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Reduction and Elimination in Philosophy and the Sciences

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Mental Causation <strong>and</strong> Physical Causation<br />

Lorenzo Cas<strong>in</strong>i, Canterbury, Kent, Engl<strong>and</strong>, UK<br />

1. Introduction<br />

The recent debate between Antony <strong>and</strong> Kim on <strong>the</strong> nature<br />

of mental causation offers <strong>the</strong> possibility to evaluate <strong>the</strong><br />

reason underly<strong>in</strong>g two up-to-date physicalist positions:<br />

Kim’s Reductive Physicalism <strong>and</strong> Antony’s Non-Reductive<br />

Physicalism. Despite differences, both share a common<br />

metaphysical task. They look for a systematic account of<br />

<strong>the</strong> relations between <strong>the</strong> physical <strong>and</strong> <strong>the</strong> mental, which is<br />

needed, so <strong>the</strong>y say, because higher-level properties can<br />

enter <strong>in</strong>to ‘genu<strong>in</strong>e’ laws only if <strong>the</strong>y <strong>in</strong>herit <strong>the</strong> causal<br />

power of ontologically prior lower-level entities. This means<br />

that <strong>the</strong>re could not be regularities concern<strong>in</strong>g mental<br />

states without underly<strong>in</strong>g physical mechanisms. In particular,<br />

only <strong>the</strong> physical mechanisms at work at <strong>the</strong> microlevel<br />

can secure <strong>and</strong> expla<strong>in</strong> <strong>the</strong> truth of psychological generalisations.<br />

Only at <strong>the</strong> microlevel, Antony <strong>and</strong> Kim argue, we<br />

f<strong>in</strong>d <strong>the</strong> entities <strong>in</strong>volved <strong>in</strong> ‘genu<strong>in</strong>ely’ causal phenomena.<br />

I show that if <strong>the</strong> paradigmatic feature which <strong>the</strong><br />

microphysical is to display is that it conforms to a particular<br />

model of causal production, as Kim explicitly suggests, this<br />

prevents Reductive- <strong>and</strong> Non-Reductive Physicalism to<br />

achieve <strong>the</strong>ir tasks. In fact, certa<strong>in</strong> quantum mechanics’<br />

phenomena cannot be described <strong>in</strong> terms of causal production.<br />

If we accept a statistical-regularist approach to<br />

describe phenomena <strong>in</strong> <strong>the</strong> quantum doma<strong>in</strong>, <strong>the</strong>n quantum<br />

mechanics <strong>and</strong> psychological phenomena are on a<br />

par with respect to <strong>the</strong>ir causal features. The physicalists,<br />

who claim <strong>the</strong> necessity to account for <strong>the</strong> mental <strong>in</strong> physical<br />

terms, is to clarify what peculiar feature microphysical<br />

mechanisms possess, <strong>and</strong> <strong>the</strong> mental is to <strong>in</strong>herit, for psychological<br />

generalisations to be secured <strong>and</strong> expla<strong>in</strong>ed.<br />

2. The Metaphysical Picture: Physicalism<br />

<strong>and</strong> <strong>Reduction</strong>ism<br />

Both Antony <strong>and</strong> Kim conceive <strong>the</strong> world as layered, i.e.,<br />

made of different levels organised <strong>in</strong> a hierarchical structure.<br />

The determ<strong>in</strong><strong>in</strong>g level, <strong>the</strong> physical bottom level, is<br />

ontologically prior to all <strong>the</strong> o<strong>the</strong>r higher levels, because its<br />

entities st<strong>and</strong> with those of <strong>the</strong> higher levels <strong>in</strong> a partwhole<br />

relation, such as that which occurs between one<br />

oxygen <strong>and</strong> two hydrogen atoms <strong>and</strong> a H2O molecule.<br />

However, at each level <strong>the</strong>re are properties which make<br />

<strong>the</strong>ir first appearance at that level. For <strong>in</strong>stance, properties<br />

like density or viscosity of H2O molecules were not present<br />

at <strong>the</strong> lower level of <strong>the</strong>ir atomic constituents. In particular,<br />

(i) <strong>the</strong> entities of psychology, such as sensations <strong>and</strong> propositional<br />

attitudes, are noth<strong>in</strong>g over physical complexes,<br />

such as patterns of neurons; (ii) each mental property<br />

(e.g.: a toothache, <strong>the</strong> belief that ‘<strong>the</strong> water is wet’, etc.) is<br />

a property of some physical entity or system of physical<br />

entities (e.g.: an underly<strong>in</strong>g pattern of neurons). The question,<br />

<strong>the</strong>n, is: How can mental properties have <strong>the</strong> causal<br />

power <strong>the</strong>y have <strong>in</strong> a world ultimately constituted by physical<br />

entities <strong>and</strong> mechanisms?<br />

Antony’s <strong>and</strong> Kim’s answers, however, are different.<br />

The former does, whereas <strong>the</strong> latter does not, accept that<br />

systems of lower-level entities can acquire mental properties,<br />

i.e., mental causal powers, which are emergent from<br />

<strong>the</strong> lower base, <strong>and</strong> non-ontologically-reducible to it. For<br />

