30 May 2013 - ICTY

30 May 2013 - ICTY 30 May 2013 - ICTY

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49672 forges a group out of a mere plurality. 2199 In other words, the persons in a criminal enterprise must be shown to act together, or in concert with each other, in the implementation of a common objective, if they are to share responsibility for crimes committed through the JCE. 2200 5.2 Planning, ordering, and aiding and abetting 1260. Each Count of the Indictment charges each of the Accused, in addition to their participation in a JCE, with individual criminal responsibility under Article 7 (1) of the Statute pursuant to the modes of liability of planning, ordering, and/or aiding and abetting the planning, preparation, and/or execution of the crimes charged. 2201 1261. Article 7 (1) also reflects the principle that criminal responsibility for a crime in Articles 2 to 5 of the Statute does not attach solely to individuals who commit crimes, but may also extend to individuals who plan, instigate, order, and/or aid and abet the crimes. For an accused to be found liable for a crime pursuant to one of these modes of responsibility, the crime in question must actually have been committed. 2202 Furthermore, his or her actions must have contributed substantially to the commission of the crime. 2203 Liability may also attach to omissions, where there is a duty to act. 2204 1262. Planning. Liability may be incurred by planning a crime that is later committed by the principal perpetrator. 2205 The planner must intend that the crime be committed, or intend that 2199 Krajišnik Trial Judgement, para. 884; Haradinaj et al. Trial Judgement, para. 139. 2200 Brđanin Appeal Judgement, paras 410, 430; Haradinaj et al. Trial Judgement, para. 139. 2201 Indictment, paras 10, 16-17, 25, 63, 66. 2202 For planning, see Kordić and Čerkez Appeal Judgement, para. 26. For instigating, see Kordić and Čerkez Appeal Judgement, para. 27. For ordering, see Kamuhanda Appeal Judgement, para. 75. For aiding and abetting, see Simić et al. Appeal Judgement, para. 85. 2203 For planning, see Kordić and Čerkez Appeal Judgement, para. 26; Nahimana et al. Appeal Judgement, para. 479; Dragomir Milošević Appeal Judgement, para. 268. For instigating, see Kordić and Čerkez Appeal Judgement, para. 27; Nahimana et al. Appeal Judgement, paras 480, 660. For ordering, see Kayishema and Ruzindana Appeal Judgement, para. 186; Kamuhanda Appeal Judgement, para. 75. For aiding and abetting, see Tadić Appeal Judgement, para. 229; Čelebići Appeal Judgement, para. 352; Vasiljević Appeal Judgement, para. 102; Blaškić Appeal Judgement, paras 45-46, 48; Kvočka et al. Appeal Judgement, para. 89; Simić et al. Appeal Judgement, para. 85; Blagojević and Jokić Appeal Judgement, para. 127; Nahimana et al. Appeal Judgement, para. 482; Orić Appeal Judgement, para. 43; Mrkšić and Šljivančanin Appeal Judgement, paras 49, 81, 156; Kalimanzira Appeal Judgement, paras 74, 86. 2204 Blaškić Appeal Judgement, para. 663; Galić Appeal Judgement, para. 175; Brđanin Appeal Judgement, para. 274; Orić Appeal Judgement, paras 41, 43; Mrkšić and Šljivančanin Appeal Judgement, paras 49, 134, 156, 200. 2205 Kordić and Čerkez Appeal Judgement, para. 26; Nahimana et al. Appeal Judgement, para. 479; Dragomir Milošević Appeal Judgement, para. 268. Case No. IT-03-69-T 446 30 May 2013

49671 the plan be executed in the awareness of the substantial likelihood that it would lead to the commission of the crime. 2206 1263. Ordering. Liability may be incurred by ordering the principal perpetrator to commit a crime or to engage in conduct that results in the commission of a crime. 2207 The person giving the order must, at the time it is given, be in a position of formal or informal authority over the person who commits the crime. 2208 The person giving the order must intend that the crime be committed or be aware of the substantial likelihood that the crime would be committed in the execution of the order. 2209 1264. Aiding and abetting. Liability may be incurred by assisting, encouraging or lending moral support to the commission of a crime where this support has a substantial effect on the perpetration of the crime. 2210 Aiding and abetting by omission requires that the accused had the means to fulfil his or her duty to act. 2211 Aiding and abetting may occur before, during, or after the commission of the principal crime. 2212 When assessing whether the acts carried out by the aider and abettor have a substantial effect on the perpetration of a crime, the Trial Chamber must find that they are specifically directed to assist, encourage, or lend moral support to the perpetration of that crime. 2213 The element of specific direction may be considered explicitly or implicitly in the context of analyzing the substantial effect. 2214 However, specific direction must be analyzed explicitly in cases where the person is remote from the crimes he or she is alleged to have aided and abetted. 2215 Factors defining remoteness 2206 Kordić and Čerkez Appeal Judgement, paras 29, 31; Nahimana et al. Appeal Judgement, para. 479; Dragomir Milošević Appeal Judgement, para. 268. 2207 Kordić and Čerkez Appeal Judgement, para. 28; Galić Appeal Judgement, para. 176; Nahimana et al. Appeal Judgement, para. 481. 2208 Kordić and Čerkez Appeal Judgement, para. 28; Semanza Appeal Judgement, para. 361; Galić Appeal Judgement, para. 176; Nahimana et al. Appeal Judgement, para. 481; Dragomir Milošević Appeal Judgement, para. 290; Boškoski and Tarčulovski Appeal Judgement, paras 160, 164; Kalimanzira Appeal Judgement, para. 213. 2209 Blaškić Appeal Judgement, para. 42; Kordić and Čerkez Appeal Judgement, paras 29-30; Nahimana et al. Appeal Judgement, para. 481. 2210 Tadić Appeal Judgement, para. 229; Čelebići Appeal Judgement, para. 352; Vasiljević Appeal Judgement, para. 102; Blaškić Appeal Judgement, paras 45-46, 48; Kvočka et al. Appeal Judgement, para. 89; Simić et al. Appeal Judgement, para. 85; Blagojević and Jokić Appeal Judgement, para. 127; Nahimana et al. Appeal Judgement, para. 482; Orić Appeal Judgement, para. 43; Mrkšić and Šljivančanin Appeal Judgement, paras 49, 81, 146, 159; Kalimanzira Appeal Judgement, paras 74, 86. 2211 Mrkšić and Šljivančanin Appeal Judgement, paras 49, 82, 154. See also Nyiramasohoko et al. Trial Judgement, para. 5893 for a broad interpretation of the “duty to act”. 2212 Blaškić Appeal Judgement, para. 48; Simić et al. Appeal Judgement, para. 85; Blagojević and Jokić Appeal Judgement, paras 127, 134; Nahimana et al. Appeal Judgement, para. 482; Mrkšić and Šljivančanin Appeal Judgement, paras 81, 200. 2213 Tadić Appeal Judgement, para. 229; Perišić Appeal Judgement, para. 36, footnote 97. 2214 Blagojević and Jokić Appeal Judgement, para. 189; Perišić Appeal Judgement, para. 36, footnote 97. 2215 Perišić Appeal Judgement, para. 39. Case No. IT-03-69-T 447 30 May 2013

