disunion: true hallmark of the history of Europe?..................10<br />
Jean-Philippe Genet<br />
How can the European Project be saved?...........................17<br />
Curt Gasteyger<br />
What’s the new story for our European Project?......................18<br />
Timothy Garton-Ash<br />
Can European foreign policy work without the US?...................20<br />
Stephen Wall<br />
Czechs sustained by ideas of American liberty.............................27<br />
Lenka Rovna<br />
Ora, labora et vivere in Geneva.........................................................36<br />
Christian Glossner<br />
News in Brief<br />
Is there still a West?<br />
Eastern views on Christianity<br />
New Jenkins Scholars selected<br />
Oxford-Geneva ties strengthen<br />
Race focus in universities survey<br />
New bursary for joint History MA<br />
Taiwan shows up cultural difference<br />
Remembering Jewish survival<br />
Helsinki hosts Euro Economists<br />
Evaluating a papal legacy<br />
Boosting links between libraries<br />
European Studies flourish in Prague<br />
Making sense out of globalisation<br />
New publications from workshops<br />
<strong>Europaeum</strong>.org re-launch<br />
Diary<br />
.............................................................30 - 35<br />
....................................................................................back <strong>page</strong><br />
From the editor<br />
Is Europe, or rather the European Union, a new kind of<br />
Empire ? This rather challenging thought comes to mind<br />
because none of us quite know how to describe this new<br />
political entity, which is the EU.<br />
Yet there is need to find the right analogy, not just among<br />
the groves of academe, but among the political classes, in<br />
their trans-Atlantic discussions, and the global chattering<br />
classes. In fact Robert Cooper, now one of the EU’s great<br />
strategists, in his role as head of EU external affairs, believes<br />
he may have inadvertently sparked off this analogy in an<br />
article he wrote many years ago, groping for the right<br />
analogy. to capture the EU.<br />
Certainly, the internal debates within Europe, sparked<br />
by the referenda defeats, the lead-up to the signing of some<br />
kind of new mini-treaty, and the explosion of events marking<br />
the EU’s own 50 th anniversary since the Treaty of Rome,<br />
have all brought such thoughts to the forefront. <strong>The</strong> idea<br />
featured heavily at a <strong>Europaeum</strong> conference on<br />
globalisation in Helsinki in May, the conclusion being<br />
that the EU is, by and large, a “good” Empire – to which<br />
member states aspire to join, and in which citizens retain<br />
their own identity, albeit while being made to follow the<br />
rules of democracy.<br />
Jan Zielonka has cleverly developed the Empire idea,<br />
which he lays out in an essay here, based on his recent<br />
book, taking on some of his critics, in facing the question<br />
is Europe a neo-medieval Empire ? For Jean-Philippe<br />
Genet, as he outlines in his essay in this issue, the story of<br />
Europe from its medieval roots is one as much about disunion<br />
– diversity – than union, as the hall mark of the<br />
unfolding European Project. Timothy Garton Ash then<br />
takes the story forward, sharing his version of a possible<br />
new ‘narrative’ or story for our Europe for the next 50<br />
years, taking us out of the trough that so worries some, as<br />
Curt Gastayger describes, in his viewpoint piece.<br />
We also continue our own focus on the TransAtlantic<br />
Dialogue in this issue, with a major essay by Stephen Wall,<br />
former Europe advisor to Tony Blair, outlining his analysis<br />
on fissures in the Western alliance, and how much, or how<br />
little, Europe and the US need each other in foreign<br />
relations. <strong>The</strong>re is also a report of our last summer school<br />
on the EU and US relations after 9/11, while David Ellwood<br />
explores US ‘soft’ power, and Lenka Rovna explains why<br />
Czechs so love the America and Americans.<br />
Our issue, as usual, also contains all the latest news<br />
and views from across the <strong>Europaeum</strong>, with a fascinating<br />
report on our last Classics Colloquium in Madrid which<br />
explored ancient antecedents of Orientalism; reports on<br />
workshops exploring how the arrival of Muslims has put<br />
the spotlight on all our notions European citizenship; our<br />
collaboration in the EU at 50 events marking the<br />
anniversary of the Treaty of Rome, corporate governance<br />
reform in Europe and a new initiative to map out European<br />
political concepts. We close with a memoir of a <strong>Europaeum</strong><br />
bursary winner in Geneva.<br />
Paul Flather
Viewpoint<br />
Orientalism, Hellas<br />
<strong>The</strong> Fifth Classics Colloquium in Madrid, support by<br />
the <strong>Europaeum</strong>, yielded new insights in how the<br />
East influenced Greek and Roman History, JUAN<br />
LUIS CONDE explains.<br />
As many other Latinists do at one time or another in their<br />
studies, I have also followed an Oriental thread. That was the<br />
case when I was considering some aspects of what has been<br />
called Roman historism, wondering just how come historians of<br />
all ages like Sallust, Titus Livius, Tacitus, Florus, and,<br />
occasionally, other writers, such as Cicero himself, insisted upon<br />
a process of downfall – even while Rome was at the peak of its<br />
imperial power.<br />
It is the very idea of Rome, conceived as a myth, as a<br />
collective, trans-generational character with a biography of her<br />
own, with her childhood, her youth and her mature age, that<br />
was at stake.<br />
As it travelled West, this mythical scheme was transformed<br />
by Roman historians into a pattern on Roman history. It is an<br />
old Oriental fantasy about lost paradises, retold in a methodical<br />
Greek manner, that can be traced behind the persistent idea of a<br />
pristine, innocent and pure past,<br />
lived among Saturnine, golden<br />
virtues, that, at different moments<br />
according to different authors,<br />
degenerated, owing to moral<br />
decline, into an Iron Age of blood and civil distress.<br />
<strong>The</strong> mere idea of Rome, depended, perhaps even more that<br />
we can imagine, upon stories travelling westbound on<br />
Phoenician boats across the Mediterranean sea.<br />
In search of other explanations, our friends here at this<br />
colloquium, so well coordinated by Professor Alberto Beranbe,<br />
Professor of Classics at the Compultense Universidad in Madrid,<br />
have also followed some of the threads. And it really seems like<br />
a trip across the sea, at least given the wide range of subjects<br />
and the dizzying variety of disciplines involved.<br />
Zoa Alonso spoke about dancing: in her study of the Roman<br />
reactions to Eastern religious dances. She stressed the idea of<br />
West and East as worlds apart, and described a sort of ‘clash of<br />
civilizations’ comparing the ritual dances of Dionysian cults<br />
and those of Cybele, on the one hand, with the tripudium of the<br />
Salii, the most proto-typical dance of the Roman religion, on the<br />
other.<br />
She traces several differences, of which the most<br />
outstanding, according to her, was the freedom or even lack of<br />
control, the furor, that pervaded the oriental rites and ceremonies,<br />
in contrast to the strict Roman ratio, that wholly organized the<br />
processions of the Salii. ‘All the elements related to madness<br />
...Rome, depended, perhaps even more that we<br />
can imagine, upon stories travelling westbound on<br />
Phoenician boats across the Mediterranean sea.<br />
and ecstasy’, she says, ‘were strangers to the Roman mind’.<br />
<strong>The</strong>se salient features of alien emotional demonstrations<br />
caused different reactions in Latin writers, from scandal or fear<br />
to mockery. <strong>The</strong>ir texts, carefully produced by Zoa, ought to be<br />
no less carefully assessed - considering that the Senate had<br />
reactions of its own: in the case of Dionysian dances, legal<br />
prohibitions had made it dangerous simply to write about it!<br />
Not just dances: plants or animals could provoke “shock<br />
and awe” in those days. We heard before about <strong>The</strong>ophrastus’<br />
“paradoxographic” amazement in front of Eastern different and<br />
surprising landscapes, as Irene Pajón showed in her report on<br />
the sources of his botanic work.<br />
<strong>The</strong>ophrastus’ attitude, in comparison with the scepticism<br />
exhibited by Aristotle while dealing with animals, could well be<br />
owing to the different trustworthiness of their sources – ancient<br />
Historians like Herodotus or Ctesias for Aristotle, members of<br />
Alexander the Great’s task force for his disciple. Whereas<br />
Herodotus and Ctesias have often been branded as liars and<br />
swindlers, who did not see with their own eyes the marvels they<br />
claimed to know, the historians of Alexander are in a quite<br />
different position: there is no doubt that they were where they<br />
say they were, and that they<br />
saw what they say they had<br />
seen.<br />
And besides, diversely<br />
oriented lessons of literature,<br />
we have had a look on the other great branch of the broad and<br />
deeply rooted tree of Ancient scholarship: linguistics, and<br />
linguistics of the toughest kind, as phonology is.<br />
Carlos Molina has shown his well-documented concern in<br />
Lycian, an indo-European language from Anatolian stock, whose<br />
extant documents (written in an alphabet developed from Greek<br />
patterns) are dated between VI and IV centuries BC. His paper<br />
intends to revise an aspect of Lycian’s phonological structure,<br />
Colloquium students with Professor Alberto Bernabe<br />
Juan Luis Conde is Professor of Classics at Compultense<br />
Universidad, Madrid<br />
2
Viewpoint<br />
and the fall of Rome<br />
namely the values traditionally attributed to its<br />
vowels. For that purpose, special help is obtained<br />
from bilingual inscriptions for anthroponyms in<br />
both Greek and Lycian.<br />
Another especially interesting contribution<br />
came from Alexander Riddiford (Oxford) in his paper<br />
on the Odyssey. What was at stake here, is an<br />
explanation of how come the suitor who manages to<br />
marry Penelopem, will accede to the throne of Ithaca,<br />
instead of Ulysses’ son Telemachus. <strong>The</strong> challenged<br />
theory is Finkelberg’s, who tried toexplain this through<br />
a would-be connexion with Hittite inheritance practices.<br />
But Finkelberg is accused of oversimplification. Riddiford<br />
shows, with remarkable and convincing evidence, how in<br />
the Odyssey the poet attempts to reconcile an earlier<br />
tradition, which permits a widowed queen to be courted,<br />
explaining the narrative’s plot, as against a more recent<br />
custom that allows only parthénoi to be courted. As a matter<br />
of fact, this discontinuity forms one of Penelope’s main<br />
arguments against her suitors’ proposals, showing it is<br />
illegitimate to court her since she is actually not a<br />
parthénos!<br />
Another specific case of revolt against idées reçues, was<br />
Efstathia Papadodima’s (Oxford) paper. Challenging the view<br />
that Fifth Century drama interpreted myth in the light of an<br />
unprecedented ethnocentrism, and so ‘invented the barbarian’,<br />
according to Edith Hall’s well known thesis.<br />
In her paper which focused on the genre of tragedy, she<br />
argues that claims about tragedy’s ethnocentric, or chauvinistic,<br />
re-interpretation of the myth is based upon a biased selection of<br />
points, together with oversimplified and de-contextualized<br />
conclusions. Instead, according to Efi, complex and subtle<br />
connotations tend to be overlooked, such as the ironic use of<br />
cliché, contrasts intending to question the Greekness of famous<br />
Hellenic figures, or the consideration of barbarism as a universal<br />
“second nature”.<br />
Elena Chrystophorou (Oxford) follows suit on this “barbaric”<br />
issue, drawing also upon tragedy, namely Euripides’ Phoenissae,<br />
just to show how the Phoenician chorus, having been construed<br />
specifically as a foreign collective identity, shows a better<br />
understanding of events than their <strong>The</strong>ban counterparts and<br />
plays even a more central role.<br />
All of this demonstrates that the Greek outlook on the issue<br />
of Otherness was much more subtle than commonly supposed.<br />
<strong>The</strong>y illustrate too, a common aspect of the symposium:<br />
namely the complex ways of construction, representation and<br />
assessment of the Other, leading to the notion of Foreigner.<br />
Here the ideas of Easternness offer a particularly illuminating<br />
approaches to this subject, taken forward in a range of other<br />
different, and at times complementary, standpoints.<br />
Selecting paragraphs from various books, the aim of Eva<br />
Penelope broods on how to save<br />
Ithaca for her son Telemachus<br />
Lezeano (Madrid) is to show the way in which Latin authors<br />
criticise the “corrupt” Roman Oriental way of life. She suggests<br />
that, if a single word were to be chosen to depict it, it would be<br />
mollis, in direct contrast to the Romans’ self-image as being<br />
austere.<br />
But what does foreignness depend upon? <strong>The</strong>re were<br />
Romans, like Emperor Marcus Aurelius, who deliberately chose<br />
a bi-Roman standard, an Oriental way of expression, just to<br />
convey not precisely mollia.<br />
Angelo Giovatto (Bologna) has chosen to read his<br />
Meditations in search of how to make it understandable to wage<br />
war on the Others. That might not be a problem – except for the<br />
fact that Giovatto is considering it within a cosmopolitan, and<br />
all-embracing system of thought, such as that of Marcus<br />
Aurelius’ stoicism – for whom unity among all rational beings is<br />
sacred, and may not be broken.<br />
<strong>The</strong>re are, however, concrete reasons, for instance distance<br />
or the struggle for survival, that are liable to cause “differences”<br />
and contrasts between people and populations. Marcus Aurelius<br />
is not a pacifist, so to speak. He presumes differences may push<br />
people to war. But, he also establishes further “differences” in<br />
human souls, for instance, in the way humans face violent Others:<br />
though war might be necessary, he argues, the right behaviour<br />
avoids violence, and sticks, always, to ‘decency’.<br />
So, one can observe a circular argument in Marcus Aurelius’s<br />
thinking: different attitudes towards war and violence are<br />
evidence of differences in the hierarchy of human beings, which<br />
in turn leads to war and violence, and so on, and so forth.<br />
But constructing the paths of Otherness is treacherous. Ana<br />
3
Viewpoint<br />
González Rivas (Madrid) has tried to unmask their<br />
Easternness facet, by studying what she describes as<br />
“crossroad literature”, that is re-making, as<br />
represented by the works of Wilder, Terence,<br />
and Menander.<br />
When reading Thornton Wilder’s <strong>The</strong><br />
Woman of Andros, we spot obvious<br />
transformations regarding Terence’s play:<br />
comedy changes into a modern tragedy, dramatic<br />
form into a novel format, sentimental relations<br />
change and so do the characters.<br />
But perhaps the most striking transformation<br />
has to do with what Edward Said has termed Orientalism – that<br />
is a Western intellectual by-product, comprising aloof,<br />
prejudiced, and negative views of the East – a view that is seen<br />
as having Western greed and imperialist over the East. Well,<br />
Eva Lezcano (Madrid) has shown in her paper how early such<br />
prejudice may be dated. Thornton Wilder, she argues,<br />
deconstructs of the discourse of Orientalism in this novel before<br />
Said.<br />
Writing in the early 1930s, Wilder seems to be more for<br />
Menander than for Terence, rather for Greece than for Rome, as<br />
the key setting. At the time of the story, Greece represents the<br />
European perspective, while Alexandria is the other, that is the<br />
Research Project Groups<br />
<strong>Europaeum</strong> Grants Schemes<br />
New Initiatives<br />
Oriental. At the time of the writing, however, Greece is<br />
seen as part of the Orient, as far as Rome is the<br />
Occident. By changing the viewpoint, Wilder<br />
makes us look at ourselves as Europeans<br />
through the other’s eyes, through the eyes of<br />
the Orient.<br />
<strong>The</strong> East is one of the cardinal points, but<br />
the Orient is a cultural point of view, created by<br />
the West. <strong>The</strong> Orient has moving borders - we<br />
may all be Orientals to others, and mostly so to<br />
our next door neighbours.<br />
Along your intellectual career, you will feel<br />
pressed by the urge of hyper-specialization, benevolently<br />
encouraged to choose a minute field as your scientific<br />
possession. Stick to the spirit of width and be sure that if you<br />
ever have something to say, it will not be just because you are<br />
digging a hole where nobody else has, but because you share<br />
an ever increasing and widely embracing expertise with others.<br />
You will also come to see, if you have not already, how<br />
important it is for us Classicists and lovers of Antiquity to be<br />
aware of everyday modern life, about its politics, its cultural and<br />
artistic trends, its technology, its economic movements, its living<br />
languages. It is the awareness of present times that will make<br />
more accurate your visions of the past.<br />
Marcus Aurelius for decency<br />
Visiting Professors<br />
This scheme stimulates new<br />
internationally-linked research<br />
projects within, but not exclusive<br />
to, the <strong>Europaeum</strong> academic<br />
community.<br />
Each successful group receives a<br />
‘pump priming’ grant of up to<br />
€3,200 to support research<br />
initiatives undertaken by groups of<br />
academics working collaboratively,<br />
drawn from at least three<br />
<strong>Europaeum</strong> partner institutions.<br />
Grants can be used to launch or<br />
develop a group, to run a research<br />
seminar, co-ordinate a research<br />
proposal bid, or aid research<br />
preparation.<br />
Small grants of up to €3,200 are<br />
available to provide support for<br />
innovative schemes, linking<br />
academics and graduate students,<br />
working collaboratively,<br />
with preference given to projects<br />
that aim for publications.<br />
This scheme aims to support<br />
projects across the full range of<br />
academic disciplines, including<br />
debates, workshops, symposia,<br />
and lecture series. Preference is<br />
given to activities that broaden<br />
cultural perspectives and facilitate<br />
interdisciplinary and international<br />
collaboration. External partners in<br />
their projects, either individual or<br />
institutional, are welcome.<br />
<strong>Europaeum</strong> partner institutions can<br />
appply for a <strong>Europaeum</strong> Visiting<br />
Chair, to be filled by a distinguished<br />
scholar from another<br />
<strong>Europaeum</strong> partner institution.<br />
Each <strong>Europaeum</strong> Visiting Professor<br />
is expected to carry out some<br />
teaching and research, during the<br />
EVP’s two-week visit period.<br />
Discussion and development of<br />
new collaborative projects are<br />
especially welcome.<br />
<strong>The</strong> hosting institution receives up<br />
to €1,500 to cover board and<br />
lodging costs, while the Visiting<br />
Professor receives €400 towards<br />
travel expenses.<br />
Applications for grants under each of these programmes may be submitted at any time.<br />
For full details, guidelines, and application procedures for all three schemes, please visit http://www.europaeum.org<br />
4
American soft power<br />
comes through its culture<br />
Viewpoint<br />
Cultural power is America’s greatest weapon in the<br />
era of globalisation, argues DAVID ELLWOOD.<br />
American mass culture is a form of power, more specifically<br />
of puissance, potenza or forcefulness. Cultural power is the<br />
‘virtual empire’ of signs or myths, it is modalities – the airline<br />
system, credit cards, car hire, retail chains, fast food, multiplexes,<br />
film genres, internet browsers, Google.<br />
Cultural power is force –<br />
the reach of US law<br />
nowadays, the position of the<br />
US in ICANN (the Internet’s<br />
governing body), in the<br />
Motion Picture Association of<br />
America (the venerable<br />
diplomatic arm of the<br />
Hollywood studios), in the<br />
International Intellectual<br />
Property Alliance.<br />
However, the force is also<br />
on display in the World Bank,<br />
in the credit ratings agencies<br />
(Standard & Poors, Moodys<br />
et al), and in that other ratings<br />
agency that is CNN; in the<br />
great American foundations,<br />
and in the faith-based<br />
organisations which<br />
countries like Uganda<br />
experience as latter-day<br />
equivalents of the evangelical<br />
missions of old.<br />
America’s cultural power laid bare<br />
<strong>The</strong> impact of this power<br />
can be just as significant historically, as the conventional military,<br />
political and economic forms of power, and can never be<br />
separated from them.<br />
Historically, the three post-war<br />
periods of the 20th century have seen<br />
the most forceful deployment of this<br />
‘soft power’, and the most intense responses abroad to its action.<br />
Only after the Second World War was this action deliberately<br />
organised by the US government, in an effort stimulated by the<br />
Cold War confrontation, but with roots reaching back to the<br />
start of the Wilsonian era.<br />
Each nation, society, group, or generation, have developed<br />
– over time – mechanisms for accommodating and managing<br />
this challenge. <strong>The</strong>se can involve reception, absorption,<br />
translation, hybridization, what anthropologists call ‘creolization’<br />
or ‘selective appropriation’. Outright rejection is often a<br />
significant component of ‘anti-Americanism’, since the sensation<br />
of being free to choose but forced to make a choice to stay in<br />
the race for modernity, is often perceived as a situation of<br />
constriction.<br />
Europe is the place where this problematic pattern of action<br />
and response was first evolved – now it is on show across the<br />
world, wherever debates on modernity, sovereignty and identity<br />
take place in a context of ‘globalisation’.<br />
Like Europe itself, Asia, the Middle East, Latin America and<br />
other regions are not united by a common rejection of the US in<br />
all its forms. <strong>The</strong> American<br />
cultural challenge divides<br />
societies internally and<br />
between each other. Europe<br />
remains the region where this<br />
reality is most obvious, as<br />
nations such as France and<br />
the UK demonstrate on a<br />
daily basis.<br />
No conceptualisation,<br />
much less a theory, has<br />
emerged so far to offer a<br />
comprehensive explanation of<br />
the workings of this special<br />
contemporary connection<br />
between America and the<br />
world. Joseph Nye’s<br />
development of the notion of<br />
‘soft power’ has made a<br />
significant impact in the US.<br />
