Prospectus supplement US007924AH66 - Aegon
Prospectus supplement US007924AH66 - Aegon
Prospectus supplement US007924AH66 - Aegon
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CAPITALIZATION<br />
The following table sets forth our consolidated capitalization (a) as of September 30, 2009 and<br />
(b) as of September 30, 2009, as adjusted to give effect to this offering of senior notes and use of the<br />
net proceeds therefrom. It is important that you read this table in conjunction with, and it is qualified<br />
by reference to, ‘‘Selected Historical Financial Data’’ and the historical financial statements and related<br />
notes in AEGON N.V.’s annual report on Form 20-F for the year ended December 31, 2008, as well as<br />
in the information relating to our results for the six months ended June 30, 2009 (the ‘‘Half-Year<br />
Report’’) furnished to the SEC on September 23, 2009 on Form 6-K and incorporated by reference in<br />
this prospectus, and the information relating to our results for the nine months ending September 30,<br />
2009 furnished to the SEC on November 23, 2009 on Form 6-K and incorporated by reference in this<br />
prospectus.<br />
The following table uses financial information derived from accounting policies based on IFRS.<br />
As of<br />
September 30, 2009<br />
Actual Adjusted<br />
(unaudited)<br />
(in millions of E)<br />
Preferred shares par value(1)(2) ..................................... 62 62<br />
Common shares par value(2) ....................................... 208 208<br />
Surplus funds ................................................... 11,379 11,379<br />
Shareholders’ equity ............................................... 11,649 11,649<br />
Convertible core capital securities(1)(3) ................................ 3,000 3,000<br />
Share options .................................................. 63 63<br />
Junior perpetual capital securities .................................... 4,192 4,192<br />
Perpetual cumulative subordinated bonds .............................. 453 453<br />
Minority interest ................................................ 6 6<br />
Group equity .................................................... 19,363 19,363<br />
Trust pass—through securities ....................................... 133 133<br />
Subordinated borrowings .......................................... 8 8<br />
Long term senior borrowings related to insurance activities ................. 1,771 1,771<br />
Short term senior borrowings related to insurance activities ................. 849 849<br />
Cash and cash equivalents minus collateral ............................. (2,819) (3,152)<br />
The senior notes offered hereby ..................................... — 333<br />
Total capital base ................................................. 19,305 19,305<br />
(1) Vereniging AEGON holds all of our issued preferred shares and convertible core capital securities.<br />
(2) On September 30, 2009, our total authorized share capital consisted of 3,000,000,000 common<br />
shares with a par value of A0.12 per share and 1,000,000,000 class A and class B preferred shares,<br />
each with a par value of A0.25 per share. At the same date, there were 1,736,049,139 common<br />
shares, 211,680,000 class A preferred shares and 35,170,000 class B preferred shares issued. All of<br />
our issued shares are fully paid-up. As of September 30, 2009, we held 27,571,680 common shares<br />
as treasury shares. On August 19, 2009, we completed an offering of 190,476,191 common shares.<br />
In connection with the offering Vereniging AEGON exercised its option to purchase class B<br />
preferred shares, and on October 1, 2009, we issued an additional 33,860,000 class B preferred<br />
shares to Vereniging AEGON, each with a par value of A0.25. The resulting increase of A8,465,000<br />
in the preferred shares par value is not reflected in this table.<br />
(3) On October 29, 2009, we gave notice to redeem A1 billion of our convertible core capital securities.<br />
The redemption will be effective on November 30, 2009. This table does not reflect the expected<br />
redemption.<br />
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