Current report on SEC Form 8-K checklist - Center for Corporate ...
Current report on SEC Form 8-K checklist - Center for Corporate ...
Current report on SEC Form 8-K checklist - Center for Corporate ...
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Checklist <strong>for</strong> <str<strong>on</strong>g>Current</str<strong>on</strong>g> Report <strong>on</strong> <strong>SEC</strong> <strong>Form</strong> 8-K (11-04)<br />
registrant not made in the ordinary course of<br />
the registrant's business must be disclosed<br />
under this Item 1.01. An agreement is<br />
deemed to be not made in the ordinary course<br />
of a registrant's business even if the<br />
agreement is such as ordinarily accompanies<br />
the kind of business c<strong>on</strong>ducted by the<br />
registrant if it involves the subject matter<br />
identified in Item 601(b)(10)(ii)(A)-(D) of<br />
Regulati<strong>on</strong> S-K. An agreement involving<br />
the subject matter identified in Item<br />
601(b)(10)(iii)(A) or (B) also must be<br />
disclosed unless Item 601(b)(10)(iii)(C)<br />
would not require the registrant to file a<br />
material agreement involving the same<br />
subject matter as an exhibit.<br />
2. A registrant must provide disclosure under<br />
this Item 1.01 if the registrant succeeds as a<br />
party to the agreement or amendment to the<br />
agreement by assumpti<strong>on</strong> or assignment<br />
(other than in c<strong>on</strong>necti<strong>on</strong> with a merger or<br />
acquisiti<strong>on</strong> or similar transacti<strong>on</strong>).<br />
Item 1.02 Terminati<strong>on</strong> of a Material Definitive<br />
Agreement<br />
Complied<br />
With<br />
Where Disclosed or<br />
Reas<strong>on</strong> Omitted<br />
(a)<br />
If a material definitive agreement which was<br />
not made in the ordinary course of business<br />
of the registrant and to which the registrant is<br />
a party is terminated otherwise than by<br />
expirati<strong>on</strong> of the agreement <strong>on</strong> its stated<br />
terminati<strong>on</strong> date, or as a result of all parties<br />
completing their obligati<strong>on</strong>s under such<br />
agreement, and such terminati<strong>on</strong> of the<br />
agreement is material to the registrant,<br />
disclose the following in<strong>for</strong>mati<strong>on</strong>:<br />
(1) The date of the terminati<strong>on</strong> of the<br />
material definitive agreement, the<br />
identity of the parties to the agreement,<br />
and a brief descripti<strong>on</strong> of any material<br />
relati<strong>on</strong>ship between the registrant or<br />
its affiliates and any of the parties other<br />
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