Statement of Additional Info - Gabelli
Statement of Additional Info - Gabelli
Statement of Additional Info - Gabelli
You also want an ePaper? Increase the reach of your titles
YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.
Name and Address <strong>of</strong> Holder <strong>of</strong> Record Percentage <strong>of</strong> Class Nature <strong>of</strong> Ownership<br />
CLASS A<br />
RBC Capital Markets LLC<br />
Jonathan Powers<br />
San Francisco, CA 94118-3206<br />
Stifel Nicolaus & Co Inc<br />
Daniel A Bain Roth IRA<br />
Saint Louis, MO 63102-2188<br />
RBC Capital Markets LLC<br />
John Lauderdale<br />
Individual Retirement Account<br />
Germantown, WI 53022-0368<br />
RBC Capital Markets LLC<br />
Russell Grand<br />
Individual Retirement Account<br />
Salem, MA 01970-6351<br />
RBC Capital Markets LLC<br />
George D Roden Ttee<br />
Gloree A Parker-Roden Liv Tr<br />
Harriman, NY 10926-3914<br />
RBC Capital Markets LLC<br />
Elizabeth D Miller<br />
Arroyo Grande, CA 93420-6518<br />
RBC Capital Markets LLC<br />
David Pautler<br />
Individual Retirement Account<br />
Deer Park, IL 60010-6708<br />
55.81 % Beneficial †<br />
8.10 % Beneficial †<br />
6.49 % Beneficial †<br />
5.56 % Beneficial †<br />
5.53 % Beneficial †<br />
5.49 % Beneficial †<br />
5.49 % Beneficial †<br />
CLASS C<br />
Stifel Nicolaus & Co Inc.<br />
Adi Raviv R/O IRA<br />
Saint Louis, MO 63102-2188<br />
First Clearing LLC<br />
Saint Louis, MO 63103-2523<br />
77.47 % Beneficial †<br />
13.71 % Beneficial †<br />
CLASS I<br />
Nicola F Galluccio<br />
Greenwich, CT 06830-4756<br />
GGCP Inc.<br />
Attn: Vice President<br />
Greenwich, CT 06830-6556<br />
Frontier Trust CO<br />
FBO <strong>Gabelli</strong> Funds 401K<br />
Fargo, ND 58106-0758<br />
86.08 % Record<br />
8.61 % Beneficial †<br />
5.31 % Beneficial †<br />
INCOME FUND<br />
CLASS AAA<br />
National Financial Serv. Corp.<br />
For the Exclusive Benefit <strong>of</strong><br />
28.24 % Beneficial †<br />
36
Change language