The Handbook of Discourse Analysis
The Handbook of Discourse Analysis The Handbook of Discourse Analysis
100 Diane Blakemore 5 Discourse and Relevance Theory DIANE BLAKEMORE 0 Introduction It is generally agreed that the study of discourse takes us beyond the study of the sentence. However, as this book demonstrates, we are not always taken to the same place. In some cases, it seems, we are not taken that very far at all: thus according to the tradition set by Zellig Harris (1951), discourse is a structural unit which can be studied by analogy with the sentence. For example, Salkie (1995) suggests that while grammar is “basically about how words combine to form sentences, text and discourse analysis is about how sentences combine to form texts.” And Hovy and Maier’s (1994) work in artificial intelligence is based on the claim that “one of the first observations that one makes in analysing discourse is that it exhibits internal structure” (1994: 2). In other cases, we are taken beyond and away from the notion of structure altogether to the notion of discourse as social behavior which must be studied in terms of its function. Thus Fasold (1990) defines the study of discourse as the study of any aspect of language use (1990: 65). And of course, one of the most influential books on linguistic aspects of discourse, Halliday and Hasan’s (1976) Cohesion in English, is based on the view that a text is a “unit of language in use” (1976: 2) which must be studied in terms of its function in communication. Notice that the analogy between discourse and language that is assumed by Zellig Harris is an analogy between discourse and what Chomsky has called externalized language (or E-language) (Chomsky 1986). This means that according to this view, a theory of discourse, like a grammar, is a collection of descriptive statements external to the human mind. Similarly, the functional view of discourse, in leading us from the study of the structural properties of discourse to the study of discourse as communicative behavior, has taken us to a phenomenon that is defined independently of the human mind. If discourse is defined from either of these perspectives, then relevance theorists do not study discourse at all. For the object of study is not discourse, whether this be defined in terms of a structural phenomenon or a social phenomenon, but rather
Discourse and Relevance Theory 101 discourse understanding, or more particularly, the mental representations and computations underlying utterance understanding. In other words, the concern in relevance theory is with something internal to the human mind. In drawing this analogy between relevance theoretic approaches to discourse and Chomskyan linguistics, I do not mean to suggest that there is an analogy between a theory of utterance understanding and grammar, or that a theory of discourse understanding is to be somehow accommodated within a theory of generative grammar. On the contrary, it is argued that Chomsky’s modular view of the mind allows us to draw a principled distinction between a theory of grammar and a theory of utterance understanding. As we shall see in this chapter, while grammar plays a role in communication, this role is to deliver not representations of the thoughts that speakers communicate, but semantic representations which fall short of the complete interpretation intended. The contextual assumptions required for a complete interpretation of the speaker’s intentions and the computations that are used in deriving this interpretation are outside the language module (grammar). As Deirdre Wilson (1995) has said, “there is no more reason to expect discourse to have the same structure as language than there is to expect it to have the same structure as vision.” In particular, there is no reason to expect discourse to be analyzed in terms of a code or set of rules or conventions (see also Wilson and Sperber 1986). 1 Coherence and Discourse The claim that a theory of discourse involves the search for the rules or conventions which govern it has dominated both structural and functional approaches to discourse. In structural approaches, the aim is to discover the rules which, if followed, result in an acceptable or well-formed text. In approaches which view discourse in terms of communicative behavior, the aim is to discover the social conventions which determine which utterances may occur and what they may be combined with. In other words, the main concern is with the acceptability of discourse. According to one example of this approach, discourse is acceptable to the extent that it exhibits coherence relations between its segments. Thus for example Mann and Thompson (1987, 1988) argue that the reason why only the first of the sequences in (1) “works” is that our contextual assumptions about cars do not allow us to derive an interpretation of (1b) which is consistent with our assumption that the text is coherent: (1) a. I love to collect classic automobiles. My favourite car is my 1899 Duryea. b. I love to collect classic automobiles. My favourite car is my 1977 Toyota. (Mann and Thompson 1987: 57) (1a) succeeds as a text because the contextual assumption that a 1899 Duryea is a member of the set of classic automobiles enables the hearer to establish that the two segments satisfy the relation of elaboration. 1 This is not the only approach to coherence. 2 I focus on this approach here because some theorists who have taken it have also claimed that it provides the key to a
