Current report on SEC Form 8-K checklist - Center for Corporate ...

Checklist for <strong>Current</strong> Report on SEC Form 8-K (11-04)
(ii) Provide the director with the
opportunity to furnish the registrant as
promptly as possible with a letter
addressed to the registrant stating
whether he or she agrees with the
statements made by the registrant in
response to this Item 5.02 and, if not,
stating the respects in which he or she
does not agree; and
(iii) File any letter received by the
registrant from the director with the
Commission as an exhibit by an
amendment to the previously filed
Form 8-K within two business days
after receipt by the registrant.
Complied
With
Where Disclosed or
Reason Omitted
(b)
If the registrant's principal executive officer,
president, principal financial officer,
principal accounting officer, principal
operating officer or any person performing
similar functions retires, resigns, or is
terminated from that position, or if a director
retires, resigns, is removed, or refuses to
stand for re-election (except in circumstances
described in paragraph (a) of this Item 5.02),
disclose the fact that the event has occurred
and the date of the event.
(c)
If the registrant appoints a new principal
executive officer, president, principal
financial officer, principal accounting officer,
principal operating officer, or person
performing similar functions, disclose the
following information with respect to the
newly appointed officer:
(1) The name and position of the newly
appointed officer and the date of the
appointment;
(2) The information required by Items
401(b), (d), (e) and Item 404(a) of
Regulation S-K, or, in the case of a
small business issuer, Items 401(a)(4),
(a)(5), (c), and Items 404(a) and (b) of
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