It describes much of the reality<br />
of the American cultural<br />
presence in the world, and<br />
explains some of its appeal. It<br />
also leaves no doubt that<br />
‘hard power’ is about the physical coercion of armies, weapons<br />
and invasions, but it tries to leverage American cultural<br />
forcefulness into an instrument of<br />
<strong>The</strong> American cultural challenge divides foreign policy. Every historical<br />
societies internally and between each other. lesson, of course, shows that the<br />
enduring inheritance of empires is<br />
due to their capacity to filter in their culture by osmosis and<br />
example.<br />
Since 9/11 and the Iraq invasion of 2003, ‘hard power’ has<br />
apparently regained ascendancy after the post-Cold War era of<br />
multiple identity crises in the West. But the myth and the reality<br />
of ‘globalisation’ show how the challenges of American cultural<br />
power endure and mutate. So far the US shows no signs of<br />
flagging in its ability to create new ways – or new combinations<br />
of old and new ways – to project this form of its presence.<br />
David Ellwood is Associate Professor in International History, University<br />
of Bologna. This article is based on his talk at a <strong>Europaeum</strong> Panel<br />
Debate in Oxford last year.<br />
5
Essay<br />
Is Europe turning into<br />
Europe is no super state. But after Enlargement, it<br />
is fast developing a new form of neo-medievalism.<br />
JAN ZIELONKA explains his thesis that Europe is a<br />
continent in search of a paradigm.<br />
What is the nature of the European Union today? <strong>The</strong> Union<br />
is larger and more diversified than ever, it is now the biggest<br />
economic bloc in the world with the largest single market and<br />
its population exceeds the combined population of the three<br />
NAFTA states (the United States, Mexico and Canada). but<br />
this is where clarity and consensus end. 1 <strong>The</strong> dominant paradigm<br />
is state-centric: the EU is on its way to becoming a kind of<br />
Westphalian federation with a central government in charge of<br />
a given territory.<br />
<strong>The</strong> Union already has its parliament, court and executive<br />
structure; it has external borders, common European currency<br />
and citizenship; it even has a surrogate of a European army. But<br />
this is misleading. <strong>The</strong> Union has no effective monopoly over<br />
the legitimate means of coercion. It has no clearly defined center<br />
of authority. Its territory is not fixed. Its geographical,<br />
administrative, economic and cultural borders diverge. It is a<br />
polity without coherent demos, power without identifiable<br />
purpose, geopolitical entity<br />
without defined territorial limits.<br />
<strong>The</strong> Union is also a very<br />
peculiar international actor. Its<br />
prime “international” role (although unstated) is to keep peace<br />
among its members states and not to project power abroad. Its<br />
most successful foreign policy is conditional enlargement, and<br />
not traditional diplomacy or military intervention. Export of laws<br />
and regulations is the Union’s most favorite foreign policy<br />
instrument. Foreign trade and aid come second, peace<br />
enforcement comes third if ever. Besides, there is no single<br />
Signing the Treaty of Rome: 1956 beginning of a new Empire?<br />
institutional framework to exercise the European foreign policy.<br />
<strong>The</strong> famous or infamous CFSP (Common European Foreign<br />
and Security Policy) and ESDP (European Security and Defence<br />
Policy) are used quite seldom and usually amount to vague<br />
“joint” declarations. EU member states often prefer to act within<br />
the United Nations framework or via the OSCE, Council of Europe<br />
or NATO. European foreign and security policies are often carried<br />
out by formal or informal coalitions of the willing, contact groups<br />
or bilateral initiatives. Individual member states have a complex<br />
set of diplomatic relationships within and across EU borders<br />
and they pursue their security in a different manner depending<br />
on the case and circumstances of the day. Most notably, their<br />
loyalty is not only to the EU, but also to the US.<br />
If the Union is not a super-state in the making, what is it? Is<br />
it a kind of UPO (Unidentified Political Object), as Jacques<br />
Delors, former President of European Commission, used to say? 1<br />
Does the Union’s uniqueness prevent any analogies and<br />
comparisons that would give us some clues for understanding<br />
or even predicting its behavior? Are we at the mercy of<br />
astrologers and fortune tellers?<br />
<strong>The</strong> answer is: no! In my view, the enlarged Union<br />
increasingly resembles an empire and this has profound<br />
implications for understanding<br />
...cheating is the essence of imperial relations its internal and external politics.<br />
characterized by structural asymmetries... However, the Union is not an<br />
empire like contemporary<br />
America or nineteenth century Britain. Its polycentric<br />
governance, fuzzy borders and soft forms of external power<br />
projection resemble the system we knew in the Middle Ages,<br />
before the rise of nation-states, democracy, and capitalism.<br />
<strong>The</strong>re are many factors behind the neo-medieval<br />
development starting with globalization and ending with the<br />
ongoing cultural shift, to use Inglehardt’s term. In my view<br />
however, the recent wave of EU enlargement was<br />
decisive in tipping the balance. This is partly because<br />
enlargement represents an enormous import of<br />
diversity that can hardly be addressed by the new<br />
members’ formal adoption of the entire body of<br />
European laws and regulations: the famous (or<br />
infamous) acquis communautaire. Compare, for<br />
instance, the GDP per capita of Denmark and Latvia.<br />
<strong>The</strong> ratio is 10:1. <strong>The</strong>se differences in various<br />
functional fields imply differences in policies that<br />
these countries support within the EU. In fact, there<br />
is already a significant body of evidence showing<br />
that policies of new member states from Eastern<br />
Europe reinforce the neo-medieval scenario.<br />
As the Latvian president, Vaira Vike-Freiberga,<br />
1<br />
http://www.notre-europe.asso.fr/<br />
article.php3?id_article=168&lang=en. See also Neil<br />
MacCormick, Questioning Sovereignty (Oxford: OUP, 1999)<br />
6
Essay<br />
a neo-medieval Empire?<br />
put it in 2002: “Latvia sees the EU as a union of<br />
sovereign states…We do not see the need at the<br />
moment to create a unified federal European state…<br />
Europe’s vast diversity is one of its greatest<br />
strengths. While this diversity may present<br />
challenges to consensus-building, it is a resource<br />
that must be nurtured and cherished. Every memberstate<br />
of the European Union, whatever its size, has<br />
the potential to make a meaningful contribution to<br />
the organization as a whole.” 2 And Slovenia’s<br />
Foreign Minister, Dimitrij Rupel, added: “<strong>The</strong> basis<br />
of diversity management is the principle of<br />
subsidiarity. Subsidiarity can be an efficient means<br />
of avoiding unnecessary disputes.” 3<br />
<strong>The</strong> increased level of diversity will complicate<br />
rather than simplify the EU’s institutional structure<br />
which is another factor behind the medieval<br />
development. Even now Norway and Iceland are<br />
part of Schengen, while EU members such as Poland, Ireland or<br />
Slovenia are not, albeit for different reasons. <strong>The</strong>re are more EU<br />
member states outside the Euro-zone than inside it. As a result<br />
we have a multi-level European goverment composed of<br />
concentric circles and acting along a variable geometry medieval<br />
style.<br />
<strong>The</strong> new Europe may well be neo-medieval, but is it also<br />
imperial? Here again, enlargement with its comprehensive and<br />
strict policy of conditionality suggests the Union’s external<br />
policy is truly imperial. Through<br />
enlargement the Union was able<br />
to assert its control over<br />
unstable and poor neighbours.<br />
True, the post-communist<br />
countries were not “conquered” but invited to join the EU, and<br />
they did so quite eagerly. Moreover, at the end of the accession<br />
process they were offered access to the EU’s decision-making<br />
instruments and resources.<br />
Nevertheless, the discrepancy of power between the EU<br />
and the candidate states was enormous and one wonders how<br />
much actual freedom the candidate countries could ever have<br />
had in the accession negotiation process. In fact, the Union<br />
has from the start made it clear that the candidate countries<br />
must adopt the entire body of European laws before entering<br />
the Union. Of course, their compliance with EU laws was often<br />
more apparent than real, but cheating is the essence of imperial<br />
relations characterized by structural asymmetries. <strong>The</strong> fact is,<br />
however, that within empires the peripheral states operate under<br />
2<br />
Address by Vaira Vike-Freiberga in Dublin, June, 4, 2002, available at<br />
http://europa.eu.int/futurum/documents/speech/sp040602_en.htm<br />
3<br />
Dimitrij Rupel, Ljubljana, July 3, 2001 at: http://europa.eu.int/futurum/<br />
documents/other/oth030701_en.pdf.<br />
4<br />
Steven Beller, “Back to the middle”, Times Literary Supplement,<br />
December 8, 2006, p. 22.<br />
Jan Zielonka is Professor<br />
of European Politics and<br />
Fellow of St Antony’s<br />
College, at Oxford<br />
University, and formerly<br />
at the EUI, Florence. His<br />
current research<br />
focuses on the EU’s<br />
eastward Enlargement.<br />
<strong>The</strong> neo-medieval empire is about overlapping<br />
authorities, divided sovereignty, diversified<br />
institutional arrangements and multiple identities.<br />
de facto (if not de jure) constrained sovereignty.<br />
This is also the case when we look at the set of<br />
relations between the EU and its new members and<br />
would-be-members.<br />
My use of the term empire proved controversial<br />
especially in the neo-medieval context. <strong>The</strong>re was a<br />
Holy Roman Empire in the Middle Ages, but students<br />
of history often argue that it was neither Roman,<br />
nor holy nor even an empire. Besides the Holy<br />
Roman Empire continued, albeit diminished, until<br />
1806. In many ways its direct heir, the Habsburg<br />
Monarchy continued until 1918 and it was pointed<br />
out to me that the Austro-Hungarian Dual<br />
Monarchy that existed from 1867 is more reministcent<br />
of the contemporary European Union. 5<br />
However, I never intended to suggest any<br />
historical analogy by using the term neo-medieval<br />
empire. For me the neo-medieval empire is an abstract<br />
paradigm describing the nature of the emerging European polity.<br />
My paradigm is emirically grounded, but it relates to the situation<br />
of today. And I contrast this paradigm with the paradigm of a<br />
Westphalian state that is often used in the literature on European<br />
integration.<br />
<strong>The</strong> Westphalian state is about concentration of power,<br />
hierarchy, sovereignty and clear-cut identity. <strong>The</strong> neo-medieval<br />
empire is about overlapping authorities, divided sovereignty,<br />
diversified institutional arrangements and multiple identities.<br />
<strong>The</strong> Westphalian state is about<br />
fixed and relatively hard external<br />
border lines, while the neomedieval<br />
empire is about soft<br />
border zones that undergo<br />
regular adjustments.<br />
<strong>The</strong> Westphalian state is about military impositions and<br />
containment, the neo-medieval empire is about export of laws<br />
and modes of governance. Both paradigms represent a<br />
conceptually possible expression of political authority organized<br />
at the national and transnational level, but I argue that the recent<br />
wave of enlargement makes it impossible for the Union to become<br />
a Westphalian state. In fact, the Union increasingly resembles a<br />
neo-medieval empire.<br />
Charles V, Joseph II, and Jacques Delors: an imperial lineage?<br />
7
Essay<br />
<strong>The</strong> most important implication of the neo-medieval<br />
development is geo-strategic: the Union, like all empires is<br />
doomed to enlarge ever further despite public anxieties in several<br />
member states. Several EU members are exposed to instabilities<br />
outside EU borders and enlargement proved to be the only<br />
effective tool of pacifying the external environment. <strong>The</strong> decision<br />
to open accession negotiation with Turkey is a clear<br />
manifestation of this, but Ukraine, and Belarus may require a<br />
similar solution in the not too distant future, not to mention<br />
several states in the Balkans and North Africa.<br />
<strong>The</strong> second implication concerns governance capacity of<br />
the Union: hierarchical governance is doomed to failure in the<br />
neo-medieval environment. <strong>The</strong> Union would have to adopt<br />
more loose and flexible forms of economic and administrative<br />
governance to remain competitive and coherent.. Soft rather<br />
than hard law would have to be the norm. We would have to rely<br />
on liberal economic policies stimulating growth rather than<br />
central redistribution from Brussels. Incentives and shaming<br />
would have to prevent free-riding rather than sanctions and<br />
commands.<br />
<strong>The</strong> third implication concerns the Union’s democratic<br />
legitimacy: parliamentary representation can hardly work in a<br />
neo-medieval setting. This means that giving more powers to<br />
the European Parliament, for instance, may prove not only<br />
irrelevant, but even counter-productive. <strong>The</strong> Union would have<br />
to construct democracy on other principles than representation<br />
such as deliberation and contestation. We already have a rapid<br />
growth of various types of<br />
litigations in the Union. And we<br />
can think about various new ways<br />
of giving citizens the possibility of<br />
contesting European decisions.<br />
Friends of a European states<br />
see medievalism as a symbol of chaos and conflict. Yet for<br />
someone living in the medieval cities of Florence and Oxford the<br />
medieval story is more positive. A flexible neo-medieval empire<br />
in concentric circles would be in a better position than a European<br />
state to cope with the pressures of modernization and<br />
globalization. It would also be in a better position to compete<br />
Metternich and Bismark: outdated<br />
with other great powers<br />
by pulling together vast<br />
European resources, but<br />
without eliminating<br />
Europe’s greatest<br />
strength: its pluralism<br />
and diversity.<br />
A neo-medieval<br />
empire would also be well<br />
suited to provide conflict<br />
prevention in its<br />
neighborhood by<br />
Antecedent to the EU: <strong>The</strong> Habsburg peacock<br />
A neo-medieval empire would also be well<br />
suited to provide conflict prevention in its<br />
neighborhood by shaping countries’ behavior<br />
shaping countries’ behavior through the mechanism of EU<br />
membership conditionality. A neo-medieval empire might even<br />
be in a good position to be seen as democratically legitimate by<br />
bringing governance structures<br />
closer to the citizens, and making<br />
the system more transparent and<br />
open.<br />
This optimistic scenario will<br />
only materialize if we are able to<br />
adjust to change. <strong>The</strong> EU needs to adopt more flexible and<br />
decentralized modes of governance to run its economy and<br />
administration. <strong>The</strong> EU can no longer run the European foreign<br />
policy in the style of Matternich and Bismark. And it should<br />
find new channels of political representation and participation<br />
to make democracy work in this neo-medieval setting. This will<br />
not be easy.<br />
However, applying Westphalian solutions to the neomedieval<br />
emvironment would certainly be worse. <strong>The</strong>refore, I<br />
am not so enthusiastic about the current draft of the European<br />
Constitution, the European President or the European Parliament.<br />
This is why I am against hierarchical governance exercised by a<br />
strong European Commission. Likewise I disagree with those<br />
who argue that Europe’s foreign policy cannot do well without<br />
a European army and a European foreign minister.<br />
This text is adapted from Jan Zielonka’s recent book, Europe as Empire.<br />
<strong>The</strong> Nature of the Enlarged European Union (OUP, 2006). It also was<br />
the basis of a talk at a <strong>Europaeum</strong> panel debate last year.<br />
8
Report<br />
<strong>The</strong> terms we use influence the<br />
way we behave<br />
Political concepts determine how people think, as<br />
a new <strong>Europaeum</strong> research group aims to show.<br />
HENRIK STENIUS and PAUL FLATHER explain.<br />
Ever increasing integration and globalisation, means that<br />
communication and mutual understanding among citizens, drawn<br />
from different regions, ideologies, social classes, and ethnicities,<br />
is all the more critical.<br />
<strong>The</strong> European Union is a multi-lingual polity, with no simple,<br />
or single, grid to show how crucial judicial and political concepts<br />
are actually used. Language and state borders do not always<br />
coincide, and the different political language ‘games’ do not<br />
necessarily correspond to national, linguistic, or even party<br />
political, differences.<br />
So, one has to accept that there are no simple or mechanical<br />
ways for translating key political concepts, and that they will<br />
always carry within them historical layers with inherent historical<br />
controversies. Yet it is clearly an advantage to narrow<br />
communication gaps, while recognising natural and inevitable<br />
limitations for any such project - individuals and groups do<br />
conceptualise the world in very different ways at different times.<br />
For a Brit, the ‘state’ can be a dubious ‘nanny’, while for the<br />
Nordics, ‘state’ is a benevolent friend. <strong>The</strong>n again the ‘citizen’<br />
can be mostly regarded as a pro-active, republican, agent,<br />
predominantly regarded as an urban figure negating patriarchal<br />
rural practices. Yet in Scandinavia the ‘good’ citizen comes<br />
equipped with the best of civic virtues and has, to a large extent,<br />
been identified with rural communities.<br />
It was against that this background that a group of European<br />
scholars met in Oxford last autumn to discuss the merits of<br />
combining high-quality research in this field of European<br />
conceptual history, with pragmatic goals such as bringing their<br />
research results to fora where problems of communication and<br />
the transfer of culture can be discussed together with<br />
practitioners - policy makers, law makers, the media<br />
representatives, translators and lexicographers.<br />
<strong>The</strong> event, supported by the <strong>Europaeum</strong> and the University<br />
of Helsinki, drew in scholars from Helsinki, Paris,<br />
Madrid, Geneva, Leiden, Sheffield, Athens, and<br />
Oxford, among other universities, who agreed to set<br />
themselves up as a new research group which would<br />
aim to hold a series of workshops over coming years<br />
as a European Conceptual History Project. It is being<br />
led by Professor Henrik Stenius of Helsinki and<br />
Professor Michael Freeden of Oxford, who is also<br />
currently editor of the Journal of Political<br />
Ideologies.<br />
Professor Stenius is Research Director of the Centre for<br />
Nordic Studies at the Renval Institute, Helsinki University<br />
Denis Diderot:<br />
conceptual pioneer<br />
Union: different meanings in different places?<br />
<strong>The</strong> group noted though that in their ‘messages’ and use<br />
of key concepts, historical agents and groups always end up<br />
inserting their own historical experiences in the way they<br />
comprehend and use the concept. This naturally creates huge<br />
logistical research problems - though ones that the group did<br />
not plan to shy away from.<br />
<strong>The</strong> group discussed the many different approaches<br />
adopted by conceptual historians in different European<br />
countries. It was noted that the Dutch model - focussing on an<br />
agreed, limited group of linked concepts and clustering them<br />
together - seems to suit European needs better, than alternative<br />
models.<br />
<strong>The</strong> English model is seen more as producing a woven<br />
intellectual history, while a Germany model combines both these<br />
strands. <strong>The</strong> Spanish and the Finns had also had their own<br />
approaches.<br />
It was agreed that choosing clusters would depend on their<br />
Europeaness, on the new perspectives that could be developed,<br />
differing from other projects currently underway in the field, the<br />
light thrown on notions of modernity, and the importance in<br />
current political debates of the key or ‘hinge’ concept.<br />
Another important theme would be take account of how key<br />
concepts are used in the core regions of Europe – heartlands<br />
such as Germany, Britain and France, where agendas have<br />
traditionally been set – as opposed to the so-called peripheries.<br />
Such diversity can throw light on hegemonic patterns of<br />
discourse, as well as help peripheral societies to see<br />
how they have related themselves to the core.<br />
<strong>The</strong> group discussed various strategies for this<br />
work, including analysing the repetitive use of<br />
concepts by specific agents in specific groups;<br />
focusing on political change, and the originality and<br />
the innovative aspects of individual<br />
conceptualisation; and analysing contestation of<br />
meanings among groups of linked concepts.<br />
Ultimately, the group hopes to publish a series of<br />
anthologies which will help Europeans to understand<br />
themselves and each other that much better.<br />
9
Essay<br />
Disunion: true hallmark<br />
Europe can only be understood by re-examining its<br />
medieval roots. JEAN-PHILIPPE GENET tracks the<br />
origins of the European Project.<br />
<strong>The</strong> European Union has a very short history behind it, and<br />
what the word “Union” means is largely a matter of opinion.<br />
<strong>The</strong> conflicting positions of the European governments and<br />
public opinions cover a wide spectrum, to say the least.<br />
After the Second World War, the first European project,<br />
associated with figures such as Konrad Adenauer, Jean Monnet<br />
and Robert Schumann, was conceived as a voluntary reaction<br />
against the structural division of Europe, an artificial union<br />
against a natural disunion. <strong>The</strong> alternative vision, that of an<br />
enlarged Europe, does not bother about the past, it simply<br />
advocates a union of economic<br />
interests: still an artificial union,<br />
it makes no assumption about<br />
the past, be it union or disunion.<br />
However, the simple fact that,<br />
for the first time on this scale, the consent of the citizens is<br />
necessary for the implementation of a European Constitution,<br />
