Statement of Additional Info - Gabelli

Name and Address of Holder of Record Percentage of Class Nature of Ownership
San Diego, CA 92121-1968
Edward D Jones & Co Custodian
FBO Ellen Coleman IRA
Mount Shasta, CA 96067-1171
Edward D Jones & Co Custodian
FBO Mark S Coleman IRA
Mount Shasta, CA 96067-1171
6.71 % Beneficial †
6.55 % Beneficial †
CLASS C
First Clearing LLC
Special Custody Acct FBO
Exclusive Benefit Of Customer
St Louis, MO 63103-2523
Raymond James
Omnibus For Mutual Funds
Attn: Courtney Waller
St Petersburg, FL 33716-1100
44.94 % Beneficial †
27.06 % Beneficial †
CLASS I
TCTCO
FBO Westwood Trust
Dallas, TX 75201-1807
BB&T CUST
FBO National 4-H Council
General Investment
Chevy Chase, MD 20815-4934
84.00 % Beneficial †
13.06 % Beneficial †
† Beneficial Ownership is disclaimed.
*Beneficial ownership of shares representing 25% or more of the outstanding shares of a Fund may be deemed to have
control, as that term is defined in the 1940 Act.
As of December 31, 2013, as a group, the Officers and Trustees of each Fund owned less than 1% of the Mighty
Mites Fund, the Equity Fund, the Balanced Fund, the Intermediate Bond Fund, the SmallCap Equity Fund, and the
Income Fund. As of this date, the Officers and Trustees of the Mid-Cap Equity Fund owned 2.9% of the Fund.
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