Statement of Additional Info - Gabelli
Statement of Additional Info - Gabelli
Statement of Additional Info - Gabelli
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Name and Address <strong>of</strong> Holder <strong>of</strong> Record Percentage <strong>of</strong> Class Nature <strong>of</strong> Ownership<br />
Merrill Lynch Pierce Fenner & Smith Inc.<br />
For the Sole Benefit <strong>of</strong> its Customers<br />
Jacksonville, FL 32246-6484<br />
5.88 % Beneficial †<br />
CLASS C<br />
UBS WM USA<br />
Omni Account M/F<br />
Attn: Department Manager<br />
Weehawken, NJ 07086-6761<br />
Merrill Lynch Pierce Fenner & Smith Inc.<br />
For the Sole Benefit <strong>of</strong> its Customers<br />
Jacksonville, FL 32246-6484<br />
First Clearing LLC<br />
Special Custody Acct. FBO<br />
Exclusive Benefit Of Customer<br />
St Louis, MO 63103-2523<br />
Morgan Stanley Smith Barney<br />
Harborside Financial Center<br />
Jersey City, NJ 07311<br />
Raymond James<br />
Omnibus For Mutual Funds<br />
Attn: Courtney Waller<br />
St Petersburg, FL 33716-1100<br />
38.77 % Beneficial †<br />
24.44 % Beneficial †<br />
11.64 % Beneficial †<br />
7.70 % Beneficial †<br />
6.94 % Beneficial †<br />
CLASS I<br />
Merrill Lynch Pierce Fenner & Smith Inc.<br />
For the Sole Benefit <strong>of</strong> its Customers<br />
Jacksonville, FL 32246-6484<br />
Morgan Stanley Smith Barney<br />
Harborside Financial Center<br />
Jersey City, NJ 07311<br />
Frontier Trust Company<br />
FBO <strong>Gabelli</strong> Funds 401(K) Pr<strong>of</strong>it Sharing<br />
Fargo, ND 58106-0758<br />
National Financial Services<br />
For the Benefit <strong>of</strong> Their Customers<br />
Jersey City, NJ 07310-2010<br />
67.43 % Beneficial †<br />
14.01 % Beneficial †<br />
5.42 % Beneficial †<br />
5.25 % Beneficial †<br />
MID-CAP EQUITY FUND<br />
CLASS AAA<br />
John L Keeley Jr<br />
Western Sprgs, IL 60558-1328<br />
Diane M Wehner Papalambros<br />
Anastasios Papalambros Jtwros<br />
Blauvelt, NY 10913-1247<br />
TD Ameritrade Clearing Inc<br />
For The Benefit Of Our Clients<br />
Omaha, NE 68103-2226<br />
35.09 % Record<br />
28.85 % Record<br />
19.99 % Beneficial †<br />
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