implies the existence of a political community, a political society<br />
of some sort, which will share a common fate as a consequence<br />
of this vote. Bearing this in mind, the question of union or<br />
disunion strikes a different chord: if we consider a political<br />
community, and go beyond the mechanics of treaty-making<br />
between states, the problem of what the members of such a<br />
community have in common and of what divides them – and to<br />
what extent – becomes central.<br />
<strong>The</strong> long and mostly inconclusive discussions about the<br />
preamble of the European Constitution (including, for instance,<br />
the controversy about the relationship between Europe and the<br />
Christian religion or the opportunity to quote a Greek<br />
philosopher) may be only a foretaste of other impassioned<br />
debates to come.<br />
What I intend to do is simply to look for indisputable<br />
<strong>The</strong> problem of what the members of such a<br />
community have in common and of what divides<br />
them – and to what extent – becomes central.<br />
Konrad Adenauer, Jean Monnet, and Robert Schuman - the EU’s founding trio<br />
elements in European history which could help us to highlight<br />
common features and to trace divisions which lie behind the<br />
present structures, and may have more or less weight in their<br />
evolution: it will come as no surprise that I shall concentrate<br />
mostly upon the medieval period.<br />
<strong>The</strong> main reason for this here is that the history of Europe<br />
starts during the medieval period: not on a given day, or year,<br />
not even during a precise century, but through a rather long<br />
period of a half-millennium, during which something roughly<br />
corresponding to what we now call Europe emerged.<br />
No such development can be traced either in prehistoric,<br />
protohistoric or ancient times: for instance, Greek cities were as<br />
numerous on Asian soil as they were in modern-day Europe.<br />
Similarly, the Roman Empire was not especially European, being<br />
centred on the Mediterranean<br />
and nearly equally divided<br />
between three continents,<br />
Africa, Asia and Europe. In<br />
many ways, the Islamic caliphate<br />
is as much a successor to the Roman Empire as the Frankish or<br />
Byzantine Empires. <strong>The</strong> Christian religion itself originates in<br />
Palestine, as does its direct ancestor, Judaism, not far from the<br />
place of birth of its younger rival, Islam, in the two Asian cities<br />
of Mecca and Medina. <strong>The</strong> so-called fall of the Roman Empire<br />
did not change much at first: however, it was no fall, since the<br />
Empire continued in the East, and remained alive, at least as a<br />
fiction, in the West.<br />
In fact, the real change started in the seventh century, when<br />
the Arabic conquest cut off the Christian kings from the<br />
Mediterranean. At the end of the same century, the first serious<br />
attempts to a systematic conversion of the pagan Germans<br />
started. True, the Germanic people which had settled inside the<br />
traditional limits of the Empire had soon become Christians.<br />
<strong>The</strong>y were also, with the remarkable exception of the Franks,<br />
mostly Arians: but it was something quite different to enter the<br />
wilderness of non-urbanized Northern Europe and confront the<br />
paganism of peoples which had an<br />
organized clergy and tribal<br />
sanctuaries. Irish and Anglo-Saxon<br />
missionaries, soon staunchly backed<br />
by both the Carolingian dynasty and<br />
Church, started a movement which<br />
culminated with the conversion of the<br />
Saxons, which took more than 30<br />
Professor Genet is professor of Medieval<br />
History, Paris I Pantheon-Sorbonne. This<br />
essay is based on a lecture at Leiden given<br />
to inaugurate the 2005-6 academic year<br />
of the <strong>Europaeum</strong>’s MA in European<br />
History and Civilisation. <strong>The</strong> full text is on<br />
the association’s website.<br />
10
Essay<br />
of the history of Europe ?<br />
years.<br />
This was the turning point in the West: all other<br />
incoming people were thereafter converted in due<br />
time, and when the Frankish missionaries met their<br />
Byzantine counterparts on the Eastern border, a<br />
fierce competition erupted between them, making<br />
sure that nearly all European peoples, even the<br />
Russians, were converted by the twelfth century<br />
(though most of Spain and Sicily was Muslim, and<br />
Lithuania only Christianised in the fourteenth<br />
century).<br />
To sum up what had happened, one could say<br />
that the Christianizing of the pagan people united in<br />
one community the remnants of the Roman<br />
populations, all those people who had settled inside<br />
the Empire and become “civilised” from the fourth<br />
century onwards, and the pagan peoples. This<br />
community was united by religion, and though it<br />
was often torn by heresies and rivalries, especially<br />
between the Greek and the Latin Churches, it had a<br />
certain amount of cohesion, because its members were free to<br />
enforce its rules and to shape their societies according to<br />
influential minorities.<br />
But two points ought to be made clear: there was no political<br />
unity in this Christian Europe;<br />
and neither the Church nor the<br />
two rival Empires (Romano-<br />
Germanic and Byzantine) had<br />
any idea that “Europe” could<br />
have any value in itself: they were aiming at a universal<br />
domination and had no intention to limit their ascendancy to<br />
Europe. In that sense, one could say that Christianising – and<br />
certainly not the Christian religion in itself – created Europe,<br />
this mixture of decadent Rome and proto-historical civilization.<br />
However, the European lands were on the verge of a<br />
complete transformation. Historians are far from<br />
unanimous on what happened and why, though few would<br />
question the magnitude of the change. From our point of<br />
view, its main consequence is that it created a fundamental<br />
divide in Europe, which led to disunion, mutual ignorance<br />
and, in the end, hostility between the Western and Eastern<br />
parts of Europe. <strong>The</strong> starting-point is the political<br />
discrepancy between the Carolingian Empire and the<br />
Byzantine one (which, however, is not to say that its cause<br />
was political) and its consequences on the respective<br />
positions of the Greek and Latin Churches. <strong>The</strong><br />
Carolingian Empire collapsed precisely when the Byzantine<br />
reached a new summit, under the Macedonians Emperors.<br />
This led to a complete reorganization of power and<br />
authority in the West, a phenomenon which is usually<br />
called feudalism, though this word is now viewed with<br />
Jean-Philippe Genet is<br />
professor of Medieval<br />
History at the Universté<br />
of Paris I-Panthéon-<br />
Sorbonne. He has been<br />
the Scientific Secretary<br />
of the CNRS and<br />
President of the Ancient<br />
and Medieval Worlds of<br />
the CNRS National<br />
Committee.<br />
In many ways, the Islamic caliphate is as much a<br />
successor to the Roman Empire as the Frankish or<br />
Byzantine Empires.<br />
much suspicion by a growing number of historians.<br />
<strong>The</strong> main fact may be a phenomenon which has<br />
different facets. Noble families, with the help of<br />
bands of mounted warriors – who became known<br />
as knights and became themselves noble in due<br />
time – rooted their power in territorial lordships,<br />
controlled by castles, and reorganized territories,<br />
structuring with nucleated villages. <strong>The</strong> most<br />
prestigious of them were the princely families<br />
established in groups of counties entrusted to them<br />
by the Carolingians: but they had to struggle<br />
against competing noble families to uphold their<br />
position. Kings, first members of the Carolingian<br />
family continually struggling among themselves to<br />
reach the imperial crown, then members of<br />
successful princely families, preserved a degree of<br />
superiority by being sacred: despite this, the idea<br />
that the government of a human society could be<br />
achieved only by the collaboration between an<br />
imperial and a clerical/pontifical power, slowly lost<br />
ground. This remained true in the East, but in the West, the<br />
disintegration of public power created a new situation.<br />
For long, it has been held that the feudal period was a period<br />
of anarchy and that nobles, princes and their followers made<br />
havoc on the goods of the<br />
church. It was certainly a violent<br />
time, when a new nobility<br />
asserted its dominium on free<br />
peasants. But historical<br />
anthropology has brought with it a new understanding of a<br />
society in which conflicts were often terminated by arbitration:<br />
no state justice, true, but a regulation system in which the<br />
consensus of the members of the dominant class, behaving as a<br />
collective ruler, maintained a certain amount of order.<br />
Emperor Justinian, Charlemagne, and Sultan Suleyman: three<br />
successors to the Roman Empire?<br />
11
Essay<br />
News<br />
However, it implied certain changes in the position of the<br />
Church, though less important that may have been thought: for<br />
instance, western monasteries in the Carolingian period were<br />
often closely linked with aristocratic families, with abbots always<br />
recruited from the founders’ kin: these founding families, which<br />
had originally endowed monasteries, still considered their lands<br />
as their own. Feudal lords simply tightened their control on<br />
church land and mustered its resources for their own struggles,<br />
extending their authority on bishoprics by buying them for<br />
members of their family and trying to pass them to sons or<br />
nephews. Since most influential clerics were members of ruling<br />
feudal families, those opposing this evolution were only a<br />
minority.<br />
However, had such an evolution, depicted in horrified terms<br />
by the Gregorian reformers prevailed, it would have precluded<br />
any hopes of an imperial revival in the West: even more than in<br />
the East, where civil judges and magistrates had survived,<br />
Western Emperors needed the close collaboration of a Church<br />
free from aristocratic control to govern efficiently. That is why<br />
the successors of Otto I, King<br />
of Germany and Italy who had<br />
revived the western Empire in<br />
962 after defeating the<br />
Hungarians, deliberately chose to uphold the Reformers: monks<br />
who had found shelter in monasteries benefiting from exemption,<br />
depending directly on the Pope and therefore avoiding the<br />
interference and control of local bishops (i.e. local feudal<br />
families). Cluny in France was the first and greatest of these<br />
monasteries, but they were soon numerous, especially in<br />
Lorraine and the Palatinate, where they were protected by the<br />
Imperial family. I am not going to detail the following evolution.<br />
Imperial hopes were thwarted: the<br />
Church went a step further than<br />
expected. When Reformers became<br />
Popes with the help of the Emperors,<br />
they soon enforced the Pope’s<br />
election by the college of the<br />
Cardinals: the Church asserted its<br />
own authority, free from any<br />
interference, and claimed the Pope<br />
as the only representative of Christ<br />
on earth, as the holder of supreme<br />
authority.<br />
At that stage, I would like to<br />
make a pause. You will have noticed<br />
that I never mentioned “causality”.<br />
However, the Reformers’ victory is<br />
not the victory of a good, just or<br />
wise policy against a bad one. It is a<br />
social choice, made possible<br />
because of the particular conditions<br />
Christianising created Europe, this mixture of<br />
decadent Rome and proto-historical civilization.<br />
Pope v. Emperor: stuggling for supremacy in Europe<br />
existing in the West: the collapse of the Carolingian empire, a<br />
social revolution (which you may term feudal or not) and an<br />
economic upheaval: the end of a long period of decline and the<br />
start of the longest period of economic growth experienced by<br />
Western Europe in its whole history. This is what makes the<br />
processes we are studying part of a deep structural change,<br />
creating an entirely new world, in which the West of Europe<br />
entered on a path totally different from that of the East.<br />
<strong>The</strong> Church’s power was never, even at its apex, a military or<br />
even (strictly speaking) a political power. <strong>The</strong> Church was happy<br />
to let lay rulers rule, provided they directed their energy, their<br />
money and their men to fulfilling its wishes and to enforcing its<br />
laws. When I speak of the Church, I really mean the Pope. For<br />
the fist time, Christian religion had organized as a unitary<br />
structure, the Papal monarchy. Its power was absolute, but it<br />
chose to exercise it first and foremost on souls. Nineteenth- and<br />
most twentieth-century historians did not fully grasp this,<br />
embroiled as they were in the struggle of laicisation against<br />
clericalism, siding in general with<br />
one of these two positions.<br />
<strong>The</strong>re was no religion as such:<br />
all men were Christian; that is,<br />
they were the fideles of Christ in<br />
everything spiritual as they were the fideles of their lord in<br />
temporal ones, and as such, they were under the spiritual<br />
dominium of the Church and of the Pope. Christians were those<br />
who were neither infidels, pagans (for instance Jews and<br />
Muslims) nor heretics (a word practically forgotten in the<br />
Western World, where it had last been heard in the sixth century<br />
before being brutally revived in different parts of Europe between<br />
1022 and 1028).<br />
However, to enforce his<br />
domination, the Papacy had to<br />
solve two main problems. <strong>The</strong> first<br />
one was its competition for<br />
universal power with the Empire.<br />
Suffice it to say that, after a long<br />
and protracted struggle, the Empire<br />
lost; after the death of Frederick II<br />
of Hohenstaufen in 1250, and the<br />
establishment of Saint Louis’s<br />
brother, Charles of Anjou, on the<br />
throne of Sicily, Emperors, though<br />
at times dangerous, were never<br />
again in a position to press their<br />
claims to universal power. When<br />
Boniface VIII celebrated his<br />
triumphal jubilee in 1300 in Rome,<br />
the victory of the Papacy was<br />
apparently complete. In fact, the<br />
other problem of the Papacy was<br />
12
Essay<br />
still more difficult to solve: how to enforce<br />
its spiritual power and to make it efficient<br />
– how to govern and control the minds of<br />
millions of people, from kings to serfs and<br />
slaves, men and women, old and young?<br />
<strong>The</strong> Reformers’ action took two main<br />
routes. <strong>The</strong> first one was that of social<br />
control. <strong>The</strong> Reformers strategy was to<br />
exclude themselves from the exchange of<br />
women, to be in a position from which they<br />
could control it. <strong>The</strong> married priest was to<br />
disappear: the western priest had to be<br />
celibate, obeying vows of chastity as strict<br />
as those of the monks, those honorary<br />
angels, as Peter Brown put it. Carnalitas<br />
became the main enemy of spiritualitas and the epic struggle<br />
between the two became one of the main themes of religious<br />
propaganda. <strong>The</strong> rules of marriage were completely transformed:<br />
whereas the Carolingian aristocracy had been structured in large<br />
kin groups, whose cohesion was in part maintained by the<br />
circulation of women and especially by marriage between<br />
cousins, it became a mortal sin to marry a woman within the 6 th<br />
degree of parentage. In a world where travel was difficult, this<br />
excluded practically all women in the neighbourhood. Besides,<br />
and even worse, monogamy was strictly enforced. While<br />
Carolingian aristocrats indulged in having several wives, both<br />
by divorcing them when they found it expedient and by<br />
supplementing their first wife with official mistresses, and<br />
therefore usually managed to get sons from at least one of them,<br />
feudal lords who had the misfortune to marry a barren wife were<br />
deprived of legitimate issue. Marriage within a prohibited degree,<br />
bigamy and divorce were severely condemned by ecclesiastical<br />
courts, often opening the path<br />
to excommunication. Kings and<br />
great lords were often selected<br />
as exemplary targets of the<br />
Church’s justice. In the<br />
meantime, marriage was transformed into a sacrament – which it<br />
had not been – and conjugal love was promoted as the best way<br />
to avoid beastly carnalitas as a sin, if it was impossible for<br />
laymen to avoid having sex altogether.<br />
<strong>The</strong> second road was that of education: a complete<br />
educational change was a necessary precondition for the<br />
teaching of the Church’s new interpretation of Christian religion,<br />
insisting upon the need for each individual to achieve his<br />
redemption and to repay the infinite debt due to Christ who<br />
suffered for redeeming humanity. To convince the laity, to capture<br />
people’s mind at a point where Christian principles would become<br />
the essential components of their individual moral views, it was<br />
necessary to teach, to preach and to reach each man’s<br />
conscience, whatever his status in society.<br />
Bologna (left) and Paris: great European universities led an eductional revolution<br />
...a complete educational change was a necessary<br />
precondition for the teaching of the Church’s new<br />
interpretation of Christian religion..<br />
This implied two things: first, to have a well educated clergy<br />
in sufficient numbers to do this, and second, to have a<br />
conveniently and clearly structured explanation of the Christian<br />
religion to offer to the Christian people in all its diversity. On<br />
these two counts, schools were essential. <strong>The</strong> move started in<br />
reformed monasteries, but they were unable (and probably also<br />
unwilling) to provide the expected numbers of educated men<br />
the Church needed. Cathedral schools, from the eleventh century<br />
onwards, took over but they soon appeared unequal to the<br />
task. <strong>The</strong> twelfth century saw the development of the great<br />
schools of Paris and Bologna, and this led to the creation and<br />
later on to the multiplication of universities. In the thirteenth<br />
century, the mendicant convents and new types of urban schools<br />
offered further opportunities for education.<br />
But the schools were also able to introduce radical changes<br />
in the content of education. Christian theology now centred<br />
upon the Christ and his sacrifice: Eucharist, implying a<br />
reorganization of the ritual of the<br />
mass, became the centre of this<br />
new presentation of Christian<br />
religion. Each man, as an<br />
individual, was indebted to<br />
Christ for the chance of salvation he had offered him by His<br />
sacrifice; each man had to repay his debt. <strong>The</strong> invention of<br />
Purgatory was one of the great ideas of the Parisian masters:<br />
each man was to be judged according to his merits, and though<br />
a layman given to carnalitas had few hopes of achieving salvation<br />
at first, he could, with the mediation of the Virgin, the saints and<br />
the Church, entertain reasonable hopes to reach a place in<br />
Purgatory and from there in Paradise, avoiding the unending<br />
torments of hell. But these transformations of theology were<br />
not the product of intuition, dream and creative imagination:<br />
they were achieved by an assiduous and careful search for truth,<br />
through a philosophical method based upon the elaboration<br />
and validation of true propositions, in order to interpret and<br />
complement Scripture.<br />
13
Essay<br />
Pope Boniface was exiled to Avignon (above) signalling a<br />
triumph for State over Church<br />
Two things are to be kept in mind at this stage. First, the<br />
change in the education system created new opportunities and<br />
new incentives for education. We have moved far away from a<br />
society in which the basic skills of reading and writing were the<br />
monopoly of the clerical order, to enter into a society of restricted<br />
literacy, to use an<br />
anthropologist’s concept, that is<br />
a society in which the written text<br />
is so omnipresent that even<br />
illiterates use it, hiring<br />
professionals to read or write for them. Medieval theologians<br />
considered themselves as the only authorized exponents and<br />
interpreters of the Truth. To achieve this, they went back to the<br />
logic of the ancients, to the writings of Aristotle, often recovered<br />
through Hebraic or Arabic versions, enriched by the<br />
commentaries of Jewish (Maïmonide) or Arabic (Avicenna,<br />
Averroès) philosophers. <strong>The</strong> development of Christian theology<br />
in the West was built upon the philosophy and the science of<br />
the Antiquity, which thus became “European” for the first time,<br />
together with many Jewish and Arabic authors.<br />
However, the thirteenth century saw an enormous increase<br />
in the writing and diffusion of texts in the vernacular: Icelandic<br />
and Occitan were first, though for very different reasons, but<br />
then French took over, and became the first “European” written<br />
vernacular language in the thirteenth century, the only resistance<br />
coming from the Castile of Alphonse X. But, in the fourteenth<br />
century, all major European languages were written in a more or<br />
less standardized form, giving the laity access to a wide range<br />
of texts.<br />
Second, the delegation of power to the lay rulers had always<br />
been an assumption on the part of the Papacy, but now gradually<br />
became an actual institutional arrangement. Though several of<br />
...the educational revolution...and the autonomy of<br />
lay powers...are the two necessary conditions for<br />
the appearance of the modern state.<br />
the main kingdoms (England, for instance) had for some time<br />
been vassals of Saint Peter, Christian Kings had never accepted<br />
to be limited in their decisions by the Church. In return for their<br />
help or neutrality in the conflict between Empire and Papacy,<br />
they got the possibility to enlist bishops and canons in their<br />
councils and, in due time, in their administrations. By accepting<br />
that the Papacy could exploit the resources of the Church in<br />
their kingdoms, they got a share, sometimes a lion’s share, of<br />
these resources.<br />
<strong>The</strong> progress of Canon law, based upon the adaptation by<br />
university masters of the Roman law to the needs of the Church,<br />
made expertise in Roman law available to Kings and cities, and<br />
these were not slow in using it for their own purposes. <strong>The</strong><br />
struggle between papacy and Empire had paved the way for the<br />
development of other lay powers: feudal monarchies in the West,<br />
cities in Italy, and, to a lesser extent, in Flanders.<br />
