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Reduction and Elimination in Philosophy and the Sciences

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Functional <strong>Reduction</strong> <strong>and</strong> <strong>the</strong> Subset View of Realization<br />

Kev<strong>in</strong> Morris, Providence, Rhode Isl<strong>and</strong>, USA<br />

1. Introduction<br />

Functional reduction is <strong>the</strong> view that functional, realized<br />

properties are reducible to realizer properties. One way to<br />

challenge this reductionism is to develop an account of<br />

realization under which realized properties cannot be so<br />

reduced. Thus Sydney Shoemaker has argued, <strong>and</strong> o<strong>the</strong>rs<br />

have concurred, that it follows from <strong>the</strong> “subset view” of<br />

realization that realized properties are typically irreducible.<br />

In what follows, I argue that <strong>the</strong> reductionist can adequately<br />

address <strong>the</strong> challenges raised by this account of<br />

realization.<br />

2. <strong>Reduction</strong>ism <strong>and</strong> <strong>the</strong> Subset View of<br />

Realization<br />

A functional property is one that can be exhaustively characterized,<br />

or def<strong>in</strong>ed, <strong>in</strong> terms of a causal role. Arguably at<br />

least some mental properties are functional <strong>in</strong> this sense<br />

<strong>and</strong> it may be that most nonbasic (for <strong>in</strong>stance, biological,<br />

mental, economic) properties can be understood <strong>in</strong> this<br />

way (Lewis 1972, Chalmers 1996, Kim 1998 <strong>and</strong> 2005).<br />

Such a property is said to be realized by ano<strong>the</strong>r <strong>in</strong> virtue<br />

of <strong>the</strong> latter play <strong>the</strong> role <strong>in</strong>dividuative of <strong>the</strong> former. The<br />

reductionist contends that a functional property can be<br />

reduced, <strong>in</strong> a given system, to its realizer <strong>in</strong> that system<br />

(Lewis 1972, Kim 1998 <strong>and</strong> 2005). There are at least two<br />

reasons we might draw this conclusion. First, if a property<br />

M is “second order,” such that hav<strong>in</strong>g M is def<strong>in</strong>ed <strong>in</strong> terms<br />

of hav<strong>in</strong>g some o<strong>the</strong>r property that plays a certa<strong>in</strong> causal<br />

role, it seems that a system’s hav<strong>in</strong>g M cannot be anyth<strong>in</strong>g<br />

beyond its hav<strong>in</strong>g whatever property P realizes M. Second,<br />

it seems that <strong>the</strong> causal powers of M—<strong>the</strong> effects that <strong>the</strong><br />

<strong>in</strong>stantiation of M is apt to br<strong>in</strong>g about—will be identical<br />

with those of M’s realizer P <strong>in</strong> a system. If we adopt even a<br />

weak causal <strong>the</strong>ory of properties under which different<br />

properties cannot have <strong>the</strong> same powers <strong>in</strong> <strong>the</strong> actual<br />

world, we are <strong>the</strong>reby compelled to identify M <strong>in</strong> S with P<br />

(Kim 1998).<br />

While <strong>the</strong>re are a number of issues that will<br />

determ<strong>in</strong>e whe<strong>the</strong>r realized properties can be reduced <strong>in</strong><br />

this manner, perhaps <strong>the</strong> most crucial concerns <strong>the</strong> nature<br />

of realization. Of <strong>the</strong> accounts of realization that have been<br />

developed <strong>in</strong> recent years, Shoemaker’s subset view<br />

arguably presents <strong>the</strong> most serious challenge to functional<br />

reduction. As on <strong>the</strong> view just sketched, functional<br />

properties are aga<strong>in</strong> def<strong>in</strong>ed <strong>in</strong> terms of causal roles <strong>and</strong><br />

aga<strong>in</strong> realization consists <strong>in</strong> a certa<strong>in</strong> relationship between<br />

<strong>the</strong> role that <strong>in</strong>dividuates a functional property <strong>and</strong> <strong>the</strong> role<br />

played by some o<strong>the</strong>r property <strong>in</strong> a system. Under <strong>the</strong><br />

subset view, however, P is a realizer of M just <strong>in</strong> case <strong>the</strong><br />

effects that <strong>the</strong> <strong>in</strong>stantiation of P is apt to br<strong>in</strong>g about<br />

<strong>in</strong>clude as a subset those that M is apt to br<strong>in</strong>g about<br />

(Shoemaker 2001 <strong>and</strong> 2007). 1 Shoemaker <strong>and</strong> Jessica<br />

Wilson have argued that realized properties will typically<br />

1 In Shoemaker 2007, realization is officially def<strong>in</strong>ed not only <strong>in</strong> terms of<br />

causal powers, but also <strong>in</strong> terms of “backward look<strong>in</strong>g causal features,” what<br />

br<strong>in</strong>gs about <strong>the</strong> <strong>in</strong>stantiation of <strong>the</strong> properties <strong>in</strong> question. However, Shoemaker<br />

suggests that <strong>the</strong> issues here of <strong>in</strong>terest can be addressed by consider<strong>in</strong>g<br />

