Current report on SEC Form 8-K checklist - Center for Corporate ...

Checklist for <strong>Current</strong> Report on SEC Form 8-K (11-04)
Regulation S-B, as applicable.
Item 5.02 Departure of Directors or Principal
Officers; Election of Directors; Appointment of
Principal Officers
(a)(1) If a director has resigned or refuses to stand
for re-election to the board of directors since
the date of the last annual meeting of
shareholders because of a disagreement with
the registrant, known to an executive officer
of the registrant, as defined in Exchange Act
Rule 3b-7, on any matter relating to the
registrant's operations, policies or practices,
or if a director has been removed for cause
from the board of directors, disclose the
following information:
(i) The date of such resignation, refusal to
stand for re-election, or removal;
(ii) Any positions held by the director on
any committee of the board of directors
at the time of the director's resignation,
refusal to stand for re-election, or
removal; and
(iii) A brief description of the
circumstances representing the
disagreement that the registrant
believes caused, in whole or in part, the
director's resignation, refusal to stand
for re-election, or removal.
(2) If the director has furnished the registrant
with any written correspondence concerning
the circumstances surrounding his or her
resignation, refusal, or removal, the registrant
shall file a copy of the document as an exhibit
to the <strong>report</strong> on Form 8-K.
(3) The registrant also must:
(i) Provide the director with a copy of the
disclosures it is making in response to
this Item 5.02 no later than the day the
registrant files the disclosures with the
Commission;
Complied
With
Where Disclosed or
Reason Omitted
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