This evolution had an obvious advantage: none of these<br />
autonomous political structures were making a claim for universal<br />
power; none of them could rival the Pope, as the Empire had<br />
once done. But it had its counterpart: as Innocent III observed<br />
to Philip Augustus, rex est imperator in regno suo. And in the<br />
end, they turned against papal demands: Boniface VIII was utterly<br />
defeated, both in fact and in principles, by the Kings of France<br />
and England, and the Pope was even forced to flee Rome and to<br />
find a shelter in Avignon until<br />
1377, a situation which<br />
eventually led to the Great<br />
Schism and to the Conciliar<br />
Crisis.<br />
<strong>The</strong>se two elements – the educational revolution and its<br />
cultural consequences on the one hand, and the autonomy of<br />
lay powers and their legitimization on the other – are the two<br />
necessary conditions for the appearance of the modern state.<br />
<strong>The</strong>y do not “produce” it: but without them, it simply cannot<br />
develop. <strong>The</strong> main reason for this is that without them, it is<br />
impossible to create a political society: an articulate political<br />
community in which debate and discussion, by oral or written<br />
communication, is possible.<br />
However, it must be kept in mind that we are dealing with<br />
structures whose maturation takes an enormous amount of time:<br />
the transformation of the emerging English political society of<br />
1215 into an articulate national political society took more than<br />
another century, and though the king of France, Philippe the<br />
Fair, was the first to ask his men to fight and to die pro patria.<br />
If we now go back to our theme, union or disunion, we realize<br />
that what characterizes Western Europe is disunion: it is a<br />
political structure of competitive disunion which unites this part<br />
of Europe and makes it so different from the rest of the world –<br />
including the rest of Europe. Forgetting this may be quite<br />
dangerous for the understanding of contemporary conditions,<br />
because it leads to dangerous illusions.<br />
14
Viewpoints<br />
Staking out the ethics of<br />
corporate governance<br />
Corporate governance remains high on the<br />
agenda. MARKUS PINS and PAUL FLATHER report.<br />
Imagine every large European company given a Corporate<br />
Governance Rating. <strong>The</strong> idea of a European wide CGR index,<br />
perhaps equivalent to Transparency International’s Corruption<br />
rating index for countries was one of a number of innovative<br />
ideas to emerge from a <strong>Europaeum</strong>-supported seminar held at<br />
the Saïd Business School last autumn.<br />
<strong>The</strong> event, involving half distinguished experts and<br />
academics and half leading corporate leaders and practioners, a<br />
follow-up to the <strong>Europaeum</strong> policy forum on setting a new<br />
European agenda for corporate governance, also held at the<br />
Business School in 2005, was to explore options for further<br />
collaborative research.<br />
Underlying themes involved questions of harmonisation of<br />
corporate governance regulation in Europe - shareholder rights,<br />
board composition, public and ethical responsibilities; who is<br />
best placed in a company structure to manage corporate<br />
governance, the ethical dimension of corporate governance (cg),<br />
and even broadened out to look in particular at cg issues in<br />
Russia and China.<br />
<strong>The</strong> seminar took issue with various aspects of current EU<br />
policy on corporate governance. Professor Colin Mayer, Dean<br />
of the SBS, drew attention to the campaign by EU Commisioner,<br />
Charlie McCreevy, to abolish dual class shares, “mechanisms<br />
that allow limited numbers of shareholders to exercise significant<br />
influence on companies without any relation to their financial<br />
contribution to the wealth of a company”.<br />
He noted that the EU was also trying to weaken barriers<br />
against takeovers by issuing a renewed takeover directive,<br />
ostensively to facilitate financial integration and demand more<br />
frequent and more open disclosures. Professor Mayer analysed<br />
these features as differing approaches between freedom of<br />
contracting – which he tended to favour - as against<br />
harmonisation and the setting of common standards.<br />
David Jackson (BP); Martin Smith (consultant on Russia); and<br />
Christoph Horn (Bonn), exchange ideas<br />
<strong>The</strong> seminar was given three different models of corporate<br />
governance. First, Anne Mönnich, head of the Corporate Center<br />
at T-Systems in Frankfurt, showed how her company has to<br />
adapt to link in with many cg cultures, when even basic principles<br />
may not even overlap. This was a key ingredient in post-merger<br />
success, especially for a company with over 100 affiliates<br />
worldwide in more than 20 countries.<br />
David Jackson, company secretary at British Petroleum,<br />
presented a counter view, that while daily operations of a<br />
company are best looked after by its CEO, the board with its<br />
non-executive directors, must play the over-arching supervisory<br />
role, looking at long term structural aspects – including oil<br />
exploration and energy strategy, and corporate governance, but<br />
as opposed to preparing quarterly reports, he said. Finally Arthur<br />
Walford, company secretary of the health providers, BUPA,<br />
reflected on a third model, the not-for-profit board, essentially<br />
made of ‘trustees’ who could take a more ‘enlightened view’ of<br />
social problems and the public interest in their strategy.<br />
<strong>The</strong> key role to be played by all stakeholders was the theme<br />
of Alexander von Ungern-Sternberg, CEO of London investment<br />
bank Euro-IB, which advises large clients on cg. He argued that<br />
future generations, smaller stakeholders, and bond-holders, as<br />
well as the employees, all had a stake, not just the shareholders.<br />
Corporate governance, he argued, was not meant to be just a<br />
rich men’s club – and the globalised world now needed to reflect<br />
worldwide challenges such as the sustainability agenda.<br />
Christoph Horn, professor of philosophy at Bonn University,<br />
then provided a more ethical dimension, contrasting corporate<br />
codes with political constitutions. Following the ideas of<br />
Matthias Benz und Bruno S. Frey in Zürich, he argued for much<br />
greater public accountability and ethical acceptability of<br />
businesses by adapting practice common in public governance<br />
to cg.<br />
During the seminar discussions, additional dimensions were<br />
presented by Dr. Guy Liu, adjunct professor of Sichuan<br />
University in China, and Dr. Martin Smith, managing director of<br />
West Bridge Consulting, advising large firms in Russia, raising<br />
issues of the state as shareholder, the concept of national<br />
interests and overseas investor perspectives.<br />
Following the seminar, which produced a check list of<br />
proposals for further comparative research, the <strong>Europaeum</strong> is<br />
exploring options to create a research network on corporate<br />
governance linking experts within its range of partner universities<br />
with leading European corporations. <strong>The</strong> aim will be to explore<br />
further different modes of supervision and operation of corporate<br />
governance across Europe, disparities that can affect capital<br />
markets mergers and policy-making, and, indeed, how cg can<br />
add to the success of an individual company.<br />
For more information on this project please contact the<br />
<strong>Europaeum</strong>’s Secretary General at the office in Oxford.<br />
15
News<br />
Bridging the gulf between<br />
Europe and the US?<br />
16<br />
Does the West still exist? BRIDGET KENDALL,<br />
reviews the debates at a recent interenational<br />
conference in Washington, DC.<br />
A scene coalesces in my mind of fir-trees laden with snow,<br />
glimpsed through a grimy train window. It’s November 1976.<br />
Our train from Berlin to Moscow has pulled into a siding.<br />
Shadowy figures crunch along the tracks. <strong>The</strong> wheels grate in<br />
the hollow frosty air. This is the Polish-Soviet border, where<br />
they change the wheels to a wider gauge – to protect Soviet<br />
lands from Western invasion. A potent symbol of the twentieth<br />
century East-West divide.<br />
But these days, despite veiled threats from the Kremlin, the<br />
old definitions won’t do anymore. <strong>The</strong> world is in a state of flux,<br />
with muddled divisions between foes and allies. ‘<strong>The</strong> Cold War<br />
alliance was a golden era,’ observed one former diplomat shaking<br />
his head ruefully, ‘What we’ve got now is much harder, the<br />
uncertainty of grey.’ He was speaking at recent conference in<br />
Washington that brought together eminent policy makers and<br />
academics from both the United States and Europe. <strong>The</strong>ir task -<br />
to explore how much the US and Europe still have in common.<br />
And discussion hadn’t gone very far before the prevailing<br />
American view was dumped in the European collective lap like a<br />
bucket of cold water. ‘<strong>The</strong> West is an outdated concept,’ declared<br />
one supremely self confident senior American official at a lunch<br />
where he was the guest of honour. ‘And if there’s still a West,<br />
then it includes Australia, Japan and South Korea. We have a<br />
global vision now,’ he continued, waving his mike like a daytime<br />
talk show host, as he roved between the immaculately set<br />
luncheon tables.<br />
<strong>The</strong> European guests, several ambassadors among them,<br />
toyed uncomfortably with their cutlery. This didn’t sound much<br />
like American contrition following a ruinous Iraq invasion. Far<br />
from it.<br />
We learnt that Europe was no longer central to American<br />
interests. <strong>The</strong> once turbulent Balkans were no longer a worry.<br />
Russia was weaker than it pretended.<br />
What mattered now were Middle East<br />
threats, and the opportunities offered<br />
by the emerging Asian giants, China<br />
and India. Seen through American<br />
eyes, it seemed that the era of fixed<br />
alliances was over. From now on the<br />
United States would pick and mix.<br />
Sometimes partners would be<br />
Europeans, sometimes Japanese,<br />
Indian and even Chinese. <strong>The</strong> name<br />
of the game would be selective and<br />
loose commitments… ‘Like an open<br />
marriage,’ said one former US official,<br />
eyeing the audience playfully.<br />
Chris Patten and Richard Haass: gulf war?<br />
Some of the Europeans shuffled uneasily in their seats. ‘What<br />
rubbish,’ muttered one to me, snapping shut her notebook as<br />
we filed out for a coffee break.<br />
‘In my experience an open marriage tends to work only for<br />
one side,” ventured another, a British academic, ‘And I suspect<br />
it’s the Americans who’ll benefit.’<br />
To be fair, some of the Americans did admit mistakes and<br />
acknowledge policy adjustments. One official talked about Iraq:<br />
‘<strong>The</strong>re’s a recognition you can’t kill or capture your way to<br />
victory…’ he said.<br />
Another mused aloud about whether Iran could be coaxed<br />
into negotiations. ‘We did it with North Korea,’ he said, ‘and<br />
we’ve got time. Conflict with Iran is not inevitable.’ But neither<br />
gave up America’s right to go it alone and use military muscle to<br />
intervene when it suited them. It was clear the ‘war on terrorism’<br />
is still just that, a war with an external enemy... to be vanquished<br />
at any price.<br />
So different from the view in Europe, where terrorism can be<br />
homegrown, and if you use force too recklessly, you risk<br />
converting new recruits to the terrorist cause.<br />
‘Just cut us some slack,’ shot back the US official addressing<br />
the luncheon, when one former general rose to his feet to suggest<br />
that holding prisoners for years in Guantanamo Bay, or using<br />
secret CIA jails to extract intelligence might be<br />
counterproductive. ‘We’re dealing with a different kind of<br />
insurgency here,’ said the American testily, ‘And we need to<br />
win.’<br />
‘I was trying to be helpful,’ said the old solider with studied<br />
politeness, ‘If you’d agree, instead of trying to justify the<br />
unjustifiable, the US would be a better place.’ A moment of icy<br />
tension that revealed a gaping Transatlantic split.<br />
So is the West still alive and kicking? I’m afraid as I got on<br />
my plane back to London, I wasn’t optimistic. For all the shared<br />
history, and the need to pull together against dangers like global<br />
warming, it’s hard to see the US and Europe agreeing on what is<br />
the right approach to counter the great problem of our ageinternational<br />
terrorism. Not when the<br />
US sees a weak and divided Europe<br />
that cannot decide on internal reforms,<br />
or even what its future shape should<br />
be.<br />
But there is one thing the US<br />
should not ignore. President Bush<br />
may have failed in his plan to<br />
democratize the greater Middle East.<br />
But using democracy to stabilise its<br />
neighbours is one area where Europe<br />
can boast a rather remarkable<br />
achievement.<br />
Ms Kendall is Foreign Correspondent for<br />
the BBC. This piece is reproduced witht he<br />
kind permission of the BBC.
How can the European<br />
Project be saved?<br />
Viewpoints<br />
<strong>The</strong> unity of Europe is in jepardy argues CURT<br />
GASTEYGER. Can it be saved?<br />
Since the end of the Cold War, and its Enlargements to 27<br />
member states – three from the former Soviet Union and six from<br />
the former Soviet Bloc – has taken on the demanding mandate<br />
of responsibility for the political future of the Continent and its<br />
role in the European Union community.<br />
That in itself is both unique in history and ambitious in<br />
purpose. It cannot be achieved without broad support by all<br />
member states, their populations, and, indeed, the appropriate<br />
common institutions. Today’s reality is rather more complex.<br />
Of course, it is useful to remember that the long road to what<br />
today makes up EU, is littered with setbacks and discords. <strong>The</strong>y<br />
range from General de Gaulle’s “Non” to British membership, to<br />
the rejection of the Maastricht Treaty by Denmark, and of the<br />
Nice Treaty by Ireland, to Mrs. Thatcher’s refusal to pay more<br />
into the EU budget than Britain receives from it and, most<br />
recently, the rejection of the EU’s draft Constitution by a majority<br />
of French and Dutch voters.<br />
And yet, the idea of European unity has survived. Will it do<br />
so in the future? Given the profound changes on the global<br />
stage with the emergence of new, powerful players and totally<br />
new threats to security, energy and<br />
the environment, the answer should<br />
be a clear “Yes”. Alas, for the time<br />
being, we cannot be totally sure<br />
whether the EU and its members will<br />
give that answer.<br />
<strong>The</strong>re are at least two<br />
explanations for such uncertainty. <strong>The</strong> first has to do with the,<br />
as yet unresolved, questions about “how much” and “when” of<br />
further Enlargement. Prominent on the waiting list are the Balkans<br />
–notably Serbia and Kosovo – and, of course, Turkey. This<br />
leaves aside no less problematic countries as the Ukraine,<br />
Moldova or, still further afield, Armenia and Georgia. <strong>The</strong><br />
inclusion of any of these countries is bound to change, even<br />
more profoundly, the nature and identity of the EU, and its<br />
capacity to act promptly and coherently on the international<br />
scene.<br />
It is here that we find the second issue standing in the way<br />
of Europe’s political cohesion and integration. It is, to put it<br />
crudely, the re-awakened emphasis on purely national, if not<br />
outright nationalistic interests. <strong>The</strong>y come, not surprisingly, in<br />
different versions: in “old” member states here, and in some of<br />
the “newcomers” there. While there seem few convincing<br />
explanations for such a national “new-awakening” in the former<br />
group – except, as some have termed it, ‘Europe-fatigue’ – we<br />
find some more plausible arguments for the latter. Having<br />
experienced, after 50 years of Soviet domination, a brief spell of<br />
national independence, the new member countries now feel that<br />
they have to give up<br />
parts of their newly<br />
r e - g a i n e d<br />
independence by<br />
joining the EU. Thus<br />
– rightly or wrongly<br />
– they feel again<br />
deprived of a long<br />
awaited selfdetermination.<br />
Such trends point<br />
to divergence, rather<br />
than convergence<br />
...new, potentially divisive effects have<br />
begun to emerge among EU members...the<br />
relationship with Russia, the formulation of<br />
a common energy and environmental<br />
policy, and the distribution of EU subsidies.<br />
Turkey waits on the EU horizon<br />
within the EU, accentuated by developments over which<br />
Europeans have little, or no control. <strong>The</strong> first example of this<br />
was the split between what, unhelpfully, was called the “old”<br />
and the “new” Europe at the beginning of the war in Iraq. Little,<br />
if anything, of this dissent is left – unfortunately at the expense<br />
of the still vital relationship with the US. But new, potentially<br />
divisive effects have begun to emerge among EU members, such<br />
as the relationship with Russia, the formulation of a common<br />
energy and environmental policy, and the distribution of EU<br />
subsidies.<br />
What is their likely impact?<br />
Optimists may see in them one more<br />
convincing reason for further<br />
integration; pessimists, however, will<br />
point out, first, that the erstwhile<br />
essential locomotive and promoter of<br />
European integration – the Franco-<br />
German alliance – has, for all intents and purposes, ceased to<br />
function: after the Eastward enlargement, France has become<br />
geographically, if not strategically, marginalised, whilst Germany<br />
finds herself once more in the centre of Europe, with all that this<br />
implies in terms of political weight and influence.<br />
Second, Europeanisation here, and globalisation<br />
everywhere, are simply too much to be digested simultaneously.<br />
Hence, the return to basics, to the more familiar and protective<br />
nation state, a re-awakened feeling of national identity, spurred<br />
by fears of ever more immigration. In fact, the EU has not yet<br />
managed to define a coherent and future-oriented strategy on<br />
how to deal with the almost inevitable, and growing, inflow of<br />
immigrants.<br />
<strong>The</strong> forecast for Europe and, EU is therefore highly mixed. It<br />
points both to the obstacles and brakes in the march towards<br />
greater unity. At the same time, it, despite all the shortcomings,<br />
the EU remains the only chance for Europe to play a constructive<br />
role in a fragmented and ever more competitive world.<br />
Professor Gasteyger is Honorary Professor of International Studies at the<br />
HEI Geneva. His most recent book is Europe: From Division to<br />
Unification,(Bonn, 2006)<br />
17
Essay<br />
What’s the new story<br />
<strong>The</strong> EU urgently needs to give a new account of<br />
itself. Old-fashioned grand narrative and Euromyth<br />
will no longer do the trick. TIMOTHY GARTON ASH<br />
makes the case.<br />
Europe has lost the plot. As we approach the 50th anniversary<br />
of the treaty of Rome on 25th March 2007—the 50th birthday of<br />
the European economic community that became the European<br />
Union—Europe no longer knows what story it wants to tell. A<br />
shared political narrative sustained the postwar project of (west)<br />
European integration for three generations, but it has fallen apart<br />
since the end of the cold war. Most Europeans now have little<br />
idea where we're coming from; far less do we share a vision of<br />
where we want to go to. We don't know why we have an EU or<br />
what it's good for. So we urgently need a new narrative.<br />
I propose that our new story should be woven from six<br />
strands, each of which represents a shared European goal. <strong>The</strong><br />
strands are freedom, peace, law, prosperity, diversity and<br />
solidarity. None of these goals is unique to Europe, but most<br />
Europeans would agree that it is characteristic of contemporary<br />
Can Europa be tracked? (from Coypel’s Abduction of Europa)<br />
Europe to aspire to them. Our performance, however, often falls<br />
a long way short of the aspiration. That falling short is itself part<br />
of our new story and must be spelled out. For today's Europe<br />
should also have a capacity for constant self-criticism.<br />
In this proposal, our identity will not be constructed in the<br />
fashion of the historic European nation, once humorously<br />
defined as a group of people united by a common hatred of their<br />
neighbours and a shared misunderstanding of their past. We<br />
should not even attempt to retell European history as the kind<br />
of teleological mythology characteristic of 19th-century nationbuilding.<br />
No good will come of such a mythopoeic falsification<br />
of our history ("From Charlemagne to the euro"), and it won't<br />
work anyway. <strong>The</strong> nation was brilliantly analysed by the<br />
historian Ernest Renan as a community of shared memory and<br />
shared forgetting; but what one nation wishes to forget another<br />
wishes to remember. <strong>The</strong> more nations there are in the EU, the<br />
more diverse the family of national memories, the more difficult<br />
it is to construct shared myths about a common past.<br />
Nor should our sense of European togetherness be achieved<br />
by the negative stereotyping of an enemy or "other", as<br />
Britishness, for example, was constructed in the 18th and 19th<br />
centuries by contrast with a stereotyped France. After the<br />
collapse of the Soviet communist "east," against which western<br />
Europe defined itself from the late 1940s until 1989, some<br />
politicians and intellectuals now attempt to find Europe's "other"<br />
in either the US or Islam. <strong>The</strong>se attempts are foolish and selfdefeating.<br />
<strong>The</strong>y divide Europeans rather than uniting them. Both<br />
the negative stereotyping of others and the mythmaking about<br />
our own collective past are typical of what I call<br />
Euronationalism—an attempt to replicate nationalist methods<br />
of building political identity at the European level.<br />
In this proposal, Europe's only defining "other" is its own<br />
previous self: those unhappy, self-destructive, at times<br />
downright barbaric chapters in the history of European<br />
civilisation. With the wars of the Yugoslav succession and the<br />
attempted genocide in Kosovo, that unhappy history stretches<br />
into the very last year of the last century. This is no distant past.<br />
Historical knowledge and consciousness play a vital role here,<br />
but it must be honest history, showing all the wrinkles, and not<br />
mythistoire.<br />
By contrast with much traditional EU-ropean discourse,<br />
neither unity nor power are treated here as defining goals of the<br />