<strong>the</strong> simpler formulation <strong>in</strong> terms of powers. Because of this my focus <strong>in</strong><br />

what follows will be on causal powers, what Shoemaker calls <strong>the</strong> “forward<br />

look<strong>in</strong>g causal features” of <strong>the</strong> properties.<br />

238<br />

be irreducible under this account (Shoemaker 2001 <strong>and</strong><br />

2007, Wilson 1999 <strong>and</strong> 2002). This will be <strong>the</strong> case<br />

whenever <strong>the</strong> powers of M are a proper subset of those of<br />

P. S<strong>in</strong>ce M <strong>and</strong> P have nonidentical powers, <strong>the</strong>y cannot<br />

be identified; thus M cannot be reduced to P (Shoemaker<br />

2001 <strong>and</strong> 2007, Wilson 1999 <strong>and</strong> 2002). Shoemaker<br />

suggests that paradigmatic cases of realization (for<br />

<strong>in</strong>stance, <strong>the</strong> mental by <strong>the</strong> neurophysiological) are like<br />

this. Thus we have <strong>the</strong> follow<strong>in</strong>g argument:<br />

S1. Where P realizes M, <strong>the</strong> powers contributed by<br />

M are typically a proper subset of those contributed<br />

by P; thus, <strong>in</strong> <strong>the</strong>se cases,<br />

S2. M ≠ P; thus, <strong>in</strong> <strong>the</strong>se cases,<br />

S3. M is irreducible.<br />

I believe that <strong>the</strong> reductionist can adequately<br />

respond to this argument. First, S1 can be rejected by<br />

ma<strong>in</strong>ta<strong>in</strong><strong>in</strong>g that a realized property <strong>in</strong>herits whatever<br />

powers are contributed by its realizer to a system <strong>and</strong> that<br />

Shoemaker does not provide reason to th<strong>in</strong>k o<strong>the</strong>rwise.<br />

Second, <strong>the</strong> <strong>in</strong>ference from S2 to S3 can be challenged by<br />

appeal<strong>in</strong>g to <strong>the</strong> possibility of nonconservative<br />

“elim<strong>in</strong>ativist” reduction. F<strong>in</strong>ally, even if S2 follows from S1,<br />

this does not entail <strong>the</strong> failure of conservative reductionism<br />

about functional properties.<br />

3. The Subset View <strong>and</strong> Causal Inheritance<br />

The arguments advanced by Shoemaker <strong>and</strong> o<strong>the</strong>rs <strong>in</strong><br />

favor of S1 are <strong>in</strong>conclusive at best. Moreover, <strong>the</strong> reductionist<br />

can expla<strong>in</strong> why <strong>the</strong> powers of a realized property<br />

might seem to be a proper subset of <strong>the</strong> powers of its realizer<br />

even if this is not <strong>the</strong> case.<br />

First, <strong>the</strong> reductionist need not claim that <strong>the</strong> powers<br />

we ord<strong>in</strong>arily or apriori associate with realized properties<br />

correspond exactly to <strong>the</strong> powers of any realizer. But it<br />

does not follow from this that every realized property does<br />

not <strong>in</strong>herit <strong>the</strong> powers of its realizer <strong>in</strong> a system (Kim<br />

1998). The picture here is one <strong>in</strong> which realized properties<br />

are understood <strong>in</strong> terms of a limited set of powers but <strong>in</strong><br />

which we fur<strong>the</strong>r reason that given that P realizes M <strong>in</strong> S,<br />

<strong>the</strong> powers of M <strong>in</strong> S are identical with those of P, <strong>and</strong> thus<br />

that M “<strong>in</strong>herits” <strong>the</strong> powers of its realizer. This reason<strong>in</strong>g<br />

is legitimate <strong>in</strong> at least some cases, as it amounts to <strong>the</strong><br />

possibility of discover<strong>in</strong>g powers of realized properties <strong>in</strong><br />

addition to those typically associated with such properties.<br />

Moreover, that realized properties are understood <strong>in</strong> terms<br />

of a limited set of powers can expla<strong>in</strong> why it might seem<br />

that <strong>the</strong> powers of a realized property will be a proper<br />

subset of those contributed by its realizer even if this is not<br />

<strong>the</strong> case.<br />

Shoemaker considers several cases <strong>in</strong> which it<br />

seems that a realizer has powers beyond those of a<br />

realized property. For <strong>in</strong>stance, consider a mental property<br />

M, say pa<strong>in</strong>, <strong>and</strong> its neurophysiological realizer P <strong>in</strong><br />

humans. While <strong>the</strong> <strong>in</strong>stantiation of both M <strong>and</strong> P are apt to<br />

cause <strong>the</strong> subject to w<strong>in</strong>ce, it seems that P will have<br />

powers beyond those of M: P might contribute <strong>the</strong> power<br />

of produc<strong>in</strong>g a “P” read<strong>in</strong>g on a cerebroscope attached to<br />

a person’s head (Shoemaker 2001). Now, it is true that we

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