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Reduction and Elimination in Philosophy and the Sciences

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e <strong>in</strong>voked <strong>in</strong> response to <strong>the</strong> question: why does this<br />

lump constitute a statue? This can be done <strong>in</strong> virtue of <strong>the</strong><br />

fact that, necessarily, if a lump of clay is <strong>in</strong> statuefavourable<br />

conditions it is a statue. These conditions are<br />

such that <strong>the</strong>y confer <strong>the</strong> status of statue on lumps of clay.<br />

Thus, favourable conditions play an explanatory role <strong>in</strong><br />

relation to <strong>the</strong> <strong>in</strong>stantiation of <strong>the</strong> constitution relation.<br />

One condition that has to be added, <strong>the</strong>n, is ano<strong>the</strong>r<br />

modal condition – one that states that <strong>in</strong> <strong>the</strong> relevant<br />

favourable conditions a constituter necessarily constitutes<br />

<strong>the</strong> constituted object (3). In order for it to do any work, this<br />

has to be comb<strong>in</strong>ed with <strong>the</strong> condition that <strong>the</strong> relevant<br />

conditions actually obta<strong>in</strong> (4). (Whe<strong>the</strong>r or not this<br />

condition is satisfied is a cont<strong>in</strong>gent matter. In spite of <strong>the</strong><br />

second modal condition, <strong>the</strong>n, constitution as such is a<br />

cont<strong>in</strong>gent relation.)<br />

The constitution relation is usually taken to be<br />

irreflexive, asymmetric, <strong>and</strong> transitive. The first modal<br />

condition accommodates <strong>the</strong> irreflexivity of <strong>the</strong> constitution<br />

relation. This ‘possibility condition’ amounts to <strong>the</strong> claim<br />

that, if conditions were not favourable <strong>the</strong> constituter would<br />

not constitute <strong>the</strong> constituted object (<strong>the</strong> lump of clay can<br />

exist without <strong>the</strong>re be<strong>in</strong>g a statue). No object can have<br />

such a relation to itself. Asymmetry can be captured by<br />

add<strong>in</strong>g ‘an impossibility condition’, a condition concern<strong>in</strong>g<br />

<strong>the</strong> impossibility of <strong>the</strong> existence of <strong>the</strong> constituted object<br />

without a constituter (5): a (clay) statue cannot exist<br />

without a lump of clay exist<strong>in</strong>g at <strong>the</strong> same time. Note,<br />

however, that statues can also be made of o<strong>the</strong>r material<br />

than clay <strong>in</strong>clud<strong>in</strong>g marble. Such multiple realizability can<br />

be accommodated by specify<strong>in</strong>g <strong>the</strong> property (properties)<br />

that is (are) characteristic of <strong>the</strong> constituter <strong>in</strong> a sufficiently<br />

general way. This could be a characterization <strong>in</strong> terms of a<br />

disjunction, or <strong>in</strong> terms of properties that can be satisfied<br />

by several k<strong>in</strong>ds of objects.<br />

Before comment<strong>in</strong>g on transitivity, let me present<br />

<strong>the</strong> account of constitution implicit <strong>in</strong> <strong>the</strong> preced<strong>in</strong>g<br />

discussion: 2<br />

a constitutes b at t if <strong>and</strong> only if a is F <strong>and</strong> b is G<br />

<strong>and</strong> (1) – (5) hold:<br />

1. a <strong>and</strong> b co<strong>in</strong>cide materially at t.<br />

2. It is possible for a to exist <strong>in</strong> <strong>the</strong> absence of an x<br />

that is G <strong>and</strong> materially co<strong>in</strong>cides with a.<br />

3. Necessarily, if an x that is F is <strong>in</strong> G-favourable<br />

circumstances, <strong>the</strong>re is a y that is G that co<strong>in</strong>cides<br />

materially with x.<br />

4. a is <strong>in</strong> G-favourable circumstances at t.<br />

5. It is impossible for b to exist <strong>in</strong> <strong>the</strong> absence of an<br />

x that is F <strong>and</strong> materially co<strong>in</strong>cides with b.<br />

Conditions 1 <strong>and</strong> 5 account for <strong>the</strong> unify<strong>in</strong>g character of<br />

<strong>the</strong> constitution relation. Condition 2 reveals that <strong>the</strong> relation<br />

is dist<strong>in</strong>ct from identity. F<strong>in</strong>ally, conditions 3 <strong>and</strong> 4<br />

expla<strong>in</strong> why <strong>the</strong> one object constitutes <strong>the</strong> o<strong>the</strong>r.<br />

2 This account owes a lot to Baker (1997, 2007). Let me comment on some of<br />

<strong>the</strong> differences. First, I do not require F <strong>and</strong> G to be what Baker calls ‘primary<br />

k<strong>in</strong>d’ properties, which are properties that <strong>the</strong> relevant objects have essentially.<br />

Second, I <strong>in</strong>clude <strong>the</strong> impossibility condition <strong>in</strong> order to account for <strong>the</strong><br />

asymmetry of <strong>the</strong> constitution relation. Baker (2007, 163-65) believes <strong>the</strong><br />

necessity condition ensures asymmetry. The idea is that <strong>the</strong>re simply are no<br />

favourable circumstances that account for constitution as a top-down relation.<br />

Ra<strong>the</strong>r than appeal<strong>in</strong>g to a (supposed) metaphysical fact that is external to <strong>the</strong><br />

account, I build asymmetry explicitly <strong>in</strong>to <strong>the</strong> def<strong>in</strong>ition of constitution. Third,<br />