European project. Unity, whether national or continental, is not<br />
an end in itself, merely a means to higher ends. So is power. <strong>The</strong><br />
EU does need more capacity to project its power, especially in<br />
foreign policy, so as to protect our interests and realise some<br />
benign goals. But to regard European power, l'Europe puissance,<br />
as an end in itself, or desirable simply to match the power of the<br />
<strong>The</strong> full proposal can be found at http://www.prospect-magazine.co.uk/<br />
article_details.php?id=8214. It was first outlined in Prospect Magazine,<br />
Issue 131, February 2007.<br />
18
Essay<br />
for our European Project ?<br />
US, is Euronationalism not European patriotism.<br />
So our new narrative is an honest, self-critical<br />
account of progress (very imperfect progress, but<br />
progress none the less) from different pasts towards<br />
shared goals which could constitute a common<br />
future. By their nature, these goals can not fully be<br />
attained (there is no perfect peace or freedom, on<br />
earth at least), but a shared striving towards them<br />
can itself bind together a political community. What<br />
follows are notes towards the formulation of such a<br />
story, with built-in criticism. This is a rough first<br />
draft, for others to criticise and rework. If something<br />
along these lines does not appeal to a sufficient<br />
number of Europeans, there's no point in continuing<br />
with it. If it does, perhaps there is.<br />
FREEDOM Europe’s history over the last<br />
65 years is a story of the spread of freedom. Most<br />
Europeans now live in liberal democracies. That has<br />
never before been the case; not in 2,500 years. And it’s worth<br />
celebrating.<br />
PEACE For centuries, Europe was a theatre of war.<br />
Disputes between European nations are resolved in endless<br />
negotiations in Brussels, not by armed<br />
conflict. But Serbs and Albanians are<br />
still killing each other. You cannot<br />
simply rely on goodwill to keep the<br />
peace in Europe. This may be an old,<br />
familiar argument for European<br />
integration but that does not make it less true.<br />
LAW Most Europeans, most of the time, live under the<br />
rule of law. We enjoy codified human and civil rights and we can<br />
go to court to protect those rights—including the European<br />
court of human rights. We forget how unusual this is. For most<br />
of European history, most Europeans did not live under the rule<br />
of law. At least two thirds of humankind still does not today.<br />
PROSPERITY Most Europeans are better off than their<br />
parents, and much better off than their grandparents. We have<br />
never had it so good. Europe is one of the world’s richest blocks.<br />
DIVERSITY You can enjoy one culture, cityscape,<br />
media and cuisine in the morning, and then, with a short hop by<br />
plane or train, enjoy another that same evening. And yet another<br />
the next day. And when I say “you,” it is just not a tiny elite.<br />
SOLIDARITY We believe that economic growth should<br />
be seasoned with social justice, free enterprise balanced by<br />
social security—and we have European laws and national<br />
welfare states to make it so.<br />
We need to add or subtract a theme or two. <strong>The</strong> flesh then<br />
has to be put on the bare bones. Popular attachment, let alone<br />
enthusiasm, will not be generated by a list of six abstract nouns.<br />
Everything depends on the personalities, events and anecdotes<br />
that give life and colour to narrative. <strong>The</strong>se will vary from place<br />
Professor of European<br />
Studies in the University<br />
of Oxford, Director of the<br />
European Studies Centre<br />
at St Antony’s College,<br />
Oxford, and a Senior<br />
Fellow at the Hoover<br />
Institution, Stanford<br />
University.<br />
...our new narrative is an honest, selfcritical<br />
account of progress from<br />
different pasts towards shared goals<br />
which could constitute a common future.<br />
to place. <strong>The</strong> stories of European freedom, peace or<br />
diversity can and should be told differently in<br />
Warsaw and Madrid, on the left and on the right.<br />
<strong>The</strong>re need be no single one-size-fits-all version of<br />
our story—no narrative equivalent of the eurozone<br />
interest rate. Indeed, to impose uniformity in the<br />
praise of diversity would be a contradiction.<br />
Nonetheless, given the same bone structure, the<br />
fleshed-out stories told in Finnish, Italian, Swedish<br />
or French will have a strong family likeness, just as<br />
European cities do.<br />
Woven together, the six strands will add up to<br />
an account of where we have come from and a vision<br />
of where we want to go. Different strands will,<br />
however, appeal more strongly to different people.<br />
For me, the most inspiring stories are those of<br />
freedom and diversity. I acknowledge the others with<br />
my head but those are the two that quicken my heart.<br />
<strong>The</strong>y are the reason I can say, without hyperbole, that I love<br />
Europe. Not in the same sense that I love my family, of course;<br />
nothing compares with that. Not even in the sense that I love<br />
England, although on a rainy day it runs it close. But there is a<br />
meaningful sense in which I can say<br />
that I love Europe—in other words, that<br />
I am a European patriot.<br />
Our new European story will never<br />
generate the kind of fiery allegiances<br />
that were characteristic of the pre-1914<br />
nation state. Today's Europe is not like that—fortunately. Our<br />
enterprise does not need or even want that kind of emotional<br />
fire. Europeanness remains a secondary, cooler identity.<br />
Europeans today are not called upon to die for Europe. Most of<br />
us are not even called upon to live for Europe. All that is required<br />
is that we should let Europe live.<br />
Non: voting ‘no’ in France stirs a crisis<br />
19
Essay<br />
Can European foreign policy<br />
Will Europe and the US continue to grow apart?<br />
STEPHEN WALL assesses the landscape after Iraq.<br />
A crucial question for whether the United States and Europe<br />
grow apart is whether, despite the experience of Iraq, the United<br />
States remains in favour of regime change. <strong>The</strong> next British Prime<br />
Minister is more likely than Tony Blair to share the European<br />
dislike of regime change, given its failure to work in Iraq.<br />
Tony Blair has argued in speeches and in an article in Foreign<br />
Affairs (A Battle for Global Values) that the “crucial point”<br />
about the interventions in Afghanistan and Iraq is:<br />
“...that they were not just about changing regimes but about<br />
changing the value systems governing the nations concerned.<br />
<strong>The</strong> banner was not actually ‘regime change’; it was ‘values<br />
change’. That is why I have said that what has been done, by<br />
intervening in this way, may be even more momentous than<br />
was appreciated at the time.”<br />
Part of the problem with this argument is that the two<br />
countries whose values systems were (at least in theory)<br />
changed were, or were thought to be, relatively soft targets.<br />
<strong>The</strong> United States is not about to intervene to change the values<br />
systems of Pakistan, a military regime with unauthorised nuclear<br />
weapons or of Saudi Arabia which spawned some of the nastier<br />
terrorists at large in the world. For reasons of self interest and<br />
the total impracticality of the use of force the United States<br />
prefers to embrace rather than demonise both countries. It is the<br />
self-serving and inconsistent nature of the rationale behind the<br />
invasion of Iraq that alienates Europeans (most Britons, apart<br />
from Blair, included) along with the suspicion that a real and<br />
serious terrorist threat is being used to justify action which is<br />
seen, not just as a disproportionate response, but as an<br />
inappropriate response.<br />
Iran is the prime current instance where the Bush/Blair<br />
Passing legacy: how close can Gordon Brown get to the US after Tony Blair?<br />
doctrine is likely to be tested. A US or Israeli air strike, or series<br />
of strikes, on Iran would not require European participation,<br />
though they might need logistical support as was the case for<br />
America’s attack on Libya in 1980. <strong>The</strong> precise timing of an<br />
attack would be a secret but its imminence would not because<br />
of the prior build-up of diplomatic pressure and international<br />
action in search of a solution.<br />
Europeans, including post-Blair Britain, are likely to be more<br />
preoccupied than Americans by what Sir Jeremy Greenstock<br />
called in a recent BBC radio interview “the consequences of the<br />
consequences”. For example, the destruction of Iranian nuclear<br />
facilities would shield Israel from the immediate threat of nuclear<br />
attack but would also increase the long-term threat to Israel’s<br />
security from sustained terrorist assaults. More gravely, if<br />
attacks had to be sustained on a number of Iranian sites over a<br />
period of some nights, the risk of an Iranian military response<br />
directed against Israel would also be that much greater. In the<br />
short term, Europeans would be more preoccupied than<br />
Americans by the likely threat to oil supplies. For the longer<br />
term, Europeans would be more concerned about the effects on<br />
peace in the region.<br />
As a result, Europeans are likely to be more disposed to<br />
want to go the last mile for a peaceful resolution and to press for<br />
action limited to that which the UN Security Council will support.<br />
<strong>The</strong>y will be even more opposed to regime change in general,<br />
and in the specific case of Iran, than in the past.<br />
How far this divergence became a breach would depend on<br />
the consequences of American, or American-backed Israeli,<br />
military action against Iran. In the short term, most European<br />
governments would at the least want to distance themselves<br />
from the action (though the British government would be<br />
reluctant to do so vocally). If the longer term results were as<br />
dire as most European governments will fear then there would<br />
be a greater prospect than ever before that<br />
Europe would try to take a lead, regardless<br />
of the Untied States, in forging an<br />
independent Middle East strategy. How<br />
far that exacerbated an already severe<br />
breach in transatlantic relations would<br />
depend on whether American public<br />
opinion turned against what had been<br />
done to Iran. In either case, it is hard to<br />
see Europe having the political influence<br />
over Israel that the United States has, at<br />
least in theory. It is almost as hard to see<br />
Europe trying to exert leverage on Israel<br />
by applying the pressure of its economic<br />
This article is extracted from a longer essay<br />
prepared for a recent international US-Europe<br />
conference, co-sponsored by the <strong>Europaeum</strong>.<br />
<strong>The</strong> full essay is on the website.<br />
20
work without the US?<br />
Essay<br />
relationship. Israel commands much less popular<br />
support in Europe than in the United States but<br />
that support is nonetheless not negligible and if<br />
democratic Israel were thought to be seriously<br />
threatened by non democratic Arab states pro Israel<br />
public sympathy would increase. It is hard to see<br />
that essential dynamic changing in the next two<br />
decades. In other words, Europeans could pursue<br />
an independent policy towards the Middle East<br />
but the chances of them helping achieve a peace<br />
settlement without the active leadership of the<br />
United States look remote.<br />
In the case of Iran, fear of a nuclear-armed,<br />
aggressive dictatorship is the main driver of Western<br />
policy. While the analysis is shared across the<br />
Atlantic, the ultimate choice of response may not<br />
be. Will the same be true for the other challenges<br />
we will face over the next twenty years?<br />
Over the period, the principal sources of tension within the<br />
West, as well as between the West and others, will come from:<br />
continued international terrorism, conceivably escalating<br />
to the use of nuclear weapons in some form;<br />
the interaction of so-called rogue states with international<br />
terrorism;<br />
instability in the Middle East caused by the Israel-Palestine<br />
question;<br />
the actions of Iran and the US response;<br />
instability in countries such as Egypt and Saudi Arabia<br />
fuelled by the pressures of a growing, young, population;<br />
competition for access to energy supplies on the one<br />
hand and the abuse of power by energy suppliers on the other.<br />
<strong>The</strong> first is already a source of tension with China, the second<br />
of tension with Russia;<br />
the consequences of climate change and the lack of a<br />
transatlantic, let alone a global, consensus for dealing with them;<br />
the impact of demographic changes, which may exacerbate<br />
Europe’s relative economic weakness and will, self-evidently,<br />
fuel migratory pressures;<br />
Pandemic disease.<br />
One, or a combination of these, could lead to conflict. <strong>The</strong>re<br />
are neo-realists who believe that a military confrontation between<br />
the United States and China is inevitable. Energy dependence<br />
is leading China to seek privileged relationships with<br />
controversial countries such as Somalia and Zimbabwe. <strong>The</strong><br />
quest for energy security will cause more widespread tension<br />
as countries compete for privileged relationships with producers.<br />
<strong>The</strong>re will be competition between the industrial powers and<br />
therefore greater scope for friction as India and China, in<br />
particular, compete for their share of energy resources and as<br />
they develop the political relationships to help deliver security<br />
of supply. How dangerous these tensions become depends upon<br />
A former Permanant<br />
Representative to the EU,<br />
Stephen Wall was Head<br />
of the European<br />
Secretariat in the Cabinet<br />
Office in London and EU<br />
adviser to the Prime<br />
Minister, Tony Blair, from<br />
2000 - 2004.<br />
many of the other factors in the equation. Those<br />
include the role of China as a country which thwarts<br />
or assists the management of the ‘world order’ in<br />
the UN Security Council. Mark Leonard has argued<br />
in a recent paper for the Centre for European Reform<br />
(Divided World: <strong>The</strong> Struggle for Primacy in 2020)<br />
that Russia and China will use their positions as<br />
permanent members of the UN Security Council to<br />
contain the United States and to protect themselves<br />
from western interference.<br />
If China does seek, in cooperation with Russia,<br />
to establish a sphere of influence which, by providing<br />
a comfort zone for dubious governments and<br />
thwarting effective action in the UN Security<br />
Council, threatens American interests then events<br />
may turn out as the neo realists suggest. But there<br />
seems to me to be nothing inevitable about such a<br />
clash which depends as much upon how the United<br />
States perceives its interests as upon the actions of China. <strong>The</strong><br />
biggest unknown is what will happen within China itself.<br />
In no foreseeable circumstances is Europe likely to see the<br />
way through these difficulties as lying in anything but the<br />
deployment of soft power. If a neo-realist agenda of increasingly<br />
hawkish confrontation with China (of which Taiwan could yet<br />
be a trigger) became staple fare in the United States, it would set<br />
alarm bells ringing in Europe.<br />
By 2030, Europe will be dependent on imports for 90% of its<br />
oil needs and 65% of its gas needs. Unless the European Union<br />
can agree in the near future on a coherent energy policy,<br />
including on unbundling, regulation, energy choices and<br />
external energy policy its ability to frame coherent policies for<br />
China: will the dragon reunite the West?<br />
21
Essay<br />
its relationship with Russia will<br />
not intervened more to prevent<br />
be constrained by its<br />
the Shah’s overthrow and, with<br />
dependency. That dependency<br />
it the loss of a country whose<br />
has already contributed<br />
political and economic policies<br />
significantly to the inability of<br />
the European Union to<br />
formulate a coherent policy<br />
towards the government of<br />
President Putin as individual<br />
European leaders have beaten<br />
a sycophantic path to his door.<br />
<strong>The</strong> US will be less constrained<br />
were oriented towards the West.<br />
A similar dilemma may well<br />
present itself in other countries,<br />
for example in Saudi Arabia. <strong>The</strong><br />
impact of a revolution in Saudi<br />
Arabia on energy supplies and<br />
on terrorist activity would be the<br />
key drivers of the Western<br />
but also less interested unless<br />
response. A measured<br />
Russia’s behaviour becomes<br />
threatening. Given Russia’s<br />
dependence on exports for<br />
income and the disorganised<br />
state of its energy industry its<br />
capacity for sustained blackmail<br />
Ayatoullahs on the move in Iran: can they be contained alone?<br />
response, which secured<br />
European support, would<br />
require the United States to<br />
formulate its policy on a cool<br />
calculation of interest, rather<br />
than on its distaste for the<br />
of the West is likely to be limited over the period but the impact<br />
of Russian bullying on its neighbours will be a source of anxiety<br />
and destabilisation. It is likely to make Ukraine, for example,<br />
even keener than it is now to join the EU. <strong>The</strong> reluctance of<br />
some EU member states to see Ukraine join will be a source of<br />
friction with the United States which, not having to bear the<br />
costs, political and economic, is keener on enlargement than<br />
many Europeans. If that European reluctance was reinforced by<br />
fear of antagonising a bearish Russia, American irritation would<br />
be that much greater.<br />
<strong>The</strong> most catastrophic consequences of climate change will<br />
probably not be visited on us in the next twenty years but the<br />
evidence of inevitable catastrophe unless radical action is taken<br />
seems likely to become even more incontrovertible. If so, the<br />
perception gap between America and Europe will narrow though<br />
friction will persist as Europe remains more convinced that the<br />
cost of preventive action needs to be faced and met. It is likely<br />
that Europe will remain in the vanguard but, if the mood in the<br />
United States changed, and the United States put even more<br />
resource into technological research, the potential commercial<br />
gain could turn the Untied States from laggard into leader. If<br />
that happened the United States might in turn raise the stakes<br />
of climate change as a marker in its relationship with countries<br />
such as China.<br />
It seems likely that, barring a new 9/11 that provoked a<br />
massive US military response, European and American views<br />
on the management of some kind of world order are likely to<br />
converge in the post-Bush era. Lessons have been learned<br />
painfully from Iraq about the limitations of external intervention<br />
to deliver a result which matches up to the objective.<br />
David Owen, the British Foreign Secretary at the time of the<br />
fall of the Shah of Iran, later regretted that Western powers had<br />
regime and zeal for democracy, the latter not being a conspicuous<br />
commodity in modern Saudi Arabia in any event.<br />
After Iraq, a unilateral US intervention, pre-emptive or<br />
otherwise, seems improbable and the prospects of an<br />
international coalition negligible. Taking the fall of the Shah as<br />
a model, and on the questionable assumption that the revolution<br />
there could have been forestalled, the main gain, compared with<br />
what has actually happened, would have been to avoid a regime<br />
which supports terrorism and is developing a menacing nuclear<br />
capacity. But whether trade in oil and other commodities would<br />
have been more secure is questionable given that terrorist action<br />
against the regime and the western forces in the country would<br />
have increased. Even support for terrorism elsewhere, while not<br />
on the present scale, would not have been impossible. After all,<br />
the situation would not have been unlike that in Pakistan i.e. a<br />
government anxious for a good relationship with the West but<br />
without the capacity to deliver a comprehensive anti-terrorist<br />
policy. Indeed, just as a blind eye to terrorism has been a price<br />
the Saudi regime has paid for internal stability, so the Shah<br />
would have very possibly had to pay a similar price in Iran.<br />
<strong>The</strong> US and Europe may both consider themselves unlucky<br />
in their present leaderships. <strong>The</strong> infatuation with Senator Barack<br />
Obama on both sides of the Atlantic is a measure, not so much<br />
of his evident qualities as of that longing for a unifying political<br />
vision. <strong>The</strong>re has never been a time in post World War II history<br />
in which Europeans have felt a greater sense of alienation from<br />
the government of the United States. It is alienation from both<br />
the politics and policies of President Bush. For Britons at least,<br />
with no tradition of a Supreme Court as the accepted ultimate<br />
guardian of a democratic constitution, the contested outcome<br />
of the Presidential election of 2000 contributed to an<br />
unwillingness to accept American presidential leadership<br />
22
Essay<br />
Barack Obama: regime change?<br />
unquestioningly. Insofar<br />
as Europeans felt, after<br />
the 2004 election, that<br />
George W. Bush<br />
embodied the sentiment<br />
of the majority of<br />
Americans that sense of<br />
alienation extended to the<br />
US as a whole.<br />
However, the<br />
intervening two years,<br />
and last year’s<br />
congressional elections,<br />
have started to change perceptions. <strong>The</strong> faith of Europeans in<br />
the capacity of American democracy to find a middle ground of<br />
balanced policy has been partially restored, together with a<br />
popular belief that what Europeans have to do is to keep their<br />
fingers crossed until Inauguration Day 2009. That faith in the<br />
redeeming quality of democracy, despite European distrust of a<br />
particular Administration and its policies, is probably one<br />
underlying feature of the relationship which, though sorely<br />
tested, will survive over the next twenty years.<br />
<strong>The</strong> European Union works because, in the end, each<br />
member country has confidence in the democratic institutions<br />
of the others. <strong>The</strong> EU has structures and rules to try to prevent<br />
a breakdown of that basis of trust in any of the member states.<br />
But if there were a failure of democracy in any member state<br />
then the loss of that fundamental shared value would wipe out<br />
all the other points of common interest that remained. A shared<br />
