Current report on SEC Form 8-K checklist - Center for Corporate ...

Checklist for <strong>Current</strong> Report on SEC Form 8-K (11-04)
filing of exhibits to this Item 5.03.
Item 5.04 Temporary Suspension of Trading
Under Registrant's Employee Benefit Plans
(a)
(b)
No later than the fourth business day after
which the registrant receives the notice
required by section 101(i)(2)(E) of the
Employment Retirement Income Security Act
of 1974, or, if such notice is not received by
the registrant, on the same date by which the
registrant transmits a timely notice to an
affected officer or director within the time
period prescribed by Rule 104(b)(2)(i)(B) or
104(b)(2)(ii) of Regulation BTR, provide the
information specified in Rule 104(b) and the
date the registrant received the notice
required by section 101(i)(2)(E) of the
Employment Retirement Income Security Act
of 1974, if applicable.
On the same date by which the registrant
transmits a timely updated notice to an
affected officer or director, as required by the
time period under Rule 104(b)(2)(iii) of
Regulation BTR, provide the information
specified in Rule 104(b)(3)(iii).
Item 5.05 Amendments to the Registrant's Code
of Ethics, or Waiver of a Provision of the Code
of Ethics
(a)
(b)
Briefly describe the date and nature of any
amendment to a provision of the registrant's
code of ethics that applies to the registrant's
principal executive officer, principal financial
officer, principal accounting officer, or
controller or persons performing similar
functions and that relates to any element of
the code of ethics definition enumerated in
Item 406(b) of Regulations S-K and S-B.
If the registrant has granted a waiver,
including an implicit waiver, from a
provision of the code of ethics to an officer or
person described in paragraph (a) of this Item
Complied
With
Where Disclosed or
Reason Omitted
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