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Reduction and Elimination in Philosophy and the Sciences

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Limit<strong>in</strong>g Frequencies <strong>in</strong> Scientific <strong>Reduction</strong>s<br />

Wolfgang Pietsch, Munich, Germany<br />

1. Introduction<br />

Limit<strong>in</strong>g frequencies have been largely discredited <strong>in</strong> <strong>the</strong><br />

philosophical discussions on <strong>the</strong> <strong>in</strong>terpretation of probability.<br />

A crucial reason is that frequency <strong>in</strong>terpretations are<br />

usually classified as objective accounts of probability which<br />

st<strong>and</strong>s <strong>in</strong> obvious contrast to <strong>the</strong> non-empirical notion of<br />

<strong>in</strong>f<strong>in</strong>ite frequencies. In this essay I will argue that notwithst<strong>and</strong><strong>in</strong>g<br />

<strong>the</strong>se conceptual difficulties, limit<strong>in</strong>g frequencies<br />

are an <strong>in</strong>dispensable tool <strong>in</strong> <strong>the</strong>ory reductions.<br />

Section two will be concerned with a classification of<br />

reduction accord<strong>in</strong>g to its methodological role: This role<br />

can be ontological, i.e. concerned with unify<strong>in</strong>g<br />

phenomena that were orig<strong>in</strong>ally thought to be of different<br />

nature. Or reduction can have an epistemological function<br />

<strong>in</strong> mak<strong>in</strong>g a <strong>the</strong>ory simpler <strong>and</strong> <strong>the</strong>reby better applicable –<br />

e.g. when <strong>the</strong> general <strong>the</strong>ory of relativity is simplified to<br />

Newton's <strong>the</strong>ory of gravitation, which suffices to treat most<br />

phenomena concerned with <strong>the</strong> motion of planets.<br />

In Section three an important case of such an<br />

epistemological reduction is exam<strong>in</strong>ed, which will be<br />

termed statistical reduction.. In statistical reductions <strong>the</strong><br />

concepts of <strong>the</strong> higher-level <strong>the</strong>ory necessarily <strong>in</strong>volve a<br />

large amount of entities of <strong>the</strong> lower-level <strong>the</strong>ory.<br />

Therefore <strong>the</strong> probability calculus is essential for this type<br />

of reduction. Fur<strong>the</strong>rmore, it turns out that such reductions<br />

usually require <strong>the</strong> limit of an <strong>in</strong>f<strong>in</strong>ite number of lower-level<br />

entities, i.e. limit<strong>in</strong>g or <strong>in</strong>f<strong>in</strong>ite frequencies.<br />

F<strong>in</strong>ally, Section four will discuss how probability <strong>in</strong><br />

statistical reductions should be <strong>in</strong>terpreted. The described<br />

use of limit<strong>in</strong>g frequencies generally calls for fur<strong>the</strong>r<br />

research <strong>in</strong>to <strong>the</strong> conceptual difficulties of this notion: Can<br />

<strong>the</strong> limit be empirically justified by means of certa<strong>in</strong><br />

averag<strong>in</strong>g procedures, e.g. time or ensemble averages?<br />

What is <strong>the</strong> relation between such different types of<br />

averages? Are <strong>the</strong>re subjective <strong>and</strong> epistemic elements<br />

<strong>in</strong>volved <strong>and</strong> if so, which role do <strong>the</strong>y play? Due to <strong>the</strong>ir<br />

<strong>in</strong>dispensable role <strong>in</strong> <strong>the</strong>ory reduction, <strong>in</strong>f<strong>in</strong>ite frequencies<br />

cannot simply be dismissed, as often happens <strong>in</strong><br />

philosophical discussions on probability.<br />

2. <strong>Reduction</strong> as an Epistemological<br />

Enterprise<br />

There has long been <strong>the</strong> sense that reduction comes <strong>in</strong><br />

two different k<strong>in</strong>ds, although <strong>the</strong> divid<strong>in</strong>g l<strong>in</strong>e has been<br />

drawn <strong>in</strong> several quite different ways. Ernest Nagel (1974)<br />

dist<strong>in</strong>guished homogeneous from <strong>in</strong>homogeneous reductions:<br />

In <strong>the</strong> former, all concepts of <strong>the</strong> reduced <strong>the</strong>ory are<br />

already conta<strong>in</strong>ed <strong>in</strong> <strong>the</strong> reduc<strong>in</strong>g <strong>the</strong>ory. In <strong>the</strong> later, <strong>the</strong><br />

reduced <strong>the</strong>ory employs additional concepts beyond those<br />

of <strong>the</strong> reduc<strong>in</strong>g <strong>the</strong>ory, which leads to <strong>the</strong> need to establish<br />

bridge laws between <strong>the</strong>se new concepts <strong>and</strong> <strong>the</strong> reduc<strong>in</strong>g<br />

<strong>the</strong>ory. Ano<strong>the</strong>r way, <strong>in</strong> which a dist<strong>in</strong>ction has been made,<br />

is between <strong>in</strong>terlevel <strong>and</strong> <strong>in</strong>tralevel reductions. Interlevel<br />

reductions concern <strong>the</strong>ories on different levels of fundamentality<br />

– for example chemistry <strong>and</strong> physics – while<br />

<strong>in</strong>tralevel reductions refer to <strong>the</strong> same level, for example<br />