commitment to democracy, and confidence in each other’s<br />
democratic structures, is likely to remain the glue in the<br />
transatlantic relationship. However far apart the US and Europe<br />
grow on policy issues they are likely to see each other as “friends<br />
in need”, something which will not<br />
be true of China or Russia. That may<br />
not prevent either Europe or the US<br />
pursuing policies towards Russia or<br />
China which will test the<br />
transatlantic relationship to a greater extent than ever before,<br />
especially as the constraints of the Cold War no longer apply.<br />
<strong>The</strong> one thing that would prevent that happening would be the<br />
emergence of a new security threat, seen on both sides of the<br />
Atlantic as being as great as that posed by Soviet Russia.<br />
That apart, just as the balance of terror and Mutually<br />
Assured Destruction (MAD) made the superpowers shrink from<br />
nuclear confrontation, so global economic and energy<br />
dependence make the modern risks from military intervention<br />
that much greater. Economic interdependence was seen by the<br />
founders of the European Community as the key to peace and<br />
political stability. <strong>The</strong> same should be true on a global scale but<br />
with provisos. For that principle to work on a global scale seems<br />
However far apart the US and Europe grow<br />
on policy issues they are likely to see each<br />
other as “friends in need”<br />
to me to depend on two ingredients which may continue to<br />
divide Europe and America. <strong>The</strong> economic interdependence of<br />
the EU’s member states translates into political stability in part<br />
because Europe has supra national institutions which have<br />
authority over the individual member states. <strong>The</strong> nearest global<br />
equivalent is the UN and European support for it will remain<br />
stronger than that of the US. But it seems unlikely that any<br />
nation or regional grouping will make the sacrifices needed to<br />
implement the Annan reforms. It that is true, the main difference<br />
between the US and Europe will be greater European regard for<br />
the rule of international law as determined by the UN Charter<br />
(something for which the next British Prime Minister is likely to<br />
have more respect than the present one) but combined with a<br />
similar reluctance to will the means to make the UN effective<br />
even when there is agreement on the ends.<br />
If that is so, and it fits the pattern of the last fifty years, then<br />
the United States’ frustration with the United Nations and, de<br />
facto, its reluctance to be constrained by international law as<br />
determined by the UN Charter and Chapter VII action authorised<br />
by the Security Council, will also continue and there will be<br />
pressure on Europe to redefine the terms of international<br />
engagement beyond the Westphalian model. Tony Blair has<br />
sought such a model, without conspicuous success in carrying<br />
his compatriots and other Europeans with him. <strong>The</strong> recent report<br />
to Kofi Annan on UN reform also sought to redefine the basis<br />
on which international intervention could take place so that it<br />
could be proactive and preventative, not just reactive. But that<br />
proposed reform was still firmly rooted in the notion of explicit<br />
UN Security Council authorisation. That will remain a significant<br />
division between Europe and America. Europeans will be much<br />
more reluctant than Americans to participate in, let alone support,<br />
unauthorised action. However, as I have argued, the scope for<br />
such action by the United States seems likely to be limited by<br />
the failure of the Iraq policy and there<br />
may therefore be a greater<br />
transatlantic convergence in practice<br />
than in principle.<br />
<strong>The</strong> second ingredient that is<br />
necessary to make interdependence a driver of stability is what<br />
the French commentator, Dominique Moisi, has called the<br />
success of the culture of hope over the culture of humiliation.<br />
Herein lies one of the biggest differences between the United<br />
States and Europe. Both recognise the role of poverty and<br />
deprivation as breeding grounds for disaffection, anger and<br />
terrorism. Both have significant international aid efforts, though<br />
the European one is much larger than the American. Both share<br />
the millennium development goals though the Europeans,<br />
thanks to Gordon Brown’s initiative for an International Finance<br />
Facility, have so far done more about realising them. Both<br />
recognise that there is more to today’s international terrorism<br />
than an outpouring of anger rooted in deprivation.<br />
23
Report<br />
Understanding Muslims as<br />
Senior scholars and young researchers met in<br />
Bologna to locate the place of Muslims in European<br />
societies. LEON BUSKENS reviews the debates.<br />
<strong>Europaeum</strong> has sponsored several scholarly meetings and<br />
seminars on Islam-in-Europe during past years. On two days<br />
last November, an international workshop on Islam and<br />
Citizenship in Europe was held in Bologna, coordinated by Dr<br />
Ruba Salih, well-known for her research on Moroccan immigrants<br />
in Italy and on multiculturalism and gender.<br />
Our meetings took place in the Dipartimento di Politica,<br />
Istituzioni, Storia. <strong>The</strong> scholarly exchanges were made a success<br />
by the active participation of several faculty members, including<br />
Professors Tiziano Bonazzi, Gustavo Gozzi, and Pier Cesare Bori,<br />
other scholars and more than 200<br />
young scholars and students.<br />
After opening speeches by<br />
representatives of the university<br />
and <strong>Europaeum</strong>, including Secretary General Dr Paul Flather, Dr<br />
Salih introduced the aims of the workshop: immigration of<br />
considerable groups of Muslims has challenged, in many<br />
European countries received ideas about citizenship, and<br />
established dichotomies between the private and public, and<br />
religious and secular spheres. It is clear that nation states cannot<br />
continue to pursue an exclusionary policy. Yet multiculturalism<br />
Muslim dress: dividing Europe?<br />
<strong>The</strong> presence of Muslims prompts Europeans to<br />
rethink their “natural” ideas about citizenship<br />
seems to destabilize many classical categories of “modernity”<br />
and demands new ways of thinking and policy-making.<br />
In the first session two senior scholars of international<br />
renown, Professor Tariq Modood (Bristol) and Professor Nilüfer<br />
Göle (Paris), offered ideas for such a new conceptual framework.<br />
Professor Modood scrutinized the notion of equality in his plea<br />
to go beyond tolerance and secularism. Equal respect meant,<br />
for him, actively accepting and respecting differences of people<br />
within a multicultural society. It also leads to the questioning of<br />
the idea that religion should remain a private phenomenon. He<br />
called for a pragmatic, non-ideological approach, in which<br />
conflicts were negotiated. Islam could thus be integrated into<br />
the institutional framework of the state.<br />
Professor Göle started with a detailed analysis of the mock<br />
veiling of three young women,<br />
whom she had seen that very<br />
morning at Bologna airport. <strong>The</strong><br />
presence of Muslims prompts<br />
Europeans the rethink their “natural” ideas about citizenship.<br />
She took the headscarf issue as a way of analyzing an emerging<br />
transnational vocabulary of what it means to be a Muslim in<br />
Europe. Public space is becoming transnational, she agreed, as<br />
the Danish cartoons’ affair also demonstrated. In current debates<br />
about citizenship in Europe, much centered around the body,<br />
space, and memory. Thus, the current debate about Muslims is<br />
also a debate about Europe, democracy, and indeed, modernity<br />
itself. A lively discussion ensued.<br />
<strong>The</strong> next two papers focused more on the national than on<br />
the European level. Professor Chantal Saint Blancat at Padua<br />
University portrayed the relatively recent formation of Muslim<br />
communities in Italy. She focused on the multiple ways in which<br />
Muslim immigrants developed ties at the local level. Especially<br />
illuminating, and entertaining, was her ethnography of the<br />
owners of kebab restaurants, who had managed to carve out a<br />
place for themselves in Padua – where it was much more the<br />
quality of the food than their religion which mattered. Her analysis<br />
also showed the importance of economic aspects in the debates<br />
about citizenship and identity.<br />
Next, current debates about Islam and citizenship in the<br />
Netherlands was discussed by Professor Buskens. For Dutch<br />
opinion makers, the main issues were women, criminality, and a<br />
renewed interest in national history. Even leading intellectuals<br />
could hardly think outside an established alterity discourse,<br />
dominated by stereotypes. Gradually the key notions in the<br />
debate had changed from ethnicity and culture to Islam. <strong>The</strong><br />
Dutch case was seen as part of a much larger, international<br />
debate, but also showed some national particulars. Only sound<br />
empirical research might change the aggressive misconceptions<br />
which currently dominated the public sphere. <strong>The</strong> day was<br />
concluded by a fine summary of the main points by Professor<br />
Gozzi, and an animated debate, in which many students also<br />
24
Report<br />
citizens of Europe<br />
took an active part.<br />
Our second day began with three illuminating case studies<br />
by young researchers, who offered fascinating ethnographic<br />
case material to supplement the theoretical and national analyses<br />
of the first day. Dr Laura Mijares of the Universidad Complutense<br />
de Madrid, presented her research on Muslims in Spanish<br />
secondary schools. Again, the veil turned out to be an important<br />
symbol. Some authorities understood the veil as an obstacle to<br />
“integration”, and denied those girls wearing it access to schools.<br />
Here, a so-called “secularist” discourse of women’s rights was<br />
used to oppose the young women’s understandings of their<br />
own religious identities.<br />
Julia Hieber, at St. Anthony’s College, Oxford, offered a micro<br />
analysis of the ways in which mainly Turkish immigrants in<br />
Munich were constructing their new identities through all kinds<br />
of local organizations. <strong>The</strong>ir views of Islam very closely tied to<br />
specific characteristics of time and place. Thus, on the local<br />
level, the idea of the umma, the universal community of Muslims,<br />
was not a lived reality. Internal differences proved to be more<br />
important as organizational principles. Julia Hieber evaluated<br />
the activities of the Muslim youth associations as highly positive<br />
contributions to integration and social coherence. Indeed, it<br />
was argued that the Munich experiences could be a stimulating<br />
example for other European cities.<br />
Dr Annalisa Frisina dealt with a similar theme in the Italian<br />
context. An association of Young Italian Muslims actively tried<br />
to counter Islamophobic tendencies which had emerged in Italy<br />
after 9/11. <strong>The</strong>se young people went beyond defensive ideas<br />
about Islam, by focusing on the notion of citizenship itself.<br />
Thus, the debate also became a mirror for Italians, and an<br />
invitation to rethink allegedly “normal” categories, linked to<br />
nationalism and Catholicism.<br />
As such, Dr Frisina’s case<br />
study invited a return to the<br />
theoretical debates initiated<br />
and by Professors Modood<br />
and Göle on .<br />
Finally, the anthropologist Dr Ahmed Al-Shahi from St.<br />
Anthony’s College, Oxford presented some challenging<br />
thoughts on culture, integration, and citizenship. He referred to<br />
many examples from his personal experience, both as a researcher<br />
and teacher, and as an adviser to policy makers. He pronounced<br />
himself strongly against “a ghetto mentality” and isolationism,<br />
and challenged many of the earlier expressed views. He<br />
particularly turned against the political use which some<br />
immigrants made of Islam.<br />
<strong>The</strong> ensuing debate was ably moderated by Professor Cesare<br />
Bori. In passing he contributed one of the most important and<br />
practical lessons to the workshop, when he mentioned his efforts<br />
to translate important philosophical and mystical texts from the<br />
Arabic, in collaboration with Muslim prisoners.<br />
Muslims in the Netherlands: seeking full citizenship?<br />
...by focusing on the notion of citizenship itself...the<br />
debate also became a mirror for Italians, and an<br />
invitation to rethink allegedly “normal” categories<br />
<strong>The</strong> debates had been so lively that there was little time for<br />
conclusions. However, Dr Flather undertook a courageous<br />
attempt to sum up the main themes and issues. First, he pointed<br />
to the link between the debates about Islam and the crisis in<br />
European citizenship. To what extent were the particular national<br />
debates specific expressions of this more general concern?<br />
Second, could we discern any patterns in the national experiences<br />
of the different European countries? <strong>The</strong> case studies presented<br />
offered valuable material for this kind of research. Muslims<br />
constituted, in practice, highly varied communities, although<br />
many Europeans had constructed a uniform image which was at<br />
odds with this diversity. <strong>The</strong> way in which various European<br />
countries deal with the idea of secularism proved also to be<br />
very diverse, embedded in different historical trajectories.<br />
Dr Flather concluded with a plea for more comparative<br />
research, both on common themes such as veiling, youth<br />
associations, and the media, and on national policies. For<br />
example, European countries could learn much form each other<br />
on the ways they were dealing with legal issues, as well as<br />
questions of representation.<br />
<strong>The</strong> ‘oldest’ European<br />
university proved to be an<br />
excellent venue for this<br />
learning of each other through<br />
comparison. <strong>The</strong> bringing<br />
together of researchers from various European countries,<br />
holding differing points of view, lead to fruitful debates and<br />
exchanges.<br />
Italy had relatively recently been confronted with the<br />
immigration of considerable groups of Muslims and scholars<br />
and students showed great curiosity and openness. This new<br />
look on problems which are for North/West Europe riven with<br />
conflict and difficulties was fresh and stimulating.<br />
Thanks to the generosity and savoir vivre of our Bolognese<br />
hosts, and the stunning setting of a Medieval city, scholarship<br />
turned out to be not only an intellectual, but also a sensuous<br />
pleasure.<br />
Léon Buskens is a lecturer in Islamic Law and the Anthropology of Muslim<br />
societies at Leiden University, and a professor at Utrecht University.<br />
25
Report<br />
Prague looks to<br />
Europe’s future<br />
<strong>The</strong> European Union is celebrating its 50th<br />
anniversary year. PAUL FLATHER reports the<br />
<strong>Europaeum</strong> was also at the parties.<br />
As part of the Europe Union focus on the 50 th anniversary<br />
of the signing of the founding Treaty of Rome, the <strong>Europaeum</strong><br />
has co-supported inter-disciplinary events in Prague and Oxford,<br />
and will also participate in a major conference in Lisbon.<br />
<strong>The</strong> international conference in Prague last Spring reviewed<br />
questions on European Integration, asking where Europe is now<br />
heading from this particular crossroads, after the Constitution<br />
debates, after Enlargement, in the light of mixed views on the<br />
Euro-zone, and in the face of stiffening global competition.<br />
<strong>The</strong> event, co-ordinated by Professor Lubos Tichy,<br />
Professor of Law at Charles University, Prague, and colleague<br />
in Politics. Economcis, Law and Social Sciences, featured a key<br />
note address by Czech Foreign Minister, Karel Schwarzenberg.<br />
He told 300 participants, including policy-makers, politicians,<br />
and <strong>Europaeum</strong> colleagues from Prague, Oxford, Bologna, Bonn,<br />
and Leiden, as well as many other universities, including the<br />
London School of Economics, Heidelberg, Stockholm,<br />
Copenhagen, Munich, that the story had been one of a<br />
resounding success which few could have<br />
foreseen given World War II and the Cold<br />
War.<br />
But such peace, propserity, and secure<br />
welfare, also created burdens, he warned.<br />
<strong>The</strong> integration process suffered from an<br />
apparent gap between the Union and its<br />
citizens. <strong>The</strong> lack of any sense of a European identity among EU<br />
citizens was a key challenge for the future of the EU, he warned.<br />
Europe Minister Alexandr Vondra then highlighted the key<br />
role of the USA in the process of European integration, through<br />
its influence in NATO and the post-war Pax Americana.<br />
Karel Schwarzenberg and Alexandra<br />
Vondra: spoke on Europe<br />
<strong>The</strong> event<br />
was cosupported<br />
with<br />
C h a r l e s<br />
University, the<br />
Konrad Adenauer<br />
Foundation, the<br />
European Union,<br />
and the Czech<br />
Foreign Ministry.<br />
<strong>The</strong> conference<br />
focussed on how<br />
the EU is and<br />
should be<br />
governed? What<br />
are the forces<br />
behind the EU?<br />
Prague: giving fresh heart to Europe’s future?<br />
And whether the EU able to take over the vital functions of<br />
nation-state in the globalised world ?<br />
A key feature was the Czech contributions to these key<br />
debates. Other <strong>Europaeum</strong> participants included Professor<br />
Riccardo Rovelli (Bologna) who spoke on competing economic<br />
and social models in EU Member States, Professor Madeleine<br />
Hosli (Leiden) discussed cleavages and bargaining outcomes<br />
in negotiating the European constitution; while Dr Katja Ziegler<br />
(Oxford) spoke on the European Court<br />
System, warning against self-expansion of<br />
ECJ powers<br />
Fierce debate ensued in the final session<br />
on where the EU goes from its current crossroads,<br />
with differing national perspectives<br />
and even divisions over whether the EU was<br />
a net benefit the merits of trying to deliver a new (mini)<br />
constitutional treaty, without the need for referenda. Work is<br />
now underway, with <strong>Europaeum</strong> support, to produce a<br />
publication based on the keynote papers.<br />
In Oxford, a day of discussions were held on what has<br />
been achieved, what lies ahead, as well as what it means to be<br />
European. An Oxford panel debate explored the rights and<br />
wrongs of pursuing a new Constitutional settlement, generally<br />
opposed by Professor Paul Craig, somewhat irrelebvant<br />
according to Professor Stephen Weatherill, though winning more<br />
support from Professor Kalypso Nicolaidis. It was noted that<br />
the raising of the EU flag at St Antony’s College for the day had<br />
even caused consternation. <strong>The</strong> day was rounded off with a<br />
lively ‘get together’ disco in to the small hours.<br />
In Lisbon, an international event organised by a team led<br />
by Professor Joao Espada, professor of politics at the Catholic<br />
University, with speakers from America and Europe, will meet<br />
for four days to debate the European Project, demography,<br />
welfare, security, international relations and flexisecurity. <strong>The</strong><br />
President of the EU, Jose Manuel Barosso will be a keynote<br />
speaker, as the event heralds the start fo the Portuguese EU<br />
Presidency.<br />
26
Viewpoint<br />
Czechs sustained by idea<br />
of American liberty<br />
America has long represented freedom,<br />
independence and progress for Czech society,<br />
explains LENKA ROVNA.<br />
It was back in 1865 that the Club of American Ladies was<br />
founded in Czech lands by the writers Karolina Svìtlá, •ofie<br />
Podlipná and Anna Holinová, gathering the most progressive<br />
women of that time, and concerned in promoting education and<br />
healthier life among women. <strong>The</strong> Club was only dissolved in<br />
1948, after the Communist coup, but re-established its activities<br />
after 1996.<br />
Antonín Dvoøák, the famous Czech composer, embodied<br />
his admiration of American modernity in his Ninth symphony,<br />
From the New World, in 1893, during his stay as Director of the<br />
New York Conservatory. <strong>The</strong> dynamic, modern and democratic,<br />
society inspired him, as well as native US songs and the<br />
American countryside.<br />
Indeed, the American way of life and culture greatly<br />
influenced Czech society at the end of 19th and beginning of<br />
20th centuries. <strong>The</strong> young nation was searching for models –<br />
and the US was the inspiration. American culture appealed<br />
especially to the young generation. Czech youth and scouts<br />
gathered around their fires with<br />
guitars and sang American folk<br />
songs and jazz was adopted by<br />
domestic bands.<br />
<strong>The</strong> role of the US in the<br />
foundation of the Czechoslovak<br />
state was also significant. <strong>The</strong> first Czechoslovak President,<br />
Tomáš Gariggue Masaryk, prepared the basic principles of<br />
Czechoslovak democracy during his exile in the US during World<br />
War I. <strong>The</strong> treaty between Czechs and Slovaks on their common<br />
destiny was signed in Pittsburgh in 1918, and later that year in<br />
October, the Washington Declaration proclaimed an<br />
independent Czechoslovak state. <strong>The</strong> 14 points of US President<br />
Woodrow Wilson helped to form new successional states after<br />
the break-up of the Hapsburg monarchy in 1918.<br />
<strong>The</strong> ‘special’ relationship of the first Czechoslovak President<br />
with the US, was enhanced by his American wife Charlotte, and<br />
Masaryk even adopted her name,<br />
Gariggue.<br />
However, this new Czech<br />
democracy was fragile and did not<br />
last many years after the death of its<br />
founder in 1935. It was the American<br />
army, which next liberated the<br />
Western part of Czechoslovakia in<br />
1945.<br />
<strong>The</strong> desire of the liberated nation<br />
to create democratic and prosperous<br />
state was not fulfilled. During the<br />
During the Communist era, America served as a<br />
reference point for liberty, democracy and<br />
individualism...<br />
Presidental allies: Wilson (left) and Masaryk<br />
<strong>The</strong> US Army liberates Ceský Krumlov in 1945<br />
Communist era, America served as a reference point for liberty,<br />
democracy and individualism. Very important roles were played<br />
by radio, Voice of America, as well as Radio Free Europe, which<br />
helped citizens to keep informed.<br />
<strong>The</strong>ir support for the dissident movement and the immigrants<br />
cultivated opposition towards the totalitarian regime, and helped<br />
preserve the sparks of democracy, based on the traditions of<br />
