Current report on SEC Form 8-K checklist - Center for Corporate ...

Checklist for <strong>Current</strong> Report on SEC Form 8-K (11-04)
(b)
(c)
(d)
of filing, the registrant has determined
to take in response to the notice.
If the registrant has notified the national
securities exchange or national securities
association (or a facility thereof) that
maintains the principal listing for any class
of the registrant's common equity (as defined
in Exchange Act Rule 12b-2 that the
registrant is aware of any material
noncompliance with a rule or standard for
continued listing on the exchange or
association, the registrant must disclose:
(i) The date that the registrant provided
such notice to the exchange or
association;
(ii) The rule or standard for continued
listing on the exchange or association
that the registrant fails, or has failed, to
satisfy; and
(iii) Any action or response that, at the time
of filing, the registrant has determined
to take regarding its noncompliance.
If the national securities exchange or national
securities association (or a facility thereof)
that maintains the principal listing for any
class of the registrant's common equity (as
defined in Exchange Act Rule 12b-2), in lieu
of suspending trading in or delisting such
class of the registrant's securities, issues a
public reprimand letter or similar
communication indicating that the registrant
has violated a rule or standard for continued
listing on the exchange or association, the
registrant must state the date and summarize
the contents of the letter or communication.
If the registrant's board of directors, a
committee of the board of directors, or the
officer or officers of the registrant authorized
to take such action if board action is not
required, has taken definitive action to cause
Complied
With
Where Disclosed or
Reason Omitted
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