Current report on SEC Form 8-K checklist - Center for Corporate ...

Checklist for <strong>Current</strong> Report on SEC Form 8-K (11-04)
2. To the extent that any information called for
in Item 5.02(c)(3) or Item 5.02(d)(3) or Item
5.02(d)(4) is not determined or is unavailable
at the time of the required filing, the
registrant shall include a statement this effect
in the filing and then must file an amendment
to its Form 8-K filing under this Item 5.02
containing such information within four
business days after the information is
determined or becomes available.
Item 5.03 Amendments to Articles of
Incorporation or Bylaws; Change in Fiscal Year
(a)
(b)
If a registrant with a class of equity securities
registered under Section 12 of the Exchange
Act amends its articles of incorporation or
bylaws and a proposal for the amendment
was not disclosed in a proxy statement or
information statement filed by the registrant,
disclose the following information:
(1) The effective date of the amendment;
and
(2) A description of the provision adopted
or changed by amendment and, if
applicable, the previous provision.
If the registrant determines to change the
fiscal year from that used in its most recent
filing with the Commission other than by
means of a submission to a vote of security
holders through the solicitation of proxies or
otherwise, or an amendment to its articles of
incorporation or bylaws, disclose the date of
such determination, the date of the new fiscal
year-end and the form (for example, Form
10-K, Form 10-KSB, Form 10-Q or Form 10-
QSB) on which the <strong>report</strong> covering the
transition period will be filed.
Instruction to Item 5.03
1. Refer to Item 601(b)(3) of Regulation S-K or
Regulation S-B, as applicable, regarding the
Complied
With
Where Disclosed or
Reason Omitted
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