the pre-war democratic<br />
Czechoslovakia.<br />
<strong>The</strong> US became the first ally<br />
of the newly formed democratic<br />
state after the Velvet Revolution<br />
in 1989, and after the split of Czechoslovakia in 1993. <strong>The</strong> main<br />
slogan was “the return to Europe” and “to Euro-Atlantic<br />
structures”. Membership of NATO in 1999, and in the EU in<br />
2004, represents the fulfilment of both.<br />
<strong>The</strong> relationship between the Czech Republic and the US is<br />
not of course, without clouds either. Several months after joining<br />
NATO, the Czech public was embarrassed by the bombing of<br />
Belgrade. <strong>The</strong> outbreak of war in Iraq did not get much of public<br />
support either. On one hand, President Václav Havel, just before<br />
finishing his mandate, signed the letter of six Presidents<br />
supporting the American and British actions. But, on the other<br />
hand, the new President Václav<br />
Klaus, the Czech government and<br />
public were lukewarm.<br />
Still, overall, the Czech Republic<br />
values very highly America and the<br />
way it has contributed to new<br />
democracy.<br />
Professor Rovna is holds a Jean Monnet<br />
Chair in Western European Studies at<br />
Charles University, Prague. This article is<br />
based on a talk given at a <strong>Europaeum</strong><br />
panel in Oxford last year.<br />
27
Report<br />
TransAtlantic Dialogue<br />
<strong>The</strong> Jagiellonian University hosted the 2006<br />
<strong>Europaeum</strong> Summer School in Krakow - MICHELE<br />
CARACCIOLO DI BRIENZA shares his memories.<br />
<strong>The</strong> fil rouge of the week was the relation between the<br />
European Union and the United States for a whole week of<br />
lectures organised by the Centre for European Studies, under<br />
the direction of Professor Zdzislaw Mach. It was a unique<br />
opportunity for the participants from all 10 <strong>Europaeum</strong><br />
universities to confront their own experiences and to exchange<br />
their ideas. Many lecturers were encouraged by leading<br />
discussions from different points of view.<br />
Contemporary security issues and cultural identities were<br />
among subjects of the first day. Professor Wim van den Doel<br />
(Leiden) centred his opening intervention on EU-US relations<br />
in light of the Iraq crisis. He underlined the American belief of<br />
being an example to the entire world. He tried to give a definition<br />
of the concept of the West and its development in a political<br />
sense. In fact, the West is seen as a product of the Cold War, as<br />
a political construction. He ended, quoting President George<br />
W. Bush in his last speech in Warsaw; “No tyranny can stand<br />
against Europe and the US if they are united.”<br />
Professor Mach (Krakow) continued discussing the EU and<br />
the US after the Cold War, with particular regard to values and<br />
identities. He approached the subject of a possible enlargement<br />
of the EU to Turkey, which he felt unlikely to happen even if the<br />
US puts pressure for Turkish membership in the EU. <strong>The</strong> key<br />
problem, according to Professor Mach, is whether the EU is<br />
prepared to change its security strategy and the “mental maps”<br />
that represent Europe, or not.<br />
On the second morning the floor was left to three student<br />
debates: (a) Has Bush revolutionised US foreign policy?, (b)<br />
What is the new world order?, and (c) Who is in charge of<br />
Students in Debate: Who is in charge of global security?<br />
global security? In the afternoon, another outstanding lecture<br />
was delivered by Dr Andrzej Olechowski, former Foreign Affairs<br />
Minister of Poland (amazingly, also a former student of the HEI<br />
in Geneva). on the theme of Global Economic challenges. He<br />
showed, using economic data, that the US and the EU are the<br />
two most integrated regions in the world in terms of international<br />
trade. No real boycott is actually possible between the two<br />
regions due to the high level of reciprocal dependency. After<br />
the Iraqi invasion, when political dissent was rife between the<br />
two shores of the Atlantic, French fries became Freedom fries in<br />
the US. However, the US did not take any real action against<br />
France and Germany as a repercussion of their dissent.<br />
On the third day Dr Grzegorz Pozarlik (Krakow) made a clear<br />
comparison of the security strategies of the EU and the US. In<br />
the afternoon, participants had the opportunity to ask direct<br />
questions to a US diplomat, Mr Duncan Walker, political and<br />
economic counsellor in the US Consulate in Krakow. Some of<br />
the participants politely disagree when he stated that the war<br />
on terror is a success. Mr Walker was a Navy pilot who took<br />
part in the First Gulf War, joining the State Department in 1998,<br />
and serving in the White House during the elections in Iraq.<br />
He underlined the concern of President Bush about the Iraqi<br />
democratic process. In my opinion, a diplomat should work<br />
towards making the army be redundant; however, it does not<br />
seem that this attitude is widely accepted among US diplomats.<br />
A question was posed to Mr Walker: “Is the US government<br />
doing something to conquer hearts and minds in those countries<br />
where anti-Americanism fuels terrorism?” Mr Walker answered<br />
that the State Department basically has to be pragmatic, and it<br />
has to achieve measurable goals in the short term. In the end,<br />
the answer of the US government is: “Let’s go and fight the<br />
Escape from Cold War helps Poles warm to US<br />
I would like to thank the <strong>Europaeum</strong> very much for the generous<br />
funding of the Krakow summer school, the possibilities to get to know<br />
many new and fascinating students and scholars and for providing a platform<br />
for assisting to further conferences, exchanges, trans-European and -<br />
Atlantic discussions and for its publications. This platform for exchanges,<br />
new ideas and creating networks – or I prefer to say friendship, has been<br />
very useful and challenging for me. I especially enjoyed the discussions<br />
with Professors Wim van den Doel and David Ellwood: both of them were<br />
very open to the comments of all participants and started lively discussions<br />
for the whole group. Those exchanges continued into the evenings, in the<br />
restaurants and bars we went to after the official program. But I would like<br />
to add some different perspectives to the piece prepared by Michele.<br />
First, I do not understand why the pope should give “perhaps a sense<br />
of hope and happiness regarding the future”, especially seen in the context<br />
of the subject of our summer school. During our discussions, religiosity<br />
was pointed out as a main difference between US and European foreign<br />
policies: the EU can essentially play a role abroad not constrained much<br />
by the influences of one or several churches. This is not the case in<br />
Washington, which usually follows a “value-based” foreign policy,<br />
particularly strong under the current administration. Having closely<br />
followed the process of the elaboration of a new European constitution,<br />
I also vividly recall how the Vatican, under John Paul II, sabotaged with<br />
28
Report<br />
amid Krakow cafés<br />
bastards!” Well, that phrase, from a<br />
US diplomat, made quite an<br />
impression!<br />
On the fourth day, Professor<br />
David Ellwood (Bologna), spoke<br />
about the imitation of many aspects<br />
of US culture and legislation that is<br />
taking place in some European<br />
countries. His examples were<br />
commercial television, and the film<br />
and music industries. <strong>The</strong>n, Dr<br />
Krzysztof Kowalski, (Krakow),<br />
explained the origin and the decisionmaking<br />
process that led the Council<br />
of Europe to choose the current<br />
symbol of 12 yellow stars on a blue<br />
flag.<br />
Friday was our final day. <strong>The</strong><br />
evening before the participants<br />
prepared themselves for two crisismanagement<br />
simulations. One was<br />
on the Iranian nuclear programme<br />
and the other on the conflict between Israel and Hezbollah. In<br />
the afternoon Professor Ryszard Stemplowski (Krakow), former<br />
Polish Ambassador to the UK, gave a definition of leadership<br />
as a commonly agreed role. Today the US leadership is probably<br />
in crisis because it is becoming less and less based on general<br />
consensus. <strong>The</strong> Summer School was over after concluding<br />
remarks by Professor Mach. <strong>The</strong> final dinner was in a night<br />
club called Rewolucja (Revolution) where a portrait of Lenin<br />
with ski glasses welcomed all people.<br />
the help of a few countries some parts of this new constitution, wanting<br />
to impose on Europe a more “value-based” or what they then called<br />
“roots-conscious” policy. With regards to US-EU relations, I do not<br />
think that the Vatican has an important role.<br />
Another point is the presence of Communism. I am of the opinion<br />
that although a certain Coca-colonization of Central Europe has indeed<br />
taken place, behind all the Western shops and other façades, the remnants<br />
of 45 years of Communism are still present. In the context of our<br />
conference, the strong and comprehensible fear or mistrust of the Polish<br />
speakers of Russia (e.g. on energy security) is a sign of this. Polish foreign<br />
policy towards the US and within the EU is much more than just about<br />
interaction with the former Western block, it’s also about Warsaw’s stance<br />
towards Moscow: saying “no” to Moscow is a sign of independence which<br />
Poland didn’t have for most of it’s history and getting closer to Washington<br />
is perceived in Poland as leaving farther behind a sphere still dominated<br />
by Russia.<br />
Finally, while I do not personally recall the US diplomat saying:<br />
“Let’s go and fight the bastards!” I think, if he did so, this was rather for<br />
showing us the current view of the US Defense Department or the Bush<br />
administration’s opinion, but not the one of the State Department. I still<br />
believe – and that’s how I understood the invited diplomat – that this<br />
Department prefers diplomatic to military solutions.<br />
Johannes Schneider is a graduate of the HEI Geneva<br />
Students listen to Dr Andrzej Olechowski, former Foreign Affairs Minister of Poland<br />
In Krakow, little heritage of the Communist period is easily<br />
perceived by the common tourist. <strong>The</strong> magnificent churches<br />
around the city and the medieval structure of the Market Square<br />
remind us of the past that Polish people want to recover and<br />
keep alive. <strong>The</strong> city is open and the air is sparkling. Pubs and<br />
night clubs in the neighbourhood of Kazimierz show a joy of life<br />
that all participants to the Summer School (professors included)<br />
did not refuse.<br />
It is not possible to spend a week in Krakow without thinking<br />
for a moment about one of its most famous citizens: Pope John<br />
Paul II, whose main heritage in the city where he was Archbishop<br />
from 1964 to 1978, is perhaps a sense of hope and happiness<br />
regarding the future.<br />
On Saturday, many participants went to visit the German<br />
Lager (better known as Auschwitz). This was an occasion to<br />
remember the spirit by which the <strong>Europaeum</strong> Summer School<br />
was founded: to spread in the minds of young <strong>Europaeum</strong><br />
Scholars a sense of tolerance, curiosity and reciprocal respect<br />
towards other cultures.<br />
All participants consider this week an exceptional<br />
opportunity to enrich their academic back-ground on such an<br />
important and current topic. However, perhaps the main result<br />
of the Summer School is above all to have given the participants<br />
the chance to establish friendships among themselves.<br />
<strong>The</strong>refore, it has contributed to the strengthening in Europe of<br />
that république immense d’esprits cultivés so dear to Voltaire.<br />
Michele Caracciolo di Brienza is a graduate of the HEI Geneva<br />
29
News -in-brief<br />
Is there still a West?<br />
Fissures in the TransAtlantic alliance<br />
– which has dominated world affairs for<br />
the past 60 years – following the end of<br />
the Cold War, the 9/11 attack, and the<br />
Iraq invasion, were under the spotlight<br />
at a major international conference last<br />
Spring, co-sponsored by the <strong>Europaeum</strong>.<br />
<strong>The</strong> conference in Washington DC,<br />
set out to investigate if solidarity of the<br />
West was cracking? – and featured key<br />
contributions from Henry Kissinger, Lord<br />
(Chris) Patten, former EU Commissioner,<br />
Richard Haass, Chair of the Council for<br />
Foreign Relations, Lee Hamilton, former<br />
chair of the US Senate Foreign Relations<br />
Committee, Joschka Fischer, former<br />
German Foreign Minister, Nicholas R<br />
Burns, Under Secretary for Political<br />
Affairs, Professor Joe Nye, Kennedy<br />
School, Harvard University, among many<br />
others.<br />
It was co-organised and supported<br />
by he Weidenfeld Institute for Strategic<br />
Dialogue, and the Woodrow Wilson<br />
Centre, which hosted the event, and the<br />
<strong>Europaeum</strong>, as part of the association’s<br />
continuing US-Europe Dialogue<br />
Programme.<br />
Key arguments during the two dayevent<br />
included security and combating<br />
terrorism , the emergence of energy<br />
competition, the importance of<br />
underlying values binding the Western<br />
alliance, and significant views from other<br />
key global players – notably China, India,<br />
and Russia.<br />
Perhaps the neatest summary came<br />
Mr. Kissinger at the conference in DC<br />
from Richard Haass, who likened the West<br />
to a maturing marriage, where the couple<br />
may not be in the early flush of romance,<br />
but will clearly ‘stay together for the sake<br />
of the kids’.<br />
<strong>Europaeum</strong> participants were invited<br />
from the universities of Oxford, Bonn,<br />
Krakow, Bologna, Geneva and Leiden. A<br />
special on-line <strong>Europaeum</strong> Debate<br />
around themes raised at the event, has<br />
been created on the association website.<br />
Meanwhile the association’s US-<br />
Europe programme is set to continue in<br />
2008 with a workshop reviewing the<br />
relationship between Enlargement and<br />
Atlanticism, and a possible follow-up<br />
event involving leading European and US<br />
policy-makers.<br />
Joschka Fischer makes his point<br />
Eastern views<br />
on Christianity<br />
Plans to set up a network of graduate<br />
students were formulated during a second<br />
research workshop meeting of the Eastern<br />
Christianity in Context research group<br />
in Oxford last December. Linking<br />
academics and students from Leiden,<br />
Bologna and Oxford, the event followed<br />
a previous meeting in Leiden in 2004.<br />
Papers provided glimpses into<br />
cutting-edge research on Eastern<br />
Christianity from the Sudan to Mongolia,<br />
and included examinations of materials<br />
preserved in Syriac (Christian Aramaic),<br />
Arabic, Coptic (Christian Egyptian),<br />
Nubian (ancient Sudanese) and<br />
Armenian. Papers on art history and<br />
St George: coming in from the East<br />
archaeology further broadened the<br />
context in which Eastern Christianity can<br />
be understood.<br />
<strong>The</strong> workshop highlighted student<br />
participation, with each paper allocated a<br />
student-respondent to avoid sessions<br />
being dominated by professorial<br />
participants.<br />
Networking was also encouraged, to<br />
help overcome students’ frequently<br />
expressed sense of isolation: in addition<br />
to the formal sessions, participants met<br />
over dinner and the Oxford students gave<br />
a tour of Oxford and its Colleges. Senior<br />
members were also able to strengthen old<br />
contacts and establish new research links.<br />
In addition to the speakers and their<br />
professors, a sizeable audience was<br />
present all day from a wide variety of<br />
faculties and departments in Oxford. <strong>The</strong><br />
organisers plan to continue development<br />
of the project, with further meetings to be<br />
held as research progresses.<br />
.<br />
New Jenkins<br />
Scholars selected<br />
Seven new Jenkins Scholars were<br />
elected for the current academic year.<br />
<strong>The</strong>y were chosen in open<br />
competition from all 10 University<br />
partners for the first time.<br />
Previous awards have been ringfenced<br />
to partner universities in turn.<br />
<strong>The</strong> scholarship scheme, which<br />
honours the lifelong devotion of the<br />
former President of the European<br />
Commission and the Chancellor of the<br />
30
News-in-Brief<br />
University of<br />
Oxford, is<br />
linked to the<br />
<strong>Europaeum</strong>,<br />
which Roy<br />
Jenkins helped<br />
found in the<br />
1990s.<br />
Jenkins<br />
Roy Jenkins<br />
Scholars<br />
currently at Oxford are: Anna Valerius<br />
from Bonn, studying for an MSt. in<br />
European Literature at New College;<br />
Agnieszka Kubal from Krakow, studying<br />
for an MLitt in Law at Wolfson College;<br />
Julie Francastel from Paris studying for<br />
an MJuris at Trinity College; and Michal<br />
Simecka from Prague studying for an<br />
MPhil in Russian and East European<br />
Studies at St. Antony’s College.<br />
Meanwhile, Charlotte Filial is<br />
continuing her research on a DPhil (Phd)<br />
in Development Studies, attached to the<br />
Ortega Gasset Institute at the Universidad<br />
Complutense; Ayelet Banai is carrying out<br />
archival research and fieldwork on a DPhil<br />
in 20 th Century European Political<br />
Thought, at Paris I; and Richard Niland,<br />
working on archival research on Joseph<br />
Conrad, for a DPhil in English Literature,<br />
at Paris I.<br />
<strong>The</strong> success of the scheme is being<br />
celebrated at a special event in Oxford in<br />
the summer in the presence of Sir Anthony<br />
Kenny, who coordinated of the<br />
Fundraising Committee, and of Dame<br />
Jennifer Jenkins, wife of Roy Jenkins. Lord<br />
(Andrew) Adonis, biographer of Lord<br />
Jenkins and Minister of Schools in the<br />
UK, will give the address.<br />
Oxford-Geneva<br />
ties strengthened<br />
Academic collaboration linking the<br />
Graduate Institute for International<br />
Relations in Geneva and Oxford has been<br />
given a boost with the renewal of a special<br />
grant to the <strong>Europaeum</strong> - half of which is<br />
earmarked for this bilateral link.<br />
An initial grant from a generous<br />
benefactor, in 1998, enabled an annual<br />
programme of<br />
bilateral links to be<br />
developed,<br />
including an annual<br />
student research<br />
bursary. Now the<br />
annual <strong>Europaeum</strong><br />
Lecture series is to Hew Strachan<br />
be continued.<br />
Recent lectures were given by Professor<br />
Hew Strachan, Professor of War Studies<br />
and Fellow of All Souls College, Oxford,<br />
who spoke on the Character of War at<br />
the HEI, while Professor Henryk<br />
Kierzkowski, Professor of Economics at<br />
HEI, spoke on<br />
Globalisation and<br />
Outsourcing, in<br />
Oxford.<br />
<strong>The</strong> bursary<br />
programme has been<br />
revived, enabling<br />
Henryk<br />
graduates from<br />
Kierzkowski Oxford and the HEI,<br />
to undertake study<br />
visits at the link institution, with grants<br />
worth €1,500 each.<br />
This year’s bursaries have been<br />
awarded to Cristiano d’Orsi, from the HEI<br />
law centre, who will be in Oxford in April/<br />
May to work with Dr Roger Zetter at the<br />
Refugee Studies Centre in Oxford, while<br />
Maria Banda, a DPhil (PhD) student in<br />
International Relations at Balliol College,<br />
Oxford, working on <strong>The</strong> Responsibility to<br />
Protect, will be in<br />
Cristiano D’Orsi<br />
Geneva to setup<br />
discussions with<br />
representatives of<br />
international bodies.<br />
Other funds have<br />
also been used to<br />
promote the study of<br />
US-Europe<br />
Transatlantic<br />
Dialogue Programme, plus a planned<br />
research workshop, linking Geneva and<br />
Oxford, on Atlantacism and Enlargement:<br />
the Place of Central Europe.<br />
Race focus in<br />
universities survey<br />
Inter-racial and intra-racial diversity<br />
inside European universities, is the focus<br />
of a new research group to be launched<br />
shortly, led by Professors Anthony Heath<br />
and Herb Marsh of Oxford University, and<br />
will comprisE analysis and data collection<br />
from five <strong>Europaeum</strong> universities to<br />
discover how well students of different<br />
cultures and races mix, socialise, and work<br />
together.<br />
Much research at the post-secondary<br />
level shows that educational systems that<br />
are highly segregated in terms of<br />
socioeconomic status – as measured by<br />
ability, achievement, race, language,<br />
nationality, immigration - can typically<br />
produce lower learning outcomes for more<br />
disadvantaged students.<br />
Under-representation of ethnic<br />
minority and low socioeconomic<br />
background students has been a<br />
persistent problem throughout leading<br />
European universities.<br />
“It is imperative to identify individual,<br />
family, group, social and institutional<br />
characteristics and experiences<br />
associated with student experiences,<br />
including educational persistence and<br />
achievement” explained Anthony Heath,<br />
Professor of Sociology at Oxford.<br />
Understanding student diversity<br />
31
News -in-brief<br />
<strong>The</strong> new project aims to survey ethnic<br />
and non-ethnic minority students at a<br />
group of leading universities across<br />
Europe to study assumptions about<br />
social, cultural, economic homogeneity,<br />
and good intra-racial relations.<br />
This inquiry has been inspired by the<br />
Future of European Universities Project,<br />
hosted by the <strong>Europaeum</strong> association of<br />
universities, sponsored by<br />
DaimlerChrysler Services, looking at<br />
university reform in the age of<br />
globalization (2001-4). This new project<br />
also sets out to produce both descriptive,<br />
cross-national research, and collaboration<br />
amongst European researchers.<br />
“Surveying students will allow the<br />
universities themselves to better evaluate<br />
the current relations of their students, how<br />
these findings mesh with their goals, and<br />
make practical changes accordingly”,<br />
explained Professor Heath.<br />
New bursary for<br />
joint History MA<br />
2005-6 cohort at Matriculation in Oxford<br />
<strong>The</strong> <strong>Europaeum</strong> is now offering a<br />
bursary worth €2500 to support one<br />
outstanding student on the <strong>Europaeum</strong><br />
MA in European History and Civilisation<br />
at Oxford, Leiden and Paris, starting in<br />
late September. <strong>The</strong> scholarship is open<br />
only to graduates of Jagiellonian<br />
University, Krakow, and Charles<br />
University, Prague, (applicants must have<br />
graduated within the last two years).<br />
<strong>The</strong> <strong>Europaeum</strong>’s pioneering MA in<br />
