xavGE

More documents

Recommendations

Info

Publisher Timothy Dempsey Consulting publisher Brian Curran, NYSE Editorial and Production Services PreMediaGlobal Consulting editors Nicolas Grabar, Sandra L. Flow and John Palenberg Cleary Gottlieb Steen & Hamilton LLP NYSE IPO Guide, Second Edition, is published by Caxton Business & Legal, Inc 27 N Wacker Drive, Suite 601 Chicago, IL 60606 United States Tel +1 312 361 0821 Fax +1 312 278 0821 www.caxtoninc.com Printed by RR Donnelley ISBN 978-0-615-84229-5 NYSE IPO Guide, Second Edition, © 2013 Caxton Business & Legal, Inc Copyright in individual sections rests with the co-publishers. No photocopying: copyright licenses do not apply. DISCLAIMER This guide is written as a general guide only. It should not be relied upon as a substitute for specific legal or financial advice. Professional advice should always be sought before taking any action based on the information provided. Every effort has been made to ensure that the information in this guide is correct at the time of publication. The views expressed in this guide are those of the authors. The publishers and authors stress that this publication does not purport to provide investment advice; nor do they accept responsibility for any errors or omissions contained herein. The NYSE IPO Guide, Second Edition, contains summary information about legal and regulatory aspects of the IPO process and is current as of the date of its initial publication (August 16, 2013). Although the NYSE IPO Guide may be revised and updated at some time in the future, the NYSE does not have a duty to update the information contained in the NYSE IPO Guide, and the NYSE will not be liable for any failure to update such information. The NYSE makes no representation as to the completeness or accuracy of any information contained in the NYSE IPO Guide. It is your responsibility to verify any information contained in the NYSE IPO Guide before relying upon it.
Page 1 and 2:
NEW YORK STOCK EXCHANGE IPO Guide,
Page 3 and 4:
NYSE IPO Guide For an electronic ve
Page 5:
9. Foreign private issuers 97 9.1 A
Page 8 and 9:
Preface Congratulations on making i
Page 10 and 11:
Introduction: Advantages of a NYSE
Page 12 and 13:
Why go public? 1.1 Advantages of co
Page 15 and 16:
2 Preparing to go public NYSE IPO G
Page 17 and 18:
Preparing to go public on their rel
Page 19 and 20:
Preparing to go public statements f
Page 21 and 22:
Preparing to go public the predicta
Page 23 and 24:
Preparing to go public consolidated
Page 25 and 26:
Preparing to go public and other ad
Page 27 and 28:
Preparing to go public framework an
Page 29 and 30:
Preparing to go public In connectio
Page 31 and 32:
Preparing to go public so adoption
Page 33 and 34:
3 The IPO process NYSE IPO Guide 31
Page 35 and 36:
The IPO process Underwriter interna
Page 37 and 38:
The IPO process underwriters are re
Page 39 and 40:
The IPO process Three elements are
Page 41 and 42:
The IPO process • document review
Page 43 and 44:
The IPO process bank in dealing wit
Page 45 and 46:
4 The IPO on-ramp under the JOBS Ac
Page 47 and 48:
The IPO on-ramp under the JOBS Act
Page 49:
The IPO on-ramp under the JOBS Act
Page 52 and 53:
IR and communications 5.1 Preparing
Page 54 and 55:
IR and communications Developing st
Page 56 and 57:
IR and communications the meeting s
Page 58 and 59:
IR and communications that employee
Page 60 and 61:
IR and communications serve as a fu
Page 62 and 63:
IR and communications • Detailed
Page 64 and 65:
IR and communications to make infor
Page 66 and 67:
Obligations of a public company 6.1
Page 68 and 69:
Obligations of a public company For
Page 70 and 71:
Obligations of a public company inc
Page 72 and 73:
Obligations of a public company be
Page 74 and 75:
Obligations of a public company it
Page 76 and 77:
A public company and its shareholde
Page 78 and 79:
A public company and its shareholde
Page 80 and 81: A public company and its shareholde
Page 82 and 83: A public company and its shareholde
Page 85 and 86: 8 Managing risk NYSE IPO Guide 83
Page 87 and 88: Managing risk certain actions. Gove
Page 89 and 90: Managing risk plan violations, rela
Page 91 and 92: Managing risk Indemnification is no
Page 93 and 94: Managing risk individuals—usually
Page 95 and 96: Managing risk Constructing a D&O li
Page 97 and 98: Managing risk compliance programs w
Page 99 and 100: 9 Foreign private issuers NYSE IPO
Page 101 and 102: Foreign private issuers individual
Page 103 and 104: Foreign private issuers Level III A
Page 105 and 106: Foreign private issuers the underwr
Page 107 and 108: Foreign private issuers Other speci
Page 109 and 110: Foreign private issuers a controlli
Page 111 and 112: Appendices NYSE IPO Guide 109
Page 113 and 114: Appendices Appendix I continued Add
Page 115 and 116: Appendices Appendix II continued Cr
Page 117 and 118: Appendices Appendix IV: NYSE financ
Page 119 and 120: Appendices Appendix VI: Summary of
Page 121 and 122: Contributor profiles NYSE IPO Guide
Page 123 and 124: Contributor profiles (SEC) register
Page 125 and 126: Contributor profiles The Children
Page 127 and 128: Contributor profiles KPMG 345 Park
Page 129: Contributor profiles Morrow & Co.,
show all

xavGE

Create successful ePaper yourself

Delete template?

Save as template?