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Current report on SEC Form 8-K checklist - Center for Corporate ...

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Checklist <strong>for</strong> <str<strong>on</strong>g>Current</str<strong>on</strong>g> Report <strong>on</strong> <strong>SEC</strong> <strong>Form</strong> 8-K (11-04)<br />

(e)<br />

amount of such c<strong>on</strong>siderati<strong>on</strong>; and<br />

If the transacti<strong>on</strong> being <str<strong>on</strong>g>report</str<strong>on</strong>g>ed is an<br />

acquisiti<strong>on</strong> and if any material<br />

relati<strong>on</strong>ship exists between the<br />

registrant or any of its affiliates and the<br />

source(s) of the funds used in the<br />

acquisiti<strong>on</strong>, the identity of the<br />

source(s) of the funds unless all or any<br />

part of the c<strong>on</strong>siderati<strong>on</strong> used is a loan<br />

made in the ordinary course of business<br />

by a bank as defined by Secti<strong>on</strong> 3(a)(6)<br />

of the Act, in which case the identity of<br />

such bank may be omitted provided the<br />

registrant has made a request <strong>for</strong><br />

c<strong>on</strong>fidentiality pursuant to Secti<strong>on</strong><br />

13(d)(1)(B) of the Act; and states in the<br />

<str<strong>on</strong>g>report</str<strong>on</strong>g> that the identity of the bank has<br />

been so omitted and filed separately<br />

with the Commissi<strong>on</strong>.<br />

Instructi<strong>on</strong>s to Item 2.01<br />

1. No in<strong>for</strong>mati<strong>on</strong> need be given as to:<br />

(a)<br />

(b)<br />

(c)<br />

Any transacti<strong>on</strong> between any pers<strong>on</strong><br />

and any wholly-owned subsidiary of<br />

such pers<strong>on</strong>;<br />

Any transacti<strong>on</strong> between two or more<br />

wholly owned subsidiaries of any<br />

pers<strong>on</strong>; or<br />

The redempti<strong>on</strong> or other acquisiti<strong>on</strong> of<br />

securities from the public, or the sale<br />

or other dispositi<strong>on</strong> of securities to the<br />

public, by the issuer of such securities<br />

or by a wholly owned subsidiary of<br />

that issuer.<br />

2. The term acquisiti<strong>on</strong> includes every<br />

purchase, acquisiti<strong>on</strong> by lease, exchange,<br />

merger, c<strong>on</strong>solidati<strong>on</strong>, successi<strong>on</strong> or other<br />

acquisiti<strong>on</strong>, except that the term does not<br />

include the c<strong>on</strong>structi<strong>on</strong> or development of<br />

property by or <strong>for</strong> the registrant or its<br />

Complied<br />

With<br />

Where Disclosed or<br />

Reas<strong>on</strong> Omitted<br />

14

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