European History and Civilisation was<br />
formally launched last year. <strong>The</strong><br />
universities of Leiden, Paris 1 and Oxford<br />
are now recruiting for the 2007-8 academic<br />
year for their pioneering , jointly–offered,<br />
MA in European History and<br />
Civilisation.<br />
This aims to tell the story of the<br />
European Project from its medieval roots<br />
to the current integration debates, via the<br />
Holy Roman Empire, Napoleonic and<br />
Habsburg Empires, and the rise and<br />
perhaps fall of nation states<br />
<strong>The</strong> student cohort on the working<br />
programme is currently at Oxford for the<br />
summer term, where they will have a<br />
special lecture series together with tutorial<br />
support for their chosen dissertation topic.<br />
Tuition costs have kept to a minimum,<br />
currently c €6,000 for EU students and<br />
€12,000 for non-EU students and students<br />
spend a trimester at Leiden, Paris and<br />
Oxford. Applications should be in by July<br />
(see website for further details).<br />
Other jointly offered MAs under<br />
consideration are on Europe and<br />
Globalisation; European International<br />
Relations; Human Rights in Europe,<br />
European Economic Integration; and<br />
European <strong>The</strong>ology, each aims to link<br />
three <strong>Europaeum</strong> university partners.<br />
Taiwan shows up<br />
cultural difference<br />
<strong>The</strong> shortcomings of the Bologna<br />
Process in European higher education, the<br />
plight of Europe’s Roma population,<br />
military public rituals, linguistic traditions<br />
in Medieval Europe, Russian identity, as<br />
well as views from Korea, Spain, Poland<br />
and Austria, all featured in a third<br />
colloquium in the <strong>Europaeum</strong> series<br />
examining cultural differences in Europe.<br />
<strong>The</strong> event was held in Taiwan, with<br />
the support of Tamkang University, with<br />
participants from Oxford, Krakow,<br />
Heidelberg, as well as Taiwanese<br />
universities, and follows events in Prague<br />
and Krakow. Key members are invited to<br />
take part in each event to ensure<br />
Roma women: stigmatised<br />
continuing.<br />
Professor Judith Okely of Queen<br />
Elizabeth House, Oxford, discussed the<br />
Roma/Gypsies throughout Europe, the<br />
‘most stigmatized community in Europe’,<br />
using wide ranging research from Europe<br />
and documentary photographs. Roma<br />
have featured extensively in the<br />
development of nations seeking EU<br />
accession, with greater scrutiny than in<br />
West Europe. Discussion focused on<br />
pollution taboos among Roma, linguistic<br />
connections to India, and their fate in Nazi<br />
concentration camps.<br />
Professor Michael Nickl of Tamkang<br />
discussed European intellectual, ethical,<br />
linguistic and economic traditions that<br />
were an often-unrecognized legacy of the<br />
Middle Ages, and its transition into<br />
modern times. Medieval naciones were<br />
simply groups of peoples sharing certain<br />
features, and, eventually, communication<br />
competence.<br />
Professor Grazyna Skapska gave a<br />
highly informed sociological presentation<br />
based on the history of funding in Poland,<br />
moving from a communist government<br />
corruption in the distribution of state<br />
funding, to membership of the EU and<br />
recipient of massive subsidies. Yet her<br />
case study revealed (to her own surprise)<br />
little on corruption.<br />
Professor Herbert Hanreich spoke on<br />
the intellectual ideals of Wilhelm von<br />
Humboldt distinguishing knowledge from<br />
information, and went on to lament the<br />
principles of the Bologna process,<br />
emphasizing short-term utility. Thus,<br />
32
News-in-Brief<br />
University departments are closed when<br />
their discipline is considered ‘useless’, for<br />
example the teaching of Islam in the USA,<br />
but now much needed after 9/11.<br />
Overall, participants recognized that<br />
they shared an identity as intellectuals,<br />
although with diverse backgrounds of<br />
culture and discipline. <strong>The</strong>ir perceptions<br />
of culture(s) confronted both stereotype<br />
and other deeper forms of identity and<br />
difference across time and space.<br />
“Our discussions were heightened by<br />
taking place in the magnificent campus<br />
location of Tamkang University far from<br />
Europe. Speakers and discussants from<br />
Taiwan brought insights from their own<br />
cross-cultural experience and<br />
knowledge”, explained Professor Reinhart<br />
Duessell of Tamkang, one of the series’<br />
coordinators who took part in Taiwan.<br />
Remembering<br />
Jewish survival<br />
Christopher<br />
Browning<br />
Professor<br />
Christopher<br />
Browning, worldrenowned<br />
historian<br />
of the Holocaust,<br />
gave a revealing<br />
series of lectures<br />
with micro-history<br />
of how Jews<br />
survived the factory<br />
slave camps of<br />
Starachowice and<br />
Wierzbnik in Poland, as well as the<br />
conditions of their final days, flight,<br />
evacuation and survival.<br />
<strong>The</strong> series, entitled Remembering<br />
Survival, was delivered by Professor<br />
Browning as the 2007 Bertelsmann<br />
<strong>Europaeum</strong> Visiting Professor of<br />
Twentieth Century Jewish Politics and<br />
History, at Mansfield College, Oxford.<br />
During the series he laid bare a series<br />
of contested issues facing historians<br />
studying the Holocaust, including the<br />
validation of survivor testimony;<br />
explaining the range of survivor<br />
strategies; and contextualising the very<br />
entrenched differences in Polish and<br />
Jewish perspectives since the 1940s.<br />
Professor Browning is Frank Porter<br />
Graham Professor of History at the<br />
University of North Carolina at Chapel Hill,<br />
author of Ordinary Men: Reserve Police<br />
Battalion 101 and the Final Solution in<br />
Poland and Origins of the Final<br />
Solution: <strong>The</strong> Evolution of Nazi Jewish<br />
Policy, September 1939-March 1942<br />
(2004).<br />
Evaluating a<br />
papal legacy<br />
Pope John Paul II: an intellectual<br />
<strong>The</strong> values and ideas of Pope John<br />
Paul II, formerly Cardinal of Krakow, in<br />
terms oh his Aristotelian, Thomist and<br />
Phenomenological thought - especially<br />
his book <strong>The</strong> Acting Person – were<br />
featured in a one-day workshop and a<br />
<strong>Europaeum</strong> lecture last autumn.<br />
Professor Wladyslaw Strozewski,<br />
Professor of Ontology at the Jagiellonian<br />
University, Krakow, spoke on<br />
Phenomenology and Scholasticism in<br />
Karol Wojtyla’s Thought at the one-day<br />
event organised with Gresham College in<br />
London, and the Forum for European<br />
Philosophy, and the <strong>Europaeum</strong>.<br />
<strong>The</strong> following day, Professor<br />
Strozewski lectured on Human Being and<br />
Values, developing themes from his own<br />
philosophical experience in the Krakow<br />
Phenomenology Group, in which he and<br />
Karol Wojtyla were colleagues (available<br />
on www.europaeum.org).<br />
Other papers at the London workshop<br />
were by Dr. Laurence Hemming, Heythrop<br />
College, London University, who explored<br />
John Paul II’s call for a renewed <strong>The</strong>ology<br />
of Being; Professor Keith Ward, former<br />
Regius Professor of Divinity, Oxford, on<br />
Veritatis Splendor; and Sir Anthony<br />
Kenny, President of the Royal Institute<br />
of Philosophy, former Master of Balliol<br />
College, Oxford, on John Paul II as a<br />
Thomist.<br />
“Professor Strozewski’s <strong>Europaeum</strong><br />
lecture explored the place of values in<br />
both a secular and religious philosophical<br />
anthropology of the person” explained Dr<br />
Bunin, University of Oxford and the Forum<br />
for European Philosophy, who coordinated<br />
these events.<br />
“His presentations were welcome<br />
reminders of the importance of Polish<br />
philosophy in the development of both<br />
philosophical analysis and<br />
phenomenology over the last century”.<br />
Helsinki hosts<br />
Euro Economists<br />
<strong>The</strong> fifth meeting of the <strong>Europaeum</strong>’s<br />
economic research project group,<br />
focusing on European economic<br />
integration, was held at the University of<br />
Helsinki last autumn.<br />
<strong>The</strong>mes included citizenship policy as<br />
it related to processes of European<br />
financial integration; measures of<br />
transition, such as the privatisation<br />
process and political pressures on central<br />
Frantisek Turnovek (left) in Helsinki<br />
33
News -in-brief<br />
banks; and the determinants of migration<br />
policies, such as brain drain and trade<br />
union monopolies.<br />
<strong>The</strong> workshop was coordinated by<br />
Professors Tapio Palokangas (Helsinki),<br />
and Otto Toivanen (Helsinki), supported<br />
by Professor Gianfranco Rossini<br />
(Bologna), Hubert Kempf (Paris), and<br />
Frantisek Turnovek (Prague).<br />
Plans to publish a collection of essays<br />
distilling key findings from past meetings<br />
are being considered.<br />
<strong>The</strong> sixth workshop on European<br />
Union 50 Years After: Modelling<br />
Economics and Politics is being<br />
organized by the Institute of Economic<br />
Studies at Charles University, Prague in<br />
autumn (see website for details).<br />
Previous workshops have focused<br />
Enlargement and Regionalisation<br />
(Oxford 2002); European economic<br />
integration (Oxford 2003), Politics and<br />
economics of European integration<br />
(Prague 2004); and Factors, goods, and<br />
externalities (Bologna 2005).<br />
Boosting links<br />
between libraries<br />
<strong>The</strong> <strong>Europaeum</strong> is exploring ways of<br />
encouraging direct links between its<br />
partner libraries, including possible<br />
Main Library at the University of Helsinki<br />
34<br />
librarian exchanges, discussing common<br />
platforms and sharing the fruits of<br />
digitisation.<br />
<strong>The</strong> <strong>Europaeum</strong> Council has<br />
approved a proposal to explore ways to<br />
develop a single web portal to link<br />
digitised holdings across all 10<br />
<strong>Europaeum</strong> university libraries, as a<br />
useful research tool for European Studies<br />
scholars.<br />
Plans are underway to stage an<br />
international conference analysing “the<br />
dilemmas” of digitisation, as libraries<br />
continue to explore new ways of<br />
digitalising their collections, in<br />
partnership with the Maison Francaise<br />
and the Bodleian Library in Oxford.<br />
Questions arise about who pays, who will<br />
gain access to new materials, how do we<br />
share and publicise availability, and who<br />
decides which collections should be<br />
digitised? Oxford’s Bodleian Library has<br />
embarked on a major collaboration, worth<br />
some €24 million with Google, to digitise<br />
19th-Century collections.<br />
“<strong>The</strong> plan is to contribute to the<br />
growing debate over digitisation, which<br />
is progressing in a piecemeal and uneven<br />
way across Europe. <strong>The</strong> EU is working<br />
on plans for a new European library and<br />
top universities need to take a leading part<br />
in this debate,” Dr Paul Flather explained.<br />
European Studies<br />
flourish in Prague<br />
<strong>The</strong> Department of West European<br />
Studies was deemed a Jean Monnet<br />
Centre of Excellence in European studies<br />
a second time last year, following an earlier<br />
recognition in 1999 - the first to be so<br />
named in the ECE region.<br />
<strong>The</strong> department offers degrees at<br />
BAs, MAs, and Phds in West European<br />
Area Studies and European Integration<br />
Studies. European Studies MA<br />
programmes in English are under<br />
preparation.<br />
Meanwhile the department launched<br />
a French Studies programme in 2001, in<br />
cooperation with the French Embassy and<br />
Charles University’s Carolinum campus<br />
Paris III Sorbonne Nouvelle. In 2006/7, a<br />
British Studies specialism was opened,<br />
with lectures by Oxford professors, with<br />
the support of the <strong>Europaeum</strong>, also linked<br />
to Bath.<br />
Professor Lenka Rovná, Jean Monnet<br />
Professor, who sits on the Academic<br />
Committee of the <strong>Europaeum</strong>, welcomed<br />
<strong>Europaeum</strong> collaboration. “For us it is<br />
very good to have European universities<br />
as partners to develop our international<br />
programmes”, she said.<br />
Other projects run at the department<br />
include: Euromasters/Transatlantic<br />
Masters; IGC Net together; Governance<br />
thematic network; CONSENT; CONNEX,<br />
a Volkswagen project on European<br />
Debate, co-opertating with many other US<br />
and Euorpean universities, including<br />
Paris and Madrid. <strong>The</strong> department is<br />
preparing a publication on<br />
Europeanization in EU states.<br />
Making sense out<br />
of globalization<br />
<strong>The</strong> apparent ‘triumph of capitalism’ -<br />
and the consequences - featured centre<br />
stage in an international conference<br />
investigating globalisation held at the<br />
University of Helsinki in May, supported<br />
by the <strong>Europaeum</strong>, with participants<br />
drawn from the universities of Oxford,<br />
Leiden, Paris 1 and Helsinki amongst<br />
others.
News-in-Brief<br />
Getting to grips with globalisation?<br />
<strong>The</strong> event, coordinated by the<br />
European Studies Network at Helsinki<br />
University, brought together diplomats,<br />
academics, politicians and policy makers<br />
seeking to answer what we really know<br />
about the concept and phenomenon of<br />
globalisation, and how far studies of<br />
globalization have contributed to<br />
structures and policies in both academic<br />
and real life.<br />
A range of talks dealt with political<br />
rules of globalization, economic<br />
influences, trade patterns, human rights,<br />
cultural dialogue, contract making and the<br />
role of the EU itself, with a keynote<br />
introduction given by Dr. Erkki Tuomioja,<br />
Chair of the Grand Committee, the Finnish<br />
Parliament, and an important insider view<br />
from Dr. Erkki Ormala, Vice President,<br />
Technology Policy, of the Finnish-based<br />
Nokia corporation.<br />
Professor Laurens Jan Brinkhorst,<br />
professor of politics at Leiden University,<br />
and a former Dutch Finance Minister,<br />
pointed out both the achievements of<br />
Europe and the EU over the past 50 years<br />
in terms of peace and prosperity, while<br />
warning of fresh global challenges ahead,<br />
and the need to reinvigorate the European<br />
Project, and to reengage its citizens.<br />
<strong>The</strong>re was also a lively discussion<br />
about whether Europe operates an<br />
‘empire’ – good or evil – launched by a<br />
former UK ambassador, Alyson Bailes,<br />
and the challenge was taken up with gusto<br />
in discussion, with a generally ‘good’<br />
conclusion, given that membership was<br />
voluntary and the Empire did not seek to<br />
subjugate member states and peoples<br />
even if it sought that they follow the rules<br />
of democracy and capitalism.<br />
Lord (Meghnad)<br />
Desai, former director of<br />
the Globalisation Unit at<br />
the London School of<br />
Economics, heralded<br />
the positive benefits of<br />
globalisati0n, not least<br />
to the millions of the<br />
poor in developing<br />
countries such as India<br />
and China who had<br />
seen their standards<br />
improve, while<br />
recognising that<br />
essentially there was<br />
little choice for<br />
mostexcept to go along<br />
with the process, trying<br />
to steer a best course on<br />
the sea of globalisation.<br />
Africa though had not<br />
yet been brought into<br />
the equation.<br />
<strong>The</strong> event was<br />
coordinated by<br />
Professor Teija<br />
Tiilikainen, who has just<br />
been appointed to join<br />
the Government’s<br />
Ministry for Foreign<br />
Affairs, dealing with<br />
Europe.<br />
New publications<br />
from workshops<br />
Recent publications from the<br />
<strong>Europaeum</strong> include a booklet on US-<br />
Europe relations, a report on corporate<br />
governance, and a collection of<br />
perspectives on <strong>The</strong> Other.<br />
America and Europe: Moving<br />
Towards 2020, includes two essays,<br />
imagining Europe without the US by Sir<br />
Stephen Wall, former Europe Advisor to<br />
Tony Blair; and imagining America<br />
without Europe, by Professor Jim<br />
Goldgeier of George Washington<br />
University. It was linked to the recent<br />
Washington Conference (<strong>The</strong>se papers<br />
<strong>Europaeum</strong>.org re-launch<br />
<strong>The</strong> Vice-Chancellor of Oxford University, Dr.<br />
John Hood (pictured left with Dr. Paul Flather of the<br />
<strong>Europaeum</strong>), pressed a button at a special<br />
ceremony of Oxford <strong>Europaeum</strong> colleagues and<br />
supporters last year to launch the <strong>Europaeum</strong>’s revamped<br />
website. <strong>The</strong> new design of the website<br />
includes a search facility, an archive retrieving<br />
original <strong>Europaeum</strong> Newsletters and lectures from<br />
the 1990s, a NoticeBoard, <strong>The</strong>matic groupings, and<br />
Events <strong>page</strong>s. Dr. Hood, who sits on the <strong>Europaeum</strong><br />
Council, praised the <strong>Europaeum</strong>’s for its<br />
international work, and in particular for helping<br />
Oxford keep open its window to Europe, and also<br />
the energy of the Secretary General and the staff.<br />
can also be found electronically under the<br />
new <strong>Europaeum</strong> Debate section of our<br />
website).<br />
Derived from a <strong>Europaeum</strong> workshop,<br />
Meeting the Other: here and there, which<br />
brought together more than 30 academics<br />
to Charles University, was recently<br />
published, by Studia Historica, LVI, AUC,<br />
Philosophica et Historica, edited by Luda<br />
Klusakova and Karel Kubi.<br />
Corporate Governance - a New<br />
Agenda for Europe is based on an<br />
international <strong>Europaeum</strong> policy forum at<br />
the Säid Business School in Oxford. It<br />
features pieces by Sir Ronald Grierson ,<br />
Professor Colin Mayer, David Jackson,<br />
George Dallas, Alastair Ross Goobey, Guy<br />
Jubb, and Antonio Borges.<br />
35
Viewpoint<br />
Ora, labora et<br />
vivere in Geneva<br />
CHRISTIAN GLOSSNER, recalls mental, spiritual<br />
and physical well-being as an Oxford-Geneva<br />
Scholar<br />
Upon arrival at his estate near the lake of Geneva in March<br />
1755, Voltaire romanticised: “Enchanting Scenes! What pleasure<br />
you dispense; Where e’er I turn, to ev’ry wond’ring sense!”<br />
When I first arrived at the shores of Lac Léman, I was equally<br />
overwhelmed by the beauty of the landscape and I could only<br />
agree with the French Enlightenment philosopher.<br />
However, no enlightenment was necessary when I applied<br />
for the Oxford-Geneva Bursary to spend an academic year abroad<br />
at the renowned Institute Universitaire de Hautes Études<br />
Internationales in Geneva (HEI).<br />
Since my undergraduate studies at the Université de Fribourg<br />
in Switzerland, I have been acquainted with the amenities and<br />
advantages of the HEI with its proximity to international<br />
organisations such as the WTO and the UN, and the wonderful<br />
city surrounded by the Jura and Alps mountains.<br />
I had never dared to apply for graduate studies at the<br />
presitigous HEI, but after a Masters degree at the London School<br />
of Economics and an M.Phil. in Modern European History,<br />
followed by a doctorate on German constitutional economics at<br />
Oxford, it was finally possible.<br />
<strong>The</strong> combination of my experience with Swiss federalism, an<br />
English education in politics, and an interest in German<br />
economics and pan-European history, had already brought me<br />
to the 2003 <strong>Europaeum</strong> Summer School on Old and New Ideas<br />
of European Federalism at Charles University (Prague). Here,<br />
in a Hegelian way, the circle completed when I first met HEI<br />
doctoral students. While exchanging experiences, ideas and<br />
information with the young scholars, I learned about the Wilhelm<br />
Röpke Archive at HEI.<br />
Due to the Nazi Regime, Röpke, a German academic and<br />
leading figure in the formulation of the German postwar Social<br />
Market Economy, emigrated to Geneva and left HEI his<br />
substantial archive – invaluable for<br />
my own research. I immediately<br />
applied for the <strong>Europaeum</strong>’s Oxford-<br />
Geneva scholarship and received it a<br />
year later, made possible by a<br />
generous grant by a Swiss private<br />
banker.<br />
At the Villa Barton, domicile of the<br />
HEI, I was well received by Daniel<br />
Warner, Deputy to the Director, and<br />
in my new home, a little study with a<br />
great view on Lake Geneva, I met my<br />
flatmates Anabelle, Kathrin, Olim and<br />
Josh – the latter from the University<br />
of Chicago.<br />
Christian Glossner with Professor Ernst Bollinger<br />
Outside the Villa Barton: work and play in one<br />
I started academic (and less academic) conversations lasting<br />
for hours, while (equally inspiring) were the endless discussions<br />
with my predecessor, Catherine Ng, who finished her D.Phil. in<br />
law at Oxford, but returned to Geneva soon after.<br />
We were both enthusiastic about Switzerland’s beautiful<br />
landscapes, which we discovered by using the cheap communal<br />
train tickets on weekends, the church services at the Basilique<br />
de Notre-Dame which we frequently attended after private<br />
lectures at the Café Demi Lune on Sundays, and, not least, the<br />
attractive learning environment at HEI.<br />
As important as spiritual and mental well-being, is certainly<br />
physical welfare, as mens sana in corpore sano. Thus, occasional<br />
skit-trips and morning running – always with a pocket camera in<br />
order to take photos of the mountains, the lake, or simply the<br />
animals and flowers in the botanic garden nearby – was followed<br />
by daily library visits, intensive study and more interesting<br />
discussions.<br />
I benefited from numerous lectures and seminars at HEI, the<br />
rich book inventory of Uni Mail and the UN, and, finally, from<br />
the motivating and informative discussions with Ernst Bollinger,<br />
my former supervisor, friend, and mentor, in one of the lovely<br />
cafés.<br />
At least as enriching in an intellectual and physical way,<br />
however, were the numerous barbeques in front of Les<br />
Pavillions, gatherings with my friends and fellow students.<br />
It was a fruitful time, personally<br />
and academically: making friends for<br />
life and completing two chapters of<br />
my thesis.<br />
I can only thank the <strong>Europaeum</strong><br />
and its staff and the HEI for providing<br />
me with the opportunity orare,<br />
laborare et vivere, at one of the most<br />
prestigious institutions at one of the<br />
most beautiful locations in the world.<br />
Christian Glossner is a doctoral student at<br />
the University of Oxford, currently working<br />
on the formation of the social market<br />
economy in Germany, 1945-1949.<br />
36