Current report on SEC Form 8-K checklist - Center for Corporate ...

Checklist for <strong>Current</strong> Report on SEC Form 8-K (11-04)
known to an executive officer, as
defined in Exchange Act Rule 3b-7, of
the registrant.
Section 6—[Reserved]
Section 7—Regulation FD
Item 7.01 Regulation FD Disclosure
Unless filed under Item 8.01, disclose under
this item only information that the registrant
elects to disclose through Form 8-K pursuant
to Regulation FD.
Section 8—Other Events
Item 8.01 Other Events
The registrant may, at its option, disclose
under this Item 8.01 any events, with respect
to which information is not otherwise called
for by Form 8-K, that the registrant deems of
importance to security holders. The registrant
may, at its option, file a <strong>report</strong> under this Item
8.01 disclosing the nonpublic information
required to be disclosed by Regulation FD.
Section 9—Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits
(a)
List below the financial statements, pro forma
financial information and exhibits, if any,
filed as a part of this <strong>report</strong>.
Financial statements of businesses acquired.
(1) For any business acquisition required
to be described in answer to Item 2.01
of Form 8-K, financial statements of
the business acquired shall be filed for
the periods specified in Rule 3-05(b) of
Regulation S-X.
(2) The financial statements shall be
prepared pursuant to Regulation S-X
except that supporting schedules need
not be filed. A manually signed
accountant's <strong>report</strong> should be provided
Complied
With
Where Disclosed or
Reason Omitted
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