<strong>the</strong> relation between Newton's <strong>the</strong>ory of gravity <strong>and</strong> <strong>the</strong><br />

general <strong>the</strong>ory of relativity. When <strong>the</strong> reduced <strong>the</strong>ory is not<br />

elim<strong>in</strong>ated <strong>in</strong> favor of <strong>the</strong> reduc<strong>in</strong>g <strong>the</strong>ory – which is mostly<br />

256<br />

<strong>the</strong> case <strong>in</strong> <strong>in</strong>terlevel reductions – one speaks of synchronic<br />

reductions. When <strong>the</strong> reduced <strong>the</strong>ory is given up<br />

after a successful reduction, this is called a diachronic<br />

reduction.<br />

In what follows we will adopt a classification that<br />

somewhat differs from <strong>the</strong>se suggestions. We will<br />

dist<strong>in</strong>guish two types accord<strong>in</strong>g to <strong>the</strong> function of <strong>the</strong><br />

reduction: (i) reduction as an ontological enterprise <strong>and</strong> (ii)<br />

reduction as an epistemological enterprise 1 . As with <strong>the</strong><br />

o<strong>the</strong>r dist<strong>in</strong>ctions this is not meant to suggest, that one can<br />

always unambiguously classify a reduction as one of <strong>the</strong>se<br />

cases. Ra<strong>the</strong>r, we always deal with a mixture, where each<br />

of <strong>the</strong> types is more or less clearly present.<br />

(i) In ontological reductions, phenomena that were orig<strong>in</strong>ally<br />

thought to be quite different <strong>in</strong> nature are traced back<br />

to <strong>the</strong> same mechanism. Examples for this type are <strong>the</strong><br />

derivation of optics from electrodynamics or <strong>the</strong> unification<br />

of Galileo's law of fall<strong>in</strong>g bodies <strong>and</strong> Kepler's laws for <strong>the</strong><br />

planetary motion with<strong>in</strong> <strong>the</strong> general framework of Newton's<br />

<strong>the</strong>ory of gravity. Usually, <strong>the</strong>se are <strong>in</strong>tralevel <strong>and</strong> diachronic<br />

reductions, where <strong>the</strong> orig<strong>in</strong>al <strong>the</strong>ories do not survive.<br />

(ii) <strong>Reduction</strong> as an epistemological enterprise deals with<br />

those cases where considerable simplification is required<br />

<strong>in</strong> order to apply <strong>the</strong>ories <strong>in</strong> a specific context. Examples<br />

for this type are <strong>the</strong> reduction of <strong>the</strong>rmodynamics to manyparticle<br />

mechanics or <strong>the</strong> reduction of macro- to microeconomics.<br />

These epistemological reductions need not always<br />

be fully worked out. In many cases only certa<strong>in</strong> elements<br />

of <strong>the</strong> higher-level <strong>the</strong>ory can actually be reduced to concepts<br />

of <strong>the</strong> lower-level <strong>the</strong>ory, i.e. <strong>the</strong>re are emergent<br />

aspects <strong>in</strong> <strong>the</strong> higher-level <strong>the</strong>ory – at least for <strong>the</strong> time<br />

be<strong>in</strong>g. Most epistemological reductions are 'imperfect' <strong>in</strong><br />

this way: <strong>the</strong> reduction of psychology to neuroscience, of<br />

biology to chemistry, or of chemistry to physics. Usually<br />

<strong>the</strong>se reductions are <strong>in</strong>terlevel reductions, but not always:<br />

a counterexample is <strong>the</strong> reduction of geometrical optics to<br />

wave optics. S<strong>in</strong>ce <strong>the</strong> different <strong>the</strong>ories <strong>in</strong> an epistemological<br />

reduction each reta<strong>in</strong> <strong>the</strong>ir significance <strong>in</strong> particular<br />

contexts, mostly both <strong>the</strong>ories are kept, i.e. <strong>the</strong> reduction is<br />

synchronic.<br />

For <strong>the</strong> rest of <strong>the</strong> paper, <strong>the</strong> focus will be on<br />

reduction as an epistemological enterprise. Whenever a<br />

<strong>the</strong>ory is simplified <strong>in</strong> order to make it better applicable,<br />

this can <strong>in</strong> pr<strong>in</strong>ciple be <strong>in</strong>terpreted as a reduction of a<br />

simpler framework to a more complicated <strong>and</strong> general one.<br />

Two important types can be fur<strong>the</strong>r dist<strong>in</strong>guished, that I will<br />

call (a) parametric <strong>and</strong> (b) statistical reduction. This<br />

classification is not necessarily exhaustive, one can well<br />

imag<strong>in</strong>e o<strong>the</strong>r types of simplification.<br />

(a) In parametric reduction <strong>the</strong> limit of a parameter of <strong>the</strong><br />

reduc<strong>in</strong>g <strong>the</strong>ory is taken <strong>in</strong> order to make <strong>the</strong> equations<br />

ma<strong>the</strong>matically better manageable. This type is often said<br />

to be typical for reduction <strong>in</strong> physics (Nickles 1973, Batterman<br />

2002) <strong>and</strong> <strong>in</strong>deed many physical reductions seem<br />

1 The dist<strong>in</strong>ction between <strong>the</strong> ontological <strong>and</strong> epistemological role of reduction<br />

is certa<strong>in</strong>ly not novel (compare e.g. Hoyn<strong>in</strong>gen-Huene 2007, 181-183). However,<br />

<strong>the</strong>re are subtle differences between our treatment <strong>and</strong> that <strong>in</strong> <strong>the</strong> literature.

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