Kim <strong>and</strong> Antony, a property at a given level is emergent, iff<br />

non-ontologically-reducible to <strong>the</strong> lower-level property it<br />

38<br />

emerges from. For Antony, <strong>the</strong> properties of <strong>the</strong> psychological<br />

doma<strong>in</strong> are like H2O with respect to its atomic<br />

constituents. This would legitimate <strong>the</strong> autonomy of psychology,<br />

whose properties must <strong>in</strong>herit <strong>the</strong>ir causal power<br />

from lower-level physical entities but are not to be reducible<br />

to <strong>the</strong> properties of <strong>the</strong>se entities, on pa<strong>in</strong> of identify<strong>in</strong>g<br />

psychology with branches of physics. In order to meet<br />

<strong>the</strong>se desiderata, she wants reductive explanation without<br />

ontological reduction. In contrast, Kim claims that psychological<br />

properties do not constitute a proper scientific doma<strong>in</strong>,<br />

given that <strong>the</strong>y can be ontologically reduced to<br />

physical properties. In fact, so he reasons, <strong>the</strong>y are not,<br />

strictly speak<strong>in</strong>g, emergent as H2O is, <strong>in</strong>sofar as <strong>the</strong>y apply<br />

to precisely <strong>the</strong> same objects as do <strong>the</strong>ir realiser properties—i.e.,<br />

mental properties <strong>and</strong> <strong>the</strong>ir realisations are<br />

properties of entities at <strong>the</strong> same level, <strong>and</strong> have <strong>the</strong> same<br />

causal powers (Kim 1998, 82-3). The difference between<br />

<strong>the</strong>ir positions depends on whe<strong>the</strong>r or not multiple realisability<br />

(MR) holds. Accord<strong>in</strong>g to MR, each mental property<br />

can be realised by many dist<strong>in</strong>ct physical properties—<br />

<strong>the</strong>refore is not identical to any of <strong>the</strong>m. If MR is true, <strong>the</strong>n<br />

no reduction is possible, <strong>and</strong> psychology is autonomous<br />

(Antony 2007, 154-5).<br />

Kim does not accept <strong>the</strong> idea that <strong>the</strong>re is <strong>in</strong> pr<strong>in</strong>ciple<br />

an <strong>in</strong>def<strong>in</strong>ite number of realisers among <strong>the</strong> <strong>in</strong>dividuals<br />

of <strong>the</strong> same species or structure type. That is, he challenges<br />

<strong>the</strong> truth of MR, <strong>and</strong> claims that a structure-specific<br />

reduction is—<strong>in</strong> pr<strong>in</strong>ciple—possible, granted that <strong>the</strong><br />

physical realisers <strong>the</strong> psychological properties are reduced<br />

to are sufficiently similar to one ano<strong>the</strong>r (Kim 1993, 89,<br />

313). Mental properties can be identified with physical<br />

properties which play <strong>the</strong> same causal role—for each mental<br />

property <strong>the</strong>re is also a physical property which is necessary<br />

<strong>and</strong> sufficient for <strong>the</strong> mental property to arise, given<br />

that <strong>the</strong>y are, <strong>in</strong> fact, one <strong>and</strong> <strong>the</strong> same (Kim 2006, 280).<br />

Mental terms which st<strong>and</strong> for disjunctions of different<br />

physical properties, <strong>in</strong>stead, have no ontological correlates—<strong>the</strong>refore<br />

no scientific value (Kim 1993, 334-5). As a<br />

consequence of reduction, psychology loses its proper<br />

subject matter, <strong>and</strong> toge<strong>the</strong>r its autonomy.<br />

For Antony, <strong>in</strong> contrast, ontological reduction is impossible<br />

because of MR. In order to v<strong>in</strong>dicate mental causation<br />

as mental <strong>and</strong> justify <strong>the</strong> autonomy of psychology,<br />

whilst consistently hold<strong>in</strong>g that <strong>the</strong> physical is ontologically<br />

prior, she advocates <strong>the</strong> possibility—<strong>in</strong> pr<strong>in</strong>ciple—of a<br />

reductive explanation of every mental property <strong>in</strong> terms of<br />

physical properties, such that some physical property is<br />

sufficient but not necessary for a mental property to<br />

emerge. Mental properties are properties of some physical<br />

system or o<strong>the</strong>r—<strong>the</strong>refore ontologically acceptable, <strong>and</strong><br />

proper scientific k<strong>in</strong>ds, because <strong>the</strong>y enter <strong>in</strong>to realisation<strong>in</strong>dependent<br />

regularities, i.e., regularities which do not<br />

depend necessarily on one specific physical property (Antony,<br />

Lev<strong>in</strong>e 1997, 92-4).<br />

3. Back to Basics<br />

I do not expla<strong>in</strong> <strong>the</strong> differences between Kim’s model for<br />

ontological reduction <strong>and</strong> Antony’s model for reductive<br />

explanation. Instead, I stress a fundamental similarity be-

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