49672<br />

forges a group out of a mere plurality. 2199 In other words, the persons in a criminal enterprise<br />

must be shown to act together, or in concert with each other, in the implementation of a<br />

common objective, if they are to share responsibility for crimes committed through the<br />

JCE. 2200<br />

5.2 Planning, ordering, and aiding and abetting<br />

1260. Each Count of the Indictment charges each of the Accused, in addition to their<br />

participation in a JCE, with individual criminal responsibility under Article 7 (1) of the<br />

Statute pursuant to the modes of liability of planning, ordering, and/or aiding and abetting the<br />

planning, preparation, and/or execution of the crimes charged. 2201<br />

1261. Article 7 (1) also reflects the principle that criminal responsibility for a crime in<br />

Articles 2 to 5 of the Statute does not attach solely to individuals who commit crimes, but<br />

may also extend to individuals who plan, instigate, order, and/or aid and abet the crimes. For<br />

an accused to be found liable for a crime pursuant to one of these modes of responsibility, the<br />

crime in question must actually have been committed. 2202 Furthermore, his or her actions must<br />

have contributed substantially to the commission of the crime. 2203 Liability may also attach to<br />

omissions, where there is a duty to act. 2204<br />

1262. Planning. Liability may be incurred by planning a crime that is later committed by the<br />

principal perpetrator. 2205 The planner must intend that the crime be committed, or intend that<br />

2199 Krajišnik Trial Judgement, para. 884; Haradinaj et al. Trial Judgement, para. 139.<br />

2200 Brđanin Appeal Judgement, paras 410, 4<strong>30</strong>; Haradinaj et al. Trial Judgement, para. 139.<br />

2201 Indictment, paras 10, 16-17, 25, 63, 66.<br />

2202 For planning, see Kordić and Čerkez Appeal Judgement, para. 26. For instigating, see Kordić and Čerkez<br />

Appeal Judgement, para. 27. For ordering, see Kamuhanda Appeal Judgement, para. 75. For aiding and abetting,<br />

see Simić et al. Appeal Judgement, para. 85.<br />

2203 For planning, see Kordić and Čerkez Appeal Judgement, para. 26; Nahimana et al. Appeal Judgement, para.<br />

479; Dragomir Milošević Appeal Judgement, para. 268. For instigating, see Kordić and Čerkez Appeal<br />

Judgement, para. 27; Nahimana et al. Appeal Judgement, paras 480, 660. For ordering, see Kayishema and<br />

Ruzindana Appeal Judgement, para. 186; Kamuhanda Appeal Judgement, para. 75. For aiding and abetting, see<br />

Tadić Appeal Judgement, para. 229; Čelebići Appeal Judgement, para. 352; Vasiljević Appeal Judgement, para.<br />

102; Blaškić Appeal Judgement, paras 45-46, 48; Kvočka et al. Appeal Judgement, para. 89; Simić et al. Appeal<br />

Judgement, para. 85; Blagojević and Jokić Appeal Judgement, para. 127; Nahimana et al. Appeal Judgement,<br />

para. 482; Orić Appeal Judgement, para. 43; Mrkšić and Šljivančanin Appeal Judgement, paras 49, 81, 156;<br />

Kalimanzira Appeal Judgement, paras 74, 86.<br />

2204 Blaškić Appeal Judgement, para. 663; Galić Appeal Judgement, para. 175; Brđanin Appeal Judgement, para.<br />

274; Orić Appeal Judgement, paras 41, 43; Mrkšić and Šljivančanin Appeal Judgement, paras 49, 134, 156, 200.<br />

2205 Kordić and Čerkez Appeal Judgement, para. 26; Nahimana et al. Appeal Judgement, para. 479; Dragomir<br />

Milošević Appeal Judgement, para. 268.<br />

Case No. IT-03-69-T 446<br />

<strong>30</strong> <strong>May</strong> <strong>2013</strong>

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