Baker has exp<strong>and</strong>ed on <strong>the</strong> co<strong>in</strong>cidence condition so as to rule out that a<br />

constituter might constitute two objects of <strong>the</strong> same k<strong>in</strong>d. I do not <strong>in</strong>clude such<br />

a condition, because one <strong>and</strong> <strong>the</strong> same collection of <strong>in</strong>dividuals can constitute<br />

two different organizations. See note 3 for ano<strong>the</strong>r difference.<br />

The Constitution of Institutions — Frank H<strong>in</strong>driks<br />

How does this account apply to organizations? The<br />

first two conditions imply that organizations co<strong>in</strong>cide<br />

materially with <strong>the</strong>ir members <strong>and</strong> that it is possible for<br />

<strong>the</strong>se <strong>in</strong>dividual members to exist without an organization<br />

of type G exist<strong>in</strong>g that co<strong>in</strong>cides materially with <strong>the</strong>m. 3<br />

What about <strong>the</strong> o<strong>the</strong>r conditions? How should we<br />

conceive, for <strong>in</strong>stance, of favourable conditions of<br />

organizations? What does it take, for <strong>in</strong>stance, for one or<br />

more persons to form a limited liability company (LLC)?<br />

The answer to this question can be found <strong>in</strong> <strong>the</strong> Revised<br />

Uniform Limited Liability Company Act 2006.<br />

The central conditions are <strong>the</strong> formulation of an<br />

operat<strong>in</strong>g agreement that regulates <strong>the</strong> relations between<br />

<strong>the</strong> members (which <strong>the</strong>y are ‘deemed to assent to’ as<br />

soon as <strong>the</strong> company exists), <strong>and</strong> <strong>the</strong> draft<strong>in</strong>g of a<br />

certificate of state (which needs to be submitted to <strong>the</strong><br />

Secretary of State). Toge<strong>the</strong>r <strong>the</strong>se constitute what I call<br />

‘<strong>the</strong> statute’ of a particular LLC. The act <strong>in</strong> which all this is<br />

specified <strong>in</strong> very precise terms provides <strong>the</strong> means for a<br />

non-circular specification of <strong>the</strong> relevant favourable<br />

conditions (to which I henceforth refer as LLC-favourable<br />

conditions). It is not possible for an LLC to exist without<br />

<strong>the</strong>se conditions be<strong>in</strong>g satisfied for a particular (collection<br />

of) <strong>in</strong>dividual(s).<br />

The satisfaction of favourable conditions accounts<br />

for <strong>the</strong> persistence conditions of constituted objects, <strong>and</strong><br />

for <strong>the</strong>ir causal properties. A collection of <strong>in</strong>dividuals can<br />

exist prior to <strong>the</strong> existence of <strong>the</strong> LLC <strong>the</strong>y end up<br />

constitut<strong>in</strong>g because at <strong>the</strong> time <strong>the</strong>y did not yet constitute<br />

it <strong>the</strong>y were not <strong>in</strong> LLC-favourable conditions: <strong>the</strong>y had not<br />

yet formulated an operat<strong>in</strong>g agreement, or <strong>the</strong>y had not yet<br />

submitted a certificate of state to <strong>the</strong> Secretary of State.<br />

Fur<strong>the</strong>rmore, it is only because of <strong>the</strong> LLC-favourable<br />

conditions that <strong>the</strong>ir liability is limited. This has real<br />

consequences <strong>in</strong> any lawsuits <strong>in</strong> which <strong>the</strong>y might be held<br />

accountable. The upshot is that <strong>the</strong> LLC-favourable<br />

conditions account for <strong>the</strong> differences between an LLC <strong>and</strong><br />

its members.<br />

Earlier it was noted that <strong>the</strong> constitution relation is<br />

usually taken to be transitive. In section 1, I dismissed <strong>the</strong><br />

part-whole relation as <strong>in</strong>adequate for captur<strong>in</strong>g <strong>the</strong><br />

membership relation because of its transitivity. This seems<br />

to make it problematic for me to <strong>in</strong>voke ano<strong>the</strong>r relation<br />

that is transitive <strong>in</strong> order to characterize <strong>the</strong> relation<br />

between organizations <strong>and</strong> <strong>the</strong>ir members. This<br />

appearance is deceiv<strong>in</strong>g.<br />

It is <strong>the</strong> aggregate of members that constitutes <strong>the</strong><br />

UN, not any of <strong>the</strong> members <strong>the</strong>mselves, at least not<br />

directly. As a consequence, it is somewhat mislead<strong>in</strong>g to<br />

say that <strong>the</strong> relation between organizations <strong>and</strong> its<br />

members is one of constitution. Instead, <strong>the</strong> relation<br />

between an organization <strong>and</strong> <strong>the</strong> aggregate of its<br />

members is one of constitution. This <strong>in</strong> turn implies that <strong>the</strong><br />

membership relation should not be cashed out <strong>in</strong> terms of<br />

constitution, at least not directly.<br />

Consider, for purposes of comparison, a case <strong>in</strong><br />

which an organization does consist of s<strong>in</strong>gle-member<br />

organizations. Suppose a chess player has to <strong>in</strong>corporate<br />

him or herself <strong>in</strong> order to participate <strong>in</strong> a chess tournament,<br />

which only admits s<strong>in</strong>gle-member foundations. The chess<br />

tournament is organized by a society created for this very<br />

purpose that only has foundations as its members. In this<br />

case, <strong>the</strong> people who constitute <strong>the</strong> foundations that<br />

3 In fact, I believe that <strong>the</strong> condition of material co<strong>in</strong>cidence is problematic for<br />

organizations <strong>and</strong> <strong>the</strong>ir members. In my 2008 I argue it should be replaced by<br />

an enactment condition.<br />

145

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