Current report on SEC Form 8-K checklist - Center for Corporate ...
Current report on SEC Form 8-K checklist - Center for Corporate ... Current report on SEC Form 8-K checklist - Center for Corporate ...
Checklist for
Checklist for
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Checklist <strong>for</strong> <str<strong>on</strong>g>Current</str<strong>on</strong>g> Report <strong>on</strong> <strong>SEC</strong> <strong>Form</strong> 8-K (11-04)<br />
Exhibits) with respect to the filing of:<br />
(a) Financial statements of businesses<br />
acquired;<br />
(b) Pro <strong>for</strong>ma financial in<strong>for</strong>mati<strong>on</strong>; and<br />
(c)<br />
Copies of the plans of acquisiti<strong>on</strong> or<br />
dispositi<strong>on</strong> as exhibits to the <str<strong>on</strong>g>report</str<strong>on</strong>g>.<br />
Item 2.02 Results of Operati<strong>on</strong>s and Financial<br />
C<strong>on</strong>diti<strong>on</strong><br />
(a)<br />
(b)<br />
If a registrant, or any pers<strong>on</strong> acting <strong>on</strong> its<br />
behalf, makes any public announcement or<br />
release (including any update of an earlier<br />
announcement or release) disclosing material<br />
n<strong>on</strong>public in<strong>for</strong>mati<strong>on</strong> regarding the<br />
registrant's results of operati<strong>on</strong>s or financial<br />
c<strong>on</strong>diti<strong>on</strong> <strong>for</strong> a completed quarterly or annual<br />
fiscal period, the registrant shall disclose the<br />
date of the announcement or release, briefly<br />
identify the announcement or release and<br />
include the text of that announcement or<br />
release as an exhibit.<br />
A <strong>Form</strong> 8-K is not required to be furnished to<br />
the Commissi<strong>on</strong> under this Item 2.02 in the<br />
case of disclosure of material n<strong>on</strong>public<br />
in<strong>for</strong>mati<strong>on</strong> that is disclosed orally,<br />
teleph<strong>on</strong>ically, by webcast, by broadcast, or<br />
by similar means if:<br />
(1) The in<strong>for</strong>mati<strong>on</strong> is provided as part of<br />
a presentati<strong>on</strong> that is complementary<br />
to, and initially occurs within 48 hours<br />
after, a related, written announcement<br />
or release that has been furnished <strong>on</strong><br />
<strong>Form</strong> 8-K pursuant to this Item 2.02<br />
prior to the presentati<strong>on</strong>;<br />
(2) The presentati<strong>on</strong> is broadly accessible<br />
to the public by dial-in c<strong>on</strong>ference call,<br />
by webcast, by broadcast or by similar<br />
means;<br />
(3) The financial and other statistical<br />
in<strong>for</strong>mati<strong>on</strong> c<strong>on</strong>tained in the<br />
Complied<br />
With<br />
Where Disclosed or<br />
Reas<strong>on</strong> Omitted<br />
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