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Medicare Advantage and Prescription Drug Plans December 28 ...

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Plan Communications User Guide Appendices, Version 6.3<br />

Code Type Title Short Definition Definition<br />

055 M ESRD<br />

Cancellation<br />

056 R Demonstratio<br />

n Enrollment<br />

Rejected<br />

ESRD<br />

CANCELED<br />

FAILS DEMO<br />

REQ<br />

This TRC is returned on a reply with Transaction Type 01. It is not a reply to a submitted<br />

transaction but is intended to supply the Plan with additional information about the beneficiary.<br />

This beneficiary was previously in End State Renal Disease (ESRD) status. That status has been<br />

cancelled. The effective date of the ESRD status cancellation is reported in TRR data file field 18<br />

<strong>and</strong> 24.<br />

Plan Action: Update the Plan records.<br />

An enrollment transaction (Transaction Type 61) was rejected because the beneficiary did not meet<br />

the Demonstration requirements. For example, the beneficiary is currently known to be Working<br />

Aged or not known to be ESRD. These requirements are Plan specific.<br />

The attempted enrollment effective date is reported in TRR data file fields 18 <strong>and</strong> 24.<br />

060 R Transaction<br />

Rejected, Not<br />

Enrolled<br />

Plan Action: Take the appropriate actions as per CMS enrollment guidance.<br />

NOT ENROLLED A Correction (Transaction Type 01), Cancellation of Enrollment (Transaction Type 80),<br />

Cancellation of Disenrollment (Transaction Type 81), or change transaction (Transaction Types 74,<br />

75, 76, 77, 78, 79) was rejected because the beneficiary was not enrolled in a Plan as of the<br />

submitted effective date.<br />

062 R Correction<br />

Rejected,<br />

Overlaps<br />

Other Period<br />

INS-NHC<br />

OVERLAP<br />

For NUNCMO Change transactions, Transaction Type 73, either the beneficiary is not enrolled in<br />

the plan submitting this transaction as of the month of the submission, or, the submitted effective<br />

date does not fall within a Part D plan enrollment.<br />

Plan Action: Verify the beneficiary identifying information <strong>and</strong> resubmit the transaction with<br />

updated information, if appropriate.<br />

A correction transaction (Transaction Type 01) was rejected because this transaction would have<br />

resulted in overlapping Institutional <strong>and</strong> Nursing Home Certifiable (NHC) periods. The beneficiary<br />

is not allowed to be in both Institutional <strong>and</strong> NHC status. These two types of periods are mutually<br />

exclusive.<br />

Note: This TRC is only applicable for effective dates prior to 1/1/2008.<br />

Plan Action: Ensure that the Plan’s records reflect the correct dates.<br />

<strong>December</strong> <strong>28</strong>, 2012 I-14 Transaction Reply Codes (TRCs)

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