- Page 72 and 73: 50 J. R. Martin Norwood, N.J.: Able
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- Page 76 and 77: 54 Deborah Schiffrin 3 Discourse Ma
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- Page 98 and 99: 76 Neal R. Norrick 4 Discourse and
- Page 100 and 101: 78 Neal R. Norrick In the following
- Page 102 and 103: 80 Neal R. Norrick that between ref
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- Page 106 and 107: 84 Neal R. Norrick But the semantic
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- Page 112 and 113: 90 Neal R. Norrick In a second exam
- Page 114 and 115: 92 Neal R. Norrick REFERENCES Abrah
- Page 116 and 117: 94 Neal R. Norrick Goodwin, Majorie
- Page 118 and 119: 96 Neal R. Norrick Kuno, Susumu (19
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- Page 124 and 125: 102 Diane Blakemore theory of disco
- Page 126 and 127: 104 Diane Blakemore it is not clear
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- Page 132 and 133: 110 Diane Blakemore However, it doe
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- Page 136 and 137: 114 Diane Blakemore If these expres
- Page 138 and 139: 116 Diane Blakemore REFERENCES Ashe
- Page 140 and 141: 118 Diane Blakemore Unger, C. (1996
- Page 142 and 143: 120 Gregory Ward and Betty J. Birne
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- Page 148 and 149: 126 Gregory Ward and Betty J. Birne
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- Page 158 and 159: 136 Gregory Ward and Betty J. Birne
- Page 160 and 161: 138 Laurel J. Brinton 7 Historical
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- Page 164 and 165: 142 Laurel J. Brinton Shakespeare,
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<strong>Discourse</strong> and Relevance <strong>The</strong>ory 101<br />
discourse understanding, or more particularly, the mental representations and computations<br />
underlying utterance understanding. In other words, the concern in relevance<br />
theory is with something internal to the human mind.<br />
In drawing this analogy between relevance theoretic approaches to discourse and<br />
Chomskyan linguistics, I do not mean to suggest that there is an analogy between a<br />
theory <strong>of</strong> utterance understanding and grammar, or that a theory <strong>of</strong> discourse understanding<br />
is to be somehow accommodated within a theory <strong>of</strong> generative grammar.<br />
On the contrary, it is argued that Chomsky’s modular view <strong>of</strong> the mind allows us to<br />
draw a principled distinction between a theory <strong>of</strong> grammar and a theory <strong>of</strong> utterance<br />
understanding. As we shall see in this chapter, while grammar plays a role in communication,<br />
this role is to deliver not representations <strong>of</strong> the thoughts that speakers<br />
communicate, but semantic representations which fall short <strong>of</strong> the complete interpretation<br />
intended. <strong>The</strong> contextual assumptions required for a complete interpretation<br />
<strong>of</strong> the speaker’s intentions and the computations that are used in deriving this interpretation<br />
are outside the language module (grammar). As Deirdre Wilson (1995) has<br />
said, “there is no more reason to expect discourse to have the same structure as<br />
language than there is to expect it to have the same structure as vision.” In particular,<br />
there is no reason to expect discourse to be analyzed in terms <strong>of</strong> a code or set <strong>of</strong> rules<br />
or conventions (see also Wilson and Sperber 1986).<br />
1 Coherence and <strong>Discourse</strong><br />
<strong>The</strong> claim that a theory <strong>of</strong> discourse involves the search for the rules or conventions<br />
which govern it has dominated both structural and functional approaches to discourse.<br />
In structural approaches, the aim is to discover the rules which, if followed,<br />
result in an acceptable or well-formed text. In approaches which view discourse in<br />
terms <strong>of</strong> communicative behavior, the aim is to discover the social conventions which<br />
determine which utterances may occur and what they may be combined with. In<br />
other words, the main concern is with the acceptability <strong>of</strong> discourse.<br />
According to one example <strong>of</strong> this approach, discourse is acceptable to the extent<br />
that it exhibits coherence relations between its segments. Thus for example Mann and<br />
Thompson (1987, 1988) argue that the reason why only the first <strong>of</strong> the sequences in<br />
(1) “works” is that our contextual assumptions about cars do not allow us to derive<br />
an interpretation <strong>of</strong> (1b) which is consistent with our assumption that the text is<br />
coherent:<br />
(1) a. I love to collect classic automobiles. My favourite car is my 1899 Duryea.<br />
b. I love to collect classic automobiles. My favourite car is my 1977 Toyota.<br />
(Mann and Thompson 1987: 57)<br />
(1a) succeeds as a text because the contextual assumption that a 1899 Duryea is a<br />
member <strong>of</strong> the set <strong>of</strong> classic automobiles enables the hearer to establish that the two<br />
segments satisfy the relation <strong>of</strong> elaboration. 1<br />
This is not the only approach to coherence. 2 I focus on this approach here because<br />
some theorists who have taken it have also claimed that it provides the key to a