Current report on SEC Form 8-K checklist - Center for Corporate ...
Current report on SEC Form 8-K checklist - Center for Corporate ... Current report on SEC Form 8-K checklist - Center for Corporate ...
Checklist for
Checklist for
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Checklist <strong>for</strong> <str<strong>on</strong>g>Current</str<strong>on</strong>g> Report <strong>on</strong> <strong>SEC</strong> <strong>Form</strong> 8-K (11-04)<br />
(b)<br />
(c)<br />
pursuant to Rule 2-02 of Regulati<strong>on</strong><br />
S-X.<br />
(3) With regard to the acquisiti<strong>on</strong> of <strong>on</strong>e or<br />
more real estate properties, the<br />
financial statements and any additi<strong>on</strong>al<br />
in<strong>for</strong>mati<strong>on</strong> specified by Rule 3-14 of<br />
Regulati<strong>on</strong> S-X shall be filed.<br />
(4) Financial statements required by this<br />
item may be filed with the initial<br />
<str<strong>on</strong>g>report</str<strong>on</strong>g>, or by amendment not later than<br />
71 calendar days after the date that the<br />
initial <str<strong>on</strong>g>report</str<strong>on</strong>g> <strong>on</strong> <strong>Form</strong> 8-K must be<br />
filed. If the financial statements are not<br />
included in the initial <str<strong>on</strong>g>report</str<strong>on</strong>g>, the<br />
registrant should so indicate in the<br />
<strong>Form</strong> 8-K <str<strong>on</strong>g>report</str<strong>on</strong>g> and state when the<br />
required financial statements will be<br />
filed. The registrant may, at its opti<strong>on</strong>,<br />
include unaudited financial statements<br />
in the initial <str<strong>on</strong>g>report</str<strong>on</strong>g> <strong>on</strong> <strong>Form</strong> 8-K.<br />
Pro <strong>for</strong>ma financial in<strong>for</strong>mati<strong>on</strong>.<br />
(1) For any transacti<strong>on</strong> required to be<br />
described in answer to Item 2.01 of<br />
<strong>Form</strong> 8-K, furnish any pro <strong>for</strong>ma<br />
financial in<strong>for</strong>mati<strong>on</strong> that would be<br />
required pursuant to Article 11 of<br />
Regulati<strong>on</strong> S-X.<br />
(2) The provisi<strong>on</strong>s of paragraph (a)(4) of<br />
this Item 9.01 shall also apply to pro<br />
<strong>for</strong>ma financial in<strong>for</strong>mati<strong>on</strong> relative to<br />
the acquired business.<br />
Exhibits. The exhibits shall be deemed to be<br />
filed or furnished, depending <strong>on</strong> the relevant<br />
item requiring such exhibit, in accordance<br />
with the provisi<strong>on</strong>s of Item 601 of Regulati<strong>on</strong><br />
S-K, or Item 601 of Regulati<strong>on</strong> S-B and<br />
Instructi<strong>on</strong> B.2 to <strong>Form</strong> 8-K.<br />
Instructi<strong>on</strong> to Item 9.01<br />
1. During the period after a registrant has<br />
<str<strong>on</strong>g>report</str<strong>on</strong>g>ed a business combinati<strong>on</strong> pursuant to<br />
Complied<br />
With<br />
Where Disclosed or<br />
Reas<strong>on</strong> Omitted<br />
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